Management Agreement
Exhibit (d)(1)(a)
Transamerica Asset Management, Inc.
Schedule A |
|
May 1, 2020 |
|
Fund |
Management Fee |
|
|
Transamerica 60/40 Allocation VP(1) |
0.30% of the first $1 billion |
|
0.28% in excess of $1 billion |
Transamerica Aegon High Yield Bond VP |
0.554% of the first $1.25 billion |
|
0.544% over $1.25 billion to $2 billion |
|
0.52% in excess of $2 billion |
|
|
Transamerica Aegon U.S. Government Securities VP |
0.55% of the first $500 million |
|
0.51% over $500 million up to $1.5 billion |
|
0.50% in excess of $1.5 billion |
Transamerica American Funds Managed Risk VP |
0.53% of the first $2 billion |
|
0.52% over $2 billion up to $4 billion |
|
0.50% over $4 billion up to $6 billion |
|
0.49% over $6 billion up to $8 billion |
|
0.48% over $8 billion up to $10 billion |
|
0.46% in excess of $10 billion |
|
|
Transamerica Xxxxxx Xxxxxx Dividend Focused VP |
0.78% of the first $200 million |
|
0.68% over $200 million up to $500 million |
|
0.63% over $500 million up to $1.5 billion |
|
0.59% over $1.5 billion up to $2.5 billion |
|
0.58% in excess of $2.5 billion |
Transamerica BlackRock Global Real Estate Securities VP |
0.77% of the first $250 million |
|
0.75% over $250 million up to $500 million |
|
0.70% over $500 million up to $750 million |
|
0.68% in excess of $750 million |
|
|
Transamerica BlackRock Government Money Market VP |
0.24% of the first $1 billion |
|
0.22% over $1 billion up to $3 billion |
|
0.21% in excess of $3 billion |
Transamerica BlackRock iShares Edge 40 VP (formerly, |
0.30% of the first $1 billion |
Transamerica BlackRock Smart Beta 40 VP)(2) |
0.28% in excess of $1 billion |
Transamerica BlackRock iShares Edge 50 VP (formerly, |
0.30% of the first $1 billion |
Transamerica BlackRock Smart Beta 50 VP)(2) |
0.28% in excess of $1 billion |
Transamerica BlackRock iShares Edge 75 VP (formerly, |
0.30% of the first $1 billion |
Transamerica BlackRock Smart Beta 75 VP)(2) |
0.28% in excess of $1 billion |
Transamerica BlackRock iShares Edge 100 VP (formerly, |
0.30% of the first $1 billion |
Transamerica BlackRock Equity Smart Beta 100 VP)(2) |
0.28% in excess of $1 billion |
Transamerica BlackRock Tactical Allocation VP |
0.13% of the first $1 billion |
|
0.11% over $1 billion up to $2 billion |
|
0.105% over $2 billion up to $3 billion |
|
0.10% in excess of $3 billion |
|
|
1
Fund |
Management Fee |
|
|
Transamerica Xxxxxxx Xxxxx 70/30 Allocation VP |
0.1225% of the first $250 million |
|
0.1125% over $250 million up to $500 million |
|
0.1075% in excess of $500 million |
Transamerica International Growth VP (formerly, Transamerica |
0.77% of the first $500 million |
Greystone International Growth VP) |
0.76% over $500 million up to $1 billion |
|
0.71% over $1 billion up to $2 billion |
|
0.695% over $2 billion up to $3 billion |
|
0.68% in excess of $3 billion |
|
|
Transamerica Janus Balanced VP |
0.76% of the first $250 million |
|
0.73% over $250 million up to $500 million |
|
0.705 over $500 million up to $1 billion |
|
0.68% in excess of $1 billion |
Transamerica Janus Mid-Cap Growth VP |
0.805% of the first $500 million |
|
0.77% over $500 million up to $1 billion |
|
0.75% in excess of $1 billion |
|
|
Transamerica JPMorgan Asset Allocation – Conservative VP |
0.1225% of the first $10 billion |
|
0.1025% in excess of $10 billion |
Transamerica JPMorgan Asset Allocation – Growth VP |
0.1225% of the first $10 billion |
|
0.1025% in excess of $10 billion |
Transamerica JPMorgan Asset Allocation – Moderate Growth VP |
0.1225% of the first $10 billion |
|
0.1025% in excess of $10 billion |
Transamerica JPMorgan Asset Allocation – Moderate VP |
0.1225% of the first $10 billion |
|
0.1025% in excess of $10 billion |
|
|
Transamerica JPMorgan Core Bond VP |
0.45% of the first $750 million |
|
0.39% over $750 million up to $1 billion |
|
0.375% over $1 billion up to to $1.5 billion |
|
0.37% over $1.5 billion up to $3 billion |
|
0.365% in excess of $3 billion |
Transamerica JPMorgan Enhanced Index VP |
0.60% of the first $1 billion |
