AMENDED AND RESTATED FIDELITY BOND PREMIUM SHARING AGREEMENT
(v)
AMENDED AND RESTATED FIDELITY BOND PREMIUM SHARING AGREEMENT
THIS AGREEMENT made as of December 31, 1995, amended and restated as of October 16, 2006, by and among the investment companies (the “Funds”) and affiliates of ▇▇▇▇▇ ▇▇▇▇▇ Corp. (“EVC”) listed on the attached Schedule A (the “EV Parties”) (collectively, the “Insureds”).
WHEREAS, ▇▇▇▇▇ ▇▇▇▇▇ Management (“EVM”) and Boston Management and Research (“BMR”) act as investment adviser or administrator of the Funds, and may from time to time hereafter act as investment adviser or administrator of other funds; and ▇▇▇▇▇ ▇▇▇▇▇ Distributors, Inc. (“EVD”) acts as principal underwriter or placement agent for the Funds, and may from time to time hereafter act as principal underwriter or placement agent for other funds.
WHEREAS, all the parties hereto are named Insureds under an Investment Company Blanket Bond (the “Bond”) issued by one or more insurance companies (the “Insurer”), which may from time to time be amended or replaced.
WHEREAS, the parties desire to establish (i) the criteria by which the annual premium shall be allocated among the parties, (ii) the basis upon which additional investment companies for which EVM or BMR may hereafter act as investment adviser or administrator and additional affiliates of EVC may from time to time be added as named insureds under the Bond and (iii) the criteria by which losses in excess of the face amount of the Bond shall be allocated among the parties.
NOW, THEREFORE, it is agreed as follows:
1.
The aggregate portion of the premium to be paid by the Funds and the EV Parties will be determined annually as follows. The minimum amount of coverage required as of December 31 of the preceding year (the “Mandatory Coverage Amount”) shall be calculated for each Fund and any EV Party for which such coverage is required (the “Mandatory Coverage Parties”). In order to prevent an unfair allocation of premium costs to those investment companies that are structured in Hub and Spoke format, it is essential that the Hub defray substantially all of the premium cost with its Spokes paying only nominal amounts of such cost. The amount of excess coverage will be computed by subtracting the aggregate Mandatory Coverage Amount from the face amount of the Bond. 40% of this excess coverage (the “Non-Mandatory Share”) will be deemed attributable to those EV Parties (the “Non-Mandatory Coverage Parties”), if any, that are not Mandatory Coverage Parties. The remaining 60% of this excess coverage will be deemed attributable to the Mandatory Coverage Parties.
The amount of the total premium allocated to the Non-Mandatory Coverage Parties will be determined by calculating the percentage of the total Bond coverage that is represented by the Non-Mandatory Share. This percentage will be multiplied by the aggregate amount of the Bond premium to determine the amount of the premium to be allocated to the Non-Mandatory Coverage parties. This amount may be allocated among the Non-Mandatory Coverage Parties as mutually agreed by them.
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2.
If the Insurer is willing without additional premium to add as an Insured under the Bond any investment company for which EVM or BMR hereafter is investment adviser or administrator or any affiliate of EVC not listed on Schedule A which qualifies as an insurable party pursuant to Rule 17g-1(b)(3) under the Investment Company Act of 1940, the parties hereto agree (a) that such addition may be made, (b) that such investment company may become a party to this Agreement and be included within the term “Funds”, and (c) that such affiliate may become a party to this Agreement and be included within the term “EV Parties”; provided that notice of such addition is given each Fund not less than ten (10) days before such addition becomes effective and further provided that in each case such investment company or affiliate shall have executed and delivered to the parties to this Agreement its written agreement to become a party hereto and to be bound by the terms of this Agreement. Any Fund objecting to any such addition may withdraw from this Agreement and coverage under the Bond by written notice to all parties insured under the Bond not less than ten (10) days before the withdrawal. The withdrawing Fund shall be entitled to receive and EVM shall pay to the withdrawing Fund an amount equal to the portion of the share of the premium on the Bond borne by the withdrawing Fund which is proportional to the unexpired term of the Bond for which a premium has been paid.
3.
In the event that the claims of loss of two or more Insureds under the Bond are so related that the Insurer is entitled to assert that the claims must be aggregated with the result that the total amount payable on such claims is limited to the face amount of the Bond, the following rules for determining, as among the claimants, the priority of satisfaction of the claims under the Bond shall apply:
A.
All claims of the Funds and of any qualified profit sharing and/or retirement plan of ▇▇▇▇▇ ▇▇▇▇▇ Management or subsidiaries of EVC (the “Plans”) which have been duly proved and established under the Bond shall be satisfied in full before satisfaction of any claims of any other parties. However, a Fund (a “Spoke”) which invests substantially all of its assets in another Fund (a “Hub”) is not entitled to recover on the Spoke’s claim to the extent that the Spoke’s actual covered loss is reduced by the satisfaction of the Hub’s claim.
B.
