AMENDMENT TO SOUND SHORE FUND, INC. COMPLIANCE SERVICES AGREEMENT
This amendment (the "Amendment") to the Sound Shore Fund, Inc.
Compliance Services Agreement dated as of October 1, 2004 and amended and restated on January 31, 2008 (the "Agreement"), by and between Sound Shore Fund, Inc. (the "Fund") and Foreside
Fund Officer Services, LLC (f/k/a Foreside Compliance Services, LLC)
("Foreside") is hereby entered into by and between the Fund and
Foreside as of May 1, 2016 (the "Effective Date").
WHEREAS, the parties desire to amend the Agreement to update its Appendix A (1) Fees;
NOW THEREFORE, in consideration of the terms, covenants and
conditions contained herein and other good and valuable
consideration, the receipt and sufficiency of which are hereby
acknowledged, the parties hereby agree to amend the Agreement
as follows:
1.Appendix A to the Agreement is hereby amended and restated as provided in Exhibit A attached hereto.
2.Capitalized terms not otherwise defined herein shall have the meanings set forth in the Agreement.
3.All other terms and conditions of the Agreement remain in effect and are hereby incorporated herein by reference.
IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be executed in
their names and on their behalf by and through their duly authorized
officers, as of the Effective Date.
SOUND SHORE FUND, INC.
By: /s/ X. Xxxxx Xxxx, Jr.
X. Xxxxx Xxxx, Jr., President
FORESIDE FUND OFFICER SERVICES, LLC
By: /s/ Xxxxxxx X. Xxxx
Xxxxxxx X. Xxxx, President
(1) Compliance Officer Services
(a) Annual Fee: $90,000
(2) Out-Of-Pocket and Related Expenses
The Fund shall reimburse Foreside for the following out-of-pocket and ancillary expenses:
(i) communications;
(ii) postage and delivery services;
(iii) record storage and retention (imaging, microfilm and shareholder record storage)
(iv) reproduction;
(v) reasonable travel expenses for the CCO incurred in connection with his oversight of the compliance programs of the Service Providers;
(vi) reasonable travel expenses incurred in connection with travel requested by the Board;
(vii) other expenses incurred in connection with providing the services described in this Agreement if approved by the Fund.
