AMENDMENT NO. 19 TO THE INVESTMENT MANAGEMENT AGREEMENT

Exhibit (d)(1)(i)(A)(xx)

AMENDMENT NO. 19

TO THE

INVESTMENT MANAGEMENT AGREEMENT

AMENDMENT NO. 19 effective as of December 9, 2016 (“Amendment No. 19”), to the Investment Management Agreement, dated as of May 1, 2011, as amended (“Agreement”), between EQ Advisors Trust, a Delaware statutory trust (the “Trust”), and AXA Equitable Funds Management Group, LLC, a limited liability company organized in the State of Delaware (“FMG LLC” or “Manager”).

The Trust and FMG LLC agree to modify and amend the Agreement as follows:

 

  1. Name Changes: The names of the EQ/Xxxxxxx Socially Responsible Portfolio, EQ/Xxxxxx Xxxxxxx Mid Cap Growth Portfolio and EQ/Xxxxx Fargo Omega Growth Portfolio are changed to 1290 VT Socially Responsible Portfolio, AXA/Janus Enterprise Portfolio and AXA/ClearBridge Large Cap Growth Portfolio, respectively.

 

  2. Appendix A: Appendix A to the Agreement, which sets for the Portfolios of the Trust for which FMG LLC is appointed investment manager is hereby replaced in its entirety by Appendix A attached hereto; and

 

  3. Appendix B: Appendix B to the Agreement, which sets forth the fees payable to FMG LLC with respect to each Portfolio is hereby replaced in its entirety by Appendix B attached hereto.

Except as modified and amended hereby, the Agreement is hereby ratified and confirmed in full force and effect in accordance with its terms.

IN WITNESS WHEREOF, the parties have executed and delivered this Amendment No. 19 as of the date first above set forth.

 

EQ ADVISORS TRUST     AXA EQUITABLE FUNDS MANAGEMENT GROUP, LLC
By:  

/s/ Xxxxx Xxxxx                

     By:  

/s/ Xxxxxx X. Xxxxx                

  Xxxxx Xxxxx       Xxxxxx X. Xxxxx
  Chief Financial Officer and       Chairman, Chief Executive Officer
  Treasurer       and President

APPENDIX A

AMENDMENT NO. 19 TO

INVESTMENT MANAGEMENT AGREEMENT

Portfolios

 

ATM International Managed Volatility Portfolio

   

AXA/Mutual Large Cap Equity Managed Volatility Portfolio

ATM Large Cap Managed Volatility Portfolio

   

AXA/Pacific Global Small Cap Value Portfolio

ATM Mid Cap Managed Volatility Portfolio

   

AXA/Xxxxxxxxx Global Equity Managed Volatility Portfolio

ATM Small Cap Managed Volatility Portfolio

   

EQ/BlackRock Basic Value Equity Portfolio

AXA 2000 Managed Volatility Portfolio

   

1290 VT Socially Responsible Portfolio

AXA 400 Managed Volatility Portfolio

   

(formerly, EQ/Xxxxxxx Socially Responsible Portfolio)

AXA 500 Managed Volatility Portfolio

   

EQ/Capital Guardian Research Portfolio

AXA Global Equity Managed Volatility Portfolio

   

EQ/Common Stock Index Portfolio

AXA International Core Managed Volatility Portfolio

   

EQ/Convertible Securities Portfolio

AXA International Managed Volatility Portfolio

   

EQ/Core Bond Index Portfolio

AXA International Value Managed Volatility Portfolio

   

EQ/Emerging Markets Equity PLUS Portfolio

AXA Large Cap Core Managed Volatility Portfolio

   

EQ/Energy ETF Portfolio

AXA Large Cap Growth Managed Volatility Portfolio

   

EQ/Equity 500 Index Portfolio

AXA Large Cap Value Managed Volatility Portfolio

   

EQ/Global Bond PLUS Portfolio

AXA Mid Cap Value Managed Volatility Portfolio

   

EQ/High Yield Bond Portfolio

AXA Natural Resources Portfolio

   

EQ/Intermediate Government Bond Portfolio

AXA Real Estate Portfolio

   

EQ/International Equity Index Portfolio

AXA SmartBeta Equity Portfolio

   

