AMENDMENT NO. 3 TO SELLING AND SERVICES AGREEMENT
| Exhibit 24(b)(8.14) |
| AMENDMENT NO. 3 TO SELLING AND SERVICES AGREEMENT |
| THIS AMENDMENT NO. 3 TO SELLING AND SERVICES AGREEMENT (“Amendment”) |
| dated this 1st day of April, 2007, is by and among ING FINANCIAL ADVISERS, LLC (formerly known |
| as Aetna Investment Services, Inc.) and ING LIFE INSURANCE AND ANNUITY COMPANY |
| (formerly known as Aetna Life Insurance and Annuity Company) (“ILIAC”) (collectively the “ING”), |
| AMERICAN CENTURY INVESTMENT SERVICES, INC. (“Distributor”) and AMERICAN |
| CENTURY SERVICES, LLC (formerly known as American Century Services Corporation) (“Fund |
| Agent”). Capitalized terms not otherwise defined herein shall have the meaning ascribed to them in the |
| Agreement (defined below). |
| WHEREAS, ING, Distributor and Fund Agent are parties to a certain Selling and Services |
| Agreement dated July 1, 2000, as amended November 7, 2003 and October 1, 2004 (the “Agreement”), |
| pursuant to which shares of the Funds are made available to serve as underlying investment media for |
| various sponsors of qualified and nonqualified employee benefit plans (the “Plans”), to provide |
| recordkeeping and related administrative services on behalf of such Plans; |
| WHEREAS, the parties desire to expand the number of classes of Funds available under the |
| Agreement, revise the reimbursement terms for such Funds as set forth herein, and make other changes to |
| the Agreement as set forth herein; |
| WHEREAS, the parties to this Amendment now desire to modify the Agreement as provided herein. |
| NOW, THEREFORE, in consideration of the mutual promises set forth herein, the parties hereto |
| agree as follows: |
| 1. Servicing Fees and 12b-1 Fees. The following information is hereby added at the end of |
| Section 5 and Section 6 of the Agreement. |
| Effective October 1, 2007, the above referenced address is changed to the following: |
| ING Financial Advisors, LLC |
| Attn: Central Valuation ▇▇▇▇ |
| ▇▇▇ ▇▇▇▇▇▇ ▇▇▇ |
| ▇▇▇▇▇▇▇, ▇▇ ▇▇▇▇▇-▇▇▇▇ |
| 2. Miscellaneous. In Section 15(b) Notices of the Agreement, the reference to “AISI/ALIAC” and |
| address information is deleted and replaced with following: |
| To ING: |
| Effective November 2, 2007, the above referenced information is changed to the |
| following: |
| ▇▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇ |
| ING |
| ▇▇▇ ▇▇▇▇▇▇ ▇▇▇, ▇▇▇ |
| ▇▇▇▇▇▇▇, ▇▇ ▇▇▇▇▇-▇▇▇▇ |
| 3. Miscellaneous. Section 15(h) of the Agreement is hereby deleted and replaced with the | |
| following: | |
| (h) | Anti-Money Laundering Provision. Each of the parties to this Agreement will establish |
| and maintain programs, policies and procedures as required by federal, state or local | |
| law to detect and prevent money laundering. Each party shall cooperate with the others | |
| to the extent required by law to facilitate implementation of each other’s anti-money | |
| laundering (AML) program, which may include annual AML compliance | |
| certifications, periodic AML due diligence reviews and/or other requests deemed | |
| necessary to ensure compliance with the AML regulations. | |
| 5. Restrictions on “Excessive Trading.” The following section is hereby added to Section 15, | |
| Miscellaneous, as subsection (i). | |
