Exhibit (h)(27)(a)
September 7, 2012
AllianceBernstein Investments, Inc. (f/k/a Alliance Fund Distributors, Inc.)
AllianceBernstein L.P. (f/k/a Alliance Capital Management L.P. )
AllianceBerstein Investor Services, Inc. (f/k/a Alliance Global Investor
Services, Inc.)
AllianceBernstein Variable Products Series Fund
0000 Xxxxxx xx xxx Xxxxxxxx
Xxx Xxxx, Xxx Xxxx 00000
Attn: General Counsel
Re: (1) Participation Agreement among SunAmerica Annuity and Life Assurance
Company (formerly AIG SunAmerica Life Assurance Company and Anchor
National Life Insurance Company)("SAAL"), SunAmerica Capital
Services, Inc., Alliance Capital Management L.P. and Alliance Fund
Distributors, Inc.("AFD"), dated as of June 1, 2002;
(2) Participation Agreement among American General Life Insurance Company
of Delaware (formerly AIG Life Insurance Company) ("AGL of
Delaware"), American General Equity Services Corporation ("AGESC")
(formerly AIG Equity Sales Corp.), Alliance Capital Management L.P.
and Alliance Fund Distributors, Inc. dated May 1, 1999 ("AGL of
Delaware Agreement");
(3) Participation Agreement among AGL of Delaware, AllianceBernstein
Variable Products Series Fund, Inc. (formerly Alliance Variable
Products Series Fund, Inc.) and Alliance Fund Distributors, Inc.
dated May 1, 1995 (also referred to as "AGL of Delaware Agreement");
(4) Fund Participation Agreement among AGL of Delaware and Alliance
Global Investor Services, Inc. dated February 22, 2002 (also referred
to as "AGL of Delaware Agreement");
(5) Administrative Services Agreement between SAAL and AFD, dated June 1,
2002;
(6) Agreement between AGL of Delaware and Alliance Capital Management,
L.P.
(7) Information Sharing Agreement between SAAL and AllianceBernstein
Investor Services, Inc. on behalf of the AllianceBernstein Variable
Products Series Fund, Inc., dated April 16, 2007;
(8) Rule 22c-2 Information Sharing and Restricted Trading Agreement
between AGL of Delaware and AllianceBernstein Investor Services, Inc.
on behalf of the AllianceBernstein Variable Products Series Fund,
Inc. dated April 16, 2007 (also referred to as "AGL of Delaware
Agreement").
(each an "Agreement", and collectively, the "Agreements") (SAAL and
AGL of Delaware collectively referred to hereinafter as the "Merged
Companies").
Dear Fund Partner:
Effective December 8, 2009, AGL of Delaware changed its name from AIG Life
Insurance Company to American General Life Insurance Company of Delaware. Any
and all references in the AGL of Delaware Agreements to AIG Life Insurance
Company shall be changed to American General Life Insurance Company of Delaware
or AGL of Delaware, as appropriate. Also, AGESC replaced AIG Equity Sales Corp.
("AIG Equity"). AGESC is a
Alliance Fund Distributors, Inc.
September 7, 2012
registered broker-dealer under the Securities Exchange Act of 1934. All
references in the AGL of Delaware Agreements to AIG Equity are hereby placed
with American General Equity Services Corporation or AGESC as appropriate.
As you may already be aware, the Merged Companies will be merging with and
into American General Life Insurance Company ("American General"), the
surviving company, effective January 1, 2013 (hereinafter referred to as the
"Merger").
Your companies and/or related trusts have agreements with each of the Merged
Companies pursuant to which a trust acted as an investment vehicle for separate
accounts established by the Merged Companies for variable universal life
insurance policies and/or variable annuity contracts (the "Contracts").
As a result of the Merger, if any of the Merged Companies were a party to
the Agreements, then all rights, duties and obligations arising under the
Agreements would be effectively assumed by American General which company will
assume the rights, duties and obligations of each of the Merged Companies
thereunder.
To the extent applicable law and/or any of the Agreements require prior
written consent for the assignment and continuation of the Agreements, please
sign below indicating such consent to assign the rights, duties and obligations
of each of the Merged Companies to American General. To the extent applicable,
your signature below is deemed consent to an effective date of January 1, 2013
for any of the Agreement(s) providing for the payment of fees pursuant to Rule
12b-1 of the Investment Company Act of 1940, as amended, under the terms of
such agreement(s). The foregoing shall not affect any existing obligation to
pay such fees through December 31, 2012 or subsequent to the new effective date.
Except to the extent amended by this letter agreement, the Agreements shall
remain unchanged and in full force and effect, and are hereby ratified,
re-executed, and confirmed in all respects. This letter may be signed in
counterparts, all of which, taken together, are deemed to be an original.
Signatures may be sent via facsimile or e-mail.
IN WITNESS WHEREOF, the undersigned has caused this letter agreement to be
executed as of the date first above written.
SUNAMERICA ANNUITY AND LIFE ASSURANCE COMPANY
By: ------------------------------
Name: Xxxx X. Xxxxx
Title: President and Chief Executive Officer
Alliance Fund Distributors, Inc.
September 7, 2012
AMERICAN GENERAL LIFE INSURANCE COMPANY
AMERICAN GENERAL LIFE INSURANCE COMPANY OF DELAWARE
ATTEST:
By: -------------------------------------- By: --------------------------------------
Name: Name:
Title: Title
AMERICAN GENERAL EQUITY SERVICES CORPORATION
ATTEST:
By: -------------------------------------- By: --------------------------------------
Name: Name:
Title: Title
Consented to, acknowledged and agreed:
ALLIANCEBERNSTEIN INVESTMENTS, INC.
By: -------------------------
Name:
Title:
ALLIANCEBERNSTEIN L.P.
By: -------------------------
Name:
Title:
Alliance Fund Distributors, Inc.
September 7, 2012
ALLIANCEBERNSTEIN INVESTOR SERVICES, INC. ON BEHALF OF THE ALLIANCEBERNSTEIN
VARIABLE PRODUCTS SERIES FUND, INC.
By: -------------------------
Name:
Title:
ALLIANCEBERNSTEIN INVESTOR SERVICES, INC.
By: -------------------------
Name:
Title:
ALLIANCEBERNSTEIN VARIABLE PRODUCTS SERIES FUND, INC.
By: -------------------------
Name:
Title:
August 31, 2012
American Century Investment Services, Inc.
0000 Xxxx Xxxxxx
Xxxxxx Xxxx, XX 00000
Re: (1) Shareholder Services Agreement between American General Life
Insurance Company of Delaware (formerly AIG Life Insurance Company)
("AGL of Delaware") and American Century Investment Services, Inc.
dated as of May 1, 2000 (covers Separate Account II)
(2) Shareholder Services Agreement between AGL of Delaware and American
Century Investment Services, Inc. dated as of May 1, 2000 (covers
Separate Account IV and IX)
(3) Shareholder Information Agreement between American Century Investment
Services, Inc. and AGL of Delaware dated April 16, 2007
(each an "Agreement", and collectively, the "Agreements") (AGL of
Delaware referred to hereinafter as the "Merged Company")
Dear Fund Partner:
Effective December 8, 2009, the Merged Company changed its name from AIG
Life Insurance Company to American General Life Insurance Company of Delaware.
Any and all references in the Agreements to AIG Life Insurance Company shall be
changed to American General Life Insurance Company of Delaware or AGL of
Delaware, as appropriate.
As you may already be aware, the Merged Company will be merging with and
into American General Life Insurance Company ("American General"), the
surviving company, effective January 1, 2013 (hereinafter referred to as the
"Merger").
Your companies and/or related trusts have agreements with the Merged Company
pursuant to which a trust acted as an investment vehicle for separate accounts
established by the Merged Company for variable universal life insurance
policies and/or variable annuity contracts (the "Contracts").
As a result of the Merger, if the Merged Company was a party to the
Agreements, then all rights, duties and obligations arising under the
Agreements would be effectively assumed by American General which company will
assume the rights, duties and obligations of the Merged Company thereunder.
To the extent applicable law and/or any of the Agreements require prior
written consent for the assignment and continuation of the Agreements, please
sign below indicating such consent to assign the rights, duties and obligations
of the Merged Company to American General. To the extent applicable, your
signature below is deemed consent to an effective date of January 1, 2013 for
any of the Agreement(s) providing for the payment of fees pursuant to Rule
12b-1 of the Investment Company Act of 1940, as amended, under the terms of
such agreement(s). The foregoing shall not affect any existing obligation to
pay such fees through December 31, 2012 or subsequent to the new effective date.