If the claims of the Funds and Plans which have been duly proved and established exceed the face amount of the Bond, the insurance shall be applied to those claims in the following manner:
(i)
First, the insurance shall be applied to the claim of each Fund and Plan up to its respective minimum fidelity bond requirement for the year in which the claim arose as determined pursuant to Rule 17g-1(d) under the Investment Company Act of 1940 with respect to the Funds and pursuant to Section 412 of the Employee Retirement Income Security Act of 1974 (ERISA) and any applicable regulations promulgated thereunder with respect to the Plans; and
(ii)
The remaining amount of insurance then shall be applied to the unsatisfied claims of the Funds and Plans in proportion to the amounts of such unsatisfied claims.
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C.
If after giving effect to Paragraph A there remains a portion of the insurance under the Bond available for the satisfaction of claims of parties other than the Funds and Plans which have been duly proved and established under the Bond, such remainder shall be applied as EVM shall determine.
4.
All parties hereto agree that any obligation assumed by a business or common law trust shall be limited to the assets of the trust, and the trustees, shareholders and agents of the trust shall not be liable thereon.
5.
This Amended and Restated Fidelity Bond Premium Sharing Agreement shall become effective as of October 16, 2006.
IN WITNESS WHEREOF, the parties have hereunto caused this Agreement to be executed by their officers, General Partners, Directors or Trustees hereunto duly authorized all as of the day and year first above written.
▇▇▇▇▇ ▇▇▇▇▇ MANAGEMENT (as agent for the Insureds listed on Schedule A)
By:
/s/ ▇▇▇▇ ▇. ▇’▇▇▇▇
Name:
▇▇▇▇ ▇. ▇’▇▇▇▇
Title:
Vice President
013_0061
Schedule A
September 1, 2012
▇▇▇▇▇ ▇▇▇▇▇ Non-Funds:
Atlanta Capital Management Company, LLC
Atlanta Capital, L.P.
▇▇▇▇▇ ▇▇▇▇▇ Corp.
▇▇▇▇▇ ▇▇▇▇▇ Acquisitions
▇▇▇▇▇ ▇▇▇▇▇ Trust Company
▇▇▇▇▇ ▇▇▇▇▇ Investment Counsel
▇▇▇▇▇ ▇▇▇▇▇ Management (International) Ltd.
▇▇▇▇▇ ▇▇▇▇▇ Management
Boston Management and Research
▇▇▇▇▇ ▇▇▇▇▇, Inc.
▇▇▇▇▇ ▇▇▇▇▇ Distributors, Inc.
Parametric Portfolio Associates, LLC
Parametric Portfolio, L.P.
▇▇▇▇▇ ▇▇▇▇▇ Advisers (Ireland) Limited
▇▇▇▇▇ ▇▇▇▇▇ CDO Corp.
Parametric Risk Advisors, LLC
Fox Asset Management LLC
▇▇▇▇▇ ▇▇▇▇▇ Real Estate Management
▇▇▇▇▇ ▇▇▇▇▇ Consolidated Health & Welfare Benefit Plan
▇▇▇▇▇ ▇▇▇▇▇ Corp. Deferred Compensation Plan
▇▇▇▇▇ ▇▇▇▇▇ Management Education Assistance Plan
▇▇▇▇▇ ▇▇▇▇▇ Management Profit Sharing and Savings Plan
▇▇▇▇▇ ▇▇▇▇▇ Management International (Asia) Pte. Ltd.
▇▇▇▇▇ ▇▇▇▇▇ Management Canada Ltd.