| (i) Restrictions on “Excessive Trading.” The Company has adopted its own excessive |
| trading policy, a copy of which is attached as Exhibit C (“Market Timing Policy”). |
| The Company does not monitor trading in fund shares on behalf of, or in accordance |
| with disclosed policies of, any fund groups; however, the Company monitors individual |
| Participant and contract owner trading in accordance with its Market Timing Policy. |
| The Company will use its best efforts, and shall reasonably cooperate with the |
| Distributor and the Funds, to enforce both its Market Timing Policy and stated policies |
| in a Fund’s currently effective Prospectus or Statement of Additional Information |
| regarding transactions in Fund shares, including those related to market timing and |
| excessive trading. The Company will execute any instructions from the Distributor or |
| the Funds to restrict or prohibit further purchases or exchanges of Fund shares by an |
| individual participant or contract owner who has been identified by the Funds as |
| having engaged in transactions in Fund shares that violate market timing policies |
| established by the Funds. The parties shall use their best efforts, and shall reasonably |
| cooperate with each other to prevent future market timing and frequent trading. |
| 6. Fees Payable to the Company. Schedule B is hereby deleted in its entirety and is |
| replaced by the attached Schedule B. |
| 7. Ratification and Confirmation of Agreement. In the event of a conflict between the terms of |
| this Amendment and the Agreement, it is the intention of the parties that the terms of this |
| Amendment shall control and the Agreement shall be interpreted on that basis. To the extent the |
| provisions of the Agreement have not been amended by this Amendment, the parties hereby |
| confirm and ratify the Agreement. |
| 8. Counterparts. This Amendment may be executed in two or more counterparts, each of which |
| shall be an original and all of which together shall constitute one instrument. |
| 9. Full Force and Effect. Except as expressly supplemented, amended or consented to hereby, all |
| of the representations, warranties, terms, covenants and conditions of the Agreement shall remain |
| unamended and shall continue to be in full force and effect. |
| 2 |
| IN WITNESS WHEREOF, the undersigned have executed this Amendment No. 3 as of the date first |
| above written. |
| ING FINANCIAL ADVISERS, LLC | AMERICAN CENTURY INVESTMENT | ||
| SERVICES, INC. | |||
| By: | /s/ ▇▇▇▇▇ ▇. ▇▇▇▇▇▇ | By: | /s/ ▇▇▇▇▇ ▇. ▇▇▇▇▇▇▇ |
| Name: | ▇▇▇▇▇ ▇. ▇▇▇▇▇▇ | Name: | ▇▇▇▇▇ ▇. ▇▇▇▇▇▇▇ |
| Title: | V.P. B D Operations | Title: | Vice President |
| ING LIFE INSURANCE AND | AMERICAN CENTURY SERVICES, LLC | ||
| ANNUITY COMPANY | |||
| By: | /s/ ▇▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇▇▇ | By: | /s/ ▇▇▇▇ ▇. ▇▇▇▇▇ |
| Name: | ▇▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇▇▇ | Name: | ▇▇▇▇ ▇. ▇▇▇▇▇ |
| Title: | Vice President | Title: | Vice President |
| 3 |
| SCHEDULE B | |||||
| FUNDS AVAILABLE AND FEES PAYABLE TO THE COMPANY | |||||
| Servicing Fees | |||||
| Distributor agrees to pay the Company a servicing fee as provided in the following table. | |||||