American Century Investment Services, Inc.
August 31, 2012
Except to the extent amended by this letter agreement, the Agreements shall
remain unchanged and in full force and effect, and are hereby ratified,
re-executed, and confirmed in all respects. This letter may be signed in
counterparts, all of which, taken together, are deemed to be an original.
Signatures may be sent via facsimile or e-mail.
IN WITNESS WHEREOF, the undersigned has caused this letter agreement to be
executed as of the date first above written.
AMERICAN GENERAL LIFE INSURANCE COMPANY
AMERICAN GENERAL LIFE INSURANCE COMPANY OF DELAWARE
ATTEST:
By: -------------------------------------- By: --------------------------------------
Name: Name:
Title: Title:
Consented to, acknowledged and agreed:
AMERICAN CENTURY INVESTMENT SERVICES, INC.
By: --------------------------
Name:
Title:
September 7, 2012
Anchor Series Trust
Harborside Financial Center
0000 Xxxxx 0
Xxxxxx Xxxx, XX 00000-0000
Attn: Xxxxxxx Xxxxxxxx
Re: (1) Participation Agreement between SunAmerica Annuity and Life
Assurance Company (formerly known as AIG SunAmerica Life Assurance
Company and Anchor National Life Insurance Company) ("SAAL") and
Anchor Series Trust ("AST"), dated as of March 7, 2011, as amended;
(2) Shareholder Services Agreement between SAAL and AST, dated as of
March 7, 2011, as amended;
(3) Information Sharing Agreement between SAAL and AST, dated as of
April 16, 2007, as amended
(4) Fund Participation Agreement between American General Life Insurance
Company of Delaware (formerly AIG Life Insurance Company) ("AGL of
Delaware"), Anchor Series Trust and American General Equity Services
Corporation ("AGESC") (formerly AIG Equity Sales Corp.) dated July
1, 1999 ("AGL of Delaware Agreement")
(5) Administrative Services Agreement between AGL of Delaware and
SunAmerica Asset Management Corp. dated July 1, 1999 (also referred
to as "AGL of Delaware Agreement")
(6) Information Sharing and Restricted Trading Agreement between Anchor
Series Trust and AGL of Delaware dated April 16, 2007 (also referred
to as "AGL of Delaware Agreement")
(each an "Agreement", and collectively, the "Agreements") (SAAL and
AGL of Delaware collectively referred to hereinafter as the "Merged
Companies")
Dear Fund Partner:
Effective December 8, 2009, AGL of Delaware changed its name from AIG Life
Insurance Company to American General Life Insurance Company of Delaware. Any
and all references in the AGL of Delaware Agreements to AIG Life Insurance
Company shall be changed to American General Life Insurance Company of Delaware
or AGL of Delaware, as appropriate. Also, AGESC replaced AIG Equity Sales Corp.
("AIG Equity"). AGESC is a registered broker-dealer under the Securities
Exchange Act of 1934. All references in the AGL of Delaware Agreements to AIG
Equity are hereby placed with American General Equity Services Corporation or
AGESC as appropriate.
As you may already be aware, the Merged Companies will be merging with and
into American General Life Insurance Company ("American General"), the
surviving company, effective January 1, 2013 (hereinafter referred to as the
"Merger").
Anchor Series Trust
September 7, 2012
Your companies and/or related trusts have agreements with each of the Merged
Companies pursuant to which a trust acted as an investment vehicle for separate
accounts established by the Merged Companies for variable universal life
insurance policies and/or variable annuity contracts (the "Contracts").
As a result of the Merger, if any of the Merged Companies were a party to
the Agreements, then all rights, duties and obligations arising under the
Agreements would be effectively assumed by American General which company will
assume the rights, duties and obligations of each of the Merged Companies
thereunder.
To the extent applicable law and/or any of the Agreements require prior
written consent for the assignment and continuation of the Agreements, please
sign below indicating such consent to assign the rights, duties and obligations
of each of the Merged Companies to American General. To the extent applicable,
your signature below is deemed consent to an effective date of January 1, 2013
for any of the Agreement(s) providing for the payment of fees pursuant to Rule
12b-1 of the Investment Company Act of 1940, as amended, under the terms of
such agreement(s). The foregoing shall not affect any existing obligation to
pay such fees through December 31, 2012 or subsequent to the new effective date.
Except to the extent amended by this letter agreement, the Agreements shall
remain unchanged and in full force and effect, and are hereby ratified,
re-executed, and confirmed in all respects. This letter may be signed in
counterparts, all of which, taken together, are deemed to be an original.
Signatures may be sent via facsimile or e-mail.
IN WITNESS WHEREOF, the undersigned has caused this letter agreement to be
executed as of the date first above written.
SUNAMERICA ANNUITY AND LIFE ASSURANCE COMPANY
By: ------------------------------
Name: Xxxx X. Xxxxx
Title: President and Chief Executive Officer
AMERICAN GENERAL LIFE INSURANCE COMPANY
AMERICAN GENERAL LIFE INSURANCE COMPANY OF DELAWARE
ATTEST:
By: -------------------------------------- By: --------------------------------------
Name: Name:
Title: Title:
Anchor Series Trust
September 7, 2012
AMERICAN GENERAL EQUITY SERVICES CORPORATION
ATTEST:
By: -------------------------------------- By: --------------------------------------
Name: Name:
Title: Title:
Consented to, acknowledged and agreed:
ANCHOR SERIES TRUST
By: -------------------------------
Name: Xxxx X. Xxxxxx
Title: Vice President and Assistant Secretary
SUNAMERICA ASSET MANAGEMENT CORP.
By: -------------------------------
Name: Xxxx X. Xxxxxx
Title: Vice President and Deputy General Counsel
SUNAMERICA CAPITAL SERVICES, INC.
By: -------------------------------
Name: Xxxxxxx X. Xxxxxx
Title: Vice President
October 31, 2012
Dreyfus Variable Investment Fund
Dreyfus Stock Index Fund, Inc.
000 Xxxx Xxxxxx
Xxx Xxxx, XX 00000
Re: (1) Fund Participation Agreement between American General Life Insurance
Company of Delaware (formerly AIG Life Insurance Company) ("AGL of
Delaware") and Dreyfus Stock Index Fund, Inc. (formerly, Dreyfus
Life and Annuity Index Fund, Inc. [d/b/a Dreyfus Stock Index Fund])
dated as of May 1, 1995
(2) Fund Participation Agreement between AGL of Delaware and Dreyfus
Variable Investment Fund dated as of May 1, 1995
(3) Supplemental Agreement between MBSC Securities Corporation
(formerly, Dreyfus Service Corporation) and AGL of Delaware dated
April 16, 2007
(each an "Agreement", and collectively, the "Agreements") (AGL of
Delaware referred to hereinafter as the "Merged Company")
Dear Fund Partner:
Effective December 8, 2009, the Merged Company changed its name from AIG
Life Insurance Company to American General Life Insurance Company of Delaware.
Any and all references in the Agreements to AIG Life Insurance Company shall be
changed to American General Life Insurance Company of Delaware or AGL of
Delaware, as appropriate.
As you may already be aware, the Merged Company will be merging with and
into American General Life Insurance Company ("American General"), the
surviving company, effective January 1, 2013 (hereinafter referred to as the
"Merger").
Your companies and/or related trusts have agreements with the Merged Company
pursuant to which a trust acted as an investment vehicle for separate accounts
established by the Merged Company for variable universal life insurance
policies and/or variable annuity contracts (the "Contracts").
As a result of the Merger, if the Merged Company was a party to the
Agreements, then all rights, duties and obligations arising under the
Agreements would be effectively assumed by American General, which company will
assume the rights, duties and obligations of the Merged Company thereunder.
To the extent applicable law and/or any of the Agreements require prior
written consent for the assignment and continuation of the Agreements, please
sign below indicating such consent to assign the rights, duties and obligations
of the Merged Company to American General. To the extent applicable, your
signature below is deemed consent to an effective date of January 1, 2013 for
the Merger
Dreyfus Variable Investment Fund
Dreyfus Stock Index Fund, Inc.
