INTEGRATED FUND SERVICES
ANTI-MONEY LAUNDERING COMPLIANCE PROGRAM SERVICE
AGREEMENT ADDENDUM
This Agreement is entered into as of August 15, 2002 by and between INTEGRATED
FUND SERVICES ("Integrated") and Touchstone Investment Trust (the "Trust").
WHEREAS, INTEGRATED and the Trust entered into an Amended and Restated
Transfer, Dividend Disbursing, Shareholder Service and Plan Agency Agreement
dated as of December 20, 2001 (the "Service Agreement"); and
WHEREAS, INTEGRATED and the Trust wish to amend this Service Agreement;
NOW, THEREFORE, it is agreed by and between the parties hereto as
follows:
1. To the services described in the Service Agreement shall be added the
Anti-Money Laundering Compliance Program Service ("AML Service") in
accordance with the Service Description Document (Attachment A to this
Amendment). All other full or partial sections left unchanged in the
Service Agreement shall remain the same throughout the term of this
Agreement.
2. All terms utilized in this Amendment which are defined in the Service
Agreement shall have the meaning set forth in the Service Agreement,
unless the context otherwise requires.
3. Except as specifically amended in this Amendment, the Service Agreement
shall continue in full force and effect and be binding upon the parties
notwithstanding the execution and delivery of this Amendment.
4. To facilitate execution, this Amendment may be executed in any number
of counterparts, each of which when so executed and delivered shall be
an original, but all of which shall together constitute one and the
same Agreement.
5. This Amendment shall be binding upon the parties and, to the extent
permitted by the Service Agreement, their respective successors and
assigns.
6. This Amendment shall be governed by and construed in accordance with
the laws of the State of Ohio.
7. This service shall begin on the date of this Amendment and shall
automatically renew on the anniversary of the Service Agreement for
each successive term.
IN WITNESS WHEREOF, each of the parties hereto has caused this Amendment to be
duly executed and delivered in its name and on its behalf by their respective
officers thereunto duly authorized, all as of the day and year first above
written.
TOUCHSTONE INVESTMENT TRUST INTEGRATED FUND SERVICES, INC.
By: /s/ Xxxx X. XxXxxxxx By:/s/ Xxxxx X. Xxxxxxxxx
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Print Xxxx X. XxXxxxxx Print Name: Xxxxx X. Xxxxxxxxx
Name: --------------------------------- -------------------------------
Print President Print Title: President
Title: --------------------------------- -------------------------------
Date: August 15, 2002 Date: August 15, 2002
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Attachment A
Anti-Money Laundering Program Service
In consideration of the compensation detailed in this Agreement, Integrated as
Transfer Agent for the Trust shall perform the procedures as described below as
required by the USA PATRIOT Act of 2001 (the "Act") and applicable sections of
the Bank Secrecy Act and the Internal Revenue Service Code.
1. Develop and implement an anti-money laundering program reasonably
designed to detect activities indicative of money laundering and
achieve compliance with such regulatory requirements.
2. Monitor the accounts of the Funds' shareholders for suspicious
activity.
3. Implement training programs to educate its officers and employees
regarding its and the Trust's anti-money laundering policies and
procedures.
4. Designate a compliance officer with sufficient authority to oversee
Integrated's anti-money laundering policies and procedures and to
interact with the Trust's Patriot Act Compliance Officer.
5. Conduct an independent audit of the Trust's anti-money laundering
policies and procedures on an annual basis.
6. Provide the Trust with a report of the independent audit findings.
7. Provide appropriate federal agencies with information and records
relating to the Client's anti-money laundering program upon request,
including access to inspect Integrated's activities related to the
Client's anti-money laundering program.
8. File Suspicious Activity Reports (SARs) or IRS Form 8300 reports as may
be required.
9. Check shareholder names against lists of known or suspected terrorists
or terrorist organizations such as those persons and organizations
listed on Treasury's Office of Foreign Assets Control (OFAC) or the
Securities and Exchange Commission's Control List.
10. Comply with Customer Identification Verification requirements.
11. Retain records on behalf of the Trust as required by the Act.