| Fund Name | Share Class | CUSIP | Symbol | Administrative | |
| Services Fee Rate | |||||
| (Basis Points) | |||||
| American Century Balanced | Advisor | 025083 71 8 | TWBAX | XX | |
| American Century Balanced | Institutional | 025083 73 4 | ABINX | XX | |
| American Century Balanced | Investor | 025083 74 2 | TWBIX | XX | |
| American Century Capital Growth | A | 025083 16 3 | ACCGX | XX | |
| American Century Capital Growth | Institutional | 02508 H 30 3 | APLIX | XX | |
| American Century Capital Growth | Investor | 02508 H 20 4 | ACLIX | XX | |
| American Century Capital Growth | R | 02508 H 40 2 | APWRX | XX | |
| American Century Capital Preservation | Investor | 025081 80 3 | CPFXX | XX | |
| American Century Capital Value | Advisor | 025083 42 9 | ACCVX | XX | |
| American Century Capital Value | Institutional | 025083 41 1 | ACPIX | XX | |
| American Century Capital Value | Investor | 025083 39 5 | ACTIX | XX | |
| American Century Core Plus | A | 024932543 | ACCQX | XX | |
| American Century Core Plus | Institutional | 024932485 | ACCUX | XX | |
| American Century Core Plus | Investor | 024932493 | ACCNX | XX | |
| American Century Core Plus | R | 024932519 | ACCPX | XX | |
| American Century Disciplined Growth | Advisor | 02507 M 6 42 | ADCVX | XX | |
| American Century Disciplined Growth | Institutional | 02507 M667 | ADCIX | XX | |
| American Century Disciplined Growth | R | 02507 M 65 9 | ADRRX | XX | |
| American Century Disciplined Growth | Investor | 0250 7M 67 5 | ADSIX | XX | |
| American Century Diversified Bond | A | 024932 84 0 | CDBAX | XX | |
| American Century Diversified Bond | Advisor | 024932 50 1 | ADFAX | XX | |
| American Century Diversified Bond | Institutional | 024932 60 0 | ACBPX | XX | |
| American Century Diversified Bond | Investor | 024932 40 2 | ADFIX | XX | |
| American Century Diversified Bond | R | 024932 71 7 | ADVRX | XX | |
| American Century Emerging Markets | Advisor | 025086 85 1 | AEMMX | XX | |
| American Century Emerging Markets | Institutional | 025086 87 7 | AMKIX | XX | |
| American Century Emerging Markets | Investor | 025086 88 5 | TWMIX | XX | |
| American Century Equity Growth | Advisor | 02507 M 70 9 | BEQAX | XX | |
| American Century Equity Growth | Institutional | 02507 M808 | AMEIX | XX | |
| American Century Equity Growth | Investor | 02507 M 60 0 | BEQGX | XX | |
| American Century Equity Growth | R | 02507 M 76 6 | AEYRX | XX | |
| American Century Equity Income | Advisor | 025076 40 7 | TWEAX | XX | |
| 4 | |||||
| Fund Name | Share Class | CUSIP | Symbol | Administrative | |
| Services Fee Rate | |||||
| (Basis Points) | |||||
| American Century Equity Income | Institutional | 025076 20 9 | ACIIX | XX | |
| American Century Equity Income | Investor | 025076 10 0 | TWEIX | XX | |
| American Century Equity Income | R | 025076 67 0 | AEURX | XX | |
| American Century Equity Index | Institutional | 025076829 | ACQIX | XX | |
| American Century Equity Index | Investor | 025076811 | ACIVX | XX | |
| American Century Focused Growth | Investor | 02508 H 10 5 | AFSIX | XX | |
| American Century Fundamental Equity | A | 025083 13 0 | AFDAX | XX | |
| American Century Fundamental Equity | Institutional | 02508 H 70 9 | AFEIX | XX | |
| American Century Fundamental Equity | Investor | 02508 H 60 0 | AFDIX | XX | |