▇▇▇▇▇ ▇▇▇▇▇ Australia Pty. Ltd. (effective 7/27/12)
EVA Holdings, LLC
▇▇▇▇▇ ▇▇▇▇▇ Growth Trust, a series fund consisting of:
o
▇▇▇▇▇ ▇▇▇▇▇ Asian Small Companies Fund
o
▇▇▇▇▇ ▇▇▇▇▇-Atlanta Capital Focused Growth Fund
o
▇▇▇▇▇ ▇▇▇▇▇ Atlanta Capital Select Equity Fund
o
▇▇▇▇▇ ▇▇▇▇▇-Atlanta Capital ▇▇▇▇-Cap Fund
o
▇▇▇▇▇ ▇▇▇▇▇ Focused Growth Opportunities Fund
o
▇▇▇▇▇ ▇▇▇▇▇ Focused Value Opportunities Fund
o
▇▇▇▇▇ ▇▇▇▇▇ Global Natural Resources Fund
o
▇▇▇▇▇ ▇▇▇▇▇ Greater China Growth Fund
o
▇▇▇▇▇ ▇▇▇▇▇ Hexavest Emerging Markets Equity Fund (launched 8/29/12)
o
▇▇▇▇▇ ▇▇▇▇▇ Hexavest Global Equity Fund (launched 8/29/12)
o
▇▇▇▇▇ ▇▇▇▇▇ Hexavest International Equity Fund (launced 8/29/12)
o
▇▇▇▇▇ ▇▇▇▇▇ Hexavest U.S. Equity Fund (launched 8/29/12)
o
▇▇▇▇▇ ▇▇▇▇▇ Multi-Cap Growth Fund
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o
▇▇▇▇▇ ▇▇▇▇▇ ▇▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇▇ All Asset Strategy Fund
o
▇▇▇▇▇ ▇▇▇▇▇ ▇▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇▇ Equity Strategy Fund
o
▇▇▇▇▇ ▇▇▇▇▇ Worldwide Health Sciences Fund
▇▇▇▇▇ ▇▇▇▇▇ Investment Trust, a series fund consisting of:
o
▇▇▇▇▇ ▇▇▇▇▇ AMT-Free Limited Maturity Municipal Income Fund
o
▇▇▇▇▇ ▇▇▇▇▇ Massachusetts Limited Maturity Municipal Income Fund
o
▇▇▇▇▇ ▇▇▇▇▇ National Limited Maturity Municipal Income Fund
o
▇▇▇▇▇ ▇▇▇▇▇ New York Limited Maturity Municipal Income Fund
o
▇▇▇▇▇ ▇▇▇▇▇ Pennsylvania Limited Maturity Municipal Income Fund
▇▇▇▇▇ ▇▇▇▇▇ Municipals Trust, a series fund consisting of:
o
▇▇▇▇▇ ▇▇▇▇▇ Alabama Municipal Income Fund
o
▇▇▇▇▇ ▇▇▇▇▇ Arizona Municipal Income Fund
o
▇▇▇▇▇ ▇▇▇▇▇ Arkansas Municipal Income Fund
o
▇▇▇▇▇ ▇▇▇▇▇ California Municipal Income Fund
o
▇▇▇▇▇ ▇▇▇▇▇ Connecticut Municipal Income Fund
o
▇▇▇▇▇ ▇▇▇▇▇ Georgia Municipal Income Fund
o
▇▇▇▇▇ ▇▇▇▇▇ Kentucky Municipal Income Fund
o
▇▇▇▇▇ ▇▇▇▇▇ Maryland Municipal Income Fund
o
▇▇▇▇▇ ▇▇▇▇▇ Massachusetts Municipal Income Fund
o
▇▇▇▇▇ ▇▇▇▇▇ Minnesota Municipal Income Fund
o
▇▇▇▇▇ ▇▇▇▇▇ Missouri Municipal Income Fund
o
▇▇▇▇▇ ▇▇▇▇▇ Municipal Opportunities Fund
o
▇▇▇▇▇ ▇▇▇▇▇ National Municipal Income Fund
o
▇▇▇▇▇ ▇▇▇▇▇ New Jersey Municipal Income Fund
o
▇▇▇▇▇ ▇▇▇▇▇ New York Municipal Income Fund
o
▇▇▇▇▇ ▇▇▇▇▇ North Carolina Municipal Income Fund
o
▇▇▇▇▇ ▇▇▇▇▇ Ohio Municipal Income Fund
o
▇▇▇▇▇ ▇▇▇▇▇ Oregon Municipal Income Fund
o
▇▇▇▇▇ ▇▇▇▇▇ Pennsylvania Municipal Income Fund
o
▇▇▇▇▇ ▇▇▇▇▇ South Carolina Municipal Income Fund
o
▇▇▇▇▇ ▇▇▇▇▇ Tennessee Municipal Income Fund
o
▇▇▇▇▇ ▇▇▇▇▇ Virginia Municipal Income Fund
▇▇▇▇▇ ▇▇▇▇▇ Municipals Trust II, a series fund consisting of:
o
