EXHIBIT (m)(33)
AMENDMENT TO AGENCY TRADING AGREEMENT
This AMENDMENT (the "Amendment") is entered into as of July 24, 2003 by National
Financial Services LLC ("NFS") and ("Fund/Agent").
Reference is made to the Agency Trading Agreement (the "Agreement")
dated as of between NFS and Fund/Agent. Capitalized terms used in this Amendment
and not otherwise defined herein shall have the same meanings as in the
Agreement.
WHEREAS, NFS and Fund/Agent entered into the Agreement in order to
appoint NFS as limited agent to accept orders for the purchase, exchange and
redemptions of Shares by certain employee benefit plans;
WHEREAS, NFS and Fund/Agent desire to extend this appointment to
purchases, exchanges and redemptions of Shares by certain registered open-end
investment companies;
NOW, THEREFORE, for good and valuable consideration, the receipt and
sufficiency of which is hereby acknowledged, the undersigned agree as follows:
1. The second paragraph of the preamble of the Agreement shall be
amended and restated in its entirety as follows:
WHEREAS: Fund/Agent desires that NFS serve as limited agent to accept
orders for the purchase, exchange and redemption of shares of the Funds
("Shares") by certain employee benefit plans ("Plans") and those
open-end investment companies registered under the Investment Company
Act of 1940, as amended, for which Strategic Advisers, Inc. acts as
investment adviser (the "SAI Funds").
2. Paragraphs 1 and 3 of the Agreement shall be amended by adding "and
the SAI Funds" immediately after the word "Plans".
3. Except as amended hereby, the terms, provisions, conditions.
covenants and agreements set forth in the Agreement are hereby confirmed and
shall remain in full force and effect.
IN WITNESS WHEREOF, the undersigned have executed this Amendment as of
the date first set forth above.
One Group Mutual Funds National Financial Services LLC
(Fund/Agent)
By: /s/ Xxxxxx X. Xxxxx By: /s/ Xxxxxx Xxxxx
Name: Xxxxxx X. Xxxxx Name: Xxxxxx Xxxxx
Title: Vice President Title: Senior Vice President
July 30, 2003
One Group Mutual Funds
(Fund/Agent)
By: /s/ Xxxx X. Xxxxxx
Name: Xxxx X./ Xxxxxx
Title: President