| American Century Fundamental Equity | R | 02508H 80 8 | AFDRX | XX | |
| American Century ▇▇▇▇▇▇ Mae | Advisor | 025081 83 7 | BGNAX | XX | |
| American Century ▇▇▇▇▇▇ ▇▇▇ | Investor | 025081 60 5 | BGNMX | XX | |
| American Century Global Gold | Advisor | 02507M 20 4 | ACGGX | ▇▇ | |
| ▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇▇ ▇▇▇▇▇▇ ▇▇▇▇ | ▇▇▇▇▇▇▇▇ | ▇▇▇▇▇▇ 10 5 | BGEIX | XX | |
| American Century Global Growth | A | 025086612 | ACWAX | XX | |
| American Century Global Growth | Advisor | 025086 82 8 | AGGRX | XX | |
| American Century Global Growth | Institutional | 025086 83 6 | AGGIX | XX | |
| American Century Global Growth | Investor | 025086 84 4 | TWGGX | XX | |
| American Century Global Growth | R | 025086 62 0 | AGORX | XX | |
| American Century Government Agency Money | Investor | 025081407 | BGAXX | XX | |
| Market | |||||
| American Century Government Bond | Advisor | 025081 86 0 | ABTAX | XX | |
| American Century Government Bond | Investor | 025081 30 8 | CPTNX | XX | |
| American Century Growth | Advisor | 025083 40 3 | TCRAX | XX | |
| American Century Growth | Institutional | 025083 20 5 | TWGIX | XX | |
| American Century Growth | Investor | 025083 10 6 | TWCGX | XX | |
| American Century Growth | R | 025083 18 9 | AGWRX | XX | |
| American Century Heritage | Advisor | 025083 76 7 | ATHAX | XX | |
| American Century Heritage | Institutional | 025083 78 3 | ATHIX | XX | |
| American Century Heritage | Investor | 025083 79 1 | TWHIX | XX | |
| American Century High-Yield | A | 024932 81 6 | ACYAX | XX | |
| American Century High-Yield | Advisor | 024932 88 1 | AHYVX | XX | |
| American Century High-Yield | Institutional | 024932 78 2 | ACYIX | XX | |
| American Century High-Yield | Investor | 024932 80 8 | ABHIX | XX | |
| American Century High-Yield | R | 024932 69 1 | AHYRX | XX | |
| American Century Income & Growth | Advisor | 02507M 40 2 | AMADX | XX | |
| American Century Income & Growth | Institutional | 0250M 50 17 | AMGIX | XX | |
| American Century Income & Growth | Investor | 02507M 30 3 | BIGRX | XX | |
| American Century Income & Growth | R | 02507M 78 2 | AICRX | XX | |
| 5 | |||||
| Fund Name | Share Class | CUSIP | Symbol | Administrative | |
| Services Fee Rate | |||||
| (Basis Points) | |||||
| American Century Inflation Protection Bond | A | 024932 75 8 | APOAX | XX | |
| American Century Inflation Protection Bond | Institutional | 024932 76 6 | APISX | XX | |
| American Century Inflation Protection Bond | Investor | 024932 77 4 | APOIX | XX | |
| American Century Inflation Protection Bond | R | 024932 72 5 | APORX | XX | |
| American Century Inflation-Adjusted Bond | Advisor | 025081 82 9 | AIAVX | XX | |
| American Century Inflation-Adjusted Bond | Institutional | 025081 79 5 | AIANX | XX | |
| American Century Inflation-Adjusted Bond | Investor | 025081 70 4 | ACITX | XX | |
| American Century International Bond | Advisor | 025082 20 7 | AIBDX | XX | |
| American Century International Bond | Institutional | 025082 30 6 | AIDIX | XX | |
| American Century International Bond | Investor | 025082 10 8 | BEGBX | XX | |
| American Century International Core Equity | A | ▇▇▇▇▇▇▇▇▇ | ACIQX | XX | |
| American Century International Core Equity | Institutional | ▇▇▇▇▇▇▇▇▇ | ACIUX | XX | |
