Exhibit 10.6(d)
AMENDMENT NO. 3
TO
REGISTRATION RIGHTS AGREEMENT
This Amendment No. 3, dated April ___, 1998 (the "Amendment"), to the
Registration Rights Agreement, dated November 9, 1995, among Giga Information
Group, Inc., a Delaware corporation (the "Company"), the investors listed on
Exhibit A thereto (the "Investors") and those key members of the Company's
management listed on Exhibit B thereto (the "Management Persons"), as amended
(the "Agreement"), is entered into by the Company, the Management Persons, the
undersigned Investors, the undersigned Purchasers (as defined herein) and
Friedman, Billings, Xxxxxx Group, Inc. and Friedman, Billings, Xxxxxx Investment
Management, Inc. (collectively, "FBR").
WHEREAS, the Company proposes to enter into a Series D Preferred Stock
and Warrant Purchase Agreement dated as of the date hereof (the "Series D
Agreement") with the purchasers named on Exhibit A thereto (the "Purchasers");
WHEREAS, the Company proposes to enter into a Bridge Loan Agreement
(the "Bridge Agreement") with FBR pursuant to which, among other things, the
Company (i) will issue senior convertible notes and warrants to purchase shares
of the Company's Common Stock, $0.001 par value per share and (ii) may (under
certain circumstances described therein) issue shares of its Series D Preferred
Stock, $0.001 par value per share (the "Series D Stock"), and warrants to
purchase additional shares of Series D Stock to FBR; and
WHEREAS, it is a condition to the performance of the obligations by the
Purchasers under the Series D Agreement and FBR under the Bridge Loan Agreement
that the Company, the Investors and Management Persons enter into this Amendment
for the purposes, among other things, of making the Purchasers and FBR parties
to the Agreement.
NOW THEREFORE, for good and valuable consideration, the receipt and
sufficiency of which is hereby acknowledged, the parties hereto agree as
follows:
1. Amendments to the Agreement. Acting in accordance with Section 1.1
of the Agreement, the undersigned hereby consent to the following amendments to
the Agreement:
(a) Clause (ii) of Subsection 2.1(b) is deleted in its
entirety and the following clause (ii) is inserted in lieu thereof:
"(ii) the shares of Common Stock issuable or issued upon (A)
conversion of the Company's Series A Preferred Stock, par
value $0.001 per share, Series B Preferred Stock, par value
$0.001 per share, Series C Preferred Stock, par value $0.001
per share, and Series D Preferred Stock, par value $0.001 per
share, including shares of such series of preferred stock
issuable upon exercise of warrants to purchase such shares
(collectively, the "Series Preferred Stock") and (B) exercise
of warrants issued to Friedman, Billings, Xxxxxx Group, Inc.
and Friedman, Billings, Xxxxxx Investment Management, Inc. to
purchase shares of Common Stock (such shares of Common Stock
referred to in clauses (i) and (ii) hereof collectively
referred to hereinafter as the "Stock"); and"
(b) Subsection 2.2(a) is hereby amended by inserting the
phrase "file such registration statement" prior to the phrase "within ninety
(90) days" on the fourteenth line therein.
(c) Exhibit A of the Agreement is hereby amended, as set forth
on Exhibit A attached hereto, pursuant to which each of the Purchasers and FBR
is added to Exhibit A of the Agreement and thereby becomes a party thereto and
entitled to the rights and benefits thereof;
2. Notwithstanding any provisions contained herein to the contrary, the
effectiveness of this Amendment is conditional upon the effectiveness of the
Bridge Agreement and the execution of this Amendment by XXX.
0. The Agreement, as supplemented and modified by this Amendment,
together with the other writings referred to in the Agreement or delivered
pursuant thereto which form a part thereof, contain the entire agreement among
the parties with respect to the subject matter thereof and amend, restate and
supersede all prior and contemporaneous arrangements or understandings with
respect thereto.
4. Upon the effectiveness of this Amendment, on and after the date
hereof, each reference in the Agreement to "this Agreement," "hereunder,"
"hereof," "herein," or words of like import, and each reference in the other
documents entered into in connection with the Agreement, shall mean and be a
reference to the Agreement, as amended hereby. Except as specifically amended
above, the Agreement shall remain in full force and effect and is hereby
ratified and confirmed.
5. This Amendment shall be governed by the laws of the State of New
York, notwithstanding the conflict-of-law doctrines of New York or any other
jurisdiction to the contrary.
