Amendment No. 23 to Transfer Agency and Service Agreement
Amendment No. 23 to Transfer Agency and Service Agreement
This Amendment No. 23, dated as of May 20, 2020 (the "Effective Date"), to the Transfer Agency and Service Agreement (this "Amendment"), by and between AQR Funds, a Delaware statutory trust established under the laws of the State of Delaware, having its principal place of business at Two Xxxxxxxxx Xxxxx, 0xx Xxxxx, Xxxxxxxxx, Xxxxxxxxxxx 00000 (the "Trust"), and ALPS Fund Services, Inc., a Colorado corporation, having its principal place of business at 0000 Xxxxxxxx, Xxxxx 0000, Xxxxxx, Xxxxxxxx 00000 (the "Transfer Agent").
WHEREAS, the Trust and the Transfer Agent entered into a Transfer Agency and Service Agreement, dated as of December 8, 2008, as amended and as in effect prior to giving effect to this Amendment (the "Agreement"); and
WHEREAS, the Trust and the Transfer Agent wish to amend the provisions of the Agreement to reflect the addition of a Portfolio and three classes of such Portfolio under Schedule A of the Agreement.
NOW, THEREFORE, the parties hereby agree to amend the Agreement as follows:
1.Upon the Effective Date, the parties hereto agree to the addition of a new fund to the current SCHEDULE A – FUND LIST of the Agreement in its entirety and replace it with a new SCHEDULE A – FUND LIST attached hereto and incorporated by reference herein.
2.Except as specifically set forth herein, all other provisions of the Agreement shall remain in full force and effect. Any items not defined in this Amendment shall have the meanings ascribed to them in the Agreement.
IN WITNESS WHEREOF, the parties have executed this Amendment as of the Effective Date.
ALPS FUND SERVICES, INC. | |||||
By: /s/ Xxxxxx XxxXxxx |
By: /s/ Xxxx Sleightholme | ||||
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Name: |
Xxxxxx XxxXxxx |
Name: Xxxx Sleightholme | |||
Title: |
Chief Legal Officer & Vice President |
Title: Authorized Representative | |||
SCHEDULE A
FUND LIST
FUND |
CLASSES OFFERED |
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AQR Large Cap Momentum Style Fund |
Class I |
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Class N |
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Class R6 |
AQR Small Cap Momentum Style Fund |
Class I |
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Class N |
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Class R6 |
AQR International Momentum Style Fund |
Class I |
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Class N |
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Class R6 |
AQR Global Equity Fund |
Class N |
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Class I |
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Class Y |
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Class R6 |
AQR International Equity Fund |
Class N |
|
Class I |
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Class Y |
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Class R6 |
AQR International Small Cap Fund |
Class N |
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Class I |
|
Class Y |
AQR Emerging Markets Fund |
Class N |
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Class I |
|
Class Y |
AQR Equity Plus Fund |
Class N |
|
Class I |
AQR Small Cap Core Fund |
Class N |
|
Class I |
AQR Small Cap Growth Fund |
Class N |
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Class I |
AQR Diversified Arbitrage Fund |
Class N |
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Class I |
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Class R6 |
AQR Managed Futures Strategy Fund |
Class N |
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Class I |
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Class R6 |
AQR Multi-Asset Fund |
Class N |
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Class I |
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Class R6 |
AQR Multi-Strategy Alternative Fund |
Class N |
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Class I |
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Class R6 |
AQR TM Large Cap Momentum Style Fund |
Class I |
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Class N |
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Class R6 |
AQR TM Small Cap Momentum Style Fund |
Class I |
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Class N |
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Class R6 |
AQR TM International Momentum Style Fund |
Class I |
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Class N |
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Class R6 |
AQR Large Cap Defensive Style Fund |
Class N |
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Class I |
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Class R6 |
AQR International Defensive Style Fund |
Class N |
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Class I |
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Class R6 |
AQR Emerging Defensive Style Fund |
Class N |
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Class I |
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Class R6 |
AQR Risk-Balanced Commodities Strategy Fund |
Class N |
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Class I |
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Class R6 |
AQR Risk-Balanced Commodities Strategy LV Fund |
Class N |
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Class I |
AQR Risk Parity II MV Fund |
Class N |
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Class I |
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Class Y |
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Class R6 |
AQR Risk Parity II HV Fund |
Class N |
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Class I |
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Class Y |
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Class R6 |
AQR Large Cap Multi-Style Fund |
Class N |
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Class I |
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Class R6 |
AQR Small Cap Multi-Style Fund |
Class N |
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Class I |
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Class R6 |
AQR International Multi-Style Fund |
Class N |
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Class I |
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Class R6 |
AQR Long-Short Equity Fund |
Class N |
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Class I |
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Class R6 |
AQR Managed Futures Strategy HV Fund |
Class N |
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Class I |
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Class R6 |
AQR Style Premia Alternative Fund |
Class I |
|
Class N |
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Class R6 |
AQR Global Macro Fund |
Class N |
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Class I |
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Class R6 |
AQR Emerging Multi-Style Fund |
Class I |
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Class N |
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Class R6 |
AQR Equity Market Neutral Fund |
Class I |
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Class N |
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Class R6 |
AQR Style Premia Alternative LV Fund |
Class I |
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Class N |
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Class R6 |
AQR TM Large Cap Multi-Style Fund |
Class I |
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Class N |
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Class R6 |
AQR TM Small Cap Multi-Style Fund |
Class I |
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Class N |
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Class R6 |
AQR TM International Multi-Style Fund |
Class I |
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Class N |
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Class R6 |
AQR TM Emerging Multi-Style Fund |
Class I |
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Class N |
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Class R6 |
AQR Style Premia Alternative II Fund |
Class I |
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Class N |
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Class R6 |
AQR Alternative Risk Premia Fund |
Class I |
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Class N |
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Class R6 |
AQR Core Plus Bond Fund |
Class I |
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Class N |
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Class R6 |
AQR High Yield Bond Fund |
Class I |
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Class N |
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Class R6 |
AQR Volatility Risk Premium Fund |
Class I |
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Class N |
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Class R6 |
AQR Diversifying Strategies Fund |
Class I |
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Class N |
|
Class R6 |