October 31, 2012
Except to the extent amended by this letter agreement, the Agreements shall
remain unchanged and in full force and effect, and are hereby ratified,
re-executed, and confirmed in all respects. This letter may be signed in
counterparts, all of which, taken together, are deemed to be an original.
Signatures may be sent via facsimile or e-mail, with signed originals to follow.
IN WITNESS WHEREOF, the undersigned has caused this letter agreement to be
executed as of the date first above written.
AMERICAN GENERAL LIFE INSURANCE COMPANY
AMERICAN GENERAL LIFE INSURANCE COMPANY OF DELAWARE
ATTEST:
By: -------------------------------------- By: --------------------------------------
Name: Name:
Title: Title:
Consented to, acknowledged and agreed:
MBSC SECURITIES CORPORATION
ATTEST:
By: ------------------------------ By: --------------------------------------
Name: Name:
Title: Title:
DREYFUS STOCK INDEX FUND, INC.
ATTEST:
By: -------------------------------------- By: --------------------------------------
Name: Name:
Title: Title:
Dreyfus Variable Investment Fund
Dreyfus Stock Index Fund, Inc.
October 31, 2012
DREYFUS VARIABLE INVESTMENT FUND
ATTEST:
By: -------------------------------------- By: -----------------------------
Name: Name:
Title: Title:
September 7, 2012
Fidelity Distributors Corporation
Variable Insurance Products Funds
00 Xxxxxxxxxx Xxxxxx
Xxxxxx, Xxxxxxxxxxxxx 00000
Attention: Treasurer
Re: (1) Participation Agreement among SunAmerica Annuity and Life Assurance Company (formerly AIG SunAmerica Life
Assurance Company)("SAAL"), Variable Insurance Products Funds and Fidelity Distributors Corporation ("FDC"), dated
as of April 30, 2008, as amended;
(2) Service Agreement between SAAL and Fidelity Investments Institutional Operations Company, Inc., dated as of April 30,
2012;
(3) Rule 22c-2 Shareholder Information Agreement Related to Variable Insurance Products between SAAL and FDC, dated as
of April 30, 2008;
(4) Amended and Restated Participation Agreement between American General Life Insurance Company of Delaware ("AGL
of Delaware"), Variable Insurance Products Funds and Fidelity Distributors Corporation dated April 27, 2012;
(5) Sub-License Agreement between AGL of Delaware and Fidelity Distributors Corporation dated April 27, 2012;
(6) Amended and Restated Service Contract between Fidelity Distributors Corporation and American General Equity Services
Corporation, an affiliate of AGL of Delaware, American General Life Insurance Company and The United States Life
Insurance Company in the City of New York dated May 1, 2012; and
(7) Rule 22c-2 Information Sharing and Restricted Trading Agreement between AGL of Delaware and Fidelity Distributors
Corporation dated April 16, 2007.
(each an "Agreement", and collectively, the "Agreements") (SAAL and AGL of Delaware collectively referred to
hereinafter as the "Merged Companies")
Dear Fund Partner:
As you may already be aware, the Merged Companies will be merging with and
into American General Life Insurance Company ("American General"), the
surviving company, effective January 1, 2013 (hereinafter referred to as the
"Merger").
Your companies and/or related trusts have agreements with each of the Merged
Companies pursuant to which a trust acted as an investment vehicle for separate
accounts established by the Merged Companies for variable universal life
insurance policies and/or variable annuity contracts (the "Contracts").
As a result of the Merger, if any of the Merged Companies were a party to
the Agreements, then all rights, duties and obligations arising under the
Agreements would be effectively assumed by American General which company will
assume the rights, duties and obligations of each of the Merged Companies
thereunder.
Fidelity Distributors Corporation
Variable Insurance Products Funds
September 7, 2012
To the extent applicable law and/or any of the Agreements require prior
written consent for the assignment and continuation of the Agreements, please
sign below indicating such consent to assign the rights, duties and obligations
of each of the Merged Companies to American General. To the extent applicable,
your signature below is deemed consent to an effective date of January 1, 2013
for any of the Agreement(s) providing for the payment of fees pursuant to Rule
12b-1 of the Investment Company Act of 1940, as amended, under the terms of
such agreement(s). The foregoing shall not affect any existing obligation to
pay such fees through December 31, 2012 or subsequent to the new effective date.
Except to the extent amended by this letter agreement, the Agreements shall
remain unchanged and in full force and effect, and are hereby ratified,
re-executed, and confirmed in all respects. This letter may be signed in
counterparts, all of which, taken together, are deemed to be an original.
Signatures may be sent via facsimile or e-mail.
IN WITNESS WHEREOF, the undersigned has caused this letter agreement to be
executed as of the date first above written.
SUNAMERICA ANNUITY AND LIFE ASSURANCE COMPANY
By:
---------------------------------
Name: Xxxx X. Xxxxx
Title: President and Chief Executive Officer
AMERICAN GENERAL LIFE INSURANCE COMPANY
AMERICAN GENERAL LIFE INSURANCE COMPANY OF DELAWARE
ATTEST:
By: By:
--------------------------------- -----------------------------------
Name: Name:
Title: Title:
AMERICAN GENERAL EQUITY SERVICES CORPORATION
ATTEST:
By: By:
--------------------------------- -----------------------------------
Name: Name:
Title: Title:
Fidelity Distributors Corporation
Variable Insurance Products Funds
September 7, 2012
Consented to, acknowledged and agreed:
FIDELITY DISTRIBUTORS CORPORATION
By:
------------------------------
Name:
Title:
VARIABLE INSURANCE PRODUCTS FUNDS
By:
------------------------------
Name:
Title:
FIDELITY INVESTMENTS INSTITUTIONAL OPERATIONS COMPANY, INC.
By:
------------------------------
Name:
Title:
September 7, 2012
Franklin Xxxxxxxxx Services, LLC
Xxx Xxxxxxxx Xxxxxxx, Xxxx. 920 2/xx/ Xxxxx
Xxx Xxxxx, Xxxxxxxxxx 00000
Attention: General Counsel
Xxxxxxxx Xxxxxxxxx Variable Insurance Products Trust
Xxx Xxxxxxxx Xxxxxxx, Xxxx. 920 2/nd/ Floor
San Mateo, California 94403
Attention: Xxxxx X. Xxxxxxxx, Vice President
Franklin/Xxxxxxxxx Distributors, Inc.
000 Xxxxxxxx Xxxxxxx, Xxxx. 000, 0/xx/ Xxxxx
Xx. Xxxxxxxxxx, XX 00000
Attention: Xxxxx Xxxxx, President
Re: (1) Participation Agreement among Western National Life Insurance Company (f/k/a AIG Annuity Insurance Company)
("WNL"), American General Distributors, Inc., Franklin Xxxxxxxxx Variable Insurance Products Trust (the "Trust") and
Franklin/Xxxxxxxxx Distributors, Inc. ("Distributor"), dated May 1, 2000, as amended;
(2) Amended and Restated Administrative Services Agreement between Franklin Xxxxxxxxx Services, LLC ("FTS") and
WNL, dated December 6, 2005;
(3) Shareholder Information Agreement between Distributor and WNL, dated April 16, 2007;
(4) Participation Agreement among SunAmerica Annuity and Life Assurance Company (formerly AIG SunAmerica Life
Assurance Company) ("SAAL"), SunAmerica Capital Services, Inc., the Trust and Distributor, dated February 4, 2008, as
amended;
(5) Shareholder Information Agreement between SAAL and Distributor, dated February 4, 2008;
(6) Administrative Services Agreement between SAAL and FTS, dated February 4, 2008, as amended;
(7) Participation Agreement among American General Life Insurance Company of Delaware (formerly AIG Life Insurance
Company) ("AGL of Delaware"), American General Equity Services Corporation, the Trust and Distributor, dated May 1,
2000, as amended ("AGL of Delaware Agreement");
(8) Amended and Restated Administrative Services Agreement between FTS and AGL of Delaware, dated February 20, 2009
(also referred to as "AGL of Delaware Agreement"); and
(9) Shareholder Information Agreement between AGL of Delaware and Franklin/Xxxxxxxxx Distributors, Inc., dated April 16,
2007 (also referred to as "AGL of Delaware Agreement").