▇▇▇▇▇ ▇▇▇▇▇ High Yield Municipal Income Fund
o
▇▇▇▇▇ ▇▇▇▇▇ Tax-Advantaged Bond Strategies Short Term Fund
o
▇▇▇▇▇ ▇▇▇▇▇ Tax-Advantaged Bond Strategies Intermediate Term Fund
o
▇▇▇▇▇ ▇▇▇▇▇ Tax-Advantaged Bond Strategies Long Term Fund
▇▇▇▇▇ ▇▇▇▇▇ Mutual Funds Trust, a series fund consisting of:
o
▇▇▇▇▇ ▇▇▇▇▇ AMT-Free Municipal Income Fund
o
▇▇▇▇▇ ▇▇▇▇▇ Atlanta Capital Horizon Growth Fund
o
▇▇▇▇▇ ▇▇▇▇▇ Build America Bond Fund
o
▇▇▇▇▇ ▇▇▇▇▇ Diversified Currency Income Fund
o
▇▇▇▇▇ ▇▇▇▇▇ Emerging Markets Local Income Fund
o
▇▇▇▇▇ ▇▇▇▇▇ Floating-Rate Fund
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o
▇▇▇▇▇ ▇▇▇▇▇ Floating-Rate Advantage Fund
o
▇▇▇▇▇ ▇▇▇▇▇ Floating-Rate & High Income Fund
o
▇▇▇▇▇ ▇▇▇▇▇ Global Dividend Income Fund
o
▇▇▇▇▇ ▇▇▇▇▇ Global Macro Absolute Return Fund
o
▇▇▇▇▇ ▇▇▇▇▇ Global Macro Absolute Return Advantage Fund
o
▇▇▇▇▇ ▇▇▇▇▇ Government Obligations Fund
o
▇▇▇▇▇ ▇▇▇▇▇ High Income Opportunities Fund
o
▇▇▇▇▇ ▇▇▇▇▇ Parametric Structured Absolute Return Fund
o
▇▇▇▇▇ ▇▇▇▇▇ Parametric Structured Emerging Markets Fund
o
▇▇▇▇▇ ▇▇▇▇▇ Parametric Structured International Equity Fund
o
▇▇▇▇▇ ▇▇▇▇▇ Parametric Structured Commodity Strategy Fund
o
▇▇▇▇▇ ▇▇▇▇▇ Parametric Structured Currency Fund
o
▇▇▇▇▇ ▇▇▇▇▇ Large-Cap Core Research Fund
o
▇▇▇▇▇ ▇▇▇▇▇ Low Duration Fund
o
▇▇▇▇▇ ▇▇▇▇▇ Multi-Strategy Absolute Return Fund
o
▇▇▇▇▇ ▇▇▇▇▇ Multi-Strategy All Market Fund
o
▇▇▇▇▇ ▇▇▇▇▇ Strategic Income Fund
o
▇▇▇▇▇ ▇▇▇▇▇ Tax-Managed Equity Asset Allocation Fund
o
▇▇▇▇▇ ▇▇▇▇▇ Tax-Managed Global Dividend Income Fund
o
▇▇▇▇▇ ▇▇▇▇▇ Tax-Managed Growth Fund 1.1
o
▇▇▇▇▇ ▇▇▇▇▇ Tax-Managed Growth Fund 1.2
o
▇▇▇▇▇ ▇▇▇▇▇ Tax-Managed International Equity Fund
o
▇▇▇▇▇ ▇▇▇▇▇ Tax-Managed Multi-Cap Growth Fund
o
▇▇▇▇▇ ▇▇▇▇▇ Tax-Managed Small-Cap Fund
o
▇▇▇▇▇ ▇▇▇▇▇ Tax-Managed Small-Cap Value Fund
o
▇▇▇▇▇ ▇▇▇▇▇ Tax-Managed Value Fund
o
▇▇▇▇▇ ▇▇▇▇▇ U.S. Government Money Market Fund
▇▇▇▇▇ ▇▇▇▇▇ Series Fund, Inc.
o
▇▇▇▇▇ ▇▇▇▇▇ Institutional Emerging Markets Local Debt Fund (tentative launch Oct 2012)
▇▇▇▇▇ ▇▇▇▇▇ Series Trust, a series fund consisting of:
o
▇▇▇▇▇ ▇▇▇▇▇ Tax-Managed Growth Fund 1.0
▇▇▇▇▇ ▇▇▇▇▇ Series Trust II, a series fund consisting of:
o
▇▇▇▇▇ ▇▇▇▇▇ Income Fund of Boston
o
▇▇▇▇▇ ▇▇▇▇▇ Parametric Tax-Managed Emerging Markets Fund
▇▇▇▇▇ ▇▇▇▇▇ Special Investment Trust, a series fund consisting of:
o
▇▇▇▇▇ ▇▇▇▇▇ Balanced Fund
o
▇▇▇▇▇ ▇▇▇▇▇ Commodity Strategy Fund
o
▇▇▇▇▇ ▇▇▇▇▇ Dividend Builder Fund
o
▇▇▇▇▇ ▇▇▇▇▇ Greater India Fund
o
▇▇▇▇▇ ▇▇▇▇▇ Investment Grade Income Fund
o
▇▇▇▇▇ ▇▇▇▇▇ Large-Cap Growth Fund
o
▇▇▇▇▇ ▇▇▇▇▇ Large-Cap Value Fund
o