| American Century International Core Equity | Investor | ▇▇▇▇▇▇▇▇▇ | ACIMX | XX | |
| American Century International Core Equity | R | ▇▇▇▇▇▇▇▇▇ | ACIRX | XX | |
| American Century International Discovery | Advisor | 025086802 | ACIDX | XX | |
| American Century International Discovery | Institutional | 025086 60 4 | TIDIX | XX | |
| American Century International Discovery | Investor | 025086 50 5 | TWEGX | XX | |
| American Century International Growth | A | 025086 66 1 | CAIGX | XX | |
| American Century International Growth | Advisor | 025086 40 6 | TWGAX | XX | |
| American Century International Growth | Institutional | 025086 20 8 | TGRIX | XX | |
| American Century International Growth | Investor | 025086 10 9 | TWIEX | XX | |
| American Century International Growth | R | 025086 64 6 | ATGRX | XX | |
| American Century International Stock | Investor | 025086 63 8 | ASKIX | XX | |
| American Century International Value | Institutional | 025086 57 0 | ACVUX | XX | |
| American Century International Value | Investor | 025086 58 8 | ACEVX | XX | |
| American Century International Value | R | 025086 53 9 | ACVRX | XX | |
| American Century International Value | A | 025086 56 2 | MEQAX | XX | |
| American Century Large Company Value | A | 025076 69 6 | ALAVX | XX | |
| American Century Large Company Value | Advisor | 025076 78 7 | ALPAX | XX | |
| American Century Large Company Value | Institutional | 025076 77 9 | ALVSX | XX | |
| American Century Large Company Value | Investor | 025076 79 5 | ALVIX | XX | |
| American Century Large Company Value | R | 025076 66 2 | ALVRX | XX | |
| American Century Legacy Focused Large Cap | Advisor | ▇▇▇▇▇▇▇▇▇ | ACFDX | XX | |
| American Century Legacy Focused Large Cap | Institutional | ▇▇▇▇▇▇▇▇▇ | ACFSX | XX | |
| American Century Legacy Focused Large Cap | Investor | ▇▇▇▇▇▇▇▇▇ | ACFOX | XX | |
| American Century Legacy Focused Large Cap | R | ▇▇▇▇▇▇▇▇▇ | ACFCX | XX | |
| American Century Legacy Large Cap | Advisor | ▇▇▇▇▇▇▇▇▇ | ACGDX | XX | |
| American Century Legacy Large Cap | Institutional | ▇▇▇▇▇▇▇▇▇ | ACGHX | XX | |
| 6 | |||||
| Fund Name | Share Class | CUSIP | Symbol | Administrative | |
| Services Fee Rate | |||||
| (Basis Points) | |||||
| American Century Legacy Large Cap | Investor | 02507 H106 | ACGOX | XX | |
| American Century Legacy Large Cap | R | 02507 H403 | ACGEX | XX | |
| American Century Legacy Multi Cap | Advisor | 02507 H866 | ACMFX | XX | |
| American Century Legacy Multi Cap | Institutional | 02507 H874 | ACMHX | XX | |
| American Century Legacy Multi Cap | Investor | 02507 H882 | ACMNX | XX | |
| American Century Legacy Multi Cap | R | 02507 H858 | ACMEX | XX | |
| American Century Life Sciences | Advisor | 025086 79 4 | ALSVX | XX | |
| American Century Life Sciences | Investor | 025086 81 0 | ALSIX | XX | |
| American Century LIVEStrong 2015 Portfolio | Advisor | 02507 F 20 9 | ARFAX | XX | |
| American Century LIVEStrong 2015 Portfolio | Institutional | 02507 F 30 8 | ARNIX | XX | |
| American Century LIVEStrong 2015 Portfolio | Investor | 02507 F 10 0 | ARFIX | XX | |
| American Century LIVEStrong 2015 Portfolio | R | 02507 F 40 7 | ARFRX | XX | |
| American Century LIVEStrong 2025 Portfolio | Advisor | 02507 F 60 5 | ARWAX | XX | |
