Contract
Each of the following investors is a party to the Securities Purchase Agreement referenced in Exhibit 10.1 and the Registration Rights Agreement referenced in Exhibit 10.2. Each of the following investors also received a Warrant A substantially in the form referenced in Exhibit 4.1.2, a Warrant B substantially in the form referenced in Exhibit 4.2.2 and an Additional Warrant substantially in the form referenced in Exhibit 4.3.2.
Investor |
Shares Purchased |
A Warrants |
B Warrants |
Additional Warrants |
Otago Partners, LLC |
152,439 |
53,354 |
45,732 |
16,006 |
Special Situations Fund III QP, L.P. |
1,014,634 |
355,122 |
304,390 |
106,537
|
Special Situations Cayman Fund, L.P. |
390,244 |
136,585 |
117,073 |
40,976 |
Special Situations Fund III, L.P. |
97,561 |
34,146 |
29,268 |
10,244 |
Special Situations Technology Fund II, LP |
370,732 |
129,756 |
111,220 |
38,927
|
Special Situations Technology Fund LP |
78,049 |
27,317 |
23,415 |
8,195 |
Xxxxxx Bay Fund LP |
439,024 |
153,658 |
131,707 |
46,098 |
Xxxxxx Bay Overseas Fund Ltd |
475,610 |
166,464 |
142,683 |
49,939 |
Iroquois Master Fund Ltd |
2,012,195 |
704,268 |
603,659 |
211,280 |
Highbridge International LLC |
457,317 |
160,061 |
137,195 |
48,018 |
Xxxxxxxx Investment Master Fund Ltd |
609,756 |
213,415 |
182,927 |
64,024 |