(EACH AN "AGREEMENT", AND COLLECTIVELY, THE "AGREEMENTS") (SAAL, WNL, AND AGL OF DELAWARE COLLECTIVELY
REFERRED TO HEREINAFTER AS THE "MERGED COMPANIES")
Franklin Xxxxxxxxx Variable Insurance Products Trust
Franklin/Xxxxxxxxx Distributors, Inc.
Franklin Xxxxxxxxx Services, LLC
September 7, 2012
Dear Fund Partner:
Effective December 8, 2009, AGL of Delaware changed its name from AIG Life
Insurance Company to American General Life Insurance Company of Delaware. Any
and all references in the AGL of Delaware Agreements to AIG Life Insurance
Company shall be changed to American General Life Insurance Company of Delaware
or AGL of Delaware, as appropriate.
As you may already be aware, the Merged Companies will be merging with and
into American General Life Insurance Company ("American General"), the
surviving company, effective January 1, 2013 (hereinafter referred to as the
"Merger").
Your companies and/or related trusts have agreements with each of the Merged
Companies pursuant to which your companies' investment companies and/or related
trust(s) acted as an investment vehicle for separate accounts established by
the Merged Companies for variable universal life insurance policies and/or
variable annuity contracts (the "Contracts").
As a result of the Merger, if any of the Merged Companies were a party to
the Agreements, then all rights, duties and obligations arising under the
Agreements would be effectively assumed by American General which company will
assume the rights, duties and obligations of each of the Merged Companies
thereunder.
To the extent applicable law and/or any of the Agreements require prior
written consent for the assignment and continuation of the Agreements, please
sign below indicating such consent to assign the rights, duties and obligations
of each of the Merged Companies to American General. To the extent applicable,
your signature below is deemed consent to an effective date of January 1, 2013
for any of the Agreement(s) providing for the payment of fees pursuant to Rule
12b-1 of the Investment Company Act of 1940, as amended, under the terms of
such agreement(s). The foregoing shall not affect any existing obligation to
pay such fees through December 31, 2012 or subsequent to the new effective date.
Except to the extent amended by this letter agreement, the Agreements shall
remain unchanged and in full force and effect, and are hereby ratified,
re-executed, and confirmed in all respects. This letter may be signed in
counterparts, all of which, taken together, are deemed to be an original.
Signatures may be sent via facsimile or e-mail.
Franklin Xxxxxxxxx Variable Insurance Products Trust
Franklin/Xxxxxxxxx Distributors, Inc.
Franklin Xxxxxxxxx Services, LLC
September 7, 2012
IN WITNESS WHEREOF, the undersigned has caused this letter agreement to be
executed as of the date first above written.
SUNAMERICA ANNUITY AND LIFE WESTERN NATIONAL LIFE
ASSURANCE COMPANY INSURANCE COMPANY
By: By:
--------------------------------- ---------------------------------
Name: Xxxx X. Xxxxx Name:
Title: President and Chief Executive Title:
Officer
AMERICAN GENERAL LIFE INSURANCE COMPANY
AMERICAN GENERAL LIFE INSURANCE COMPANY OF DELAWARE
ATTEST:
By: By:
--------------------------------- ---------------------------------
Name: Name:
Title: Title:
CONSENTED TO, ACKNOWLEDGED AND AGREED:
The Trust: XXXXXXXX XXXXXXXXX VARIABLE INSURANCE
PRODUCTS TRUST
Only on behalf of each Portfolio
listed on Schedule C of the
Agreements By: -------------------------
Name: Xxxxx X. Xxxxxxxx
Title: Vice President
The Distributor: FRANKLIN/XXXXXXXXX DISTRIBUTORS, INC.
By: -------------------------
Name: Xxxxxx X. Xxxxxx
Title: Executive Vice President
FTS: FRANKLIN XXXXXXXXX SERVICES, LLC
By: -------------------------
Name: Xxxxxx Xxxxx
Title: Vice President
November 5, 2012
Xxxxxxx Xxxxx Variable Insurance Trust
One New York Plaza
37th Floor
New York NY 10004
Re: (1) Participation Agreement between American General Life Insurance
Company of Delaware (formerly AIG Life Insurance Company) ("AGL of
Delaware") and Xxxxxxx Xxxxx Variable Insurance Trust and Xxxxxxx,
Sachs & Co. dated June 9, 1998
(2) Variable Annuity Shareholder Information Agreement between Xxxxxxx
Sachs & Co. and AGL of Delaware dated April 16, 2007
(each an "Agreement", and collectively, the "Agreements") (AGL of
Delaware collectively referred to hereinafter as the "Merged
Company")
Dear Fund Partner:
Effective December 8, 2009, the Merged Company changed its name from AIG
Life Insurance Company to American General Life Insurance Company of Delaware.
Any and all references in the Agreements to AIG Life Insurance Company shall be
changed to American General Life Insurance Company of Delaware or AGL of
Delaware, as appropriate.
As you may already be aware, the Merged Company will be merging with and
into American General Life Insurance Company ("American General"), the
surviving company, effective January 1, 2013 (hereinafter referred to as the
"Merger").
Your companies and/or related trusts have agreements with the Merged Company
pursuant to which a trust acted as an investment vehicle for separate accounts
established by the Merged Company for variable universal life insurance
policies and/or variable annuity contracts (the "Contracts").
As a result of the Merger, if the Merged Company was a party to the
Agreements, then all rights, duties and obligations arising under the
Agreements would be effectively assumed by American General which company will
assume the rights, duties and obligations of the Merged Company thereunder.
To the extent applicable law and/or any of the Agreements require prior
written consent for the assignment and continuation of the Agreements, please
sign below indicating such consent to assign the rights, duties and obligations
of the Merged Company to American General. To the extent applicable, your
signature below is deemed consent to an effective date of January 1, 2013 for
any of the Agreement(s) providing for the payment of fees pursuant to Rule
12b-1 of the Investment Company Act of 1940, as amended, under the terms of
such agreement(s). The foregoing shall not affect any existing obligation to
pay such fees through December 31, 2012 or subsequent to the new effective date.
Xxxxxxx Xxxxx Variable Insurance Trust
November 5, 2012
Except to the extent amended by this letter agreement, the Agreements shall
remain unchanged and in full force and effect, and are hereby ratified,
re-executed, and confirmed in all respects. This letter may be signed in
counterparts, all of which, taken together, are deemed to be an original.
Signatures may be sent via facsimile or e-mail.
IN WITNESS WHEREOF, the undersigned has caused this letter agreement to be
executed as of the date first above written.
AMERICAN GENERAL LIFE INSURANCE COMPANY
AMERICAN GENERAL LIFE INSURANCE COMPANY OF DELAWARE
ATTEST:
By: By:
--------------------------------- ---------------------------------
Name: Name:
Title: Title:
Consented to, acknowledged and agreed:
XXXXXXX, XXXXX & CO.
By:
-----------------------------------
Name:
Title:
XXXXXXX XXXXX VARIABLE INSURANCE TRUST
By:
-----------------------------------
Name:
Title:
September 7, 2012
AIM Variable Insurance Funds (Invesco Variable Insurance Funds)
Invesco Distributors, Inc.
00 Xxxxxxxx Xxxxx, Xxxxx 0000
Xxxxxxx Xxxxx 00000
Attn:Xxxxxxx Xxxxxxx, Esq.
Re: (1) Participation Agreement by and among Western National Life
Insurance Company (f/k/a American General Annuity Insurance Company
("WNL") and AIM Variable Insurance Funds, Inc. (Invesco Variable
Insurance Funds) ("Fund Partner") dated November 23, 1998, as
amended;
(2) Participation Agreement by and among SunAmerica Annuity and Life
Assurance Company, on behalf of itself and its separate accounts
(collectively "SAAL"), SunAmerica Capital Services, Inc., and Fund
Partner dated May 28, 2010, as amended;
(3) Administrative Services Agreement between Invesco Advisers, Inc.
(f/k/a A I M Advisors, Inc.) and WNL dated November 23, 1998;
(4) Administrative Services Agreement between Invesco Advisers, Inc.
(f/k/a A I M Advisors, Inc.) and SAAL dated May 28, 2012;
(5) AIM Funds Intermediary Agreement Regarding Compliance with SEC Rule
22c-2 by and between WNL and Invesco Investment Services, Inc.