▇▇▇▇▇ ▇▇▇▇▇ Parametric Option Absolute Return Strategy Fund
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o
▇▇▇▇▇ ▇▇▇▇▇ Real Estate Fund
o
▇▇▇▇▇ ▇▇▇▇▇ Risk-Managed Equity Option Fund
o
▇▇▇▇▇ ▇▇▇▇▇ Short-Term Real Return Fund
o
▇▇▇▇▇ ▇▇▇▇▇ Small-Cap Fund
o
▇▇▇▇▇ ▇▇▇▇▇ Small-Cap Value Fund
o
▇▇▇▇▇ ▇▇▇▇▇ Special Equities Fund
▇▇▇▇▇ ▇▇▇▇▇ Variable Trust, a series fund consisting of:
o
▇▇▇▇▇ ▇▇▇▇▇ VT Floating-Rate Income Fund
o
▇▇▇▇▇ ▇▇▇▇▇ VT Large-Cap Value Fund
▇▇▇▇▇ ▇▇▇▇▇ Closed-End Funds:
▇▇▇▇▇ ▇▇▇▇▇ California Municipal Bond Fund
▇▇▇▇▇ ▇▇▇▇▇ California Municipal Bond Fund II
▇▇▇▇▇ ▇▇▇▇▇ California Municipal Income Trust
▇▇▇▇▇ ▇▇▇▇▇ Enhanced Equity Income Fund
▇▇▇▇▇ ▇▇▇▇▇ Enhanced Equity Income Fund II
▇▇▇▇▇ ▇▇▇▇▇ Floating-Rate Income Trust
▇▇▇▇▇ ▇▇▇▇▇ Limited Duration Income Fund
▇▇▇▇▇ ▇▇▇▇▇ Massachusetts Municipal Bond Fund
▇▇▇▇▇ ▇▇▇▇▇ Massachusetts Municipal Income Trust
▇▇▇▇▇ ▇▇▇▇▇ Michigan Municipal Bond Fund
▇▇▇▇▇ ▇▇▇▇▇ Michigan Municipal Income Trust
▇▇▇▇▇ ▇▇▇▇▇ Municipal Bond Fund
▇▇▇▇▇ ▇▇▇▇▇ Municipal Bond Fund II
▇▇▇▇▇ ▇▇▇▇▇ Municipal Income Trust
▇▇▇▇▇ ▇▇▇▇▇ National Municipal Opportunities Trust
▇▇▇▇▇ ▇▇▇▇▇ New Jersey Municipal Bond Fund
▇▇▇▇▇ ▇▇▇▇▇ New Jersey Municipal Income Trust
▇▇▇▇▇ ▇▇▇▇▇ New York Municipal Bond Fund
▇▇▇▇▇ ▇▇▇▇▇ New York Municipal Bond Fund II
▇▇▇▇▇ ▇▇▇▇▇ New York Municipal Income Trust
▇▇▇▇▇ ▇▇▇▇▇ Ohio Municipal Bond Fund
▇▇▇▇▇ ▇▇▇▇▇ Ohio Municipal Income Trust
▇▇▇▇▇ ▇▇▇▇▇ Pennsylvania Municipal Bond Fund
▇▇▇▇▇ ▇▇▇▇▇ Pennsylvania Municipal Income Trust
▇▇▇▇▇ ▇▇▇▇▇ Risk-Managed Diversified Equity Income Fund
▇▇▇▇▇ ▇▇▇▇▇ Senior Floating-Rate Trust
▇▇▇▇▇ ▇▇▇▇▇ Senior Income Trust
▇▇▇▇▇ ▇▇▇▇▇ Short Duration Diversified Income Fund
▇▇▇▇▇ ▇▇▇▇▇ Tax-Advantaged Bond and Option Strategies Fund
▇▇▇▇▇ ▇▇▇▇▇ Tax-Advantaged Dividend Income Fund
▇▇▇▇▇ ▇▇▇▇▇ Tax-Advantaged Global Dividend Income Fund
▇▇▇▇▇ ▇▇▇▇▇ Tax-Advantaged Global Dividend Opportunities Fund
▇▇▇▇▇ ▇▇▇▇▇ Tax-Managed Buy-Write Income Fund
▇▇▇▇▇ ▇▇▇▇▇ Tax-Managed Buy-Write Opportunities Fund
▇▇▇▇▇ ▇▇▇▇▇ Tax-Managed Diversified Equity Income Fund
▇▇▇▇▇ ▇▇▇▇▇ Tax-Managed Global Buy-Write Opportunities Fund
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▇▇▇▇▇ ▇▇▇▇▇ Tax-Managed Global Diversified Equity Income Fund
eUnits™ 2 Year U.S. Market Participation Trust:
Upside to Cap/Buffered Downside
eUnits™ 2 Year U.S. Market Participation Trust II:
Upside to Cap/Buffered Downside
(the following 7 closed-end funds are registered with the SEC, but are not yet effective or are effective but not offered)
▇▇▇▇▇ ▇▇▇▇▇ Diversified Emerging Markets Local Income Fund, Inc.
