Exhibit 99.77.O
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Rule 10f-3 Acquisition of Securities from an Affiliate - April 1, 2002 through June 30, 2002
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XxXX
Xxxxxxx Income Fund
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Security Purchased Comparison Security Comparison Security
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Issuer METALDYNE CORP SUN INTERNATIONAL HOTELS ENCOMPASS SERVICES CORP
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XX Xxxxxx, BofA, Banc One,
Credit, Lyonnais,
CSFB,DBSI,XX Xxxxxx,Comercia Credit Suisse, DBAB, First
Underwriters Sec.,Nat City Invest. Wachovia Bear Xxxxxxx, DBAB Union, Xxxxxxx, Xxxxxxx Xxxxx
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Years of continuous > 3 years > 3 years > 3 years
operation, including
predecessors
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Security METALD 11%,6/15/2012 SIHUS 8.875,% 8/15/2011 ESR 10.5%,5/1/2009
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Is the affiliate a manager
or co-manager of offering? Co-Manager Co-Manager Co-Manager
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Name of underwriter or
dealer from which purchased CSFB n/a n/a
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Firm commitment underwriting? yes yes yes
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Trade date/Date of Offering 6/13/2002 8/9/2001 6/14/2001
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Total dollar amount of
offering sold to QIBs $ 250,000,000 $ 200,000,000 $ 135,000,000
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Total dollar amount of any
concurrent public offering $ - $ -
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Total $ 250,000,000 $ 200,000,000 $ 135,000,000
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Public offering price 100.00 100.00 98.26
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Price paid if other than
public offering price n/a n/a n/a
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Underwriting spread or
commission 3% 3% 3%
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Rating B3/B Ba3/B+ B2/B+
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Current yield 11.00% 8.88% 10.84%
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Total par value purchased 165,000 n/a n/a
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$ amount of purchase 165,000 n/a n/a
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% of offering purchased by
fund 0.07% n/a n/a
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% of offering purchased by
associated funds 4.63% n/a n/a
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Total 4.70% n/a n/a
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Rule 10f-3 Acquisition of Securities from an Affiliate - April 1, 2002 through June 30, 2002
XxXX
Xxxxxxx Income Fund
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Security Purchased Comparison Security Comparison Security
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Issuer KANSAS CITY SOUTHERN LAND O LAKES INC STATION CASINOS INC
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BofA, DBAB, Dresdner Kleinwort
Morgan Xxxxxxx,Banc One,DBSI,JP XX Xxxxxx, Bank of Tokyo, asserstein, Bear Xxxxxxx, CIBC
Underwriters Xxxxxx,Scotia Capital Suntrust, US Bancorp W World, Xxxxx Fargo, ABN Amro
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Years of continuous
operation, including
predecessors > 3 years > 3 years > 3 years
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Security KSU 7.5%,6/15/2009 LLAKES 8.75%, 11/15/2011 STN 8.375,% 2/15/2008
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Is the affiliate a manager
or co-manager of offering? Co-Manager n/a Co-Manager
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Name of underwriter or
dealer from which purchased Xxxxxx Xxxxxxx n/a n/a
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Firm commitment
underwriting? yes yes yes
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Trade date/Date of Offering 6/5/2002 11/8/2001 2/2/2001
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Total dollar amount of
offering sold to QIBs $200,000,000 $350,000,000
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Total dollar amount of any
concurrent public offering $- $- $400,000,000
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Total $200,000,000 $350,000,000 $400,000,000
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Public offering price 100.00 100.00 100.00
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Price paid if other than
public offering price n/a n/a n/a
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Underwriting spread or
commission 1.75% 2% 1.50%
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Rating Ba2/BB- Ba3/BB Ba3/BB-
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Current yield 7.50% 8.75% 8.375%
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Total par value purchased 90,000 n/a n/a
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$ amount of purchase 90,000 n/a n/a
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% of offering purchased by
fund 0.05% n/a n/a
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% of offering purchased by
associated funds 3.42% n/a n/a
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Total 3.468% n/a n/a