2
6. This Amendment may be executed in any number of counterparts, and
each such counterpart shall be deemed to be an original instrument, but all such
counterparts together shall constitute but one agreement.
[SIGNATURES BEGIN ON THE NEXT PAGE]
3
IN WITNESS WHEREOF, the parties hereto have executed this Amendment No.
3 to the Registration Rights Agreement on the date first above written.
GIGA INFORMATION GROUP, INC.
By:
-------------------------------
Name: Xxxxxx X. Xxxxxx
Title: Senior Vice President, Chief
Financial Officer, Treasurer
and Secretary
Management Persons:
--------------------------------------
Xxxxxx X. Xxxxxxx
--------------------------------------
Xxxxx X. Xxxxxxx
4
Amendment No. 3 to
Registration Rights Agreement
Series A Preferred Stockholders:
--------------------------------------
Xxxxxxxx Art
--------------------------------------
Xxxxxx Xxxxxx
--------------------------------------
Neill X. Xxxxxxxxxx
XXXXXXX X. XXXXXXXX TRUST
U/A/D 6/13/86
By:
-------------------------
Name: Xxxxxxx X. Xxxxxxxx
Title: Trustee
--------------------------------------
Xxxxxx Xxxxx
--------------------------------------
Xxxxx Xxxxxxx
XXXXXXX PROPERTIES CO., LTD.
By:
-----------------------------------
Name:
Title:
--------------------------------------
Xxxx Xxxxxxxxx
5
Amendment No. 3 to
Registration Rights Agreement
--------------------------------------
Xxxxxx X. Xxxxxxx
--------------------------------------
Xxxxx X. Xxxxxxx
--------------------------------------
Xxxxxxx Xxxxxxxxx
--------------------------------------
Xxxxxx X.X. Xxxxxxx
--------------------------------------
Xxxxxxx X. Xxxxxxxxxx
--------------------------------------
Xxxxxxx X. Xxxxxxx
--------------------------------------
Xxxxxxx X. Xxxx
--------------------------------------
Xxxxxx X. Xxxxxx
--------------------------------------
Xxxxx X. Xxxxxxxx III
6
Amendment No. 3 to
Registration Rights Agreement
XXXXXXXXXX GROUP
By:
------------------------------------
Name:
Title:
--------------------------------------
Xxxxxxxxx X. Xxxx
--------------------------------------
Xxxx X. Xxxxxxxx
--------------------------------------
Xxxxx X. Xxxxx
--------------------------------------
Xxxxxxxxx X. Xxxxx
--------------------------------------
Xxxxx X. Xxxxxx
YALE UNIVERSITY
By:
-----------------------------------
Name:
Title:
7
Amendment No. 3 to
Registration Rights Agreement
Series B Preferred Stockholders:
21ST CENTURY COMMUNICATIONS PARTNERS, L.P.
By:
--------------------------------------
Name:
Title:
21ST CENTURY COMMUNICATIONS T-E PARTNERS, L.P.
By:
--------------------------------------
Name:
Title:
21ST CENTURY COMMUNICATIONS FOREIGN PARTNERS, L.P.
By:
--------------------------------------
Name:
Title:
ACORN INVESTMENT TRUST, SERIES DESIGNATED ACORN FUND
By:
--------------------------------------
Name:
Title:
8
Amendment No. 3 to
Registration Rights Agreement
AKKAD
By:
--------------------------------------
Name:
Title:
XXXXXX UNIVERSITY
By:
--------------------------------------
Name:
Title:
BAUPOST LIMITED PARTNERSHIP 1983 C-1
By:
--------------------------------------
Name:
Title:
--------------------------------------
Xxxx X. Xxxxxxxxxx
--------------------------------------
Neill and Xxxxx Xxxxxxxxxx
--------------------------------------
Xxxx X. Xxxxxxxxxx
--------------------------------------
Xxxxxx X. Xxxx
9
Amendment No. 3 to
Registration Rights Agreement
CORE TECHNOLOGY FUND, INC.
By:
--------------------------------------
Name:
Title:
--------------------------------------
Xxxxxxxxxxx X. XxXxxxxxx
--------------------------------------
Xxxxxx X. XxXxxx
--------------------------------------
Xxxxx Xxxxxxx
XXXXXXX TECHNOLOGY PARTNERS III
By:
--------------------------------------
Name:
Title:
EXECUTIVE TECHNOLOGY, L.P.