▇▇▇▇▇ ▇▇▇▇▇ Preferred Dividend Income Trust
▇▇▇▇▇ ▇▇▇▇▇ Risk-Managed Equity Income Opportunities Fund
eUnits™ 2 Year U.S. Market Participation Trust III:
Upside to Cap/Buffered Downside
eUnits™ 2 Year U.S. Market Participation Trust IV:
Upside to Cap/Buffered Downside
eUnits™ 2 Year U.S. Market Participation Trust V:
Upside to Cap/Buffered Downside
eUnits™ 2 Year U.S. Market Participation Trust VI:
Upside to Cap/Buffered Downside
▇▇▇▇▇ ▇▇▇▇▇ Portfolios:
Asian Small Companies Portfolio
Boston Income Portfolio
CMBS Portfolio (anticipated offering after 10/31/12)
Dividend Builder Portfolio
Emerging Markets Local Income Portfolio
Floating Rate Portfolio
Global Macro Portfolio
Global Macro Absolute Return Advantage Portfolio
Global Opportunities Portfolio
Government Obligations Portfolio
Greater India Portfolio
High Income Opportunities Portfolio
Inflation-Linked Securities Portfolio
International Income Portfolio
Investment Grade Income Portfolio
Large-Cap Core Research Portfolio
Large-Cap Growth Portfolio
Large-Cap Value Portfolio
MSAM Completion Portfolio
MSAR Completion Portfolio
Parametric Structured Absolute Return Portfolio
Senior Debt Portfolio
Short Duration High Income Portfolio
Short-Term U.S. Government Portfolio
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▇▇▇▇-Cap Portfolio
Tax-Managed Growth Portfolio
Tax-Managed International Equity Portfolio
Tax-Managed Multi-Cap Growth Portfolio
Tax-Managed Small-Cap Portfolio
Tax-Managed Small Cap Value Portfolio
Tax-Managed Value Portfolio
Worldwide Health Sciences Portfolio
▇▇▇▇▇ ▇▇▇▇▇ Fund Cayman Islands Wholly Owned Subsidiaries of SEC Registered Funds:
▇▇▇▇▇ ▇▇▇▇▇ AM Commodity Subsidiary, Ltd.
▇▇▇▇▇ ▇▇▇▇▇ CSF Commodity Subsidiary, Ltd.
▇▇▇▇▇ ▇▇▇▇▇ DIF Commodity Subsidiary, Ltd.
▇▇▇▇▇ ▇▇▇▇▇ EVG Commodity Subsidiary, Ltd.
▇▇▇▇▇ ▇▇▇▇▇ SIF Commodity Subsidiary, Ltd.
▇▇▇▇▇ ▇▇▇▇▇ EMLIP Commodity Subsidiary, Ltd.
▇▇▇▇▇ ▇▇▇▇▇ GMP Commodity Subsidiary, Ltd.
▇▇▇▇▇ ▇▇▇▇▇ GMAP Commodity Subsidiary, Ltd.
▇▇▇▇▇ ▇▇▇▇▇ GOP Commodity Subsidiary, Ltd.
▇▇▇▇▇ ▇▇▇▇▇ IIP Commodity Subsidiary, Ltd.
PSC Commodity Subsidiary, Ltd.
▇▇▇▇▇ ▇▇▇▇▇ RBA Commodity Subsidiary, Ltd.
PSAR Commodity Subsidiary, Ltd
▇▇▇▇▇ ▇▇▇▇▇ MSAR Commodity Subsidiary, Ltd.
▇▇▇▇▇ ▇▇▇▇▇ MSAM Commodity Subsidiary, Ltd.
▇▇▇▇▇ ▇▇▇▇▇ International (Cayman Islands) Funds, Ltd., Cayman exempted company with the following portfolios:
o
▇▇▇▇▇ ▇▇▇▇▇ International (Cayman Islands) Floating-Rate Income Fund
o
▇▇▇▇▇ ▇▇▇▇▇ International (Cayman Islands) Strategic Income Fund
o
▇▇▇▇▇ ▇▇▇▇▇ International(Cayman Islands) Emerging Markets Local Income Fund
▇▇▇▇▇ ▇▇▇▇▇ International (Cayman Islands) Floating Rate Income Portfolio
▇▇▇▇▇ ▇▇▇▇▇ International (Ireland) Funds plc, a series fund consisting of:
o
▇▇▇▇▇ ▇▇▇▇▇ International (Ireland) Global Macro Fund
o
▇▇▇▇▇ ▇▇▇▇▇ International (Ireland) Parametric Emerging Markets Fund
o
▇▇▇▇▇ ▇▇▇▇▇ International (Ireland) U.S. High Yield Bond Fund
o
▇▇▇▇▇ ▇▇▇▇▇ International (Ireland) U.S. Value Fund
o
▇▇▇▇▇ ▇▇▇▇▇ International (Ireland) Parametric Global Equity Fund
o
▇▇▇▇▇ ▇▇▇▇▇ International (Ireland) Parametric Emerging Markets Core Fund
o
▇▇▇▇▇ ▇▇▇▇▇ International (Ireland) Hexavest All-Country Global Equity Fund (launch expected 10/30/12)
o
▇▇▇▇▇ ▇▇▇▇▇ International (Ireland) Hexavest Emerging Markets Fund (launch expected 10/30/12)
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o