EQ/Invesco Xxxxxxxx Portfolio

AXA/AB Dynamic Growth Portfolio

   

EQ/JPMorgan Value Opportunities Portfolio

AXA/AB Dynamic Moderate Growth Portfolio

   

EQ/Large Cap Growth Index Portfolio

AXA/AB Short Duration Government Bond Portfolio

   

EQ/Large Cap Value Index Portfolio

AXA/AB Small Cap Growth Portfolio

   

EQ/Low Volatility Global ETF Portfolio

AXA/DoubleLine Opportunistic Core Plus Bond Portfolio

   

EQ/Mid Cap Index Portfolio

AXA/Franklin Balanced Managed Volatility Portfolio

   

EQ/Money Market Portfolio

AXA/Franklin Small Cap Value Managed Volatility Portfolio

   

AXA/Janus Enterprise Portfolio

AXA/Xxxxxxx Xxxxx Strategic Allocation Portfolio

   

(formerly, EQ/Xxxxxx Xxxxxxx Mid Cap Growth Portfolio)

AXA/Horizon Small Cap Value Portfolio

   

EQ/Xxxxxxxxxxx Global Portfolio

AXA/Invesco Strategic Allocation Portfolio

   

EQ/PIMCO Global Real Return Portfolio

AXA/Xxxx Xxxxx Strategic Allocation Portfolio

   

EQ/Quality Bond PLUS Portfolio

AXA/Lord Xxxxxx Micro Cap Portfolio

   

EQ/Small Company Index Portfolio

AXA/Xxxxxx Xxxxxxx Small Cap Growth Portfolio

   

AXA/ClearBridge Large Cap Growth Portfolio

  

(formerly, EQ/Xxxxx Fargo Omega Growth Portfolio)

  

Multimanager Aggressive Equity Portfolio

  

Multimanager Core Bond Portfolio

  

Multimanager Mid Cap Growth Portfolio

  

Multimanager Mid Cap Value Portfolio

  

Multimanager Technology Portfolio

APPENDIX B

AMENDMENT NO. 19 TO

INVESTMENT MANAGEMENT AGREEMENT

The Trust shall pay the Manager, at the end of each calendar month, compensation computed daily at an annual rate equal to the following:

 

(as a percentage of average daily net assets)

  

Index Portfolios

    First
$2 Billion		     Next
$4 Billion		     Next
$3 Billion		     Next
$2 Billion		     Thereafter  

AXA Natural Resources

      0.500 %      0.480 %      0.460 %      0.450 %      0.440 % 

AXA Real Estate

      0.500 %      0.480 %      0.460 %      0.450 %      0.440 % 

1290 VT Socially Responsible

(formerly, EQ/Xxxxxxx Socially Responsible)

      0.500 %      0.480 %      0.460 %      0.450 %      0.440 % 

EQ/Common Stock Index

      0.350 %      0.330 %      0.310 %      0.300 %      0.290 % 

EQ/Core Bond Index

      0.350 %      0.330 %      0.310 %      0.300 %      0.290 % 

EQ/Equity 500 Index

      0.250 %      0.230 %      0.210 %      0.200 %      0.190 % 

EQ/Intermediate Government Bond

      0.350 %      0.330 %      0.310 %      0.300 %      0.290 % 

EQ/International Equity Index

      0.400 %      0.380 %      0.360 %      0.350 %      0.340 % 

EQ/Large Cap Growth Index

      0.350 %      0.330 %      0.310 %      0.300 %      0.290 % 

EQ/Large Cap Value Index

      0.350 %      0.330 %      0.310 %      0.300 %      0.290 % 

EQ/Mid Cap Index

      0.350 %      0.330 %      0.310 %      0.300 %      0.290 % 

EQ/Small Company Index

      0.250 %      0.230 %      0.210 %      0.200 %      0.190 % 

 

(as a percentage of average daily net assets)

  

ETF Portfolio

    First
$2 Billion		     Next
$4 Billion		     Next
$3 Billion		     Next
$2 Billion		     Thereafter  

EQ/Energy ETF

      0.500 %      0.490 %      0.470 %      0.460 %      0.450 % 

EQ/Low Volatility Global ETF

      0.500 %      0.490 %      0.470 %      0.460 %      0.450 % 

 

