AMENDMENT TO PARTICIPATION AGREEMENT
By and Among
XXXXXXXX INVESTMENT TRUST, ULTIMUS FUND DISTRIBUTORS, LLC
And
HARTFORD LIFE INSURANCE COMPANY
The Hartford Retail Fund Participation Agreement dated January 7, 2010 by
and among Hartford Life Insurance Company ("Hartford"), Xxxxxxxx Investment
Trust ("Fund"), an Ohio open-end diversified management investment company, and
Ultimus Fund Distributors, LLC, an Ohio limited liability company
("Underwriter") is hereby amended as provided below, effective as of April 1,
2014.
WHEREAS, the parties desire to replace Schedule B of the Agreement to
update compensation terms; and
WHEREAS, Xxxxxxxx Investment Counsel, Inc. (the "Adviser") is the
investment adviser of the Portfolios of the Fund and is duly registered as an
investment adviser under the Investment Advisers Act of 1940, as amended (the
"Advisers Act"), and any applicable state securities laws.
NOW, THEREFORE, the parties agree as follows:
1. Schedule B shall be replaced by the attached Schedule B.
2. This Amendment may be executed in counterparts, each of which shall be an
original and both of which shall constitute one instrument.
IN WITNESS HEREOF, the parties hereto have executed and delivered this
Amendment effective as of the date first written above.
HARTFORD LIFE INSURANCE COMPANY XXXXXXXX INVESTMENT TRUST
By: Massachusetts Mutual Life By: /s/ Xxxxxxx X. Xxxxxxxx
Insurance Company, Its Administrative -----------------------
Services Provider Name: Xxxxxxx X. Xxxxxxxx
/s/ Xxxx Xxxxxxx -----------------------
--------------------- Title: Vice President
Name: Xxxx Xxxxxxx -----------------------
------------------------------ 4-9-14
Title: Sr Vice President
------------------------------
1
SCHEDULE B
In consideration of the services provided by the Company, the Adviser agrees to
pay the Company an amount equal to the following basis points per annum on the
average aggregate amount invested by the Company's Separate Account(s) in each
Portfolio under the Fund Participation Agreement, such amounts to be paid within
30 days of the end of each calendar quarter.
PORTFOLIO SERVICE FEES 12b-1 FEES
------------------------------------ ------------ ----------
Ave Xxxxx Catholic Values Fund 0.30 None
Ave Xxxxx Growth Fund 0.30 None
Ave Xxxxx Rising Dividend Fund 0.30 None
Ave Xxxxx Opportunity Dividend Fund 0.30 None
Ave Xxxxx Xxxx Fund 0.075 None
2