|
0.59% over $1 billion up to $2 billion |
|
0.56% over $2 billion up to $3 billion |
|
0.52% over $3 billion up to $4 billion |
|
0.46% in excess of $4 billion |
|
|
Transamerica JPMorgan International Moderate Growth VP |
0.1225% of the first $10 billion |
|
0.1025% in excess of $10 billion |
Transamerica JPMorgan Mid Cap Value VP |
0.88% up to $100 million |
|
0.83% over $100 million up to $750 million |
|
0.81% over $750 million up to $1.5 billion |
|
0.80% in excess of $1.5 billion |
|
|
Transamerica JPMorgan Tactical Allocation VP |
0.73% of the first $500 million |
|
0.705% over $500 million up to $750 million |
|
0.68% over $750 million up to $1.5 billion |
|
0.67% over $1.5 billion up to $2.5 billion |
|
0.65% in excess of $2.5 billion |
|
|
2
Fund |
Management Fee |
|
|
Transamerica Xxxx Xxxxx Dynamic Allocation – Balanced VP |
0.57% of the first $750 million |
|
0.56% over $750 million up to $1.5 billion |
|
0.54% over $1.5 billion up to $2.5 billion |
|
0.52% over $2.5 billion up to $3 billion |
|
0.51% in excess of $3 billion |
Transamerica Xxxx Xxxxx Dynamic Allocation – Growth VP |
0.58% of the first $750 million |
|
0.57% over $750 million up to $1.5 billion |
|
0.55% over $1.5 billion up to $2.5 billion |
|
0.53% over $2.5 billion up to $3 billion |
|
0.52% in excess of $3 billion |
Transamerica Xxxxx Large Cap Value VP |
0.65% of the first $750 million |
|
0.62% over $750 million up to $1 billion |
|
0.60% over $1 billion up to $2 billion |
|
0.59% over $2 billion up to $3 billion |
|
0.58% in excess of $3 billion |
|
|
Transamerica Madison Diversified Income VP |
0.73% of the first $500 million |
|
0.70% over $500 million up to $1 billion |
|
0.68% in excess of $1 billion |
Transamerica Managed Risk – Balanced ETF VP(3) |
0.34% of the first $50 million |
|
0.32% over $50 million up to $250 million |
|
0.30% in excess of $250 million |
Transamerica Managed Risk – Conservative ETF VP(3) |
0.34% of the first $50 million |
|
0.32% over $50 million up to $250 million |
|
0.30% in excess of $250 million |
Transamerica Managed Risk – Growth ETF VP(3) |
0.34% of the first $50 million |
|
0.32% over $50 million up to $250 million |
|
0.30% in excess of $250 million |
|
|
Transamerica Market Participation Strategy VP |
0.68% of the first $500 million |
|
0.65% over $500 million up to $1 billion |
|
0.62% over $1 billion up to $1.5 billion |
|
0.60% in excess of $1.5 billion |
Transamerica Xxxxxx Xxxxxxx Capital Growth VP |
0.755% of the first $750 million |
|
0.715% over $750 million up to $1.5 billion |
|
0.645% over $1.5 billion up to $3 billion |
|
0.63% over $3 billion up to $5 billion |
|
0.58% in excess of $5 billion |
|
|
Transamerica Xxxxxx Xxxxxxx Global Allocation VP (formerly, |
0.66% of the first $500 million |
Transamerica BlackRock Global Allocation VP) |
0.65% over $500 million up to $750 million |
|
0.64% over $750 million up to $1 billion |
|
0.63% over $1 billion up to $3 billion |
|
0.59% in excess of $3 billion |
Transamerica Xxxxxx Xxxxxxx Global Allocation Managed Risk – |
0.20% of the first $2 billion |
Balanced VP (formerly, Transamerica BlackRock Global |
0.19% over $2 billion up to $4 billion |
Allocation Managed Risk – Balanced VP) |
0.18% over $4 billion up to $6 billion |
|
0.17% over $6 billion up to $8 billion |
|
0.16% over $8 billion up to $10 billion |
|
0.15% in excess of $10 billion |
Transamerica MSCI EAFE Index VP (formerly, Transamerica |
0.11% |
International Equity Index VP) |
|
|
|
3
Fund |
Management Fee |
|
|
Transamerica Multi-Managed Balanced VP |
10.61% of the first $500 million |
|
0.59% over $500 million up to $1 billion |
|
0.56% over $1 billion up to $1.5 billion |
|
0.55% over $1.5 billion up to $2 billion |
|
0.52% over $2 billion up to $5 billion |
|
0.50% in excess of $5 billion |
|
|
Transamerica PIMCO Tactical – Balanced VP |
0.81% of the first $250 million |
|
0.80% over $250 million up to $750 million |
|
0.79% over $750 million up to $1.5 billion |
|
0.76% in excess of $1.5 billion |
