AMENDMENT NO. 33 DATED SEPTEMBER 16, 2019 TO THE PROSHARES TRUST INVESTMENT ADVISORY AGREEMENT DATED DECEMBER 15, 2005, BETWEEN PROSHARES TRUST AND PROSHARE ADVISORS LLC SCHEDULE A TO THE INVESTMENT ADVISORY AGREEMENT BETWEEN PROSHARES TRUST AND...
Exhibit (d)(1)
AMENDMENT NO. 33 DATED SEPTEMBER 16, 2019 TO THE PROSHARES TRUST
INVESTMENT ADVISORY AGREEMENT DATED DECEMBER 15, 2005, BETWEEN
PROSHARES TRUST AND PROSHARE ADVISORS LLC
SCHEDULE A
TO THE INVESTMENT ADVISORY AGREEMENT
BETWEEN PROSHARES TRUST AND PROSHARE ADVISORS LLC
As of August 15, 2019
Each Portfolio listed below shall pay the Advisor a fee pursuant to the Investment Advisory Agreement at an annualized rate of 0.75% based on its average daily net assets, as follows:1
| FUND NAME |
| ProShares Ultra S&P500 |
| ProShares Ultra MidCap400 |
| ProShares Ultra Dow30 |
| ProShares Ultra QQQ |
| ProShares Ultra Basic Materials |
| ProShares Ultra Consumer Goods |
| ProShares Ultra Consumer Services |
| ProShares Ultra Financials |
| ProShares Ultra Health Care |
| ProShares Ultra Industrials |
| ProShares Ultra Oil & Gas |
| ProShares Ultra Real Estate |
| ProShares Ultra Semiconductors |
| ProShares Ultra Technology |
| ProShares Ultra Telecommunications |
| ProShares Ultra Utilities |
| ProShares Ultra Russell2000 |
| ProShares Ultra SmallCap600 |
| ProShares Ultra MSCI Japan |
| ProShares Ultra MSCI Emerging Markets |
| ProShares Ultra MSCI EAFE |
| ProShares Ultra Nasdaq Biotechnology |
| ProShares Ultra FTSE China 50 |
| ProShares Ultra 7-10 Year Treasury |
| ProShares Ultra 20+ Year Treasury |
| ProShares Ultra High Yield |
| ProShares Ultra FTSE Europe |
| ProShares Ultra MSCI Brazil Capped |
| ProShares Short S&P500 |
| ProShares Short MidCap400 |
| ProShares Short Dow30 |
| ProShares Short QQQ |
| ProShares Short Russell2000 |
| ProShares Short SmallCap600 |
| ProShares Short Basic Materials |
| 1 | All fees are computed daily and paid monthly |
| FUND NAME |
| ProShares Short Financials |
| ProShares Short Oil & Gas |
| ProShares Short Real Estate |
| ProShares Short MSCI Emerging Markets |
| ProShares Short MSCI EAFE |
| ProShares Short 7-10 Year Treasury |
| ProShares Short 20+ Year Treasury |
| ProShares Short High Yield |
| ProShares Short FTSE China 50 |
| ProShares UltraShort S&P500 |
| ProShares UltraShort MidCap400 |
| ProShares UltraShort Dow30 |
| ProShares UltraShort QQQ |
| ProShares UltraShort Russell2000 |
| ProShares UltraShort SmallCap600 |
| ProShares UltraShort Basic Materials |
| ProShares UltraShort Consumer Goods |
| ProShares UltraShort Consumer Services |
| ProShares UltraShort Financials |
| ProShares UltraShort Health Care |
| ProShares UltraShort Industrials |
| ProShares UltraShort Oil & Gas |
| ProShares UltraShort Real Estate |
| ProShares UltraShort Semiconductors |
| ProShares UltraShort Technology |
| ProShares UltraShort Utilities |
| ProShares UltraShort MSCI Japan |
| ProShares UltraShort MSCI Emerging Markets |
| ProShares UltraShort MSCI EAFE |
| ProShares UltraShort Nasdaq Biotechnology |
| ProShares UltraShort FTSE China 50 |
| ProShares UltraShort 7-10 Year Treasury |
| ProShares UltraShort 20+ Year Treasury |
| ProShares UltraShort FTSE Europe |
| ProShares UltraShort MSCI Brazil Capped |
| ProShares UltraPro S&P500 |
| ProShares UltraPro QQQ |
| ProShares UltraPro Dow30 |
| ProShares UltraPro Russell2000 |
| ProShares UltraPro MidCap400 |
| ProShares UltraPro Financial Select Sector |
| ProShares UltraPro Short S&P500 |
| ProShares UltraPro Short QQQ |
| ProShares UltraPro Short Dow30 |
| ProShares UltraPro Short Russell2000 |
| ProShares UltraPro Short MidCap400 |
| ProShares UltraPro Short 20+ Year Treasury |
| ProShares UltraPro Short Financial Select Sector |
| ProShares UltraPro Nasdaq Biotechnology |
| ProShares UltraPro Short Nasdaq Biotechnology |
| ProShares RAFI Long/Short |
| FUND NAME |
| ProShares Hedge Replication ETF |
| ProShares Merger ETF |
| ProShares UltraPro MLP* |
| ProShares Ultra MLP* |
| ProShares Short MLP* |
| ProShares UltraShort MLP* |
| ProShares UltraPro Short MLP* |
| ProShares UltraShort Bricks and Mortar* |
| ProShares UltraPro Short Bricks and Mortar* |
| ProShares Short Communication Services Select Sector* |
| ProShares UltraShort Communication Services Select Sector |
| ProShares UltraPro Short Communication Services Select Sector |
| ProShares Ultra Communication Services Select Sector |
| ProShares UltraPro Communication Services Select Sector |
| * | Not operational as of the date first above written |
Each Portfolio listed below shall pay the Advisor a fee pursuant to the Investment Advisory Agreement at an annualized rate based on its average daily net assets, as follows:2
| FUND NAME |
COMPENSATION | |||
| (at annual rate expressed as a percentage of average daily net assets of each Fund) |
||||
| ProShares Inflation Expectations ETF |
0.55 | % | ||
| ProShares Global Listed Private Equity ETF |
0.50 | % | ||
| ProShares Short Term USD Emerging Markets Bond ETF |
0.50 | % | ||
| ProShares Morningstar Alternatives Solution ETF |
0.07 | % | ||
| PROSHARE ADVISORS LLC, a Maryland limited liability company |
a Delaware statutory trust | |||||||
| By: | /s/ Xxxxxxx X. Xxxxx |
By: | /s/ Xxxx X. Xxxxxxx | |||||
| Xxxxxxx X. Xxxxx | Xxxx X. Xxxxxxx | |||||||
| Chief Executive Officer | President | |||||||
| 2 | All fees are computed daily and paid monthly |