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Rule 10f-3 Acquisition of Securities from an Affiliate - April 1, 2002 through June 30, 2002
XxXX
Xxxxxxx Income Fund
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Security Purchased Comparison Security Comparison Security
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Issuer ENCORE ACQUISITION CO COMPASS MINERALS GROUP XXXXXXX ENTERPRISES
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Underwriters DBSI,CSFB,BNP,Comercia
Bank,Fleet,Fortis,Frost Credit Suisse, XX Xxxxxx, BofA, DBAB, Credit
Securities,Goldman,Wachovia Credit Lyonnais, DBAB Lyonnais, Suntrust
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Years of continuous
operation, including
predecessors > 3 years > 3 years > 3 years
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Security EAC 8.375%,6/15/2012 COMPAS 10%,8/15/2011 STEI 10.75%,7/1/2008
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Is the affiliate a manager
or co-manager of offering? Co-Manager Co-Manager Co-Manager
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Name of underwriter or
dealer from which purchased CSFB n/a n/a
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Firm commitment
underwriting? yes yes yes
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Trade date/Date of Offering 6/19/2002 11/15/2001 6/19/2001
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Total dollar amount of
offering sold to QIBs $150,000,000 $ 250,000,000 $ 300,000,000
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Total dollar amount of any
concurrent public offering $ - $ - $ -
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Total $ 150,000,000 $ 250,000,000 $ 300,000,000
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Public offering price 100.00 100.00 100.00
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Price paid if other than
public offering price n/a n/a n/a
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Underwriting spread or
commission 2.50% 2.6% 2.75%
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Rating B2/B B3/B B2/B
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Current yield 8.38% 10.00% 10.75%
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Total par value purchased 55,000 n/a n/a
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$ amount of purchase 55,000 n/a n/a
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% of offering purchased by
fund 0.04% n/a n/a
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% of offering purchased by
associated funds 0.66% n/a n/a
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Total 0.70% n/a n/a
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Rule 10f-3 Acquisition of Securities from an Affiliate - April 1, 2002 through June 30, 2002
XxXX
Xxxxxxx Income Fund
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Security Purchased Comparison Security Comparison Security
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Issuer ARVINMERITOR XXXX CORPORATION SMITHFIELD FOODS INC
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Underwriters DBAB, XX Xxxxxx, BancofA, Bony,
DBSI,Xxxxxxx Xxxxx, BofA, Banc Credit Suisse, HSBC, Salomon,
One, Comercia, Credit Lyonnais, BNP, Comerica, First Union,
HSBC Securities, UBS XxXxxxxx, XX, UBS XX Xxxxxx
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Years of continuous
operation, including
predecessors > 3 years > 3 years > 3 years
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Security ARM 6.625%,6/15/2007 DCN 9%, 8/15/2011 SFD 8%, 10/15/2009
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Is the affiliate a manager
or co-manager of offering? Manager Co-Manager n/a
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Name of underwriter or
dealer from which purchased Xxxxxxx Xxxxx n/a n/a
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Firm commitment underwriting? yes yes yes
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Trade date/Date of Offering 6/26/2002 8/1/2001 10/17/2001
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Total dollar amount of
offering sold to QIBs $ - $ 575,000,000 $ 300,000,000
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Total dollar amount of any
concurrent public offering $200,000,000 $ -
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Total $200,000,000 $ 575,000,000 $ 300,000,000
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Public offering price 99.68 100.00 100.00
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Price paid if other than
public offering price n/a n/a n/a
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Underwriting spread or
commission 1.375% 1.625% 1.50%
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Rating Baa3/BBB- Ba1/BBB- Ba2/BB+
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Current yield 6.65% 9.00% 8.00%
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Total par value purchased 3,125,000 n/a n/a
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$ amount of purchase 3,115,125 n/a n/a
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% of offering purchased by 1.56% n/a n/a
fund
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% of offering purchased by 3.14% n/a n/a
associated funds
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Total 4.705% n/a n/a
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SECURITIES PURCHASED PURSUANT TO RULE 10f-3
Name of Fund Xxxxxxx Income Fund