Transamerica PIMCO Tactical – Conservative VP |
0.79% of the first $750 million |
|
0.78% over $750 million up to $1.5 billion |
|
0.75% in excess of $1.5 billion |
Transamerica PIMCO Tactical – Growth VP |
0.82% of the first $250 million |
|
0.81% over $250 million up to $750 million |
|
0.79% over $750 million up to $1.5 billion |
|
0.76% in excess of $1.5 billion |
Transamerica PIMCO Total Return VP |
0.68% of the first $250 million |
|
0.67% over $250 million up to $500 million |
|
0.66% over $500 million up to $750 million |
|
0.63% over $750 million up to $1 billion |
|
0.60% over $1 billion up to $3 billion |
|
0.57% in excess of $3 billion |
|
|
Transamerica PineBridge Inflation Opportunities VP |
0.58% of the first $200 million |
|
0.57% over $200 million up to $500 million |
|
0.54% in excess of $500 million |
Transamerica ProFund UltraBear VP |
0.88% of the first $250 million |
|
0.83% over $250 million up to $750 million |
|
0.78% in excess of $750 million |
Transamerica QS Investors Active Asset Allocation – |
0.58% of the first $50 million |
Conservative VP |
0.56% over $50 million up to $250 million |
|
0.54% over $250 million up to $1 billion |
|
0.52% over $1 billion up to $1.5 billion |
|
0.51% over $1.5 billion up to $2.5 billion |
|
0.50% in excess of $2.5 billion |
Transamerica QS Investors Active Asset Allocation – Moderate |
0.58% of the first $50 million |
Growth VP |
0.56% over $50 million up to $250 million |
|
0.54% over $250 million up to $1 billion |
|
0.52% over $1 billion up to $1.5 billion |
|
0.51% over $1.5 billion up to $2.5 billion |
|
0.50% in excess of $2.5 billion |
|
|
Transamerica QS Investors Active Asset Allocation – Moderate |
0.58% of the first $50 million |
VP |
0.56% over $50 million up to $250 million |
|
0.54% over $250 million up to $1 billion |
|
0.52% over $1 billion up to $1.5 billion |
|
0.51% over $1.5 billion up to $2.5 billion |
|
0.50% in excess of $2.5 billion |
|
|
4
Fund |
Management Fee |
|
|
Transamerica S&P 500 Index VP (formerly, Transamerica U.S. |
0.08% |
Equity Index VP) |
|
Transamerica Small/Mid Cap Value VP |
0.79% of the first $350 million |
|
0.78% over $350 million up to $500 million |
|
0.765% over $500 million up to $750 million |
|
0.755% over $750 million up to $1 billion |
|
0.735% over $1 billion up to $1.5 billion |
|
0.73% over $1.5 billion up to $2 billion |
|
0.725% in excess of $2 billion |
Transamerica X. Xxxx Price Small Cap VP |
0.78% |
|
|
Transamerica TS&W International Equity VP |
0.77% of the first $500 million |
|
0.75% over $500 million up to $1 billion |
|
0.72% over $1 billion up to $2 billion |
|
0.69% over $2 billion up to $6 billion |
|
0.68% in excess of $6 billion |
Transamerica WMC US Growth VP |
0.68% of the first $500 million |
|
0.67% over $500 million up to $800 million |
|
0.6575% over $800 million up to $1 billion |
|
0.613% over $1 billion up to $2 billion |
|
0.605% over $2 billion up to $3 billion |
|
0.59% over $3 billion up to $4 billion |
|
0.575% over $4 billion up to $5 billion |
|
0.57% in excess of $5 billion |
|
|
Transamerica WMC US Growth II VP |
0.33% |
|
|
1 TAM has contractually agreed to waive 0.18% of its management fee through May 1, 2021.
2 TAM has contractually agreed to waive 0.05% of its management fee through May 1, 2021.
3 Effective October 1, 2017, Milliman Financial Risk Management LLC ("Milliman"), the sub-adviser for each of Transamerica Managed Risk – Balanced ETFVP, Transamerica Managed Risk – Conservative ETF VP and Transamerica Managed Risk – Growth ETF, agreed to voluntarily waive 0.01% of its sub-advisory fee on the first $50 million in assets as aggregated across all three portfolios. Accordingly, effective October 1, 2017, TAM has agreed to voluntarily waive 0.01% of its management fee on the first $50 million in assets for each of the three portfolios. These waivers by Milliman and XXX are voluntary and may be discontinued by either party upon ninety (90) days'written notice to the other party.
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