▇▇▇▇▇ ▇▇▇▇▇ International (Ireland) Hexavest European Equity Fund (launch expected 10/30/12)
o
▇▇▇▇▇ ▇▇▇▇▇ International (Ireland) Hexavest Global Equity Fund (launch expected 10/30/12)
o
▇▇▇▇▇ ▇▇▇▇▇ International (Ireland) Parametric Responsible Emerging Markets Fund (not yet launched; unlikely to launch)
▇▇▇▇▇ ▇▇▇▇▇ Exchange Funds:
Altavera Capital Fund LLC
Clearfork Capital Fund LLC
Clearfork Investment Corporation
Clearfork Realty Corporation
Bel Colonnade LLC
Bel Ridge Holdings LLC
Bel SML III, LLC
Bel Valley Ranch Holdings LLC
Bel Thornton II LLC (approved 7/18/12)
Clearwood Capital Fund LLC
Clearwood Realty Corporation
Bel Austin I, LLC
Bel Hickory Grove Holdings LLC
Bel Stamford VIII, LLC
Belair Capital Fund LLC
Belair Real Estate Corporation LLC
Elkhorn Property Trust
Elkhorn Fund GP LLC
BRC Elkhorn Fund LP
Elkhorn OH LLC
Elkhorn OH 2 LLC
Keystone CBC, LLC
Keystone CBC I, LP
Keystone CBC, LP
PF (OHIO) Two, LLC
ProLogis Six Rivers Limited Partnership (as to the Elkhorn Business)
BRC Elkhorn FL LLC - dissolved
Keystone ICP IV LLC - dissolved
▇▇▇▇▇▇▇▇▇ Drive, LLC
Keystone NJP II LLC
Keystone Capital, LLC
Keystone Capital I, LP
Keystone Capital, LP
Belbrook Capital Fund LLC
Belbrook Realty Corporation
Quantico Buildings, LLC
Westfields 4803 Stonecroft, LLC
Westfields 4805 Stonecroft, LLC
Westfields Liberty I, LLC
Westfields Liberty II, LLC
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Westfields Liberty III, LLC
Quantico Real Estate LLC
Bel Stamford VII, LLC
Belcrest Capital Fund LLC
Belcrest Realty Corporation
Lafayette Buildings, LLC
Lafayette Real Estate LLC
Bel Stamford I, LLC
Beldore Capital Fund LLC
Beldore Investment Corporation
Beldore Realty Corporation
Bel Marquette III, LLC
Bel ▇▇▇▇▇▇ ▇▇, LLC
Bel ▇▇▇▇▇▇▇▇▇ ▇▇, LLC
Bel Biscayne LLC
Bel Biscayne Management LLC
Bel Cascadia Holdings LLC
Bel ▇▇▇▇▇▇▇▇ Holdings LLC
Bel ▇▇▇▇▇▇▇▇ I LLC (approved 7/18/12)
Bel ▇▇▇▇▇▇▇▇▇ LLC (approved 7/19/12)
Belmar Capital Fund LLC
Belmar Investment Corporation
Belmar Realty Corporation
Bel Calibre Holdings LLC
Bel SML I, LLC
Bel Marquette I, LLC
Bel Stamford II, LLC
Bel Lauderhill Holdings Inc.
Bel Minneapolis Holdings LLC
Bel Indian School Holdings LLC
Belport Capital Fund LLC
Belport Realty Corporation
Bel Multifamily Property Trust LLC
Bel Snohomish Holdings LLC
Bel Puget Holdings LLC
Bel St. Louis Holdings LLC - dissolved
Bel Tuscon Holdings LLC - dissolved
Bel Thunderbird Holdings LLC - dissolved
Monadock Property Trust LLC
Bel Jacksonville Holdings Limited Partnership
Bel Jacksonville GP LLC
Bel Emanuel Holdings LLC
Bel Riverside Holdings LLC
Bel Stamford III, LLC
Belrose Capital Fund LLC
Belrose Realty Corporation
Bel Marlborough Campus LLC - dissolved
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Bel Marlborough I, LLC - dissolved
Bel Marlborough II, LLC - dissolved
Bel Marlborough TRS, LLC - dissolved
Bel Stamford IV, LLC
Belrose Property Holdings LLC
Bel Dallas Park Cities Holdings LLC
Bel Dunwoody Holdings LLC
Bel ▇▇▇▇▇▇▇▇▇ I, LLC
Bel Shoreline LLC
Belshire Capital Fund LLC
Belshire Realty Corporation
Casco Property Trust LLC
Bel Annapolis Holdings LLC
Bel Harbor Holdings LLC
Bel ▇▇▇▇▇▇ Holdings LLC
Bel Decatur Holdings LLC
Bel Westchase Holdings LLC
Bel Endymion LLC
Bel Gardena LLC
Bel Stamford V, LLC
Belterra Capital Fund LLC
Belterra Realty Corporation