By:
--------------------------------------
Name:
Title:
FOUNDATION PARTNERS
By:
--------------------------------------
Name:
Title:
10
Amendment No. 3 to
Registration Rights Agreement
GILO FAMILY PARTNERSHIP
By:
--------------------------------------
Name:
Title:
--------------------------------------
Will X. Xxxxxx
--------------------------------------
Xxx X. Xxxxxx
XXXXXX & XXXXXXX INTERNATIONAL
By:
--------------------------------------
Name:
Title:
--------------------------------------
Xxxxx X. Xxxxxxxx
HARE & CO.
By:
--------------------------------------
Name:
Title:
11
Amendment No. 3 to
Registration Rights Agreement
HAUSSMAN HOLDINGS
By:
--------------------------------------
Name:
Title:
--------------------------------------
Xxxxxxx X. Xxxxxxx
LAGUNITAS PARNTERS, L.P.
By:
--------------------------------------
Name:
Title:
--------------------------------------
Xxxx X. Xxxxxx
--------------------------------------
Xxxxx Xxxxx-xxx Xxxxx
THE MATRIX TECHNOLOGY GROUP N.V.
By:
--------------------------------------
Name:
Title:
12
Amendment No. 3 to
Registration Rights Agreement
XXXXXXX XXXXX, CUSTODIAN FOR THE
BENEFIT OF XXXXXXX XXXXX, S.C.P.
By:
--------------------------------------
Name:
Title:
--------------------------------------
X. Xxxxxxxxx XxXxxxx
XXXXXXXXXX SMALL CAP PARTNERS, L.P.
By:
--------------------------------------
Name:
Title:
XXXXXXXXXX SMALL CAP PARTNERS II, L.P.
By:
--------------------------------------
Name:
Title:
XXXXXXXXXX SMALL CAP PARTNERS III, L.P.
By:
--------------------------------------
Name:
Title:
13
Amendment No. 3 to
Registration Rights Agreement
MONTSOL INVESTMENTS N.V.
By:
--------------------------------------
Name:
Title:
NOSROB INVESTMENTS LTD.
By:
--------------------------------------
Name:
Title:
POMONA CAPITAL II, L.P.
By:
--------------------------------------
Name:
Title:
QUOTA FUND N.V.
By:
--------------------------------------
Name:
Title:
XXXXXXX X. XXXXXXXX CHARITABLE
REMAINDER UNITRUST
By:
--------------------------------------
Name:
Title:
14
Amendment No. 3 to
Registration Rights Agreement
RRE GIGA INVESTORS, L.P.
By:
--------------------------------------
Name:
Title:
RRE GIGA INVESTORS II, L.P.
By:
--------------------------------------
Name:
Title:
--------------------------------------
Xxxxxxxxx X. Xxxx
--------------------------------------
Xxxxxxxxx X. Xxxxx
SCI-TECH INVESTMENT PARTNERS, L.P.
By:
--------------------------------------
Name:
Title:
S.G. PARTNERS, L.P.
By:
--------------------------------------
Name:
Title:
15
Amendment No. 3 to
Registration Rights Agreement
TAMPSCO II PARTNERSHIP
By:
--------------------------------------
Name:
Title:
XXXXXXXX FOREIGN PARTNERS, L.P.
By:
--------------------------------------
Name:
Title:
XXXXXXXX PARTNERS, L.P.
By:
--------------------------------------
Name:
Title:
--------------------------------------
Xxxxx Xxxxx Xxxxxxx
YALE UNIVERSITY
By:
--------------------------------------
Name:
Title:
YALE UNIVERSITY RETIREMENT PLAN
FOR STAFF EMPLOYEES
By:
--------------------------------------
Name:
Title:
16
Amendment No. 3 to
Registration Rights Agreement
Series C Preferred Stockholders:
XXXXX & COMPANY INCORPORATED
By:
--------------------------------------
Name:
Title:
--------------------------------------
Neill X. Xxxxxxxxxx
--------------------------------------
Xxxxxxx X. Xxxxxxxx
--------------------------------------
Xxxxxx X. Xxxxxxx
--------------------------------------
Xxxxxxx Xxxxxxxxx
PEQUOT PRIVATE EQUITY FUND L.P.