(as a percentage of average daily net assets)

  

Money Market Portfolio

    First
$750 Million		     Next
$750 Million		     Next
$1 Billion		     Next
$2.5 Billion		     Thereafter  

EQ/Money Market

      0.350 %      0.325 %      0.280 %      0.270 %      0.250 % 

(as a percentage of average daily net assets)

  

Equity Portfolios

    First
$1 Billion		     Next
$1 Billion		     Next
$3 Billion		     Next
$5 Billion		     Thereafter  

AXA/Franklin Small Cap Value Managed Volatility

      0.700 %      0.650 %      0.625 %      0.600 %      0.575 % 

AXA Global Equity Managed Volatility

      0.750 %      0.700 %      0.675 %      0.650 %      0.625 % 

AXA SmartBeta Equity

      0.700 %      0.650 %      0.625 %      0.600 %      0.575 % 

AXA/AB Dynamic Growth

      0.750 %      0.700 %      0.675 %      0.650 %      0.625 % 

AXA/AB Dynamic Moderate Growth

      0.750 %      0.700 %      0.675 %      0.650 %      0.625 % 

AXA/Franklin Balanced Managed Volatility

      0.650 %      0.600 %      0.575 %      0.550 %      0.525 % 

AXA/Xxxxxxx Xxxxx Strategic Allocation

      0.800 %      0.750 %      0.725 %      0.700 %      0.675 % 

AXA/Invesco Strategic Allocation

      0.800 %      0.750 %      0.725 %      0.700 %      0.675 % 

AXA/Xxxx Xxxxx Strategic Allocation

      0.800 %      0.750 %      0.725 %      0.700 %      0.675 % 

AXA/Mutual Large Cap Equity Managed Volatility

      0.700 %      0.650 %      0.625 %      0.600 %      0.575 % 

AXAXA/Xxxxxxxxx Global Equity Managed Volatility

      0.700 %      0.650 %      0.625 %      0.600 %      0.575 % 

EQ/BlackRock Basic Value Equity

      0.600 %      0.550 %      0.525 %      0.500 %      0.475 % 

EQ/Capital Guardian Research

      0.650 %      0.600 %      0.575 %      0.550 %      0.525 % 

EQ/Invesco Xxxxxxxx

      0.650 %      0.600 %      0.575 %      0.550 %      0.525 % 

EQ/JPMorgan Value Opportunities

      0.600 %      0.550 %      0.525 %      0.500 %      0.475 % 

AXA/Janus Enterprise (formerly, EQ/Xxxxxx Xxxxxxx Mid Cap Growth)

      0.700 %      0.650 %      0.625 %      0.600 %      0.575 % 

EQ/Xxxxxxxxxxx Global

      0.950 %      0.900 %      0.875 %      0.850 %      0.825 % 

AXA/ClearBridge Large Cap Growth (EQ/Xxxxx Fargo Omega Growth)

      0.650 %      0.600 %      0.575 %      0.550 %      0.525 % 

 

(as a percentage of average daily net assets)

  

Equity Portfolios

    First
$2 Billion		     Next
$1 Billion		     Next
$3 Billion		     Next
$5 Billion		     Thereafter  

AXA/AB Small Cap Growth

      0.550 %      0.500 %      0.475 %      0.450 %      0.425 % 

AXA/Horizon Small Cap Value

      0.800 %      0.750 %      0.725 %      0.700 %      0.675 % 

AXA/Lord Xxxxxx Micro Cap

      0.850 %      0.800 %      0.775 %      0.750 %      0.725 % 

AXA/Xxxxxx Xxxxxxx Small Cap Growth

      0.800 %      0.750 %      0.725 %      0.700 %      0.675 % 

AXA/Pacific Global Small Cap Value

      0.800 %      0.750 %      0.725 %      0.700 %      0.675 % 

Multimanager Aggressive Equity

      0.580 %      0.550 %      0.525 %      0.500 %      0.475 % 

Multimanager Mid Cap Growth

      0.800 %      0.750 %      0.725 %      0.700 %      0.675 % 

Multimanager Mid Cap Value

      0.800 %      0.750 %      0.725 %      0.700 %      0.675 % 

Multimanager Technology

      0.950 %      0.900 %      0.875 %      0.850 %      0.825 % 

(as a percentage of average daily net assets)