(f/k/a AIM Investment Services, Inc.) dated April 16, 2007
(6) Distribution Services Agreement between SAAL and Invesco
Distributors, Inc. dated May 28, 2010
(7) Participation Agreement between American General Life Insurance
Company of Delaware (formerly AIG Life Insurance Company) ("AGL of
Delaware"), AIM Variable Insurance Funds (Invesco Variable
Insurance Funds) and American General Equity Services Corporation
dated as of November 20, 1997;
(8) Administrative Services Agreement between Invesco Advisers, Inc.
(f/k/a A I M Advisors, Inc.) and AGL of Delaware dated September 1,
1998;
(9) AIM Funds Intermediary Agreement Regarding Compliance with SEC Rule
22c-2 by and between AGL of Delaware and Invesco Investment
Services, Inc. (f/k/a AIM Investment Services, Inc.) dated April
12, 2007 (each an "Agreement", and collectively, the "Agreements")
(WNL, AGL of Delaware and SAAL collectively referred to hereinafter
as the "Merged Companies")
Dear Fund Partner:
As you may already be aware, the Merged Companies will be merging with and
into American General Life Insurance Company ("American General"), the
surviving company, effective January 1, 2013 (hereinafter referred to as the
"Merger").
AIM Variable Insurance Funds (Invesco Variable Insurance Funds)
Invesco Distributors, Inc.
September 7, 2012
Your companies and/or related trusts have agreements with each of the Merged
Companies pursuant to which a trust acted as an investment vehicle for separate
accounts established by the Merged Companies for variable universal life
insurance policies and/or variable annuity contracts (the "Contracts").
As a result of the Merger, if any of the Merged Companies were a party to
the Agreements, then all rights, duties and obligations arising under the
Agreements would be effectively assumed by American General which company will
assume the rights, duties and obligations of each of the Merged Companies
thereunder.
To the extent applicable law and/or any of the Agreements require prior
written consent for the assignment and continuation of the Agreements, please
sign below indicating such consent to assign the rights, duties and obligations
of each of the Merged Companies to American General. To the extent applicable,
your signature below is deemed consent to an effective date of January 1, 2013
for any of the Agreement(s) providing for the payment of fees pursuant to Rule
12b-1 of the Investment Company Act of 1940, as amended, under the terms of
such agreement(s). The foregoing shall not affect any existing obligation to
pay such fees through December 31, 2012 or subsequent to the new effective date.
Except to the extent amended by this letter agreement, the Agreements shall
remain unchanged and in full force and effect, and are hereby ratified,
re-executed, and confirmed in all respects. This letter may be signed in
counterparts, all of which, taken together, are deemed to be an original.
Signatures may be sent via facsimile or e-mail.
IN WITNESS WHEREOF, the undersigned has caused this letter agreement to be
executed as of the date first above written.
WESTERN NATIONAL LIFE INSURANCE COMPANY
By:
------------------------------------------
Name:
Title:
SUNAMERICA ANNUITY AND LIFE ASSURANCE COMPANY
By:
------------------------------------------
Name: Xxxx X. Xxxxx
Title: President and Chief Executive Officer
AIM Variable Insurance Funds (Invesco Variable Insurance Funds)
Invesco Distributors, Inc.
September 7, 2012
AMERICAN GENERAL LIFE INSURANCE COMPANY
AMERICAN GENERAL LIFE INSURANCE COMPANY OF DELAWARE
ATTEST:
By: By:
--------------------------------- ---------------------------------
Name: Name:
Title: Title:
AMERICAN GENERAL EQUITY SERVICES CORPORATION
By:
---------------------------------
Name:
Title:
Consented to, acknowledged and agreed:
INVESCO DISTRIBUTORS, INC.
By:
-----------------------------------
Name: Xxxxx X. Xxxxxxxxx
Title: President
AIM VARIABLE INSURANCE FUNDS, INC. INVESCO INVESTMENT SERVICES, INC.
(INVESCO VARIABLE INSURANCE FUNDS)
By: By:
--------------------------------- ---------------------------------
Name: Xxxx X. Xxxx Name: Xxxxxxx X. Xxxxxx
Title: Senior Vice President Title: President
INVESCO ADVISERS, INC.
By:
---------------------------------
Name: Xxxx X. Xxxx
Title: Senior Vice President
October 2, 2012
Xxxxxxxxx Xxxxxx Advisers Management Trust
000 Xxxxx Xxxxxx, 00xx Xxxxx
Xxx Xxxx, XX 00000-0000
Re: (1) Fund Participation Agreement between American General Life Insurance
Company of Delaware (formerly AIG Life Insurance Company) ("AGL of
Delaware"), Xxxxxxxxx Xxxxxx Advisers Management Trust (formerly
Xxxxxxxxx & Xxxxxx Advisers Management Trust), Advisers Managers
Trust, and Xxxxxxxxx Xxxxxx Management Inc. (formerly Xxxxxxxxx &
Xxxxxx Management Incorporated) dated February 5, 1996
(2) Rule 22c-2 Shareholder Information Access Agreement between
Xxxxxxxxx Xxxxxx Management Inc. and AGL of Delaware dated April 16,
2007
(each an "Agreement", and collectively, the "Agreements") (AGL of
Delaware referred to hereinafter as the "Merged Company")
Dear Fund Partner:
Effective December 8, 2009, the Merged Company changed its name from AIG
Life Insurance Company to American General Life Insurance Company of Delaware.
Any and all references in the Agreements to AIG Life Insurance Company shall be
changed to American General Life Insurance Company of Delaware or AGL of
Delaware, as appropriate.
As you may already be aware, the Merged Company will be merging with and
into American General Life Insurance Company ("American General"), the
surviving company, effective January 1, 2013 (hereinafter referred to as the
"Merger").
Your companies and/or related trusts have agreements with the Merged Company
pursuant to which a trust acted as an investment vehicle for separate accounts
established by the Merged Company for variable universal life insurance
policies and/or variable annuity contracts (the "Contracts").
As a result of the Merger, if the Merged Company was a party to the
Agreements, then all rights, duties and obligations arising under the
Agreements would be effectively assumed by American General which company will
assume the rights, duties and obligations of the Merged Company thereunder.
To the extent applicable law and/or any of the Agreements require prior
written consent for the assignment and continuation of the Agreements, please
sign below indicating such consent to assign the rights, duties and obligations
of the Merged Company to American General. To the extent applicable, your
signature below is deemed consent to an effective date of January 1, 2013 for
any of the Agreement(s) providing for the payment of fees pursuant to Rule
12b-1 of the Investment Company Act of 1940, as amended, under the terms of
such agreement(s). The foregoing shall not affect any existing obligation to
pay such fees through December 31, 2012 or subsequent to the new effective date.
Xxxxxxxxx Xxxxxx Advisers Management Trust
October 2, 2012
Except to the extent amended by this letter agreement, the Agreements shall
remain unchanged and in full force and effect, and are hereby ratified,
re-executed, and confirmed in all respects. This letter may be signed in
counterparts, all of which, taken together, are deemed to be an original.
Signatures may be sent via facsimile or e-mail.
IN WITNESS WHEREOF, the undersigned has caused this letter agreement to be
executed as of the date first above written.
AMERICAN GENERAL LIFE INSURANCE COMPANY
AMERICAN GENERAL LIFE INSURANCE COMPANY OF DELAWARE
ATTEST:
By: By:
--------------------------------- ---------------------------------
Name: Name:
Title: Title:
Consented to, acknowledged and agreed:
XXXXXXXXX XXXXXX MANAGEMENT INC.
By:
-----------------------------------
Name:
Title:
XXXXXXXXX XXXXXX ADVISERS MANAGEMENT TRUST
By:
-----------------------------------
Name:
Title:
ADVISERS MANAGERS TRUST
By:
-----------------------------------
Name:
Title:
September 7, 2012
Xxxxxxxxxxx Variable Account Funds
OppenheimerFunds Distributor, Inc.