By:
--------------------------------------
Name:
Title:
PEQUOT OFFSHORE PRIVATE EQUITY FUND, L.P.
By:
--------------------------------------
Name:
Title:
17
Amendment No. 3 to
Registration Rights Agreement
XXXXXXXX FOREIGN PARTNERS, L.P.
By:
--------------------------------------
Name:
Title:
XXXXXXXX PARTNERS, L.P.
By:
--------------------------------------
Name:
Title:
18
Amendment No. 3 to
Registration Rights Agreement
The undersigned Purchasers of Series D Preferred Stock of the Company
and Friedman, Billings, Xxxxxx Group, Inc. and Friedman, Billings, Xxxxxx
Investment Management, Inc. hereby agree that upon their execution of this
Amendment the undersigned shall become parties to the Agreement such that the
undersigned shall be deemed "Investors," subject to all the terms and conditions
applicable to Investors set forth therein, and the shares of Series D Preferred
Stock and warrants, and Common Stock issuable upon conversion or exercise
thereof, held by the undersigned shall constitute "Registrable Securities,"
subject to all of the terms and conditions applicable to Registrable Securities
set forth therein.
Friedman, Billings, Xxxxxx Group, Inc.
By:
--------------------------------------
Title:
-----------------------------------
Friedman, Billings, Xxxxxx Investment Management, Inc.
By:
--------------------------------------
Title:
-----------------------------------
Xxxxx Xxxxxx Venture Partners, L.P.
By:
--------------------------------------
Title:
-----------------------------------
19
REGISTRATION RIGHTS AGREEMENT
EXHIBIT A
INVESTORS
Series A Preferred Stockholders:
Xxxxx Xxxxxxx Xxxxxxx X. Xxxxxxx
x/x Xxxxxxxx/Xxxx 00 Xxxx Xxxxxx
0000 Xxxxxxx Xxxxxx Xxxxxxx, XX 00000
Xxxxx Xxxxx, XX 00000
Neill X. Xxxxxxxxxx Xxxxxxx X. Xxxx
000 Xxxx Xxxxxxxx Xxxxx c/o Bolt Xxxxxxx & Xxxxxx Inc.
Xxxx Xxxx, XX 00000 000 Xxxxxxxxx Xxxx Xxxxx
Xxxxxxxxx, XX 00000
Xxxxxxx X. Xxxxxxxx Trust Xxxxxx X. Xxxxxx
U/A/D 6/13/86, Xxxxxxx X. 00 Xxxxxxxx Xxxxx
Xxxxxxxx, Xxxxxxx X00-000
0000 Xxxxxxxxxx Xxxx Xxxxxxxxx, XX 00000
Xxx Xxxxx, XX 00000
Xxxxxxx Properties Co., Ltd. Xxxxx X. Xxxxxxxx III
c/o Xxxxxxx X. Xxxxxxx RRE Investors, L.L.C.
0000 Xxxxxx Xxxx 000 X. 00xx Xxxxxx
Xxxxxx, XX 00000 Xxx Xxxx, XX 00000
Xxxx Xxxxxxxxx Xxxxxxxxxx Group
1520 Silver King Drive 5514 Calullmet
Xxxxx, XX 00000 Xx Xxxxx, XX 00000
Yale University Xxxxxxxxx X. Xxxx
c/o S(squared) Technology Corp. 000 Xxxx Xxxx Xxxx
000 Xxxxxxx Xxxxxx Xxxxxxxx, XX 00000
Xxx Xxxx, XX 00000
Attn: Sy Xxxxxxxxx
Xxxxxx X.X. Xxxxxxx Xxxx X. Xxxxxxxx
00 Xxxx 00xx Xxxxxx 2049 XxXxxx Flats Road
15th Floor X.X. Xxx 0000
Xxx Xxxx, XX 00000 Xxxxx, XX 00000
20
Xxxxxxx X. Xxxxxxxxxx Xxxxxx Xxxxx
000 Xxxxxxx Xxxxxxx c/o Xxxxxx Kis
Xxxxxxxx, XX 00000 000 0xx Xxxxxx, 00xx Xxxxx
Xxx Xxxx, XX 00000
Xxxxx X. Xxxxx Xxxxxxxxx Xxxxx
Camelot Capital 000 Xxxx 00xx Xxxxxx
00 Xxxxxxxxx Xxxxxx Xxx. 0X
Xxxxxxxxx, XX 00000 Xxx Xxxx, XX 00000
Xxxxx X. Xxxxxx Xxxxxx Xxxxxx
P.A.W. Partners, X.X. 00 Xxxxxxx Xxxx
00 Xxxxxxxxx Xxxxxx Xxxxxxxxx, XX 00000
Xxxxxxxxx, XX 00000
Xxxxxxxx Art Xxxxxx X. Xxxxxxx
00 Xxxx Xxx Xxxxxx 0000 Xxxxxxxxx Xxxxx
Xxx Xxxx, XX 00000 Xxxxx, XX 00000
Xxxxx Xxxxxxx Xxxxxxx Xxxxxxxxx
c/o Edelson Technology Partners c/o Broadview Associates
Xxxxxxxxxx Xxxx, XX 00000 0 Xxxxxx Xxxxx
Xxxx Xxx, XX 00000
21
Series B Preferred Stockholders:
21st Century Communications Sci-Tech Investment Partners, L.P.
