AMENDMENT TO
Exhibit (m)(3)
AMENDMENT TO
DISTRIBUTION AND SHAREHOLDER SERVICING PLAN
THIS AMENDMENT is made this 3rd day of September, 2021, by and among JANUS DETROIT STREET TRUST, a Delaware statutory trust (the “Trust”), Janus Distributors LLC, (“JDL”), and ALPS Distributors, Inc., (“ALPS”), regarding the funds listed in Appendix A (each, a “Fund” and together, the “Funds”).
WITNESSETH:
WHEREAS, JDL, ALPS and the Trust, are parties to the Distribution and Shareholder Servicing Plan dated September 12, 2018 (the “Plan”);
WHEREAS, the parties desire to amend the Plan as set forth in greater detail below;
WHEREAS, pursuant to Section 7 of the Plan, the Plan may be amended by the parties only if such amendment is approved by the Board, including a majority of the directors who are not interested persons of the Distributor, JDL, or of the Trust and is in writing and signed by the parties to the Plan; and
WHEREAS, Exhibit A is hereby replaced with the attached Exhibit A to reflect the addition of Xxxxx Xxxxxxxxx US Sustainable Equity ETF, Xxxxx Xxxxxxxxx International Sustainable Equity ETF, Xxxxx Xxxxxxxxx Net Zero Transition Resources ETF, Xxxxx Xxxxxxxxx Sustainable Corporate Bond ETF, and Sustainable & Impact Core Bond ETF.
NOW, THEREFORE, in consideration of the premises and of the mutual agreements set forth below, the parties agree to amend the Plan as follows:
1. The parties acknowledge that the Plan, as amended, remains in full force and effect as of the date of this Amendment, and that this Amendment, together with the Plan, contains the entire understanding and the full and complete agreement of the parties and supersedes and replaces any prior understandings and agreements among the parties respecting the subject matter hereof.
2. This Amendment may be contemporaneously executed in two or more counterparts, each of which shall be deemed an original but all of which together shall constitute one and the same instrument.
IN WITNESS WHEREOF, the parties have caused their duly authorized officers to execute this Amendment as of the date and year first above written.
| JANUS DISTRIBUTORS LLC | ||
| By: |
/s/ Xxxx Xxxxxx | |
| Xxxx Xxxxxx | ||
| President | ||
| JANUS DETROIT STREET TRUST | ||
| By: |
/s/ Xxxxxx Xxxxxxxx | |
| Xxxxxx Xxxxxxxx | ||
| Vice President, Chief Financial Officer, Treasurer and Principal Accounting Officer | ||
| ALPS DISTRIBUTORS, INC. | ||
| By: |
/s/ Xxxxxxx X. Xxxxx | |
| Xxxxxxx X. Xxxxx | ||
| Senior Vice President, Chief Compliance Officer | ||
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EXHIBIT A
TO THE
DISTRIBUTION AND SHAREHOLDER SERVICING PLAN
| Name of Fund | Effective Date of the Plan | |
| Xxxxx Xxxxxxxxx Mortgage-Backed Securities ETF |
September 12, 2018 | |
| Xxxxx Xxxxxxxxx AAA CLO ETF |
October 14, 0000 | |
| Xxxxx Xxxxxxxxx X.X. Xxxx Xxxxxx ETF |
April 18, 2021 | |
| Xxxxx Xxxxxxxxx U.S. Sustainable Equity ETF |
July 22, 2021 | |
| Xxxxx Xxxxxxxxx International Sustainable Equity ETF |
July 22, 2021 | |
| Xxxxx Xxxxxxxxx Net Zero Transition Ressources ETF |
July 22, 2021 | |
| Xxxxx Xxxxxxxxx Sustainable Corporate Bond ETF |
July 22, 2021 | |
| Xxxxx Xxxxxxxxx Sustainable & Impact Core Bond ETF |
July 22, 2021 | |
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