| American Century LIVEStrong 2025 Portfolio | Institutional | 02507 F 70 4 | ARWFX | XX | |
| American Century LIVEStrong 2025 Portfolio | Investor | 02507 F 50 6 | ARWIX | XX | |
| American Century LIVEStrong 2025 Portfolio | R | 02507 F 80 3 | ARWRX | XX | |
| American Century LIVEStrong 2035 Portfolio | Advisor | 02507 F 87 8 | ARYAX | XX | |
| American Century LIVEStrong 2035 Portfolio | Institutional | 02507 F 86 0 | ARLIX | XX | |
| American Century LIVEStrong 2035 Portfolio | Investor | 02507 F 88 6 | ARYIX | XX | |
| American Century LIVEStrong 2035 Portfolio | R | 02507 F 85 2 | ARYRX | XX | |
| American Century LIVEStrong 2045 Portfolio | Advisor | 02507 F 83 7 | AROAX | XX | |
| American Century LIVEStrong 2045 Portfolio | Institutional | 02507 F 82 9 | AOOIX | XX | |
| American Century LIVEStrong 2045 Portfolio | Investor | 02507 F 84 5 | AROIX | XX | |
| American Century LIVEStrong 2045 Portfolio | R | 02507 F 81 1 | ARORX | XX | |
| American Century LIVEStrong Income Portfolio | Advisor | 02507 F 78 7 | ARTAX | XX | |
| American Century LIVEStrong Income Portfolio | Institutional | 02507 F 77 9 | ▇▇▇▇▇ | XX | |
| American Century LIVEStrong Income Portfolio | Investor | 02507 F 79 5 | ARTOX | XX | |
| American Century LIVEStrong Income Portfolio | R | 02507 F 76 1 | ARSRX | XX | |
| American Century Long Short Equity | A | 02507 M758 | ALIAX | XX | |
| American Century Long Short Equity | Institutional | 02507 M683 | ALISX | XX | |
| American Century Long Short Equity | Investor | 02507 M691 | ALHIX | XX | |
| American Century Long Short Equity | R | 02507 M725 | ALIRX | XX | |
| American Century Mid Cap Value | Advisor | 025076 63 9 | ACLAX | XX | |
| American Century Mid Cap Value | Institutional | 025076 64 7 | AVUAX | XX | |
| American Century Mid Cap Value | Investor | 025076 65 4 | ACMVX | XX | |
| American Century Mid Cap Value | R | 025076 61 3 | AMVRX | XX | |
| American Century New Opportunities | Investor | 025083452 | TWNOX | XX | |
| American Century New Opportunities II | A | 025083 22 1 | ANOAX | XX | |
| 7 | |||||
| Fund Name | Share Class | CUSIP | Symbol | Administrative | |
| Services Fee Rate | |||||
| (Basis Points) | |||||
| American Century New Opportunities II | Institutional | 025083 32 0 | ANONX | XX | |
| American Century New Opportunities II | Investor | 025083 33 8 | ANOIX | XX | |
| American Century ▇▇▇▇▇▇ | Investor | 025085812 | AEVIX | XX | |
| American Century One Choice Portfolio: | Investor | 02507 F720 | AOGIX | XX | |
| Aggressive | |||||
| American Century One Choice Portfolio: | Investor | 02507 F746 | AOCIX | XX | |
| Conservative | |||||
| American Century One Choice Portfolio: | Investor | 02507 F738 | AOMIX | XX | |
| Moderate | |||||
| American Century One Choice Portfolio: Very | Investor | 02507 F753 | AONIX | XX | |
| Conservative | |||||
| American Century One Choice Portfolio: Very | Investor | 02507 F712 | AOVIX | XX | |
| Aggressive | |||||
| American Century Premium Money Market | Investor | 024932 70 9 | TCRXX | XX | |
| American Century Prime Money Market | A | 024932 86 5 | APMXX | XX | |
| American Century Prime Money Market | Investor | 024932 10 5 | BPRXX | XX | |
| American Century Real Estate | Advisor | 025076 86 0 | AREEX | XX | |