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Security Purchased Comparison Security Comparison Security
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Cusip 000000XX0 00000XXX0 827048AC
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Issuer GREIF BROS CORPORATION COMPASS MINERALS GROUP SILGAN HOLDINGS INC
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DBSI, Salomon, Huntington
Corp, ING, Keybank, Xxxxxxx, Credit Suisse, XX Xxxxxx, DBAB, Xxxxxx Xxxxxxx,
Underwriters Natcity, Suntrust, US Bancorp Credit Lyonnais, DBAB Salomon, Fleet
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Years of continuous
operation, including
predecessors > 3 years > 3 years > 3 years
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Security GBCOA 8.875%,8/1/2012 COMPAS 10%,8/15/2011 SLGN 9%,6/1/2009
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Is the affiliate a manager or
co-manager of offering? Joint Lead Co-man Jt. Lead
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Name of underwriter or dealer
from which purchased Salomon Brothers n/a n/a
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Firm commitment underwriting? yes yes yes
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Trade date/Date of Offering 7/25/2002 11/15/2001 4/23/2002
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Total dollar amount of $ 250,000,000 $ 250,000,000 $ 200,000,000
offering sold to QIBs
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Total dollar amount of any $ - $ - $ -
concurrent public offering
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Total $ 250,000,000 $ 250,000,000 $ 200,000,000
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Public offering price 99.19 100.00 103.00
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Price paid if other than n/a n/a n/a
public offering price
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Underwriting spread or 2.08% 2.6% 1.75%
commission
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Rating B2/B+ B3/B B1/B
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Current yield 8.95% 10.00% 8.74%
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Total par value purchased 85,000 n/a n/a
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$ amount of purchase 84,308 n/a n/a
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% of offering purchased by 0.034% n/a n/a
fund
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% of offering purchased by 3.95% n/a n/a
associated funds
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Total 3.98% n/a n/a
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SECURITIES PURCHASED PURSUANT TO RULE 10f-3
Name of Fund Xxxxxxx High Yield Opportunity
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Security Purchased Comparison Security Comparison Security
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Cusip 000000XX0 00000XXX0 827048AC
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Issuer XXXXX BROS CORPORATION COMPASS MINERALS GROUP SILGAN HOLDINGS INC
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DBSI, Salomon, Huntington
Corp, ING, Keybank, Xxxxxxx, Credit Suisse, XX Xxxxxx, DBAB, Xxxxxx Xxxxxxx,
Underwriters Natcity, Suntrust, US Bancorp Credit Lyonnais, DBAB Salomon, Fleet
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Years of continuous
operation, including
predecessors > 3 years > 3 years > 3 years
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Security GBCOA 8.875%,8/1/2012 COMPAS 10%,8/15/2011 SLGN 9%,6/1/2009
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Is the affiliate a manager
or co-manager of offering? Joint Lead C0-Man Jt-Lead
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Name of underwriter or
dealer from which purchased Salomon Brothers n/a n/a
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Firm commitment underwriting? yes yes yes
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Trade date/Date of Offering 7/25/2002 11/15/2001 4/23/2002
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Total dollar amount of
offering sold to QIBs $ 250,000,000 $ 250,000,000 $ 200,000,000
------------------------------------------------------------------------------------------------------------------------------
Total dollar amount of any $ - $ - $ -
concurrent public offering
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Total $ 250,000,000 $ 250,000,000 $ 200,000,000
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Public offering price 99.19 100.00 103.00
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Price paid if other than
public offering price n/a n/a n/a
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Underwriting spread or
commission 2.08% 2.6% 1.75%
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Rating B2/B+ B3/B B1/B
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Current yield 8.95% 10.00% 8.74%
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Total par value purchased 405,000 n/a n/a
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$ amount of purchase 401,703 n/a n/a
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% of offering purchased by
fund 0.16% n/a n/a
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% of offering purchased by
associated funds 3.82% n/a n/a
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Total 3.98% n/a n/a
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