USA MUTUALS AMENDMENT TO THE FUND ADMINISTRATION SERVICING AGREEMENT
AMENDMENT TO THE
THIS AMENDMENT dated as of the 20h day of April, 2010, to the Fund Administration Servicing Agreement dated as of August 29, 2005, as amended January 1, 2006, January 26, 2007, February 16, 2009 (the "Agreement"), is entered into by and between USA MUTUALS, a Delaware business trust (the "Trust") and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company ("USBFS").
RECITALS
WHEREAS, the parties have entered into an Agreement; and
WHEREAS, the parties desire to amend the fees of the Agreement; and
WHEREAS, Section 10 of the Agreement allows for its amendment by a written instrument executed by both parties.
NOW, THEREFORE, the parties agree as follows:
Exhibit B is hereby superseded and replaced with Amended Exhibit B attached hereto.
Except to the extent amended hereby, the Agreement shall remain in full force and effect.
IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be executed by their duly authorized officers on one or more counterparts as of the date and year first written above.
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U.S. BANCORP FUND SERVICES, LLC
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By: /s./ Xxxxxx Xxxxxxxxx
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By: /s/ Xxxxxxx X. XxXxx
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Name: Xxxxxx Xxxxxxxxx
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Name: Xxxxxxx X. XxXxx
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Title: Chairman
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Title: Executive Vice President
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Amended Exhibit B to the Fund Administration Servicing Agreement
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Effective 3/1/2009
Fund Administration & Compliance Services
Annual Fee Schedule
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Asset Based Fees*:
n ____ basis points on the first $_____
n ____ basis points on the next $_____
n ____ basis points on the balance
n Minimum annual fee: $_____
**Fees on additional portfolios will be renegotiated**
CCO Support Services: $_____ per year*
Conversion and extraordinary services quoted separately
Fees are billed monthly
*Subject to CPI Increase, Milwaukee MSA
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Annual Legal Administration Add:
n ____ basis point on the first $_____
n ____ basis points on the next $_____
n ____ basis points on the balance
Plus out-of-pocket expenses, including but not limited to:
n Postage, stationary
n Programming, special reports
n Proxies, insurance
n XXXXX filing
n Retention of records
n Federal and state regulatory filing fees
n Certain insurance premiums
n Expenses from board of directors meetings
n Auditing and legal expenses
n Blue Sky conversion expenses (if necessary)
n All other out-of-pocket expenses
Xxxxxxx River
n $_____ annually
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