Bel SML II, LLC
Bel Stamford VI, LLC
Belterra Property Holdings LLC
Bel ▇▇▇▇▇▇ Mill Holdings LLC
Bel Arrowhead Holdings LLC
Bel Pembroke Holdings LLC
Belvedere Capital Fund Company LLC
Belvedere Equity Fund LLC
Belvedere Equity Real Estate Corporation
Belwater Capital Fund LLC
Belwater Realty Corporation
Bel Communities Property Trust
Bel Camelback Holdings LLC
Bel Communities LLC
Bel Communities Property Trust LLC
Bel Indian School Holdings LLC
Bel Minneapolis LLC
Bel ▇▇▇▇▇ ▇▇▇▇▇▇ Holdings LLC
Bel Pineville Holdings LLC
Bel Portland Holdings LLC
Bel Renton Holdings LLC
Bel Timberglen Holdings LLC - dissolved
Bel Tulsa Holdings LLC
Bel Santa ▇▇▇ Management, LLC
Bel Santa ▇▇▇, LLC
Bel Marquette II, LLC
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Bel Holdings LLC
Belvorn Holdings LLC
The U.S. Charitable Gift Trust, a series fund consisting of:
o
Charitable Deferred Retirement Fund - 20 Year High Yield
o
Donor Advised Fund - Cash Management Fund
o
Donor Advised Fund - Gift Fund Preservation Fund
o
Donor Advised Fund – Growth & Income Fund
o
Donor Advised Fund - Growth Fund
o
Donor Advised Fund - Income Fund
o
Donor Advised Fund – Large Cap Value
o
Pooled Income Fund - Growth & Income Fund
o
Pooled Income Fund - High Yield Fund
o
Pooled Income Fund – Current Fund
▇▇▇▇▇ ▇▇▇▇▇ Trust Company Collective Investment Trust for Employee Benefit Plans:
High Yield Fund
▇▇▇▇▇ ▇▇▇▇▇ Trust Company / Parametric Structured Emerging Markets Equity Fund
Investment Grade Income Fund
Large Cap Core Research Fund
Large Cap Growth Fund
Large Cap Value Fund
▇▇▇▇▇ ▇▇▇▇▇ Trust Company / Parametric Structured Commodity Fund
▇▇▇▇▇ ▇▇▇▇▇ Trust Company/Parametric Structured Emerging Markets Core Equity Fund (no launch date – currently no investors)
Small Cap Core Fund
▇▇▇▇▇ ▇▇▇▇▇ Trust Company Collective Investment Trust for Employee Benefit Plans II:
Large Cap Value Fund
High Yield Fund
▇▇▇▇▇ ▇▇▇▇▇ Trust Company Common Trust Fund:
Small Cap Core Common Trust Fund
Large Cap Value Common Trust Fund
▇▇▇▇▇ ▇▇▇▇▇ Trust Company / Parametric Structured Emerging Markets
Equity Common Trust Fund
▇▇▇▇▇ ▇▇▇▇▇ Trust Company / Parametric Structured Commodity Common Trust Fund
▇▇▇▇▇ ▇▇▇▇▇ Institutional/Private Funds:
▇▇▇▇▇ ▇▇▇▇▇ Small Cap Core Fund, LLC
▇▇▇▇▇ ▇▇▇▇▇ Institutional High Yield Bond
▇▇▇▇▇ ▇▇▇▇▇ Cash Collateral Fund, LLC
▇▇▇▇▇ ▇▇▇▇▇ Cash Reserves Fund LLC
▇▇▇▇▇ ▇▇▇▇▇ Global Macro Plus Fund, Ltd
▇▇▇▇▇ ▇▇▇▇▇ Institutional Senior Loan Fund
▇▇▇▇▇ ▇▇▇▇▇ Institutional Senior Loan Trust Series I
▇▇▇▇▇ ▇▇▇▇▇ Institutional Senior Loan Trust Series II
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▇▇▇▇▇ ▇▇▇▇▇ Institutional Senior Loan Trust Series IV
▇▇▇▇▇ ▇▇▇▇▇ Institutional Senior Loan Trust Series V
▇▇▇▇▇ ▇▇▇▇▇ Institutional Senior Loan Trust Series VI
▇▇▇▇▇ ▇▇▇▇▇ Institutional Senior Loan Trust Series VII
▇▇▇▇▇ ▇▇▇▇▇ Tax-Managed Multi-Cap Portfolio
▇▇▇▇▇ ▇▇▇▇▇ CDO Corporation:
▇▇▇▇▇ ▇▇▇▇▇ CDO, Ltd.
▇▇▇▇▇ ▇▇▇▇▇ CDO II, Ltd.
▇▇▇▇▇ ▇▇▇▇▇ CDO VII, PLC-Interim Ltd
▇▇▇▇▇ ▇▇▇▇▇ CDO VIII, Ltd.
▇▇▇▇▇ ▇▇▇▇▇ CDO IX, Ltd.
▇▇▇▇▇ ▇▇▇▇▇ CDO X, Ltd.
Innovation Trust 2009
Innovation Trust 2011
Canadian Funds: (subadvised)
AGF Floating Rate Income Fund
Australian Funds:
Australia Senior Loan Fund (not yet launched)
▇▇▇▇▇ ▇▇▇▇▇ (Asutralia) Hexavest All-Country Global Equity Fund (not launched yet)
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