Partners L.P. c/o S(squared) Technology Corp.
000 0xx Xxxxxx 000 Xxxxxxx Xxxxxx, Xxxxx 0000
Xxx Xxxx, XX 00000 Xxx Xxxx, XX 00000
Attention: Xxxxx Xxxxxx Attention: Xx Xxxxxxxxx
21st Century Communications Foreign The Matrix Technology Group N.V.
Partners, L.P. c/o S(squared) Technology Corp.
000 0xx Xxxxxx 000 Xxxxxxx Xxxxxx, Xxxxx 0000
Xxx Xxxx, XX 00000 Xxx Xxxx, XX 00000
Attention: Xxxxx Xxxxxx Attention: Xx Xxxxxxxxx
21st Century Communications T-E Yale University
Partners, L.P. c/o S(squared) Technology Corp.
000 0xx Xxxxxx 000 Xxxxxxx Xxxxxx, Xxxxx 0000
Xxx Xxxx, XX 00000 Xxx Xxxx, XX 00000
Attention: Xxxxx Xxxxxx Attention: Xx Xxxxxxxxx
Xxxxxxxx Partners, X.X. Xxxxxxxx Foreign Partners, L.P.
000 0xx Xxxxxx 000 0xx Xxxxxx
Xxx Xxxx, XX 00000 Xxx Xxxx, XX 00000
Attention: Xxxxx Xxxxxx Attention: Xxxxx Xxxxxx
Montsol Investments N.V. Yale University Retirement Plan for
c/o S(squared) Technology Corp. Staff Employees
000 Xxxxxxx Xxxxxx, Xxxxx 0000 c/o S(squared) Technology Corp.
Xxx Xxxx, XX 00000 000 Xxxxxxx Xxxxxx, Xxxxx 0000
Attention: Xx Xxxxxxxxx Xxx Xxxx, XX 00000
Attention: Xx Xxxxxxxxx
Executive Technology, L.P. S.G. Partners, L.P.
c/o S(squared) Technology Corp. c/o S(squared) Technology Corp.
000 Xxxxxxx Xxxxxx, Xxxxx 0000 000 Xxxxxxx Xxxxxx, Xxxxx 0000
Xxx Xxxx, XX 00000 Xxx Xxxx, XX 00000
Attention: Xx Xxxxxxxxx Attention: Xx Xxxxxxxxx
22
Core Technology Fund, Inc. Acorn Investment Trust, Series
c/o S(squared) Technology Corp. Designated Acorn Fund
000 Xxxxxxx Xxxxxx, Xxxxx 0000 c/o Asset Mgmt.
Xxx Xxxx, XX 00000 000 Xxxx Xxxxxx Xxxxxx
Attention: Xx Xxxxxxxxx Xxxxx 0000
Xxxxxxx, XX 00000
Attention: Xxxxx Xxxxxx
Xxxxxxx X. Xxxxxxxx Charitable Xxxxxx University
Remainder Unitrust c/o S(squared) Technology Corp.
c/o S(squared) Technology Corp. 000 Xxxxxxx Xxxxxx, Xxxxx 0000
000 Xxxxxxx Xxxxxx, Xxxxx 0000 Xxx Xxxx, XX 00000
Xxx Xxxx, XX 00000 Attention: Xx Xxxxxxxxx
Attention: Xx Xxxxxxxxx
Foundation Partners Tampsco II Partnership
c/o S(squared) Technology Corp. c/o S(squared) Technology Corp.
