AMENDMENT NO. 4 TO THE INVESTMENT MANAGEMENT AGREEMENT
Exhibit (d)(1)(i)(B)(v)
AMENDMENT NO. 4
TO THE
INVESTMENT MANAGEMENT AGREEMENT
AMENDMENT NO. 4 effective as of May 1, 2017 (“Amendment No. 4”), to the Investment Management Agreement dated as of May 1, 2011, as amended (“Agreement”), between EQ Advisors Trust, a Delaware statutory trust (the “Trust”), and AXA Equitable Funds Management Group, LLC, a limited liability company organized in the State of Delaware (“FMG LLC” or “Manager”).
The Trust and FMG LLC agree to modify and amend the Agreement, as follows:
1. | Name Changes: The following Portfolio names shall be changed as follows: |
Current Name |
New Name | |
EQ/Boston Advisors Equity Income |
1290 VT Equity Income | |
EQ/GAMCO Mergers and Acquisitions |
1290 VT GAMCO Mergers & Acquisitions | |
EQ/GAMCO Small Company Value |
1290 VT GAMCO Small Company Value |
2. | Appendix A: Appendix A to the Agreement, which sets forth the Portfolios of the Trust for which FMG LLC is appointed investment manager is hereby replaced in its entirety by Appendix A attached hereto, and |
3. | Appendix B: Appendix B to the Agreement, which sets forth the fees payable to FMG LLC with respect to each Portfolio is hereby replaced in its entirety by Appendix B attached hereto. |
Except as modified and amended hereby, the Agreement is hereby ratified and confirmed in full force and effect in accordance with its terms.
IN WITNESS WHEREOF, the parties have executed and delivered this Amendment No. 4 as of the date first above set forth.
AXA EQUITABLE FUNDS MANAGEMENT GROUP, LLC | ||||||||
By: | /s/ Xxxxx Xxxxx |
By: | /s/ Xxxxxx Xxxx | |||||
Xxxxx Xxxxx | Xxxxxx Xxxx | |||||||
Chief Financial Officer and | Senior Vice President and | |||||||
Treasurer | Chief Operating Officer |
APPENDIX A
INVESTMENT MANAGEMENT AGREEMENT
Portfolios
1290 VT Equity Income Portfolio
(fka, EQ/Boston Advisors Equity Income Portfolio)
1290 VT GAMCO Mergers & Acquisitions Portfolio
(fka, EQ/GAMCO Mergers and Acquisitions Portfolio)
1290 VT GAMCO Small Company Value Portfolio
(fka, EQ/GAMCO Small Company Value Portfolio)
All Asset Growth-Alt 20 Portfolio
AXA/Xxxxxx Xxxxxx Growth Portfolio
EQ/MFS International Growth Portfolio
EQ/PIMCO Ultra Short Bond Portfolio
EQ/X. Xxxx Price Growth Stock Portfolio
EQ/UBS Growth and income Portfolio
APPENDIX B
INVESTMENT MANAGEMENT AGREEMENT
The Trust shall pay the Manager, at the end of each calendar month, compensation computed daily at an annual rate equal to the following:
(as a percentage of average daily net assets) |
||||||||||||||||||||
Fixed Income Portfolios |
First $750 Million |
Next $750 Million |
Next $1 Billion |
Next $2.5 Billion |
Thereafter | |||||||||||||||
EQ/PIMCO Ultra Short Bond |
0.500 | % | 0.475 | % | 0.450 | % | 0.430 | % | 0.420 | % |
(as a percentage of average daily net assets) |
||||||||||||||||||||
Equity Portfolios |
First $1 Billion |
Next $1 Billion |
Next $3 Billion |
Next $5 Billion |
Thereafter | |||||||||||||||
1290 VT Equity (fka, EQ/Boston Advisors Equity Income) |
0.750 | % | 0.700 | % | 0.675 | % | 0.650 | % | 0.625 | % | ||||||||||
1290 VT GAMCO Mergers & Acquisitions (fka, EQ/GAMCO Mergers and Acquisitions) |
0.900 | % | 0.850 | % | 0.825 | % | 0.800 | % | 0.775 | % | ||||||||||
1290 VT GAMCO Small Company Value (fka, EQ/GAMCO Small Company Value) |
0.750 | % | 0.700 | % | 0.675 | % | 0.650 | % | 0.625 | % | ||||||||||
EQ/MFS International Growth |
0.850 | % | 0.800 | % | 0.775 | % | 0.750 | % | 0.725 | % | ||||||||||
AXA/Xxxxxx Xxxxxx Growth Portfolio |
0.750 | % | 0.700 | % | 0.675 | % | 0.650 | % | 0.625 | % | ||||||||||
EQ/X. Xxxx Price Growth Stock |
0.750 | % | 0.700 | % | 0.675 | % | 0.650 | % | 0.625 | % | ||||||||||
EQ/UBS Growth & Income |
0.750 | % | 0.700 | % | 0.675 | % | 0.650 | % | 0.625 | % | ||||||||||
(as a percentage of average daily net assets) |
||||||||||||||||||||
All Asset Growth-Alt 20 |
0.100 | % |