| American Century Real Estate | Institutional | 025076 87 8 | REAIX | XX | |
| American Century Real Estate | Investor | 025076 88 6 | REACX | XX | |
| American Century Select | A | 025083 25 4 | AASLX | XX | |
| American Century Select | Advisor | 025083 80 9 | TWCAX | XX | |
| American Century Select | Institutional | 025083 60 1 | TWSIX | XX | |
| American Century Select | Investor | 025083 50 2 | TWCIX | XX | |
| American Century Select | R | 02508 H 50 1 | ASERX | XX | |
| American Century Short Duration Bond | A | 024932477 | ACSQX | XX | |
| American Century Short Duration Bond | Institutional | 024932428 | ACSUX | XX | |
| American Century Short Duration Bond | Investor | 024932436 | ACSNX | XX | |
| American Century Short Duration Bond | R | 024932444 | ACSPX | XX | |
| American Century Short-Term Government | Advisor | 025081 84 5 | TWAVX | XX | |
| American Century Short-Term Government | Investor | 025081 50 6 | TWUSX | XX | |
| American Century Small Cap Value | Advisor | 025076 83 7 | ACSCX | XX | |
| American Century Small Cap Value | Investor | 025076 85 2 | ASVIX | XX | |
| American Century Small Cap Value | Institutional | 025076845 | ACVIX | XX | |
| American Century Small Company | Advisor | 02507 M 82 4 | ASQAX | XX | |
| American Century Small Company | Investor | 02507 M 84 0 | ASQIX | XX | |
| American Century Small Company | Institutional | 02507 M832 | ASCQX | XX | |
| American Century Small Company | R | 02507 M 77 4 | ASCRX | XX | |
| American Century Strategic Allocation: | A | 025085 79 6 | ALLAX | XX | |
| Aggressive | |||||
| American Century Strategic Allocation: | Advisor | 025085 88 7 | ACVAX | XX | |
| Aggressive | |||||
| 8 | |||||
| Fund Name | Share Class | CUSIP | Symbol | Administrative | |
| Services Fee Rate | |||||
| (Basis Points) | |||||
| American Century Strategic Allocation: | Institutional | 025085 85 3 | AAAIX | XX | |
| Aggressive | |||||
| American Century Strategic Allocation: | Investor | 025085 70 5 | TWSAX | XX | |
| Aggressive | |||||
| American Century Strategic Allocation: | R | 025085 71 3 | AAARX | XX | |
| Aggressive | |||||
| American Century Strategic Allocation: | A | 025085 75 4 | ACEAX | XX | |
| Conservative | |||||
| American Century Strategic Allocation: | Advisor | 025085 30 9 | ACCAX | XX | |
| Conservative | |||||
| American Century Strategic Allocation: | Institutional | 025085 87 9 | ACCIX | XX | |
| Conservative | |||||
| American Century Strategic Allocation: | Investor | 025085 10 1 | TWSCX | XX | |
| Conservative | |||||
| American Century Strategic Allocation: | R | 025085 72 1 | AACRX | XX | |
| Conservative | |||||
| American Century Strategic Allocation: Moderate | A | 025085 77 0 | ASMAX | XX | |
| American Century Strategic Allocation: Moderate | Advisor | 025085 60 6 | ACOAX | XX | |
| American Century Strategic Allocation: Moderate | Institutional | 025085 86 1 | ASAMX | XX | |
| American Century Strategic Allocation: Moderate | Investor | 025085 40 8 | TWSMX | XX | |
| American Century Strategic Allocation: Moderate | R | 025085 82 0 | ASMRX | XX | |
| American Century Target Maturity 2010 | Advisor | 024935 88 4 | ACTRX | XX | |
| American Century Target Maturity 2010 | Investor | 024935 30 6 | BTTNX | XX | |
| American Century Target Maturity 2015 | Advisor | 024935 87 6 | ACTTX | XX | |