Two World Financial Center
000 Xxxxxxx Xxxxxx
Xxx Xxxx, XX 00000
Re: (1) Participation Agreement among Western National Life Insurance
Company (f/k/a American General Annuity Insurance Company) ("WNL"),
Xxxxxxxxxxx Variable Account Fund, OppenheimerFunds, Inc. dated
November 23, 1998, as amended
(2) Letter of Understanding between Xxxxxxxxxxx Funds, Inc. and WNL
dated November 23, 1998
(3) Letter of Understanding between OppenheimerFunds, Inc. and American
General Life Insurance Company dated December 1, 1999
(4) Shareholder Information Agreement between Xxxxxxxxxxx Funds
Services, Inc. Xxxxxxxxxxx Funds Distributor, Inc. and WNL dated
February 15, 2007
(5) Participation Agreement between American General Life Insurance
Company of Delaware (formerly AIG Life Insurance Company) ("AGL of
Delaware") and OppenheimerFunds Distributor, Inc. dated as of April
1, 2002 ("AGL of Delaware Retail Agreement")
(6) Participation Agreement between AGL of Delaware, Xxxxxxxxxxx
Variable Account Funds and OppenheimerFunds, Inc. dated January 4,
2001 ("AGL of Delaware VAF Agreement")
(7) Letter of Understanding between AGL of Delaware and
OppenheimerFunds, Inc. dated November 29, 2000 (also referred to
"AGL of Delaware VAF Agreement")
(8) Rule 22c-2 Information Sharing and Restricted Trading Agreement
between OppenheimerFunds Services, OppenheimerFunds Distributor,
Inc. and AGL of Delaware dated April 16, 2007 (also referred to
"AGL of Delaware VAF Agreement")
(EACH AN "AGREEMENT", AND COLLECTIVELY, THE "AGREEMENTS") (WNL AND
AGLD COLLECTIVELY REFERRED TO HEREINAFTER AS THE "MERGED COMPANIES")
Dear Fund Partner:
Effective December 8, 2009, AGL of Delaware changed its name from AIG Life
Insurance Company to American General Life Insurance Company of Delaware. Any
and all references in the AGL of Delaware Retail Agreement and AGL of Delaware
VAF Agreements to AIG Life Insurance Company shall be changed to American
General Life Insurance Company of Delaware or AGL of Delaware, as appropriate.
Xxxxxxxxxxx Variable Account Funds
OppenheimerFunds Distributor, Inc.
September 7, 2012
As you may already be aware, the Merged Companies will be merging with and
into American General Life Insurance Company ("American General"), the
surviving company, effective January 1, 2013 (hereinafter referred to as the
"Merger").
Your companies and/or related trusts have agreements with each of the Merged
Companies pursuant to which your companies' retail investment companies and/or
related trust(s) acted as an investment vehicle for separate accounts
established by the Merged Companies for variable universal life insurance
policies and/or variable annuity contracts (the "Contracts").
As a result of the Merger, if any of the Merged Companies was a party to the
Agreements, then all rights, duties, liabilities and obligations arising under
the Agreements with respect to each of the Merged Companies will be assumed by
American General, effective as of the Merger. All terms, conditions and
obligations under the Agreements shall remain unchanged.
To the extent applicable law and/or any of the Agreements require prior
written consent for the assignment and continuation of the Agreements, please
sign below indicating such consent to assignment of the rights, duties,
liabilities and obligations of each of the Merged Companies to American
General, as described above, effective as of the Merger. To the extent
applicable, your signature below is deemed consent to an effective date of
January 1, 2013 for any of the Agreement(s) providing for the payment of fees
pursuant to Rule 12b-1 of the Investment Company Act of 1940, as amended, under
the terms of such agreement(s). The foregoing shall not affect any existing
obligations of American General or any predecessor entities to pay 12b-1 or
other fees through December 31, 2012 or subsequent to the new effective date
and American General shall satisfy all payment obligations to you
Except to the extent amended by this letter agreement, the Agreements shall
remain unchanged and in full force and effect, and are hereby ratified,
re-executed, and confirmed in all respects. This letter may be signed in
counterparts, all of which, taken together, are deemed to be an original.
Signatures may be sent via facsimile or e-mail.
IN WITNESS WHEREOF, the undersigned has caused this letter agreement to be
executed as of the date first above written.
WESTERN NATIONAL LIFE INSURANCE COMPANY
By: -----------------------------
Name:
Title:
Xxxxxxxxxxx Variable Account Funds
OppenheimerFunds Distributor, Inc.
September 7, 2012
AMERICAN GENERAL LIFE INSURANCE COMPANY
AMERICAN GENERAL LIFE INSURANCE COMPANY OF DELAWARE
ATTEST:
By: ----------------------------- By: -----------------------------
Name: Name:
Title: Title:
CONSENTED TO, ACKNOWLEDGED AND AGREED:
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
By: -----------------------------
Name:
Title:
XXXXXXXXXXX VARIABLE ACCOUNT OPPENHEIMERFUNDS, INC. (on its own
FUNDS and on behalf of its own division,
OppenheimerFunds Services)
By: ----------------------------- By: -------------------------------
Name: Name:
Title: Title:
August 31, 2012
PIMCO Variable Insurance Trust
000 Xxxxxxx Xxxxxx Xxxxx, Xxxxx 000
Xxxxxxx Xxxxx, XX 00000
PIMCO Investments LLC
0000 Xxxxxxxx, 00/xx/ Xxxxx
Xxx Xxxx, XX 00000
Re: (1) Participation Agreement between American General Life Insurance
Company of Delaware ("AGL of Delaware"), PIMCO Variable Insurance
Trust and PIMCO Investments LLC dated April 1, 2000, as amended
effective July 1, 2011
(2) PIMCO Variable Insurance Trust Services Agreement between AGL of
Delaware and PIMCO Variable Insurance Trust dated April 1, 2000
(3) Services Agreement between AGL of Delaware and Pacific Investment
Management Company dated April 1, 2000
(4) Rule 22c-2 Amendment to Participation Agreement between PIMCO
Investments LLC and AGL of Delaware, The United States Life
Insurance Company in the City of New York and American General Life
Insurance Company dated April 16, 2007, as amended effective July 1,
2011
(each an "Agreement", and collectively, the "Agreements") (AGL of
Delaware referred to hereinafter as the "Merged Company")
Dear Fund Partner:
As you may already be aware, the Merged Company will be merging with and
into American General Life Insurance Company ("American General"), the
surviving company, effective January 1, 2013 (hereinafter referred to as the
"Merger").
Your companies and/or related trusts have agreements with the Merged Company
pursuant to which a trust acted as an investment vehicle for separate accounts
established by the Merged Company for variable universal life insurance
policies and/or variable annuity contracts (the "Contracts").
As a result of the Merger, if the Merged Company was a party to the
Agreements, then all rights, duties and obligations arising under the
Agreements would be effectively assumed by American General which company will
assume the rights, duties and obligations of the Merged Company thereunder.
To the extent applicable law and/or any of the Agreements require prior
written consent for the assignment and continuation of the Agreements, please
sign below indicating such consent to assign the rights, duties and obligations
of the Merged Company to American General. To the extent applicable, your
signature below is deemed consent to an effective date of January 1, 2013 for
any of the Agreement(s) providing for the payment of fees pursuant to Rule
PIMCO Variable Insurance Trust
August 31, 2012
12b-1 of the Investment Company Act of 1940, as amended, under the terms of
such agreement(s). The foregoing shall not affect any existing obligation to
pay such fees through December 31, 2012 or subsequent to the new effective
date. Except to the extent amended by this letter agreement, the Agreements
shall remain unchanged and in full force and effect, and are hereby ratified,
re-executed, and confirmed in all respects. This letter may be signed in
counterparts, all of which, taken together, are deemed to be an original.
Signatures may be sent via facsimile or e-mail.
IN WITNESS WHEREOF, the undersigned has caused this letter agreement to be
executed as of the date first above written.