000 Xxxxxxx Xxxxxx, Xxxxx 0000 000 Xxxxxxx Xxxxxx, Xxxxx 0000
Xxx Xxxx, XX 00000 Xxx Xxxx, XX 00000
Attention: Xx Xxxxxxxxx Attention: Xx Xxxxxxxxx
Hare & Co. Xxxxx Xxxxx-xxx Xxxxx
x/x Xxx Xxxx xx Xxx Xxxx c/x Xxxxxxxxxx Securities
X.X. Xxx 00000 000 Xxxxxxxxxx Xxxxxx
Xxx Xxxx, XX 00000 Xxx Xxxxxxxxx, XX 00000
Attention: Xxxxx Xxxxxxx
Xxxxxxxxxx Small Cap Partners III, L.P. Kensington Partners L.P.
c/o Montgomery Asset Management 000 Xxxx Xxxxxx
0000 Xxxxxx Xxxxx Xxxxx Xxx Xxxx, XX 00000
Suite 370 Attention: Xxxx Xxxx
Xxxxxx, XX 00000
Quota Fund N.V. Lagunitas Partners, L.P.
c/o Montgomery Asset Management c/o Gruber & McBaine Capital
000 Xxxxxxxxxx Xxxxxx Xxxxxxxxxx
Xxx Xxxxxxxxx, XX 00000 50 Xxxxxx Place
Attention: Xxxx Xxxxxxx Xxx Xxxxxxxxx, XX 00000
Haussmann Holdings Xxx X. Xxxxxx
c/x Xxxxxxxxxx Asset Management c/o Gruber & McBaine Capital
000 Xxxxxxxxxx Xxxxxx Xxxxxxxxxx
Xxx Xxxxxxxxx, XX 00000 50 Xxxxxx Place
Attention: Xxxx Xxxxxxx Xxx Xxxxxxxxx, XX 00000
23
Nosrob Investments Ltd. Xxxxxx X. XxXxxx
c/x Xxxxxxxxxx Asset Management 00000 Xxxxxxx Xxxxx
000 Xxxxxxxxxx Xxxxxx Xxxxxxxx, XX 00000
Xxx Xxxxxxxxx, XX 00000
Attention: Xxxx Xxxxxxx
Xxxxx and Xxxxx Xxxxxxxxxx Xxxxx Xxxxx Xxxxxxx
000 Xxxx Xxxxxxxx Xxxxx 0 Xxxxxx Xxxxx Xxxx
Xxxx Xxxx, XX 00000 Xxxxxxxx, Xxxxxxxxxxx 00000
Xxxx X. Xxxxxxxxxx Xxxx X. Xxxxxx
000 Xxxx Xxxxxxxx Xxxxx 00 Xxx Xxxxxxxxxxx Xxxx
Xxxx Xxxx, XX 00000 Xxxxxxx, XX 00000
Xxxx X. Xxxxxxxxxx RRE Giga Investors II, L.P.
000 Xxxx Xxxxxxxx Xxxxx 000 Xxxx 00xx Xxxxxx, 00xx Xxxxx
Xxxx Xxxx, XX 00000 Xxx Xxxx, Xxx Xxxx 00000
Attention: Xx. Xxxxxx Xxxxxx
Will X. Xxxxxx Xxxxx Xxxxxxx
000 Xxxx Xxxxxxxx Xxxxx c/o Edelson Technology Partners
Xxxx Xxxx, XX 00000 Whiteweld Centre
000 Xxxx Xxxxxxxxx
Xxxxxxxxx Xxxx, XX 00000
Xxxxx X. Xxxxxxxx Xxxxxxx Technology Partners III
000 Xxxx Xxxxxxxx Xxxxx Xxxxxxxxx Xxxxxx
Xxxx Xxxx, XX 00000 000 Xxxx Xxxxxxxxx
Xxxxxxxxx Xxxx, XX 00000
Attention: Xx. Xxxxx Xxxxxxx
Xxxxxxx Xxxxx Xxxx Family Partnership
Custodian for the benefit of 100 Why Worry Lane
Xxxxxxx Xxxxx, S.C.P. Xxxxxxxx, XX 00000
000 Xxxxxx Xxxxxx Attention: Xxxxx Xxxx
0xx Xxxxx
Xxxxxx Xxxx, XX 00000-0000
Xxxxxxxxx X. Xxxx Xxxxxx X. Xxxx
000 Xxxx Xxxx Xxxx 000 Xxxx Xxxxxx, 0xx Xxxxx
Xxxxxxxx, XX 00000 Park City, UT 84060
00
Xxxxxxxxx X. Xxxxx XXX Xxxx Xxxxxxxxx, L.P.
000 Xxxx 00xx Xxxxxx, Xxx. 0X 000 Xxxx 00xx Xxxxxx, 00xx Xxxxx
Xxx Xxxx, XX 00000 Xxx Xxxx, XX 00000
Attention: Xx. Xxxxxx Xxxxxx
Xxxxxxx X. Xxxxxxx Xxxxxxxxxx Small Cap Partners II, L.P.
Giga Information Group, Inc. x/x Xxxxxxxxxx Xxxxxxxxxx
0 Xxxxxxxxx Xxxxxx 000 Xxxxxxxxxx Xxxxxx
Xxxxxxx, XX 00000 Xxx Xxxxxxxxx, XX 00000
Attn: Xx. Xxxx Xxxxxxx
Xxxxxxxxxxx X. XxXxxxxxx Pomona Capital II, L.P.
000 Xxxx Xxxxxx, #0X x/x Xxxxxx Xxxxxxx
Xxxxxxxxx, XX 00000 000 Xxxxx Xxxxxx, 00xx Xxxxx
Xxx Xxxx, XX 00000
AKKAD Baupost Limited Partnership 1983 C-1
Acorn Fund c/o Pomona Capital
c/o Wanger Asset Management 000 Xxxxx Xxxxxx, 00xx Floor
000 Xxxx Xxxxxx Xxxxxx Xxx Xxxx, XX 00000
Suite 3000
Xxxxxxx, Xxxxxxxx 00000
Attn: Xxxxx Xxxxxxx
Xxxxxxxxxx Small Cap Partners, L.P.
c/x Xxxxxxxxxx Securities
000 Xxxxxxxxxx Xxxxxx
Xxx Xxxxxxxxx, XX 00000
Attn: Xx. Xxxx Xxxxxxx
25
Series C Preferred Stockholders:
Pequot Private Equity Fund, L.P. Pequot Offshore Private Equity Fund, Inc.
000 Xxxxxx Xxxxxx c/o Hemisphere Management Limited
Xxxxxxxxx, XX 00000-0000 Hemisphere House
Attn: Xxxxxxxx X. Xxxxxxx, Xx. 0 Xxxxxx Xxxxxx
P.O. Box HM951
Xxxxxxxx XX OX Bermuda
Attn: Xxxxxx X. Xxxxx
Neill X. Xxxxxxxxxx Xxxxxx X. Xxxxxxx
000 Xxxx Xxxxxxxx Xxxxx 0000 Xxxxxxxxx Xxxxx
Xxxx Xxxx, XX 00000 Xxxxx, XX 00000
Xxxxxxx X. Xxxxxxxx Xxxxxxx Xxxxxxxxx
c/o Arbor Partners LLC Broadview Associates
000 Xxxx Xxxxx, Xxxxx 000 0 Xxxxxx Xxxxx
Xxx Xxxxx, XX 00000 Xxxx Xxx, XX 00000
Xxxxx & Company Incorporated Xxxxxxxx Partners, L.P.
000 Xxxxx Xxxxxx c/o Wheatley Partners, L.L.C.
Xxx Xxxx, XX 00000 00 Xxxxxx Xxxx Xxxx, Xxxxx 000
Xxxxx Xxxx, XX 00000
Wheatley Foreign Partners, L.P.
c/o Wheatley Partners, L.L.C.
00 Xxxxxx Xxxx Xxxx, Xxxxx 000
Xxxxx Xxxx, XX 00000
26
New Series D Preferred Stockholder:
Xxxxx Xxxxxx Venture Partners, L.P.
0000 Xxxxxxx Xxxxx Xxxxx
Xxxxxx, XX 00000
FBR:
Friedman, Billings, Xxxxxx Group, Inc.
0000 00xx Xxxxxx Xxxxx
Xxxxxxxxx, XX 00000-0000
Friedman, Billings, Xxxxxx Investment Management, Inc.
0000 00xx Xxxxxx Xxxxx
Xxxxxxxxx, XX 00000-0000
27