| American Century Target Maturity 2015 | Investor | 024935 40 5 | BTFTX | XX | |
| American Century Target Maturity 2020 | Advisor | 024935 86 8 | ACTEX | XX | |
| American Century Target Maturity 2020 | Investor | 024935 50 4 | BTTTX | XX | |
| American Century Target Maturity 2025 | Advisor | 024935 85 0 | ACTVX | XX | |
| American Century Target Maturity 2025 | Investor | 024935 60 3 | BTTRX | XX | |
| American Century Technology | Investor | 025086 77 8 | ATCIX | XX | |
| American Century Ultra | Advisor | 025083 85 8 | TWUAX | XX | |
| American Century Ultra | Institutional | 025083 87 4 | TWUIX | XX | |
| American Century Ultra | Investor | 025083 88 2 | TWCUX | XX | |
| American Century Ultra | R | 025083 17 1 | AULRX | XX | |
| American Century Utilities | Advisor | 02507 M 87 3 | ACUTX | XX | |
| American Century Utilities | Investor | 02507 M 88 1 | BULIX | XX | |
| American Century Value | A | 025076 72 0 | ACAVX | XX | |
| American Century Value | Advisor | 025076 80 3 | TWADX | XX | |
| American Century Value | Institutional | 025076 60 5 | AVLIX | XX | |
| American Century Value | Investor | 025076 50 6 | TWVLX | XX | |
| American Century Value | R | 025076 62 1 | AVURX | XX | |
| American Century Veedot | Institutional | 025083346 | AVDIX | XX | |
| 9 | |||||
| Fund Name | Share Class | CUSIP | Symbol | Administrative | |
| Services Fee Rate | |||||
| (Basis Points) | |||||
| American Century Veedot | Investor | 025083 55 1 | AMVIX | XX | |
| American Century Vista | Advisor | 025083 81 7 | TWVAX | XX | |
| American Century Vista | Institutional | 025083 83 3 | TWVIX | XX | |
| American Century Vista | Investor | 025083841 | TWCVX | XX | |
| American Century Vista | R | 02508 H 88 1 | AVTRX | XX | |
| American Century-▇▇▇▇▇ Street High Yield Bond | A | 024932 66 7 | MHYAX | XX | |
| American Century-▇▇▇▇▇ Street High Yield Bond | Institutional | 024932 67 5 | ACYSX | XX | |
| American Century-▇▇▇▇▇ Street High Yield Bond | Investor | 024932 68 3 | ACYVS | XX | |
| American Century-▇▇▇▇▇ Street High Yield Bond | R | 024932 63 4 | ACYRX | XX | |
| American Century-▇▇▇▇▇ Street Mid Cap Growth | A | 02508 H 78 2 | MAGAX | XX | |
| American Century-▇▇▇▇▇ Street Mid Cap Growth | Institutional | 02508 H 79 0 | ACMIX | XX | |
| American Century-▇▇▇▇▇ Street Mid Cap Growth | Investor | 02508 H 81 6 | ACOVX | XX | |
| American Century-▇▇▇▇▇ Street Mid Cap Growth | R | 02508 H 75 8 | ACMRX | XX | |
| American Century-▇▇▇▇▇ Street Select Bond | A | 024932 59 2 | MBDAX | XX | |
| American Century-▇▇▇▇▇ Street Select Bond | Institutional | 024932 61 8 | ACOIX | XX | |
| American Century-▇▇▇▇▇ Street Select Bond | Investor | 024932 62 6 | ACNVX | XX | |
| American Century-▇▇▇▇▇ Street Select Bond | R | 024932 56 8 | ACLRX | XX | |
| American Century-▇▇▇▇▇ Street Small Cap | A | 02508 H 87 5 | MSASX | XX | |
| Growth | |||||
| American Century-▇▇▇▇▇ Street Small Cap | Institutional | 02508 H 86 5 | ACWIX | XX | |
| Growth | |||||
| American Century-▇▇▇▇▇ Street Small Cap | Investor | 02508 H 87 3 | ACWVX | XX | |
| Growth | |||||
| American Century-▇▇▇▇▇ Street Small Cap | R | 02508 H 82 4 | ACWRX | XX | |
| Growth | |||||
| 10 | |||||
| EXHIBIT C |
| MARKET TIMING POLICY |
| 11 |
| 12 |