AMERICAN GENERAL LIFE INSURANCE COMPANY
AMERICAN GENERAL LIFE INSURANCE COMPANY OF DELAWARE
ATTEST:
By: ----------------------------- By: -----------------------------
Name: Name:
Title: Title:
Consented to, acknowledged and agreed:
PACIFIC INVESTMENT MANAGEMENT COMPANY
By: -------------------------
Name:
Title:
PIMCO VARIABLE INSURANCE TRUST
By: -------------------------
Name:
Title:
PIMCO INVESTMENTS LLC
By: -------------------------
Name:
Title:
September 7, 2012
SunAmerica Series Trust
Harborside Financial Center
0000 Xxxxx 0
Xxxxxx Xxxx, XX 00000-4992
Attn: Xxxxxxx Xxxxxxxx
Re: (1) Participation Agreement between SunAmerica Annuity and Life
Assurance Company (formerly known as AIG SunAmerica Life Assurance
Company and Anchor National Life Insurance Company) ("SAAL") and
SunAmerica Series Trust ("SAST"), dated as of March 7, 2011, as
amended;
(2) Shareholder Services Agreement between SAAL and SAST, dated as of
March 7, 2011, as amended;
(3) Information Sharing Agreement between SAAL and SAST, dated as of
April 16, 2007, as amended
(4) Fund Participation Agreement between American General Life Insurance
Company of Delaware (formerly AIG Life Insurance Company) ("AGL of
Delaware"), SunAmerica Series Trust and American General Equity
Services Corporation ("AGESC") (formerly AIG Equity Sales Corp.)
dated as of July 1, 1999 ("AGL of Delaware Agreement");
(5) Administrative Services Agreement between AGL of Delaware and
SunAmerica Asset Management Corp. dated July 1, 1999 (also referred
to as "AGL of Delaware Agreement"); and
(6) Information Sharing and Restricted Trading Agreement between AGL of
Delaware and SAST dated April 16, 2007 (also referred to as "AGL of
Delaware Agreement").
(each an "Agreement", and collectively, the "Agreements") (SAAL and
AGL of Delaware collectively referred to hereinafter as the "Merged
Companies")
Dear Fund Partner:
Effective December 8, 2009, AGL of Delaware changed its name from AIG Life
Insurance Company to American General Life Insurance Company of Delaware. Any
and all references in the AGL of Delaware Agreements to AIG Life Insurance
Company shall be changed to American General Life Insurance Company of Delaware
or AGL of Delaware, as appropriate. Also, AGESC replaced AIG Equity Sales Corp.
("AIG Equity"). AGESC is a registered broker-dealer under the Securities
Exchange Act of 1934. All references in the AGL of Delaware Agreements to AIG
Equity are hereby placed with American General Equity Services Corporation or
AGESC as appropriate.
As you may already be aware, the Merged Companies will be merging with and
into American General Life Insurance Company ("American General"), the
surviving company, effective January 1, 2013 (hereinafter referred to as the
"Merger").
SunAmerica Series Trust
September 7, 2012
Your companies and/or related trusts have agreements with each of the Merged
Companies pursuant to which a trust acted as an investment vehicle for separate
accounts established by the Merged Companies for variable universal life
insurance policies and/or variable annuity contracts (the "Contracts").
As a result of the Merger, if any of the Merged Companies were a party to
the Agreements, then all rights, duties and obligations arising under the
Agreements would be effectively assumed by American General which company will
assume the rights, duties and obligations of each of the Merged Companies
thereunder.
To the extent applicable law and/or any of the Agreements require prior
written consent for the assignment and continuation of the Agreements, please
sign below indicating such consent to assign the rights, duties and obligations
of each of the Merged Companies to American General. To the extent applicable,
your signature below is deemed consent to an effective date of January 1, 2013
for any of the Agreement(s) providing for the payment of fees pursuant to Rule
12b-1 of the Investment Company Act of 1940, as amended, under the terms of
such agreement(s). The foregoing shall not affect any existing obligation to
pay such fees through December 31, 2012 or subsequent to the new effective date.
Except to the extent amended by this letter agreement, the Agreements shall
remain unchanged and in full force and effect, and are hereby ratified,
re-executed, and confirmed in all respects. This letter may be signed in
counterparts, all of which, taken together, are deemed to be an original.
Signatures may be sent via facsimile or e-mail.
IN WITNESS WHEREOF, the undersigned has caused this letter agreement to be
executed as of the date first above written.
SUNAMERICA ANNUITY AND LIFE ASSURANCE COMPANY
By: ------------------------------
Name: Xxxx X. Xxxxx
Title: President and Chief Executive Officer
AMERICAN GENERAL LIFE INSURANCE COMPANY
AMERICAN GENERAL LIFE INSURANCE COMPANY OF DELAWARE
ATTEST:
By: ----------------------------- By: -----------------------------
Name: Name:
Title: Title:
SunAmerica Series Trust
September 7, 2012
AMERICAN GENERAL EQUITY SERVICES CORPORATION
ATTEST:
By: ----------------------------- By: -----------------------------
Name: Name:
Title: Title:
Consented to, acknowledged and agreed:
SUNAMERICA SERIES TRUST
By: ------------------------------
Name: Xxxx X. Xxxxxx
Title: Vice President and Secretary
SUNAMERICA ASSET MANAGEMENT CORP.
By: ------------------------------
Name: Xxxx X. Xxxxxx
Title: Vice President and Deputy General Counsel
SUNAMERICA CAPITAL SERVICES, INC.
By: ------------------------------
Name: Xxxxxxx X. Xxxxxx
Title: Vice President
August 31, 2012
The Universal Institutional Funds, Inc.
Xxxxxx Xxxxxxx
000 Xxxxx Xxxxxx
Xxx Xxxx, XX 00000
Re: (1) Participation Agreement between American General Life Insurance
Company of Delaware (formerly AIG Life Insurance Company) ("AGL of
Delaware"), The Universal Institutional Funds, Inc. (formerly
Xxxxxx Xxxxxxx Xxxx Xxxxxx Universal Funds, Inc.) ("UIF"), Xxxxxx
Xxxxxxx Investment Management Inc. (formerly Xxxxxx Xxxxxxx Xxxx
Xxxxxx Investment Management Inc. and successor-in-interest to
Xxxxxx Xxxxxxx Investments LP (formerly Xxxxxx Xxxxxxxx & Xxxxxxxx,
LLP)) ("MSIM"), dated December 31, 1998, as amended;
(2) Participation Agreement between AGL of Delaware, UIF (formerly
Xxxxxx Xxxxxxx Universal Funds, Inc.), MSIM (formerly Xxxxxx
Xxxxxxx Asset Management Inc. and successor-in-interest to Xxxxxx
Xxxxxxx Investments LP (formerly Xxxxxx Xxxxxxxx & Xxxxxxxx, LLP))
dated May 15, 1998, as amended;
(3) Letter Agreement, dated May 1, 2000, between AGL of Delaware and
MSIM; and
(4) Rule 22c-2 Information Sharing and Restricted Trading Agreement
between Xxxxxx Xxxxxxx Distribution, Inc. and AGL of Delaware,
dated April 16, 2007
(each an "Agreement", and collectively, the "Agreements") (AGL of
Delaware referred to hereinafter as the "Merged Company").
Dear Fund Partner:
Effective December 8, 2009, the Merged Company changed its name from AIG
Life Insurance Company to American General Life Insurance Company of Delaware.
Any and all references in the Agreements to AIG Life Insurance Company shall be
changed to American General Life Insurance Company of Delaware or AGL of
Delaware, as appropriate.
As you may already be aware, the Merged Company will be merging with and
into American General Life Insurance Company ("American General"), the
surviving company, effective January 1, 2013 (hereinafter referred to as the
"Merger").
Your companies and/or related trusts have agreements with the Merged Company
pursuant to which a trust acted as an investment vehicle for separate accounts
established by the Merged Company for variable universal life insurance
policies and/or variable annuity contracts (the "Contracts").
As a result of the Merger, if the Merged Company was a party to the
Agreements, then all rights, duties and obligations arising under the
Agreements would be effectively assumed by American General, which will assume
the rights, duties and obligations of the Merged Company thereunder.
The Universal Institutional Funds, Inc.
August 31, 2012
To the extent applicable law and/or any of the Agreements require prior
written consent for the assignment and continuation of the Agreements, please
sign below indicating such consent to assign the rights, duties and obligations
of the Merged Company to American General. To the extent applicable, your
signature below is deemed consent to an effective date of January 1, 2013 for
any of the Agreement(s) providing for the payment of any fees under the terms
of such agreement(s). The foregoing shall not affect any existing obligation to
pay such fees through December 31, 2012 or subsequent to the new effective date.
Except to the extent amended by this letter agreement, the Agreements shall
remain unchanged and in full force and effect, and are hereby ratified,
re-executed, and confirmed in all respects. This letter may be signed in
counterparts, all of which, taken together, are deemed to be an original.
Signatures may be sent via facsimile or e-mail.
IN WITNESS WHEREOF, the undersigned has caused this letter agreement to be
executed as of the date first above written.