  

PLUS Portfolios

    First
$2 Billion		     Next
$1 Billion		     Next
$3 Billion		     Next
$5 Billion		     Thereafter  

AXA International Core Managed Volatility

      0.600 %      0.550 %      0.525 %      0.500 %      0.475 % 

AXA International Value Managed Volatility

      0.600 %      0.550 %      0.525 %      0.500 %      0.475 % 

AXA Large Cap Core Managed Volatility

      0.500 %      0.450 %      0.425 %      0.400 %      0.375 % 

AXA Large Cap Growth Managed Volatility

      0.500 %      0.450 %      0.425 %      0.400 %      0.375 % 

AXA Large Cap Value Managed Volatility

      0.500 %      0.450 %      0.425 %      0.400 %      0.375 % 

AXA Mid Cap Value Managed Volatility

      0.550 %      0.500 %      0.475 %      0.450 %      0.425 % 

EQ/Emerging Markets Equity PLUS

      0.700 %      0.650 %      0.625 %      0.600 %      0.575 % 

 

(as a percentage of average daily net assets)

  

PLUS Portfolios

    First
$2 Billion		     Next
$4 Billion		     Next
$3 Billion		     Next
$2 Billion		     Thereafter  

EQ/Global Bond PLUS

      0.550 %      0.530 %      0.510 %      0.490 %      0.480 % 

EQ/Quality Bond PLUS

      0.400 %      0.380 %      0.360 %      0.340 %      0.330 % 

Multimanager Core Bond

      0.550 %      0.530 %      0.510 %      0.490 %      0.480 % 

 

(as a percentage of average daily net assets)

  
     First
$2 Billion		     Next
$2 Billion		     Thereafter  

Fixed Income Portfolios

   

AXA/AB Short Duration Government Bond

      0.450 %      0.430 %      0.410 % 

 

(as a percentage of average daily net assets)

Fixed Income Portfolios

    First
$2 Billion		   Next
$4 Billion		   Next
$3 Billion		   Next
$2 Billion		   Thereafter

EQ/Convertible Securities

    0.700%   0.680%   0.660%   0.640%   0.630%

EQ/High Yield Bond

    0.600%   0.580%   0.560%   0.540%   0.530%

 

(as a percentage of average daily net assets)

  

Fixed Income Portfolio

    First
$750 Million		     Next
$750 Million		     Next
$1 Billion		     Next
$2.5 Billion		     Thereafter  

EQ/PIMCO Global Real Return

      0.600 %      0.575 %      0.550 %      0.530 %      0.520 % 

(as a percentage of average daily net assets)

  

Fixed Income Portfolio

    First
$750 Million		     Next
$750 Million		     Next
$1 Billion		     Next
$2.5 Billion		     Thereafter  

AXA/DoubleLine Opportunistic Core Plus Bond

      0.600 %      0.575 %      0.550 %      0.530 %      0.520 % 

 

(as a percentage of average daily net assets)

  
     First
$2 Billion		     Next
$4 Billion		     Next
$3 Billion		     Next
$2 Billion		     Thereafter  

Tactical Portfolios

           

ATM International Managed Volatility

      0.450 %      0.430 %      0.410 %      0.400 %      0.390 % 

ATM Large Cap Managed Volatility

      0.450 %      0.430 %      0.410 %      0.400 %      0.390 % 

ATM Mid Cap Managed Volatility

      0.450 %      0.430 %      0.410 %      0.400 %      0.390 % 

ATM Small Cap Managed Volatility

      0.450 %      0.430 %      0.410 %      0.400 %      0.390 % 

AXA 2000 Managed Volatility

      0.450 %      0.430 %      0.410 %      0.400 %      0.390 % 

AXA 400 Managed Volatility

      0.450 %      0.430 %      0.410 %      0.400 %      0.390 % 

AXA 500 Managed Volatility

      0.450 %      0.430 %      0.410 %      0.400 %      0.390 % 

AXA International Managed Volatility

      0.450 %      0.430 %      0.410 %      0.400 %      0.390 % 
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Filed: January 31st, 2017
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