AMERICAN GENERAL LIFE INSURANCE COMPANY
AMERICAN GENERAL LIFE INSURANCE COMPANY OF DELAWARE
ATTEST:
By:
-------------------------------- By: --------------------------
Name: Name:
Title: Title:
CONSENTED TO, ACKNOWLEDGED AND AGREED:
--------------------------------------
THE UNIVERSAL INSTITUTIONAL FUNDS, INC.
By: -------------------------------
Name: Xxxxxx Xxx
Title: President & Principal Executive Officer
XXXXXX XXXXXXX INVESTMENT MANAGEMENT INC.
By: -------------------------
Name: Xxxx X'Xxxxxx
Title: Managing Director
September 7, 2012
Xxxx X. Xxxxxx, Esq.
VALIC Company I
0000 Xxxxx Xxxxxxx, X0
Xxxxxxx, XX 00000
Re: (1) Participation Agreement between Western National Life Insurance
Company (f/k/a American General Annuity Insurance Company) ("WNL"),
VALIC Company I ('Fund Partner") and The Variable Annuity Life
Insurance Company dated August 1, 1999, as amended
(2) Information Sharing and Restricted Agreement between WNL and VALIC
Company I dated April 16, 2007
(3) Participation Agreement between American General Life Insurance
Company of Delaware (formerly AIG Life Insurance Company) ("AGL of
Delaware"), VALIC Company I and The Variable Annuity Life Insurance
Company dated as of July 1, 2002 ("AGL of Delaware Agreement")
(4) Information Sharing and Restricted Trading Agreement between AGL of
Delaware and VALIC Company I dated April 16, 2007 (also referred to
as "AGL of Delaware Agreement")
(EACH AN "AGREEMENT", AND COLLECTIVELY, THE "AGREEMENTS") (WNL AND
AGLD ARE COLLECTIVELY REFERRED TO HEREINAFTER AS THE "MERGED
COMPANIES")
Dear Fund Partner:
Effective December 8, 2009, AGL of Delaware changed its name from AIG Life
Insurance Company to American General Life Insurance Company of Delaware. Any
and all references in the AGL of Delaware Agreements to AIG Life Insurance
Company shall be changed to American General Life Insurance Company of Delaware
or AGL of Delaware, as appropriate.
As you may already be aware, the Merged Companies will be merging with and
into American General Life Insurance Company ("American General"), the
surviving company, effective January 1, 2013 (hereinafter referred to as the
"Merger").
Your companies and/or related trusts have agreements with each of the Merged
Companies pursuant to which a trust acted as an investment vehicle for separate
accounts established by the Merged Companies for variable universal life
insurance policies and/or variable annuity contracts (the "Contracts").
As a result of the Merger, if any of the Merged Companies was a party to the
Agreements, then all rights, duties and obligations arising under the
Agreements would be effectively assumed by American General which company will
assume the rights, duties and obligations of each of the Merged Companies
thereunder.
VALIC Company I
September 7, 2012
To the extent applicable law and/or any of the Agreements require prior
written consent for the assignment and continuation of the Agreements, please
sign below indicating such consent to assign the rights, duties and obligations
of each of the Merged Companies to American General. To the extent applicable,
your signature below is deemed consent to an effective date of January 1, 2013
for any of the Agreement(s) providing for the payment of fees pursuant to Rule
12b-1 of the Investment Company Act of 1940, as amended, under the terms of
such agreement(s). The foregoing shall not affect any existing obligation to
pay such fees through December 31, 2012 or subsequent to the new effective date.
Except to the extent amended by this letter agreement, the Agreements shall
remain unchanged and in full force and effect, and are hereby ratified,
re-executed, and confirmed in all respects. This letter may be signed in
counterparts, all of which, taken together, are deemed to be an original.
Signatures may be sent via facsimile or e-mail.
IN WITNESS WHEREOF, the undersigned has caused this letter agreement to be
executed as of the date first above written.
WESTERN NATIONAL LIFE INSURANCE COMPANY
By:
-------------------------
Name:
Title:
AMERICAN GENERAL LIFE INSURANCE COMPANY
AMERICAN GENERAL LIFE INSURANCE COMPANY OF DELAWARE
ATTEST:
By: ----------------------------- By: -----------------------------
Name: Name:
Title: Title:
VALIC Company I
September 7, 2012
CONSENTED TO, ACKNOWLEDGED AND AGREED:
THE VARIABLE ANNUITY LIFE INSURANCE COMPANY
By: -------------------------
Name: Xxxx X. Xxxxxxxx
Title: Senior Vice President
VALIC COMPANY I
By: -------------------------
Name: Xxxx X. Xxxxxxxx
Title: President
August 31, 2012
Vanguard Variable Insurance Fund
The Vanguard Group, Inc.
Vanguard Marketing Corporation
P. O. Box 2600
Valley Forge, PA 19482
Re: (1) Fund Participation Agreement between American General Life
Insurance Company of Delaware (formerly AIG Life Insurance Company)
("AGL of Delaware") and The Vanguard Group, Inc. dated December 27,
2001
(2) Participation Agreement between AGL of Delaware, The Vanguard
Group, Inc., Vanguard Variable Insurance Fund and Vanguard
Marketing Corporation dated May 22, 2001
(3) Participation Agreement between AGL of Delaware, The Vanguard
Group, Inc., Vanguard Variable Insurance Fund and Vanguard
Marketing Corporation dated September 2, 2003
(2) Rule 22c-2 Amendment to Agreements between Vanguard Variable
Insurance Fund, The Vanguard Group, Inc., Vanguard Marketing
Corporation and AGL of Delaware dated April 16, 2007
(each an "Agreement", and collectively, the "Agreements") (AGL of
Delaware referred to hereinafter as the "Merged Company")
Dear Fund Partner:
Effective December 8, 2009, the Merged Company changed its name from AIG
Life Insurance Company to American General Life Insurance Company of Delaware.
Any and all references in the Agreements to AIG Life Insurance Company shall be
changed to American General Life Insurance Company of Delaware or AGL of
Delaware, as appropriate.
As you may already be aware, the Merged Company will be merging with and
into American General Life Insurance Company ("American General"), the
surviving company, effective January 1, 2013 (hereinafter referred to as the
"Merger").
Your companies and/or related trusts have agreements with the Merged Company
pursuant to which a trust acted as an investment vehicle for separate accounts
established by the Merged Company for variable universal life insurance
policies and/or variable annuity contracts (the "Contracts").
As a result of the Merger, if the Merged Company was a party to the
Agreements, then all rights, duties and obligations arising under the
Agreements would be effectively assumed by American General which company will
assume the rights, duties and obligations of the Merged Company thereunder.
Vanguard Variable Insurance Fund
The Vanguard Group, Inc.
August 31, 2012
To the extent applicable law and/or any of the Agreements require prior
written consent for the assignment and continuation of the Agreements, please
sign below indicating such consent to assign the rights, duties and obligations
of the Merged Company to American General. To the extent applicable, your
signature below is deemed consent to an effective date of January 1, 2013 for
any of the Agreement(s) providing for the payment of fees pursuant to Rule
12b-1 of the Investment Company Act of 1940, as amended, under the terms of
such agreement(s). The foregoing shall not affect any existing obligation to
pay such fees through December 31, 2012 or subsequent to the new effective date.
Except to the extent amended by this letter agreement, the Agreements shall
remain unchanged and in full force and effect, and are hereby ratified,
re-executed, and confirmed in all respects. This letter may be signed in
counterparts, all of which, taken together, are deemed to be an original.
Signatures may be sent via facsimile or e-mail.
IN WITNESS WHEREOF, the undersigned has caused this letter agreement to be
executed as of the date first above written.
AMERICAN GENERAL LIFE INSURANCE COMPANY
AMERICAN GENERAL LIFE INSURANCE COMPANY OF DELAWARE
ATTEST:
By: ----------------------------- By: -----------------------------
Name: Name:
Title: Title:
Consented to, acknowledged and agreed:
VANGUARD VARIABLE INSURANCE FUND
By: -------------------------
Name:
Title:
Vanguard Variable Insurance Fund
The Vanguard Group, Inc.
August 31, 2012
THE VANGUARD GROUP, INC.
By: -------------------------
Name:
Title:
VANGUARD MARKETING CORPORATION
By: -------------------------
Name:
Title:
