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TRANSFER, ASSIGNMENT AND ASSUMPTION AGREEMENT
by and among
XXXXXXX LIFESCIENCES LLC,
XXXXXXX LIFESCIENCES CORPORATION
and
XXXXXXX NOVACOR LLC
Dated as of June 30, 2000
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TRANSFER, ASSIGNMENT AND ASSUMPTION AGREEMENT
TRANSFER, ASSIGNMENT AND ASSUMPTION AGREEMENT (this "Agreement"),
dated as of June 30, 2000, between Xxxxxxx Lifesciences LLC, a Delaware limited
liability company ("Xxxxxxx"), Xxxxxxx Lifesciences Corporation, a Delaware
corporation ("Parent"), and Xxxxxxx Novacor LLC, a Delaware limited liability
company and a wholly owned subsidiary of Xxxxxxx ("Novacor LLC").
WHEREAS, Xxxxxxx and Parent desire to contribute, assign and convey
all of their rights, titles and interests in all of the Acquired Assets (as
hereafter defined) and Novacor LLC wishes to acquire all of Parent's and
Xxxxxxx'x rights, titles and interests in the Acquired Assets and assume all of
the Liabilities (as hereafter defined); and
WHEREAS, Xxxxxxx, in connection with this Agreement, wishes to appoint
each of the employees whose names are set forth on Schedule 1.1(c)(ii) to work
at Novacor LLC and Novacor LLC wishes to have these employees so appointed.
NOW, THEREFORE, in consideration of the foregoing and the covenants
and agreements set forth herein, the parties hereto, intending to be legally
bound hereby, agree as follows:
ARTICLE I
CONTRIBUTION; ASSUMPTION
Section 1.1 Contribution; Assumption of Liabilities. (a) Effective as
of the date hereof, Xxxxxxx hereby contributes, assigns and conveys to Novacor
LLC all of Xxxxxxx' right, title and interest in and to the following assets,
properties, interests and rights as in existence on the date hereof
(collectively, the "Xxxxxxx Assets"):
(i) the contracts set forth on Schedule 1.1(a)(i) (the "Contracts");
(ii) to the extent assignable, the lease agreements in respect of the
facilities identified on Schedule 1.1(a)(ii) hereto, all improvements therein
and all of the equipment, furniture and all other fixtures located therein and
Related to the Assets (as hereinafter defined);
(iii) to the extent assignable, the computer hardware set forth on
Schedule 1.1(a)(iii) and all personal computers assigned to the Employees (as
hereinafter defined);
(iv) to the extent assignable, the third-party software licenses set
forth on Schedule 1.1(a)(iv); and
(v) each of the assets set forth on the pro forma balance sheet of
Novacor LLC, as of April 30, 2000, set forth on Schedule 1.1(a)(v) (the "Pro
Forma Balance Sheet").
(b) Effective as of the date hereof, Parent hereby contributes,
assigns and conveys to Novacor LLC all of Parent's right, title and interest in
and to, subject to existing licenses, the intangible assets of an intellectual
property nature set forth on Schedule 1.1(b) ("Parent Assets" and together with
Xxxxxxx Assets, the "Assets").
(c) In connection with the transfers contemplated by Section 1.1(a)
and (b), effective as of the date hereof, Xxxxxxx and Parent also hereby
contribute, assign and convey to Novacor LLC all of Xxxxxxx' and Parent's
respective rights, titles and interests in and to the following assets,
properties, interests and rights as in existence on the date hereof that are
used exclusively in, arise exclusively from or relate exclusively to the Assets
("Related to the Assets") (the Assets, together with the following, the
"Acquired Assets"):
(i) subject to Section 1.3, all books, records and files Related to
the Assets, including customer and supplier lists, sales and other records,
promotional material, operating manuals and guidelines, equipment maintenance
and warranty information, software manuals and documentation, files, documents,
papers, data stored in electronic, optical or magnetic form, agreements, books
of account, contracts, specifications and all correspondence with any customers,
suppliers, employees or governmental entities or agencies Related to the Assets;
(ii) all personnel records relating to the Employees. "Employees"
shall mean the employees whose names are set forth on Schedule 1.1(c)(ii) whose
employment is Related to the Assets;
(iii) to the extent assignable, all contracts and contract rights
Related to the Assets (such contracts, together with the Contracts, the
"Acquired Contracts");
(iv) all accounts and notes receivable and all notes, bonds and other
evidences of indebtedness of and rights to receive payments from any person, in
each case Related to the Assets;
(v) the goodwill and other intangible assets of Xxxxxxx or Parent
Related to the Assets, including, subject to existing licenses, the intangible
assets of an intellectual property nature Related to the Assets, including the
know-how, show-how, confidential or proprietary technical information, trade
secrets, designs, processes, data bases, research in progress, inventions and
invention disclosures (whether patentable or unpatentable), drawings,
schematics, blueprints, flow sheets, designs, models (including all
documentation relating thereto in existence as of the date hereof) and all
proprietary software, in each case, Related to the Assets;
(vi) to the extent assignable, all consents, permits, licenses,
orders, registrations, franchises, certificates, approvals or other similar
rights from any federal, state or local regulatory agencies Related to the
Assets; and
(vii) all rights to causes of action, lawsuits, judgments, claims and
demands of any nature to the extent related exclusively to any Liabilities or
related exclusively to any of the Acquired Assets, whether arising by way of
counterclaim or otherwise.
(d) Novacor LLC hereby assumes and agrees to pay, perform and
discharge, or cause to be paid, performed or discharged, in due course, the
liabilities and obligations set forth below (collectively, the "Liabilities"):
(i) all accounts payable and accrued expenses set forth on the Pro
Forma Balance Sheet excluding the accrued liabilities in respect of the Acquired
Assets set forth on Schedule 1.1(d)(i);
(ii) all liabilities (whether contingent or otherwise) and performance
obligations arising out of the Acquired Contracts;
(iii) all liabilities and obligations in respect of the Acquired
Assets arising from outstanding commitments (in the form of accepted purchase
orders or otherwise) to sell products, or outstanding quotations, proposals or
bids with respect to the sale of products or the provision of services;
(iv) all liabilities and obligations in respect of the Acquired Assets
arising from outstanding commitments (in the form of issued purchase orders or
otherwise), or outstanding quotations, proposals or bids, to purchase or acquire
finished goods, components, supplies or services;
(v) all liabilities and obligations in respect of the Acquired Assets
arising from any rights or claims of customers to return or exchange products
sold by Xxxxxxx or arising under any warranty related to such products or to a
refund of any previously paid fees;
(vi) all liabilities and obligations arising from or in respect of (a)
all salaries, wages, commissions and bonuses (except for retention bonuses)
accrued but unpaid as of the Closing Date (as defined in the Contribution
Agreement) hereof by or on behalf of the Employees, (b) employee incentive,
stock option, stock purchase, 401(k) plan, severance, insurance, holiday,
vacation, health, dental or other compensation benefits accrued but unpaid as of
the date hereof by or on behalf of the Employees, their beneficiaries and
estates, as applicable, (c) any claims by Employees who are discharged by
Novacor LLC or Xxxxxxx after the date hereof, or claims by any governmental
entity on behalf of, or concerning any such severed Employee, and (d) all
notices or payments due to any severed Employee, and all notices, payments,
fines or assessment due to any governmental entity pursuant to any applicable
law relating to the employment, discharge or layoff of employees;
(vii) all liabilities and obligations arising from or in connection
with any claim or litigation in respect of the Acquired Assets after the date
hereof and not arising from actions by Xxxxxxx prior to the date hereof;
(viii) all liabilities and obligations relating to the provision of
technical support for as long as clinically necessary to the patients currently
implanted with the Novacor left ventricle assist device; and
(ix) all liabilities related to, arising from or to be performed in
connection with the operation of the Acquired Assets after the date hereof.
Section 1.2 Instruments of Transfer and Assumption. Xxxxxxx and Parent
agree that they shall file with the relevant governmental or other entities,
such assignment documents as may be necessary to reflect in the registries of
such governmental or other entities the change in ownership of any of the
Acquired Assets. Novacor LLC agrees to deliver to Xxxxxxx and Parent an
instrument of assumption of liabilities to evidence the assumption of the
Liabilities substantially in the form attached hereto as Exhibit A.
Section 1.3 Transfers Not Effected as of the Date Hereof. Nothing
herein shall be deemed to require the transfer of any Acquired Asset that by its
terms or by operation of law cannot be freely transferred or assumed. To the
extent that Xxxxxxx, Parent or Novacor LLC has been unable to obtain any
governmental or any third party consents or approvals required for the transfer
of any Acquired Asset and to the extent not otherwise prohibited by the terms of
any Acquired Asset, Xxxxxxx and Parent shall continue to be bound by the terms
of any Acquired Asset and shall pay, perform and discharge fully all of its
obligations thereunder from and after the date hereof and Novacor LLC shall
assist Xxxxxxx and Parent in every manner possible to satisfy such obligations.
Xxxxxxx and Parent shall exercise or exploit its rights in respect of such
Acquired Assets only as reasonably directed by Novacor LLC and at Novacor LLC's
expense. Novacor LLC, Xxxxxxx and Parent shall continue to use reasonable
efforts to obtain all such unobtained consents or approvals at the earliest
practicable date; provided, however, Xxxxxxx and Parent shall have no obligation
to pay or incur any costs in order to obtain any such consents or approvals
other than nominal fees or charges related thereto. If and when any such
consents or approvals shall be obtained, then Xxxxxxx or Parent, as the case may
be, shall promptly assign all its rights and obligations thereunder to Novacor
LLC without payment of consideration and Novacor LLC shall, without the payment
of any consideration therefor, assume such rights and obligations.
ARTICLE II
MISCELLANEOUS
Section 2.1 Governing Law. This Agreement shall be governed by,
interpreted under, and construed in accordance with the internal laws of the
State of New York, including, without limitation, Sections 5-1401, 5-1402 of the
New York General Obligations Law and New York Civil Practice Laws and Rules
327(b).
Section 2.2 Jurisdiction and Consent to Service. In accordance with
the laws of the State of New York, and without limiting the jurisdiction or
venue of any other court, the parties (a) agree that any suit, action or
proceeding arising out of or relating to this Agreement shall be brought solely
in the state or federal courts of New York; (b) consent to the exclusive
jurisdiction of each such court in any suit, action or proceeding relating to or
arising out of this Agreement; (c) waive any objection which any of them may
have to the laying of venue in any such suit, action or proceeding in any such
court and waive any defense of forum non conveniens; and (d) agree that service
of any court paper in any such suit, action or proceeding may be made in the
same manner in which notices may be given pursuant to Section 2.3 of this
Agreement.
Section 2.3 Notices. All notices, demands, requests, consents,
approvals or other communications required or permitted to be given hereunder or
which are given with respect to this Agreement shall be in writing and shall be
delivered (charges prepaid, receipt confirmed or return receipt requested (if
available)) by hand, by nationally recognized air courier service, by certified
mail or facsimile, addressed as set forth below or to such other address as such
party shall have specified most recently by written notice. Notice shall be
deemed given and effective (i) if delivered by hand or by nationally recognized
courier service, when delivered at the address specified in this Section 2.3 (or
in accordance with the latest unrevoked written direction from such party), (ii)
if by certified mail, upon mailing or (iii) if given by facsimile when such
facsimile is transmitted to the fax number specified in this Section 2.3 (or in
accordance with the latest unrevoked written direction from such party),
provided the appropriate confirmation is received.
To Victoria, Parent or Novacor LLC:
Xxxxxxx Lifesciences LLC
Xxx Xxxxxxx Xxx
Xxxxxx, XX 00000
Attn: Associate General Counsel
Fax: 000-000-0000
with a copy (which shall not constitute notice) to:
Skadden, Arps, Slate, Xxxxxxx & Xxxx LLP
000 Xxxxx Xxxxx Xxxxxx, Xxxxx 0000
Xxx Xxxxxxx, Xxxxxxxxxx 00000-0000
Attn: Xxxxxx X. Xxxxxx, Esq.
Fax: (000) 000-0000
Section 2.4 Interpretation. When a reference is made in this Agreement
to a Section, Schedule or Exhibit, such reference shall be to a Section,
Schedule or Exhibit of this Agreement unless otherwise indicated. When a
reference is made in this Agreement to a specific Schedule, such reference shall
be deemed to include, to the extent applicable, all the other Schedules. The
headings contained in this Agreement are for reference purposes only and shall
not affect in any way the meaning or interpretation of this Agreement. When the
words "includes" or "including" are used in this Agreement, they shall be deemed
to be followed by the words "without limitation." All accounting terms not
defined in this Agreement shall have the meanings determined by generally
accepted accounting principles as of the date hereof. All capitalized terms
defined herein are equally applicable to both the singular and plural forms of
such terms.
Section 2.5 Severability. If any provision of this Agreement or the
application of any such provision shall be held invalid, illegal or
unenforceable in any respect for any reason, the parties shall negotiate in good
faith with a view to the substitution therefor of a suitable and equitable
solution in order to carry out, so far as may be valid and enforceable, the
intent and purpose of such invalid provision; provided, however, that the
validity, legality and enforceability of any such provision in every other
respect and of the remaining provisions contained herein shall not be in any way
impaired thereby, it being intended that all of the rights and privileges of the
parties hereto shall be enforceable to the fullest extent permitted by law.
Section 2.6 Counterparts. This Agreement may be executed in one or
more counterparts, each of which shall be deemed an original and all of which
shall, taken together, be considered one and the same agreement and shall become
effective when one or more counterparts have been signed by each of the parties
and delivered to the other parties.
Section 2.7 Entire Agreement; No Third Party Beneficiaries. This
Agreement and the Schedules and Exhibits hereto (a) constitute the entire
agreement, and supersede all prior agreements and understandings, both written
and oral, between the parties with respect to the subject matter hereof and (b)
is not intended to confer upon any person, other than the parties hereto, any
rights or remedies hereunder.
Section 2.8 Further Assurances. Each party shall execute, deliver,
acknowledge and file such other documents and take such further actions as may
be reasonably requested from time to time by the other party hereto to give
effect to and carry out the transactions contemplated herein.
Section 2.9 Amendments and Modifications; Waivers and Extensions.
(a) No provision of this Agreement may be amended or modified unless
such amendment or modification is in writing and signed by the parties hereto
intending to be bound thereby;
(b) Any party to this Agreement may waive any right, breach or default
which such party has the right to waive; provided that such waiver will not be
effective against the waiving party unless it is in writing, is signed by such
party, and specifically refers to this Agreement. Waivers may be made in advance
or after the right waived has arisen or the breach or default waived has
occurred. Any waiver may be conditional. No waiver of any breach of any
agreement or provision herein contained shall be deemed a waiver of any
preceding or succeeding breach thereof nor of any other agreement or provision
herein contained. No failure or delay in exercising any right, power or
privilege hereunder shall be deemed a waiver or extension of the time for
performance of any other obligations or acts nor shall any single or partial
exercise thereof preclude any other or further exercise thereof or the exercise
of any other right, power or privilege. The rights and remedies herein provided
shall be cumulative and not exclusive of any rights or remedies provided by law.
Section 2.10 Assignment. Neither this Agreement nor any of the rights
or obligations hereunder shall be assigned by any of the parties hereto without
the prior written consent of the other parties, except that any party may assign
all its rights and obligations to the assignee of all or substantially all of
the assets of such party including an acquisition through merger, provided that
such party shall in no event be released from its obligations hereunder without
the prior written consent of the other parties. Subject to the preceding
sentence, this Agreement will be binding upon, inure to the benefit of and be
enforceable by the parties and their respective successors and assigns. Any
attempted assignment in contravention hereof shall be null and void.
Section 2.11 Equitable Remedies. The parties hereto agree that
irreparable damage would occur in the event that any of the provisions of this
Agreement were not performed in accordance with their specific terms or were
otherwise breached. It is accordingly agreed that the parties hereto shall be
entitled to equitable relief, including in the form of injunctions, in order to
enforce specifically the provisions of this Agreement, in addition to any other
remedy to which they are entitled at law or in equity.
IN WITNESS WHEREOF, each of the parties has caused this Transfer,
Assignment and Assumption Agreement to be signed by their respective officers
thereunto duly authorized as of the date first written above.
XXXXXXX LIFESCIENCES LLC
By: /s/ Xxxxxxx X. Xxxxxxxxx
----------------------------------
Name: Xxxxxxx X. Xxxxxxxxx
Title: President
XXXXXXX LIFESCIENCES CORPORATION
By: /s/ Xxxxxxx X. Xxxxxxxxx
----------------------------------
Name: Xxxxxxx X. Xxxxxxxxx
Title: President
XXXXXXX NOVACOR LLC
By: /s/ Xxxxxxx X. Xxxxxxxxx
----------------------------------
Name: Xxxxxxx X. Xxxxxxxxx
Title: President
SCHEDULE 1.1(a)(i)
XXXXXXX CONTRACTS
1. True Advantage Program Agreement, dated November 1, 1998, and Addendum to
Agreement, dated October 1, 1999, between Advantage Enterprises, Inc. and
Xxxxxx Healthcare Corporation, Novacor Division.
2. Manufacturing Agreement, dated December 16, 1997, between Alden Products
Company and Xxxxxx Healthcare Corporation, Novacor Division.
3. Agreement, dated July 25, 1990, between Analog Devices, Inc. and Xxxxxx
Healthcare Corporation, Novacor Division.
4. Second Amended and Restated OEM Purchase Agreement, dated May 6, 1999,
Amended and Restated OEM Purchase Agreement, dated August 31, 1996
(superceded and terminated) and OEM Purchase Agreement, dated August 1,
1993 (superceded and terminated), between Anton/Xxxxx Inc. and Xxxxxx
Healthcare Corporation, Novacor Division.
5. Supply and Indemnification Agreement, dated May 8, 1995, between CardioWest
Technologies, Inc. and Xxxxxx Healthcare Corporation, Novacor Division.
6. Administrative Contract - dated October 19, 1998, between Covance Health
Economics, Outcome Services Inc. and Xxxxxx Healthcare Corporation, Novacor
Division.
7. Mutual Disclosure and Confidentiality Agreement, dated October 16, 1995,
among Duke University, Duke University Medical Center, J. Xxxxx XxXxxxxxx
and Xxxxxx Healthcare Corporation, Novacor Division.
8. Technical Information and Confidentiality Agreement, dated March 11, 1994,
between Ethicon, Inc. and Xxxxxx Healthcare Corporation (Novacor Division
is mentioned in the contract but is not noted as a party thereto).
9. Release and Indemnification Agreement, dated July 24, 1992, between
Ethicon, Inc. and Xxxxxx Healthcare Corporation, Novacor Division.
10. Confidentiality Agreement, dated April 18, 1994, between Ethicon, Inc. and
Xxxxxx Healthcare Corporation, Novacor Division.
11. Purchase Order, dated July 30, 1996, between Technologies, Inc. and Xxxxxx
Healthcare Corporation, Novacor Division.
12. Amendment to Purchase Order Terms, dated July 30, 1996, between Exakt
Technologies, Inc. and Xxxxxx Healthcare Corporation, Novacor Division.
13. Consulting Agreement, dated November 4, 1998, between Herguth Laboratories,
Inc. and Xxxxxx Healthcare Corporation, Novacor Division.
14. Consulting Agreement, beginning January 1, 1999, between Xxxxxx X. Xxxx,
M.D. and Xxxxxx Healthcare Corporation, Novacor Division.
15. Consulting Agreement, dated August 13, 1994, between If and Then, Inc. and
Xxxxxx Healthcare Corporation, Novacor Division.
16. Indemnification Agreement, dated September 26, 1985 and beginning October
1985, among The Xxxxx Xxxxxxx University, The Xxxxx Xxxxxxx Hospital and
affiliated parties, and Xxxxxx Healthcare Corporation, Novacor Medical
Corporation.
17. Confidentiality Agreement, dated January 20, 1993, between X.X. Xxxxx &
Co., Inc. and Xxxxxx Healthcare Corporation, Novacor Division.
18. License Agreement, dated September 5, 1984, between Kaman Instrumentation
Corporation and Novacor Medical Corporation.
19. Contract Sterilization Agreement, dated July 7, 1996 (dated to begin May
1996) between Medical Manufacturing Corp. and Xxxxxx Healthcare.
20. Confidentiality Agreement, dated May 8, 1998, between Medtronic, Inc. and
Baxter Novacor Division.
21. Purchase Order, sent June 29, 1999, dated August 3, 1999, between Merant
and Xxxxxx Healthcare Corporation, Novacor Division.
22. Non-Disclosure Agreement, dated October 10, 1995 and beginning July 31,
0000, xxxxxxx Xxxxxxxxxx xx Xxxxxx Heart Institute, Cardiovascular Devices
Division, and Xxxxxx Healthcare Corporation, Novacor Division.
23. Consulting Agreement, dated January 31, 1999 and beginning January 1, 1999,
between Xxxxxx X. Xxxx, M.D., Ph.D., and Xxxxxx Healthcare Corporation,
Novacor Division.
24. Consultancy Agreement, dated December 24, 1999, and beginning January 27,
2000, between Peer X. Xxxxxxx and Xxxxxx Healthcare Corporation,
CardioVascular Group and affiliates.
25. Employment Letter, dated January 3, 2000, between Xxxxxxx X. Xxxxxxx and
Xxxxxx Healthcare Corporation's CardioVascular Group.
26. Confidentiality Agreement, dated January 3, 2000, between Xxxxxxx X.
Xxxxxxx and Xxxxxx Healthcare Corporation, CardioVascular Group's Novacor
Division.
27. Employment Letter, dated May 24, 1999, to Jal Jassawalla from the Novacor
Division of Xxxxxx Healthcare Corporation.
28. Letter Agreement, dated May 24, 1999, between Jal Jassawalla and Xxxxxx
Healthcare Corporation.
29. Purchase Order (Software) dated March 30, 1999, and beginning January 1,
1999, between Process Software Corporation and Xxxxxx Healthcare
Corporation, Novacor Division.
30. The agreements relating exclusively to the licenses set forth on Schedule
1.1(a)(iv).
31. Exclusive License Agreement, dated December 29, 1995, between Xxxxxxx X.
Xxxxx, Xx. and Xxxxxx Healthcare Corporation, Novacor Division.
32. License Agreement, dated May 11, 1995, between Xxxxxxx X. Xxxxx, Xx. and
Xxxxxx Healthcare Corporation, Novacor Division.
33. Computer Service Agreement, dated July 30, 1997, between SMS Systems
Maintenance Services, Inc. and Xxxxxx Healthcare Corporation, Novacor
Division.
34. Prototype Development and Materials Supply Agreement, dated September 16,
1997, between Sulzer Vascutek Ltd. and Xxxxxx Healthcare Corporation,
Novacor Division.
35. Supply Agreement, dated November 1, 1997, between Sulzer Vascutek Ltd. and
Xxxxxx Healthcare Corporation, Novacor Division.
36. Confidentiality Agreement, dated November 22, 1993, between Texas
Instruments and Xxxxxx Healthcare Corporation, Novacor Division.
37. Clinical Study Agreement, dated March 16, 2000, between University Medical
Center and Xxxxxx Healthcare Corporation, CardioVascular Surgery Division.
38. Purchase Order, dated March 16, 1999, between WRQ Reflection and Express
Software and Xxxxxx Healthcare Corporation, Novacor Division.
39. Schedule 5 (Royalty Payments) and Schedule 21 (Employee Compensation
Schedule) to the Asset Purchase Agreement, dated as of April 22, 1988,
between Xxxxxx Healthcare Corporation and Novacor Medical Corporation.
SCHEDULE 1.1(a)(ii)
LEASES
1. Standard Industrial/Commercial Multi-Tenant Lease Agreement, dated
December 21, 1999, between Oakport Associates and Xxxxxx Healthcare
Corporation.
2. Standard Form Lease, dated January 14, 1981, between Oakport
Associates and Xxxxxx Healthcare Corporation, as amended by the Lease
Extension and Amendment dated April 27, 1988, Lease Amendment dated
October 30, 1988, Second Lease Amendment dated May 10, 1990, Third
Lease Amendment dated May 31, 1990, Fourth Lease Amendment dated
August 5 1992, Fifth Lease Amendment dated July 3, 1996, Sixth Lease
Amendment dated January 28, 1998, and Seventh Lease Amendment dated
December 21, 1999.
SCHEDULE 1.1(a)(iii)
HARDWARE SYSTEMS
See attached lists.
Asset/
On Service CPU
PC Brand Model Line Tag CPU Type Speed Netword ID
Industrial Computer Source N/A 0 97.282 386 20 TOKCAUTEST
Industrial Computer Source N/A 1 N/A Pentium Dual 120 NOKCAAPDM1
Industrial Computer Source N/A 1 N/A Pentium Dual 120 TOKCAUB2M1
Industrial Computer Source N/A 1 11085 386 33 TOKCAUB2T1
ASUS Motherboard N/A 1 N/A Pentium II Dual 400 NOKCAAB3WI
ASUS Motherboard N/A 1 N/A Pentium II Dual 450 NOKCAAB2111
ASUS Motherboard N/A 1 N/A Pentium III 500 IT WORK STATION
Industrial Computer Source N/A 0 N/A 386 20 CC MAIL FTP GATEWAY
Industrial Computer Source N/A 0 N/A Pentium Dual 120 NOKCAAB2111 (OLD)
Industrial Computer Source N/A 0 N/A Pentium 90 BAXTER 4
Digital MicroVAX 3100 90 0 10849 Non Alpha UNK CIRIAL
Digital MicroVAX 3100 90 1 10565 Non Alpha UNK MANMAN
Industrial Computer Source N/A 0 N/A 386 20 DIAL-IN GATEWAY
SUN SpARC Station 10 1 10393 UNK UNK AMERICAN INTERNET DNS
ADIC SCALAR218 0 11725 N/A N/A 13 TERRABYTE TAPE SERVER
0
Storage Tek Tape Carousel 97283
Storage Tek Tape Carousel 97284
Liebert UPStation S T1154826/
SID 62942
PC Brand Monitor HD RAM OS
Industrial Computer Source N/A 1 128 Novell 4.1
Industrial Computer Source N/A -2/28 Raid5 146 Windows NT
4.0 Server
Industrial Computer Source N/A -2/28 Raid5 512 Novell 4.1
Industrial Computer Source N/A 1 128 Novell 4.1
ASUS Motherboard N/A -4/68 Raid5 512 Windows NT
4.0 Server
ASUS Motherboard N/A 20 512 Windows NT
4.0 Server
ASUS Motherboard N/A 6 130 Windows
2000Pro
Industrial Computer Source N/A 100 8 DOS
Industrial Computer Source N/A L 2/t 9 128 Windows NT
3.51 Server
Industrial Computer Source VT420 6 128 Novell 3.12
Digital VT510 12 UNK VMS 5.5.2
Digital N/A Mirrored C UNK VMS 6.1
Industrial Computer Source GDM 1962B 100 8 DOS
SUN UNK UNK 0
ADIC
Storage Tek Tape Carousel
Storage Tek Tape Carousel
Liebert UPStation S
Spare Machines (OFFLINE)
---------------
STEPFORD PRO 200 PRO-E
MACHINE
STEPFORD PRO 200 PRO-E
MACHINE
ARM P 166
ARM P 166
ARM P 166
ARM P 200
ARM P 166
STEPFORD P133
INDUSTRIAL COMP EMPTY
STEPFORD 486.33
INDUSTRIAL COMP 386.33
BAXTER2
ARM P166
STEPFORD P133
Spare Monitors
Viewsonic 7
O2K LOTUS NOVELL BROWSER ONTIME WINTER MS ccess2.0 Access 97
0 0 0 0 0 0 0 0
0 0 0 1 0 0 0 0
0 0 0 0 0 0 0 0
0 0 0 0 0 0 0 0
0 0 0 2 0 0 0 0
0 0 0 1 0 0 0 0
1 0 0 1 0 0 0 0
0 0 0 0 0 0 0 0
0 0 0 0 0 0 0 0
0 0 0 0 0 0 0 0
0 0 0 0 0 0 0 0
0 0 0 0 0 0 0 0
0 0 0 0 0 0 0 0
0 0 0 0 0 0 0 0
Old Office Other
0 ArcServe 6. BackUp Exec 4
0 Ansys. BackUp Exec Agent, MS Frontpage, Pro E
Resource Kit, ArcServe Client, MS IIS, Pro
Intralink, PTC App Manager
0 BackUp Exec 4, Ontime, HTTP Console, Basic
Script Server, Perl, Mlink, Net Sentinel
Security Server, Net Shield, RollCall
0 Net Explorer
0 BackUp Exec Agent, Oracle Web Dev. Suite
2000, ArcServe Client
0 BackUp Exec Agent, ArcServe Client, MKS
Toolkit, Sybase 110, Hyperion Ledger
0 Active Perl, ISG Nav, Reflections, Outlook
Express, SAS
0 N/A
0 Hyperion, Sybase 9.5
0 User Files
0 Oracle 7.1 ClinTrial 331, Diskkeeper, IO
Express
0 Xxxxxx XXX 0, XXX Xxx, XxxxxXxx, XxxXxx 96, Q
manager
0 N/A
0 N/A
D1025 M/Dell
Viewsonic E655
NEC Multisync XV17 PLUS
Viewsonic G771
NEC Multisync 2A
NEC Multisync XE 17
TATUNG MPRII
Building 1 Networking
5 SYSNOPTICS LATTIS HUBS 2803
1 SYSNOPTICS LATTIS HUBS 2813
2 XXXXX TWORKS 100 BASE T HUB 12 PORT
1 CENTILLION 100 10/100 SWITCH
Building 2 Networking
1 CENTILLION 100 10/100 SWITCH
Building 3 Networking
11 SYSNOPTICS LATTIS HUBS 2803
3 SYSNOPTICS LATTIS HUBS 2813
2 XXXXX TWORKS 100 XXXXX XXX 00 PORT
1 CENTILLION 100 10/100 SWITCH
1 CISCO 2500
1 US ROBOTICS NET SERVER/8/I MODEM (ONLINE)
SHIVA LANROVER/EPLUS (OFFLINE)
Asset/
PC Brand Model Service CPU Type CPU Network ID Monitor HD RAM OS O2K Lotus Novell
Tag Speed Size
(GB)
Dell Optiplex GX IVOF A Pentium II 400 UNK Viewsonic 9 256 Windows 1 1 1
1 17GS 95
Dell Optiplex GX 1XWSE Pentium II 350 DEYOUNR NEC XE 17 8 128 Windows 1 0 1
1 98
Dell Optiplex GX 1XWFA Pentium II 400 KAPADIB Viewsonic 6 128 Windows 1 1 1
1 G771 98
Dell Optiplex GX 1XWPI Pentium II 400 W98SYSREC 17" 6 128 Windows 1 1 1
1 Viewsonic 98
Dell Latitude Cpi UNK Pentium II 300 PORTNERP UNK 3 128 Windows 1 1 1
2000
Dell Latitude Cpi Z094Q Pentium II 266 UNK UNK 3 64 Windows 1 1 1
95
Dell Latitude ZYS25 Pentium II 366 HILLIED Viewsonic 3 128 Windows 1 1 1
Cpi G771 98
Dell Precision HPR11 Pentium II 400 HRTWO Viewsonic 6 128 Windows 1 1 1
410 E771 NT 4
Dell Latitude UNK Pentium II 266 UNK Dell 17" 3 64 Windows 1 1 1
Cpi 98
Dell GX1 IXWYA Pentium II 350 ALLMANP Viewsonic 6 128 Windows 1 1 1
G810 98
Dell GXA DZMBZ Pentium II 266 JASJAWJ Dell 17" 4 64 Windows 1 1 1
95
Dell Latitude Cpi UNK Pentium II 300 JASJAWJ N/A 4 128 Windows 1 1 1
98
ARM P100 UNK Pentium 100 SYDNORL Viewsonic 1 16 Windows 1 1 1
15G 95
Compaq DeskPro UNK Pentium II 350 INTRANETSTATION Compaq s200 6 96 Windows 1 0 0
95
Stepford P166 11685 Pentium 166 FOWL ERC NEC 4 128 Windows 1 1 1
Multisync 98
4F Ge
ARM P166 UNK Pentium 166 DF NRUTVF Viewsonic 3 128 Windows 1 1 1
G810 00
XXX X0-000 00000 Xxxxxxx II 233 DANGH Viewsonic 7 96 Windows 1 1 1
G771 95
ARM P166 11635 Pentium 166 KNBWUBKI NEC 25 32 Windows 1 1 1
Multisync 95
4F Ge
Stepford P200 UNK Pentium 200 UOKCAUB2R13 Viewsonic 2 64 Windows 1 1 1
Pro G810 NT 0
XXX X0 000 00000 Xxxxxxx II 300 GREENVS Viewsonic 9/25 128 Windows 1 1 1
G810 98
ARM P200 11705 Pentium 200 ANDERSE OptiQuest 25 32 Windows 1 1 1
v95 98
ARM P166 11688 Pentium 166 WAVERQSN Viewsonic 25 32 Windows 1 1 1
G771 95
ARM P166 UNK Pentium 166 ZIMMERJ Viewsonic 12 32 Windows 1 1 1
E771 95
ARM P200 11683 Pentium 200 WAVERQSN Viewsonic 25 128 Windows 1 1 1
G771 95
ARM P166 UNK Pentium 166 CONSULC Viewsonic 25 32 Windows 1 1 1
G771 95
Dell Latitude CP Z66J5 Pentium II 233 XXXXXXX Viewsonic 3 64 Windows 1 1 1
17GS 95
Dell Workstation UNK Pentium II 400 BEERINL Viewsonic 4 64 Windows 1 1 1
400 17GS 98
Stepford P133 00000 Xxxxxxx 133 N/A N/A 2 32 N/A 0 0 0
ARM P75 97 011 Pentium 75 N/A N/A 1 16 N/A 0 0 0
ARM PRO 11345 Pentium 200 STOUTR Viewsonic 25 64 Windows 1 1 1
G771 95
Dell Precision 11749 Pentium II 000 XXXXXXX Xxxx 00" 4 128 Windows 0 1 1
410 95
ARM P133 UNK Pentium 133 IKJSFEGB Viewsonic 25 32 Windows 1 1 1
G810 95
Gateway Solo S/N Pentium 166 JIMSCOMPUTER N/A 3 128 Windows 1 1 1
0000000000 00
XXX X0-000 00000 Xxxxxxx II 233 CHAIREA Viewsonic 7 6 64 Windows 1 1 1
98
HP Vectra VL 11296 Pentium 166 DUFF NEC 3FGx 1 56 Windows 0 0 1
95
Dell Latitude Cpi ZZGNL Pentium II 300 ZZGNL NEC XE 17 4 128 Windows 1 1 1
98
ARM P200 UNK Pentium 200 N/A Multisync 2 32 Windows 0 0 0
FG/NEC 95
Digital Celebos 466 11074 486 66 N/A DIGITAL 01 8 DOS 0 0 0
Gateway E4200 SN Pentium II 333 N/A EV700 4 64 Windows 0 0 0
0014013568 Gateway 98
Compudyne N/A 97 026 486 66 MIKELEMKE Compudyne 2 32 Windows 1 1 1
95
ARM P200 11558 Pentium 200 COPELAG Viewsonic 7 24 64 Windows 1 1 1
98
HP Vectra VL UNK Pentium 166 MILLERP Nano 5 32 Windows 1 1 1
FlexScan 95
12 17ts
Stepford P200 11548 Pentium 200 UOKCAUB2R3 Viewsonic 2 64 Windows 1 1 1
Pro 15G NT 4
Stepford P200 11550 Pentium 200 UOKCAUB2R5 Viewsonic 9 128 Windows 0 1 1
Pro G810 NT 4
Stepford P133 11022 Pentium 133 VS 17G N/A 2 16 Windows 0 0 0
95
Stepford P166 UNK Pentium 168 N/A N/A 1 16 DOS 0 0 0
Stepford P100 UNK Pentium 100 G818XO Viewsonic 7 6 32 Windows 1 0 1
00
Xxxxxxxxx X/X UNK 486 66 N/A Multisync 05 16 Windows 0 0 0
FG/NEC 3.1
USM N/A 8286 386 20 N/A Multisync 01 16 DOS 0 0 0
3D/NEC
Stepford N/A 10734 486 66 N/A Multisync 02/02 32 DOS 0 0 0
3D/NEC
ARM P166 UNK Pentium 166 SI CLEAMROOM Viewsonic 2 128 Windows 1 0 1
G771 98
ARM P133 UNK Pentium 133 XXXXX N/A 2 32 Windows 1 1 1
95
Stepford P200 00000 Xxxxxxx 200 UOKCAUB2R10 Viewsonic 2 96 Windows 0 1 1
G810 NT 4
ARM P166 11529 Pentium 166 FOOTEJ NEC 25 32 Windows 0 1 1
Multisync 95
5F Ge
ARM P166 11308 Pentium 166 XXXXXX Impression 2 128 Windows 1 1 1
XXXXXXXX 5 95
PC Brand Browser Online WinTerm Access Access Office
20 97 97 or
Earlier
Dell 2 1 1 0 1 0
Dell 2 0 1 0 1 0
Dell 2 1 1 0 1 0
Dell 2 1 1 0 1 0
Dell 2 1 0 0 0 0
Dell 2 1 1 0 0 0
Dell 2 1 0 0 1 0
Dell 2 1 0 1 1 0
Dell 2 1 0 0 0 0
Dell 2 1 0 0 1 0
Dell 2 1 0 0 1 0
Dell 2 0 0 0 1 0
ARM 2 0 0 0 1 0
Compaq 2 0 0 0 0 0
Stepford 2 1 1 0 1 0
ARM 2 1 0 1 1 0
ARM 2 1 0 0 1 0
ARM 2 1 1 0 1 0
Stepford 2 1 0 0 1 0
ARM 3 1 0 0 0 0
ARM 2 1 1 0 0 0
ARM 2 1 1 0 1 0
ARM 2 1 1 0 1 0
ARM 2 1 1 0 1 0
ARM 2 1 1 0 1 0
Dell 2 1 1 0 1 0
Dell 2 1 1 0 1 0
Stepford 0 0 0 0 0 0
ARM 0 0 0 0 0 0
ARM 2 1 1 1 0 0
Dell 1 1 0 0 0 1
ARM 2 1 0 0 0 0
Gateway 2 1 0 0 1 0
ARM 2 0 1 0 1 0
HP 1 0 1 0 0 1
Dell 2 1 0 1 1 0
ARM 0 0 0 0 0 0
Digital 0 0 0 0 0 0
Gateway 1 0 0 0 0 0
Compudyne 2 1 1 0 1 0
ARM 2 0 1 0 1 0
HP 2 1 0 0 1 0
Stepford 2 1 0 0 1 0
Stepford 2 1 0 0 1 1
Stepford 0 0 0 0 0 0
Stepford 0 0 0 0 0 0
Stepford 2 0 0 0 1 0
Northgate 0 0 0 0 0 0
USM 0 0 0 0 0 0
Stepford 0 0 0 0 0 0
ARM 2 0 1 0 0 0
ARM 2 0 1 0 1 0
Stepford 2 1 0 1 1
ARM 2 0 0 0 0 1
ARM 2 1 1 1 1 0
Other
Citrix/SHyperion Navigator/Sperry/Hyperion Enterprise
Citrix/Hyperion Enterprise
Citrix/SG Navigator/Sperry/Hyperion Enterprise
Citrix/SG Navigator/Magellen Spy View/Sperry
NONE
NONE
NONE
Citrix
NONE
MS Publisher/Photoshop/Canvas/FedEx Ship
NONE
MS Project
NONE
Lego Media
MS Publisher/Micrografix/Registrar
Paradox/Lview/VB/Project-PVCS/Source Insight/Cyber Storm /Quattro Pro/Oracle
Developer/C++7.0/Mathmatica/Emulator/Easy Case/Weapon Xxxxx
Paradox/Lview/Picture Gear/Visual Image/Source Dynamics/MPEG Play/PVCS/HP CD
WriterMemory Stick Format/EZ Case/Backup Exec Client/STK 430/ProDisk/Ultra Edit
Video CD Player/L View/Paradox
Accel Graphics/Ansys/3d Home/Pro E/Pro Intralink/Photo Editor
Macintosh Modified - too many apps & shareware to list
Paradox
Take5/Expander/An American Tale/Xxxxx Label Pro-Moraff Cyber Tris/PS Stitch for
Windows/Xxxx XxXxxxx Xxxx Planner/Micrografx/Paradox
Micrografx/Paradox
Micrografx/Paradox/Outlook Express/MS Works/MS Project/Quicken 2000/Turbo Tax
1999/Front Page/Yahoo Ticker/Yahoo Messenger/ABC Flowcharter/Mediamatics/MS
Image Composer/MS Reference/Xxxxx Electronic Catalogue/Serra1 and Designer 30
Visio/Ready Key for Windows/CAP Plus
Sperry/Citrix Samnet/Yahoo Messenger/Quicken Delux 99/Paradox/AOL 3.0/B Plan
Interactive Business
MS Project/SigmaPlot - Floor Plan V5LT/JMP
NONE
NONE
EZ SCSI/MWAVE/AutoDesk/Design Center/HP CD Writer/Matrox Powerdesk/MSDN/VB/MS
Web Publisher/Source Dynamics/Ultra Edit/WordPerfect/PVCS/L View/StatGraphics+
Backup Exec Clent/Turbo CAD/NetZip/Sojo Live Images+/MS Excel 97 Viewer/MS PP97
Viewer/Quickfield/Misc Games/Misc Graphics Tools/Misc File Utilities/Paradox/MS
Project/Quattro Pro/MS Q Basic/Shareware/Take 5
MS Project/HP CD
writer/Mediamatic/MPEG/Take 5
Palm Desktop/Intell:sync/Canvas5/Magix/Statistica/WinSmith Weibulsmith/Ybath/MGI
Photo Suite/G Box Software
Yahoo Messenger/AOL Instant Messenger
SuperPrint/Novar/ESS32
Photoshop/Thumbs+/Steadmans Medical Dictionary/L view/L view Pro
NONE
DSC
Merlin
Gme 95/Instwap/Qbasic/Mwav/SmartMorn/ST_Bloc/ASYMETRIX 3D/CAD Key/Canvas/LEDCO
Calendar/Core/Misc Games/LanWorkplace ProLeverage
Host/Shockwave/Intellipoint/Intellitype/Visio/TimeVision/Neo Planet/Timeline
Solutions/VB 3.0
Paradox/AOL Messenger
BoxPlot/Cedco Calendar/MS Project/EVI Audio/LSP CAD/Norton in general PCTW/
PKWare/SI Soft/Crossover Designer/Micrografx/Misc Shareware
MS Project/Pro Interlink/Accel Graphics/MS Obasic/AutoCAD R13/PIC Application
Manager/TimeVision
MS Project/Pro E/Pro Interlink/Accel Graphics/MS Obasic/AutoCAD R13/Interactive
Preassembly/PLV RAY/Accel Graphics/Anysis/ArcServClient/BLAXXUN CC
Pro/IPA/MathSoft Apps/Solid View/165 Amaps BD/R View
NONE
NONE
QuattroPro/MSDN Library/VB/MS Web Publishing Sierra
NONE
NONE
NONE
NONE
NONE
Accel/Graphics AutoCAD Cakewalk, MathSoft, Pro Engineer, Ziff Xxxxx Benchmarks
NONE
CEDCO Calendar/Intellipoint/Encarta 95/Lotus Organizer/NetZip/TimeVision/FoxPro
W/CalMate/CK Win
Asset/
PC Brand Model Service CPU Type CPU Network ID Monitor HD RAM OS O2K Lotus Novell
Tag Speed Size
(GB)
Dell Latitude Cpr Z6460 Pentium II 264 XXXX XXXXXXX Seiko 21" 4 64 Windows 1 1 1
95
Vectra VL PS 100 UNK Pentium 100 YOUNGL Viewsonic 1 32 Windows 1 1 1
G771 95
Stepford 486dt 66 10242 486 68 N/A Viewsonic 05 20 DOS 0 0 1
G810
Stepford P200 UNK Pentium 200 UOKCAUB2R4 Viewsonic 2 256 Windows 1 1 1
Pro G810 NT
Stepford P200 11366 Pentium 200 UOKCAUB2R12 Viewsonic 2 256 Windows 1 1 1
Pro G810 NT
Stepford P200 UNK Pentium 200 UOKCAUB2R8 NEC 2 256 Windows 1 1 1
Pro Xxxxxxxxx XX
XX00
ARM P200 11568 Pentium 200 DEMSHOC Optiumeyeser 25 64 Windows 1 0 1
XT Glass NT
ARM P200 11532 Pentium 200 WILLISB Viewsonic 7 6 64 Windows 1 1 1
NT
Compaq P200 11841 Pentium 200 1 CTX Color 35 64 Windows 0 0 0
monitor NT
AST DOS UNK 386 20 N/A AST 05 4 DOS 0 0 0
ARM P168 UNK Pentium 166 PAULAARD Viewsonic 25 32 Windows 1 1 1
17GS 95
Dell Latitude Cpr UNK Pentium II 266 TRIMBLR Dell 45 64 Windows 1 1 1
Trinitron 95
ARM P168 UNK Pentium 168 BROWNKA Viewsonic 25 32 Windows 1 1 1
17G 98
ARM P168 11380 Pentium 168 VANDERG Viewsonic 7 2 32 Windows 1 1 1
95
ARM P168 11686 Pentium 168 DURANA Viewsonic 25 32 Windows 1 1 1
G771 98
Dell Latitude Cpr UNK Pentium II 268 WILSONS Viewsonic 3 64 Windows 1 1 1
G771 95
ARM P168 UNK Pentium 168 IDIRGSKJ Viewsonic 2 128 Windows 1 1 1
17GS 95
ARM P200 11557 Pentium 200 ANDERSE Viewsonic 25 128 Windows 1 1 1
15GA 98
ARM P133 UNK Pentium 133 CONNERM Viewsonic 25 32 Windows 1 1 1
15GA 95
ARM P133 UNK Pentium 133 WAVDQQRM PACOM 25 32 Windows 0 1 1
95
ARM P133 UNK Pentium 133 ANDERSE Viewsonic 25 32 Windows 1 1 1
15 95
Dell Optiplex UNK Pentium II 400 PICOUK Viewsonic 13 256 Windows 1 1 1
G810 NT
Dell Optiplex UNK Pentium II 400 BOYKIND Optiquest 13 256 Windows 1 1 1
NT
ARM P168 UNK Pentium 164 BURNSL Viewsonic 25 128 Windows 1 1 1
G771 95
Dell Optiplex UNK Pentium II 400 GREENHV Viewsonic 20 128 Windows 1 1 1
17GS NT
ARM P168 UNK Pentium 186 ALLNUTT2 NEC 25 128 Windows 1 1 1
Multisync 98
4rGe
Dell Optiplex Gxa UNK Pentium II 350 TRAVISM Viewsonic 35 96 Windows 1 1 1
17GS NT
Dell Optiplex Gx1 UNK Pentium II 400 RICER Viewsonic 6 128 Windows 1 1 1
17GS NT
Dell Optiplex Gx1 UNK Pentium II 400 SANCHEV Viewsonic 2 128 Windows 1 1 1
E771 98
Gateway P5 75 UNK Pentium 75 DEFAULT Viewsonic 1 64 Windows 0 1 1
G771 95
ARM P200 11687 Pentium 200 COWENMI Viewsonic 25 128 Windows 0 1 7
15GA 95
Stepford N/A 10561 386 20 N/A Multisync 01 4 DOS 0 0 0
GS2A
Northgate N/A 11381 486 68 DEFAULT Viewsonic 7 15 64 Windows 0 1 1
95
Dell Optiplex Gx1 UNK Pentium II 400 11XWDD Viewsonic 6 128 Windows 1 1 1
G771 98
ARM P168 UNK Pentium 166 XXXXX XXXXXXXX Viewsonic 2 48 Windows 1 1 1
17GS 95
ARM P168 UNK Pentium 166 SVKDBJTI Viewsonic 25 32 Windows 1 1 1
E771 95
ARM P168 11389 Pentium 166 JEUSHTLK Gateway 25 32 Windows 0 0 1
Vivtron 15 95
ARM P168 11346 Pentium 166 NOVACOR Viewsonic 25 32 Windows 1 1 1
15GA 00
Xxxx Xxxxxxxx Xxx 00000 Xxxxxxx II 266 XXXX XXXXX Viewsonic 2 64 Windows 1 1 1
17GS 95
Dell Optiplex Gx1 1XWGE Pentium II 400 1XWGE Viewsonic 6 128 Windows 1 1 1
17GS 98
ARM P100 UNK Pentium 100 XXXXXX XXXXXX Viewsonic 08 16 Windows 1 1 1
15GS 95
ARM P168 11310 Pentium 168 NOVACOR NEC 2 32 Windows 1 1 1
Multisync 98
4f Ge
Dell Opiplex Gx1 1XWP1 Pentium II 400 ANDERSR Viewsonic 6 128 Windows 1 1 1
G853 98
ARM P168 UNK Pentium 168 CMCWNIDZ NEC 25 128 Windows 1 1 1
Multisync 95
4f Ge
Stepford P200 UNK Pentium 200 UOKCAUB2R6 Viewsonic 12 128 Windows 1 1 1
Pro G810 NT
ARM P168 11598 Pentium 168 PCVIDEO Impression 2 32 Windows 1 1 1
3+ 95
PC Brand Browser Ontime WinTerm Access Access Office
20 97 97 or
Earlier
Dell 2 1 0 1 1 0
Vectra VL 2 1 0 0 1 0
Stepford 0 0 1 0 0 1
Stepford 2 1 0 0 1 1
Stepford 2 1 0 0 1 1
Stepford 2 1 0 0 1 1
ARM 2 0 0 0 1 1
ARM 2 1 0 0 1 0
Compaq 1 0 0 0 0 0
AST 0 0 0 0 0 0
ARM 2 1 1 0 1 0
Dell 2 1 1 0 1 0
ARM 2 0 1 0 1 1
ARM 2 1 1 0 1 0
ARM 2 1 1 0 1 0
Dell 2 1 0 0 1 0
ARM 2 1 0 0 1 0
ARM 2 1 1 0 1 0
ARM 2 1 1 0 1 0
ARM 2 1 1 0 0 1
ARM 2 1 1 0 1 0
Dell 2 1 0 0 1 0
Dell 2 1 0 0 1 0
ARM 2 1 0 0 1 0
Dell 2 1 0 0 1 0
ARM 2 0 0 0 0 0
Dell 2 1 0 0 0 0
Dell 2 1 0 0 1 0
Dell 2 1 0 0 7 0
Gateway 1 1 0 7 0 1
ARM 7 7 0 7 0 1
Stepford 0 0 0 0 0 0
Northgate 0 1 0 0 0 1
Dell 2 1 0 1 1 0
ARM 2 1 1 1 1 0
ARM 2 1 1 1 1 0
ARM 1 1 1 0 1 1
ARM 2 1 1 0 0 1
Dell 2 0 0 0 1 0
Dell 1 1 0 1 1 0
ARM 2 1 1 0 1 0
ARM 2 0 1 0 1 0
Dell 2 1 1 1 1 0
ARM 2 1 1 1 1 0
Stepford 2 1 0 0 1 0
ARM 2 1 1 0 1 0
Other
Reflections.Visio. canvas Outlook Express.Paradox. World Port
Outlook Express
Paintshop Pro.Paradox.Micrographix.Vellum.Plot Edit
Reflections. Micrographix. Pro Engineer. Paintshop Pro. Adobe Illustrator.
Xerox Print Manager. Accel Graphics. AutoCAD 13. AutoCAD 14. Coach. canvas 7.
Diskkeeper. ISG Navigator. Pro Intralink. PIC App Manager. Winterm
Reflections. Micrographix. Pro Engineer. Paintshop Pro. Adobe Illustrator.
Xerox Print Manager. Accel Graphics. AutoCAD 13. AutoCAD 14. Coach. canvas 7.
Diskkeeper. ISG Navigator. Pro Intralink. PIC App Manager. Winterm
Reflections. Micrographix. Pro Engineer. Paintshop Pro. Adobe Illustrator.
Xerox Print Manager. Accel Graphics. AutoCAD 13. AutoCAD 14. Coach. canvas 7.
Diskkeeper. ISG Navigator. Pro Intralink. PIC App Manager. Winterm
N/A
Reflections Outlook express
DOS Z____. MGA __ Power Desk
N/A
Outlook Express. Mechamaics Software MPEG. Xxxxxxxxxx group. Yahoo Messenger
MS Project __
Micrographics MS Project __ MS Expedia.
PaperQuote 20. Outlook Express
Micrographics. Yamaha Soft Synthes_____
N/A
Paradox
Paradox Infoconnect
America Online 4 Infoconnect lightship paradox. Convert Cslog
Paradox.Infoconnect Convert
Reflections Fedex Ship. Yahoo Messenger Micrographix MS Project __.
MS Publisher Oracle _ XXXX.XXX
Reflections Fedex Ship. Yahoo Messenger Micrographix MS Project __. MS Publisher
Oracle _ XXXX.XXX Oracle Clinical
Reflections. Me______ Companion. Outlook Express. Mediamalics Software MPEG.
Fedex Ship Novagraph Apps.
Reflections Oracle _
R______. 95/Lotus Organizer
Reflections/fedex. Shop/
Reflections/Outlook Express/BIOS Scan/MS Project
MS Publisher/Outlook Express/Vzones/Yahoo Messenger/INFO Connect/
M__c Games/Anyt___.for Windows/Misc Audio Software/Design Center Eval/Disk
writer/HP CD Writer/Netzip/Paradox/yahoo messenger/m_____ av thinkpad/Text
Assist
ABC Flowcharter/CipArt Viewer/InfoConnect/Xxxxx maker/Misc Games/Photoship/PC
Paintbrush/Printmaster Gold/Shockwave
N/A
Micrograh_/paradox/Misc Games/Canvas ____ Draw/LVAS Tools/Wavesstar/viewer pro/
_net/SSPro/KPCMS____
Lotus Organizer/Fedex Ship/Light Ship Land/MS Outlook
Micrographix/outlook express/New World Spanish Dictionary
MS Outlook express/paintcast/netmetnix/mediamatics
Microgr___outlook/MS Scheduler o/TimeVision/Thumbs Plus/PageNet Paging
Sofware/Norton Crashquard/Mediamatics/L view Pro
N/A
C___ Samnet
Charts/Outlook Express/HP JetAdmin/MS Project
N/A
Xxxxxx Creative.Misc games Yahoo Messenger CORE BH
InfoConnect/C____/MS Picture___SG/MasterClips/
Outlook Express/timeVision/Kodak Digital Science/ISHLT 1997
Reflections.Micrographix. Pro Engineer. Paintshop Pro.Adobe Xxxxxxxxxxx.Xxxxx
Print Manager. Accel Graphics. AutoCAD 13 AutoCAD 14 Coach Canvas 7 Diskkeeper
ISG Navigator Pro Intralink PIC App Manager
Wintermv(.A/)Key (.A/)IP/G_M_____ ASy St_p __________ AM 10
Printer Asset Tag Queue Location
Hewlett Packard DeskJet 1600C UNK Local B1
Hewlett Packard LaserkJet 4MV 97-041 B1-CHEM-HP4MV B1
Hewlett Packard LaserJet 4 97-040 B1-Chem-HP4 B1
Printronix PLC 97-217 B2-FIN-PRINTRONIX B1
Hewlett Packard LaserJet 3 3325 B3-LOG-HP3 B1
PRINTEX 4503 97-218 B3-LOG-PRINTEX B1
Hewlett Packard DeskJet 500C UNK LOCAL B1
Xxxxxx BJC-70 UNK LOCAL B1
Hewlett Packard DeskJet 500C UNK LOCAL B1
Hewlett Packard 7475A Plotter 8304 LOCAL B1
EPSON LQ510 UNK LOCAL B1
Hewlett Packard 2000C UNK LOCAL B1
NEC Printwriter-P6200 UNK LOCAL B1
Hewlett Packard DeskJet 500 8854 LOCAL B1
Hewlett Packard COLOR PRO 8915-240 LOCAL B1
Hewlett Packard LaserJet 2 UNK LOCAL B1
Hewlett Packard DeskJet 660C UNK LOCAL B1
Hewlett Packard 2000c UNK B1-CLEANRM HP 2000 B1
Hewlett Packard LaserJet 2 97-291 B3-IT-HP2 B1
Hewlett Packard LaserJet 3 97-219 B3-IT-HP3 B1
Hewlett Packard LaserJet 5si UNK B2-SOFT-HP5SI B1
Hewlett Packard 670c 97-001 LOCAL B3
Hewlett Packard 5si 11311 B2-DOC-HP5SI B3
Hewlett Packard 5si 11682 B2-CLIN HP5SI B3
Epson FX 880 UNK LOCAL B3
Okidata Microline 320 Turbo UNK B3-QA-LABELS B3
Hewlett Packard Deskjet 750c Plus 97-143 B2-M05-RASTER B3
Xerox 8830 Plotter UNK N/A B3
Xerox 7356 UNK N/A B3
Epson Label Printer UNK N/A B3
Epson MX-80 UNK LOCAL B3
Hewlett Packard LaserJet 3 UNK LOCAL B3
Hewlett Packard LaserJet 5N UNK LOCAL B3
Polaroid Digital Pallet C1500s UNK LOCAL B3
Printer Name
Hewlett Packard DeskJet 1600C Xxxxxx Xxxxx
Hewlett Packard LaserkJet 4MV Open Access
Hewlett Packard LaserJet 4 Open Access
Printronix PLC Open Access
Hewlett Packard LaserJet 3 Open Access
PRINTEX 4503 Open Access
Hewlett Packard DeskJet 500C Xxxx Xxxxxxx (Not Connected)
Xxxxxx BJC-70 Xxxx Xxxxxxx
Hewlett Packard DeskJet 500C Xxxx XxXxxxx
Hewlett Packard 7475A Plotter Xxxx XxXxxxx (Not Connected)
EPSON LQ510 Cleanroom Controllroom
Hewlett Packard 2000C Xxx Xxxxxxx
NEC Printwriter-P6200 Chem Lab
Hewlett Packard DeskJet 500 Chem Lab
Hewlett Packard COLOR PRO Chem Lab
Hewlett Packard LaserJet 2 Xxxx Xxxxxx
Hewlett Packard DeskJet 660C Xxxx Xxxxxx
Hewlett Packard 2000c Xxxxx Xxxx
Hewlett Packard LaserJet 2 Xxxx Xxxxxx
Hewlett Packard LaserJet 3 Xxxx Xxxxxx
Hewlett Packard LaserJet 5si Open Access
Hewlett Packard 670c Xxxxx Xxxxxxx
Hewlett Packard 5si Documentation
Hewlett Packard 5si Clinical
Epson FX 880 QC Receiving
Okidata Microline 000 Xxxxx XX Receiving
Hewlett Packard Deskjet 750c Plus Documentation
Xerox 8830 Plotter Documentation
Xerox 7356 Documentation
Epson Label Printer Receiving
Epson MX-80 Receiving
Hewlett Packard LaserJet 3 Wharehouse
Hewlett Packard LaserJet 5N Wharehouse
Polaroid Digital Pallet C1500s Slide Shooter
Epson Stylus Color 800 UNK LOCAL B3 Quality Lab
Hewlett-Packard LaserJet 4M 10797 82-CLIN-HP4M B3 Xxxxx Xxxxxxx
Hewlett-Packard LaserJet 3 8436 B1-MFG-HP3 B3 Open Access
Hewlett-Packard Color LaserJet 5 11388 B2-QUALITY-COLOR5 B3 Open Access
Hewlett-Packard LaserJet 5Si 97-199 B2-REG-HP5SI B3 Open Access
Xxxxxx BJC 4400 LOCAL B3 Manufacturing
Hewlett-Packard DeskJet 820cse UNK LOCAL B1 Xxxxxxx Xxxxxxx
Hewlett-Packard LaserJet 5Si 11249 NP1189054 B1 Finance
Printronix PCL 11319 P1B2 (MANMAN) B1 Finance
Hewlett-Packard 2000c UNK LOCAL B1 Xxxxx Xxxxxxx
Hewlett-Packard 2000c UNK LOCAL B1 Xxxxxx Xxxxx
Hewlett-Packard 2000c UNK LOCAL B1 Xxxx Xxxxxxx
Hewlett-Packard LaserJet 5 UNK B1 PRES-HP3 B1 Xxxxxx Xxxxx
Hewlett-Packard LaserJet 5Si 11763 B1-MKTG-HP5Si B1 Open Access
QMS Magicolor 2 11764 B1-MKTG-QMS B1 Open Access
Hewlett-Packard deskjet 710c UNK LOCAL B1 Xxxxx Xxxxx
Hewlett-Packard LaserJet 4000 UNK B1-R&D-HP3 B1 Xxxxx Xxxxxx
Lexmark Optra E310 UNK LOCAL B1 Employee Self Service
Hewlett-Packard LaserJet UNK B1-A02-HP4 B1 Xxxxxx Xxxxxx
Hewlett-Packard 2000c UNK LOCAL B1 Xxxxxxx Xxxxxxxxx
Umax Powerlook 3 UNK LOCAL B1 Xxxxxxx Xxxxxxxxx
93 Active Meridian Handsets (model 2616)
9 Spare Meridian Handsets
1 Console Unit
Option 11B Release 24 two cabinets 2 T 1 line modules clock
controller di channels Analog moduls
Card option voice mail 12 ports (10 hours)
Videoconference Picturetel Concord 4500
SCHEDULE 1.1(a)(iv)
SOFTWARE SYSTEMS
1. Licenses from the SAS Institute including: (a) SAS Base (4 licenses),
(b) SAS STAT (4 licenses), (c) SAS Graph (4 licenses), (d) SAS AF (2
licenses), (e) SAS Assist (1 license), and (f) SAS FSP (4 licenses).
2. Various PRO ENGINEER licenses from Parametric Technology currently in
use at the Oakland Facility for engineering design/CAD.
3. License from Computer Associates relating to MAN/MAN Software.
SCHEDULE 1.1(a)(v)
BALANCE SHEET
See attached.
NOVACOR BALANCE SHEET - US ASSETS ONLY
000's US $ 30-Apr-00 Adjustments Proforma Amounts Footnotes
---------------------------------------------- -------------- ----------------- ------------------------ -------------
Accounts Receivable 858 858
Inventory 10,915 (500) 10,415 (A)
Prepaid Expenses 126 126
---------------------------------------------- -------------- ----------------- ------------------------
Current Assets 11,899 (500) 11,399
Trade Payables 2,819 (2096) 723 (B)
Payroll Related Liabilities 17 234 251 (C)
Vacation Accruals 699 (252) 447 (D)
Bonus Accrual - MICP 714 (714) -
-
Bonus Accrual - LTI 229 (229) -
Bonus Accrual - 3% Variable Pay 6 (6) -
Retention Bonus Accrual 115 (115) -
Sales & Use Tax Accrual 75 (75) - (E)
Royalties 30 30
Warranty Accruals 493 493
Relocation Accruals 31 (31) - (F)
Legal Accruals 184 (184) -
Xxxxxxxx Salary Accrual 367 (367) - (G)
Xxxxxx Salary Accrual 212 (212) - (G)
Xxxxxxx Contract Accrual 175 175
Xxxxx Xxxxx Contract Accrual 57 57
Vacutek Reserve 80 80
---------------------------------------------- -------------- ----------------- ------------------------
Current Liabilities 6,303 (4,047) 2,256
Working Capital 5,596 3,547 9,143
PP&E @ Cost 13,630 (446) 13,184 (H)
Accumulated Depreciation 9,411 (166) 9,245 (I)
---------------------------------------------- -------------- ----------------- ------------------------
Net PP&E 4,219 (280) 3,939
Patents & Trademarks 289 289
Other Assets 345 345
---------------------------------------------- -------------- ----------------- ------------------------
Net Assets Employed 10,449 3,267 13,716
============================================== ============== ================= ========================
Footnotes
(A) Pending Inventory reserve for electronic components
-
(B) Xxxxxxx Trade Payable with Xxxxxx Healthcare has been removed
(C) Proforma amount represents 2 weeks of accrued payroll and fringe benefits
(D) Frozen vacation will be paid by Xxxxxxx prior to close
(E) Xxxxxxx is responsible for all Novacor related taxes prior to close
(F) Accrual for relocation of ex-Novacor president has been removed
(G) Salary chargebacks for Xxxxxxxx and Xxxxxx from Xxxxxxx Europe have been removed
(H) Assets transferred to Dominican Republic plant -> 216
Assets transferred back to supplier sale pending -> 230
(I) Accumulated Depreciation on assets transferred
SCHEDULE 1.1(b)
INTELLECTUAL PROPERTY
1. See attached list of patents.
2. See attached list of trademarks.
NOVACOR
STATUS OF PATENTS AND APPLICATIONS
--------------------- ------------- ------------------------------ ------------- ---------------------- ---------------
Technology Docket # Title/Investors Country Application No. Filing Date
Patent No. Issue Date
3883 IMPLANTABLE INFUSION DEVICE - CA 346522 2/27/80
Xxxxxxx, Xxxxxxxxxx 1139174 1/11/83
3883 IMPLANTABLE US 06/135,219 3/31/80
CIP INFUSION DEVICE - 4,360,019 11/23/82
Xxxxxxx, Xxxxxxxxxx
3884 PUMP AND US 06/211,210 11/28/80
ACTUATOR 4,384,829 5/24/83
MECHANISM - Xxxxxx, Xxxxxx
3884 PUMP AND CA 390832 11/24/81
ACTUATOR MECHANISM - Xxxxxx, 1162701 2/28/84
Xxxxxx
3884 PUMP AND EP 81305151.3 10/29/81
ACTUATOR 0053437 7/25/85
MECHANISM - Xxxxxx,
Xxxxxx
3884 PUMP AND DE 81305151.3 10/29/81
ACTUATOR P3170178.7 7/25/85
MECHANISM - Xxxxxx, Xxxxxx
3884 PUMP AND JP 189025/81 11/25/81
ACTUATOR 1575208 8/24/90
MECHANISM - Xxxxxx,
Xxxxxx
--------------------- ------------- ------------------------------ ------------- ---------------------- ---------------
--------------------- ------------- ------------------------------- ------------ -------------------- --------------
Technology Docket # Title/Investors Country Application No. Filing Date
Patent No. Issue Date
3884 PUMP AND US 446,453 12/3/82
CIP ACTUATOR MECHANISM - Xxxxxx, 4,457,673 7/3/84
Xxxxxx
3885 SOLENOID US 06/400,027 7/20/82
ACTIVATED CLOSURE 4,519,043 5/21/85
DEVICE - XxXxxxx,
Xxxxxxx
3886 REAL TIME SERVO US 06/446,452 12/3/82
CONTROL 4,488,099 12/11/84
APPARATUS AND
METHOD - XxXxxxx,
Xxxxxxx
3886 REAL TIME SERVO CA 442,514 12/2/83
CONTROL 1202061 3/18/86
APPARATUS AND
METHOD - XxXxxxx,
Xxxxxxx
3886 REAL TIME SERVO EP 84900224.1 11/30/83
CONTROL 0127674 0/0/00
XXXXXXXXX XXX
XXXXXX - XxXxxxx,
Xxxxxxx
3887 IMPLANTABLE PUMP - CA 442,516 12/2/83
Xxxx, Xxxxxx 1222901 6/16/87
3887 IMPLANTABLE PUMP - US 662,254 10/17/84
CON Xxxx, Xxxxxx 4,557,673 12/10/85
--------------------- ------------- ------------------------------ ------------- ---------------------- ---------------
Technology Docket # Title/Investors Country Application No. Filing Date
Patent No. Issue Date
3888 PUMP ACTUATOR - CA 442,517 12/2/83
Xxxxxx, Xxxxxxxxxx 1222902 6/16/87
3888 PUMP ACTUATOR - EP 84900226.6 11/30/83
Xxxxxx, Xxxxxxxxxx 0128197 6/8/88
3888 PUMP ACTUATOR - DE 84900226.6 11/30/83
Xxxxxx, Xxxxxxxxxx P3376998.2 6/8/88
3888 PUMP ACTUATOR - JP 500351/84 11/30/83
Xxxxxx, Xxxxxxxxxx 1971908 9/27/95
3888 PUMP ACTUATOR US 06/680,731 12/11/84
CON Xxxxxx, Xxxxxxxxxx 4,565,497 1/21/86
3889 XXXXXXXXXXX XX 000000 11/9/84
INFUSION DEVICE - 1223167 6/23/87
Jassawalla, Chen
3889 IMPLANTABLE US 06/555,031 11/23/83
CIP INFUSION DEVICE - 4,581,018 4/8/86
Jassawalla, Chen
3890 AN XXXXXXXX XX 000000 11/26/84
PROCESS FOR 1221301 5/5/87
PRODUCING RUBBER
LAMINATES - Xxxxxx,
Green
--------------------- ------------- ------------------------------ ------------- ---------------------- ---------------
Technology Docket # Title/Investors Country Application No. Filing Date
Patent No. Issue Date
3890 AN IMPROVED JP 504253/84 11/19/84
PROCESS FOR 1744777 3/25/93
PRODUCING RUBBER
LAMINATES - Xxxxxx,
Green
3890 PROCESS FOR US 06/665011 10/30/84
CIP PRODUCING RUBBER 4,552,816 11/12/85
LAMINATES - Xxxxxx,
Green
3891 POWER SUPPLY FOR US 06/757,786 7/22/85
BODY IMPLANT AND 4,665,896 5/19/87
METHOD OF USE
XxXxxxx, Xxx
3891 POWER SUPPLY XXX XX 000000 7/15/86
BODY IMPLANT AND 1287881 8/20/91
METHOD OF USE
XxXxxxx, Xxx
3891 POWER SUPPLY FOR EP 86905027.8 7/21/86
BODY IMPLANT AND 0231346 9/2/92
METHOD OF USE
XxXxxxx, Xxx
3891 POWER SUPPLY FOR DE 86905027.8 7/21/86
BODY IMPLANT AND DE3686648 9/2/92
METHOD OF USE
XxXxxxx, Xxx
3891 POWER SUPPLY FOR JP 504293/86 7/21/86
BODY IMPLANT AND 2027839 2/26/96
METHOD OF USE
XxXxxxx, Xxx
--------------------- ------------- ------------------------------ ------------- ---------------------- ---------------
Technology Docket # Title/Investors Country Application No. Filing Date
Patent No. Issue Date
3892 BIVENTRICULAR CIRCULATORY US 06/853,464 4/18/86
ASSIST SYSTEM AND METHOD - 4,666,443 5/19/87
Xxxxxxx
0000 XXXXXXXXXXXXX XXXXXXXXXXX XX 000000 3/26/87
ASSIST SYSTEM AND METHOD - 1281151 3/12/91
Xxxxxxx
3892 BIVENTRICULAR CIRCULATORY EP 87903023.7 3/31/87
ASSIST SYSTEM AND METHOD - 0273042 5/20/92
Xxxxxxx
3892 BIVENTRICULAR CIRCULATORY DE 87903023.7 3/31/87
ASSIST SYSTEM AND METHOD - P3779279.2 5/20/92
Xxxxxxx
3892 BIVENTRICULAR CIRCULATORY JP 502390/87 3/31/87
ASSIST SYSTEM AND METHOD - 2529984 6/14/96
Xxxxxxx
3893 BLOOD PUMPING SYSTEM AND US 06/933,490 11/20/86
METHOD - Xxxxxxx, Xxxxxxxxxx, 4,756,302 7/12/88
Xxxxxx
0000 XXXXX XXXXXXX XXXXXX XXX XX 000000 11/19/87
METHOD - Xxxxxxx, Xxxxxxxxxx, 1277194 12/4/90
Xxxxxx
3893 BLOOD PUMPING SYSTEM AND EP 88900184.8 11/19/87
METHOD - Xxxxxxx, Xxxxxxxxxx, 0293436 4/20/94
Xxxxxx
3893 BLOOD PUMPING SYSTEM AND DE 88900184.8 11/19/87
METHOD - Xxxxxxx, Xxxxxxxxxx, P3789665.2 4/20/94
Xxxxxx
3893 BLOOD PUMPING SYSTEM AND JP 500468/88 11/29/87
METHOD - Xxxxxxx, Xxxxxxxxxx, 2532637 9/11/96
Xxxxxx
3901 CELL MONITOR AND CONTROL UNIT US 07/589,092 9/27/90
FOR MULTICELL BATTERY - XxXxxxx 5,153,496 10/6/92
0000 XXXX XXXXXXX XXX XXXXXXX XXXX XX 000000 9/11/91
FOR MULTICELL BATTERY - XxXxxxx 2089006 11/15/94
--------------------- ------------- ------------------------------ ------------- ---------------------- ---------------
Technology Docket # Title/Investors Country Application No. Filing Date
Patent No. Issue Date
3982 APPARATUS AND METHOD FOR US 07/503,837 4/3/90
CALORIMETRICALLY DETERMINING 5,012,176 4/30/91
BATTERY CHARGE STATE - XxXxxxx
3982 APPARATUS AND METHOD FOR CA 2079338-4 3/26/91
CALORIMETRICALLY DETERMINING
BATTERY CHARGE STATE - XxXxxxx
3982 APPARATUS AND METHOD FOR EP 91908070.5 3/26/91
CALORIMETRICALLY DETERMINING 0523173 12/17/97
BATTERY CHARGE STATE - XxXxxxx
3982 APPARATUS AND METHOD FOR DE 91908070.5 3/26/91
CALORIMETRICALLY DETERMINING 69128468.7 12/17/97
BATTERY CHARGE STATE - XxXxxxx
3982 APPARATUS AND METHOD FOR JP 03-507598 3/26/91
CALORIMETRICALLY DETERMINING 2577152 00/0/00
XXXXXXX XXXXXX XXXXX - XxXxxxx
0000 VENTRICULAR ASSIST DEVICE WITH US 08/192,894 2/7/94
VALVED CONDUIT AND METHOD OF
MAKING - Woodard, Greenberg,
Ness, Romley, Nguyen, Chen
4582 VENTRICULAR ASSIST DEVICE WITH EP 95910203.9 2/6/95
VALVED CONDUIT AND METHOD OF
MAKING - Woodard, Greenberg,
Ness, Romley, Nguyen, Chen
4582 VENTRICULAR ASSIST DEVICE WITH CA 2158547 2/6/95
VALVED CONDUIT AND METHOD OF
MAKING - Woodard, Greenberg,
Ness, Romley, Nguyen, Chen
4582 VENTRICULAR ASSIST DEVICE WITH JP 7-520822 2/6/95
VALVED CONDUIT AND METHOD OF
MAKING - Woodard, Greenberg,
Ness, Romley, Nguyen, Chen
0000 XXXXX XXXXXXX XXX XXXXXX XX XX 08/471,438 2/26/98
DIV1 MAKING - Woodard, Greenberg, 5,810,708 9/22/98
Ness, Romley, Nguyen, Chen
4582 METHOD OF VENTRICULAR ASSIST - US 09/157,846 9/21/98
DIV2 Woodward, Greenberg, Ness,
Romley,
--------------------- ------------- ------------------------------ ------------- ---------------------- ---------------
Technology Docket # Title/Investors Country Application No. Filing Date
Patent No. Issue Date
4589 AN IMPROVED BLOOD PUMPING US 08/194,481 2/10/94
DEVICE - Chen, Ness, Xxxxxxx 5,511,958 4/30/96
4589 AN IMPROVED BLOOD PUMPING CA 2,182,665 2/9/95
DEVICE - Chen, Ness, Xxxxxxx
4589 AN IMPROVED BLOOD PUMPING EP 95911677.3 2/9/95
DEVICE - Chen, Ness, Xxxxxxx
4589 AN IMPROVED BLOOD PUMPING JP 521365/95 2/9/95
DEVICE - Chen, Ness, Xxxxxxx
4589 BLOOD PUMP US 08/473,220 6/7/95
CON SYSTEM - Chen, Ness, Xxxxxxx 5,599,173 2/4/97
5399 SMOOTH VENTRICULAR ASSIST US 09/191,506 11/13/1998
DEVICE CONDUIT - Jassawalla, 6,001,056 12/14/99
Xxxx, Xxxxxxx
5399 SMOOTH VENTRICULAR ASSIST WO US99/26427 11/9/99
DEVICE CONDUIT - Jassawalla,
Chen,
--------------------- ------------- ------------------------------ ------------- ---------------------- ---------------
Technology Docket # Title/Investors Country Application No. Filing Date
Patent No. Issue Date
5409 IMPLANTABLE VENTRICULAR ASSIST US 09/285,933 4/2/99
DEVICE - Jassawalla, LaForge,
Xxxxxx
5409 IMPLANTABLE VENTRICULAR ASSIST PCT US99/3014 12/14/99
DEVICE - Jassawalla, LaForge,
Xxxxxx
XXXXX LICENSE 5191 POROUS MATERIAL PRODUCT AND US 779,387 10/18/91
AGREEMENT PROCESS - Xxxxx
XXXXX LICENSE 5191 POROUS MATERIAL PRODUCT AND PCT 95 13846 10/25/95
AGREEMENT PROCESS - Xxxxx
XXXXX LICENSE 5191 POROUS MATERIAL PRODUCT AND EP 95939060.6 10/25/95
AGREEMENT PROCESS - Xxxxx
XXXXX LICENSE 5191 POROUS MATERIAL PRODUCT XXX XX 0000000 10/25/95
AGREEMENT PROCESS - Xxxxx
XXXXX LICENSE 5191 POROUS MATERIAL PRODUCT AND JP 516561/95 10/25/95
AGREEMENT PROCESS - Xxxxx
XXXXX LICENSE 5191 POROUS MATERIAL PRODUCT AND US 156,675 11/22/93
AGREEMENT CON PROCESS - Xxxxx 5,681,572 10/28/97
XXXXX LICENSE 5191 POROUS PRODUCT MOLD FORM - US 487,964 6/7/95
AGREEMENT DIV1 Xxxxx 5,624,674 4/29/97
XXXXX LICENSE 5191 METHODS OF MAKING A POROUS US 08/475,210 6/7/95
AGREEMENT DIV2 DEVICE - Xxxxx 5,605,693 2/25/97
--------------------- ------------- -------------------------------- ------------ -------------------- ---------------
NOVACOR
STATUS OF PATENTS AND APPLICATIONS
(continued)
--------------------- ---------------- ---------------------------------- ----------- ------------
Technology Docket # e Product Next
e Comments Name Annuity
TM Fee/Date
3883 Expires 1/11/2000 none
3883 Expires 11/23/99; Expired. none
CIP
3884 Expires 5/24/2000 none
3884 Expires 2/28/2001 none
3884 Expires 00/00/0000 (xxxxxxxxxxx xxxx
Xxxxxx, Xxxxx & Great Britain)
3884 Expires 10/29/2001 none
(EP 0053437)
3884 Expires 11/25/2001 none
--------------------- ---------------- ---------------------------------- ----------- -------------
--------------------- ------------- ------------------------------------- ----------- ------------
Technology Docket # Product Next
Comments Name Annuity
TM Fee/Date
3884 Expires 7/3/2001 none
CIP
3885 Expires 7/20/2002 none
3886 Expires 12/3/2002 none
3886 Expires 3/18/2003 none
3886 Expires 11/30/2003 (designating 2000-$2687
France, Germany & Great Britain) ToExp-
$8920
3887 Expires 6/16/2004 none
3887 Expires 12/10/2002 none
CON
--------------------- ------------- ------------------------------------- ----------- ------------
--------------------- --------------- ----------------------------------- ------------ -----------
Technology Docket # Product Next
Comments Name Annuity
TM Fee/Date
3888 Expires 6/16/2004 none
3888 Expires 11/30/2003 (designating 2000-$1119
France and Great Britain) ToExp-
$3696
3888 Expires 11/30/2003 2000-$1568
ToExp-
$5224
3888 Expires 11/30/2003 2000-$465
ToExp-
$1397
3888 Expires 1/21/2003 none
CON
3889 Expires 6/23/2004 none
3889 Expires 4/8/2003 none
CIP
3890 Expires 5/05/2004 none
--------------------- --------------- ----------------------------------- ------------ -----------
--------------------- ---------------- ---------------------------------- ----------- ------------
Technology Docket # e Product Next
e Comments Name Annuity
TM Fee/Date
3890 Expires 11/19/2004 2000-$868
ToExp-
$5890
3890 Expires 12/5/2003 none
CIP
3891 Expires 7/22/2005 none
3891 Expires 8/20/2008 2000-$115
ToExp-
$1456
3891 Expires 7/21/2006 (designating 0000-x0000
Xxxxxx, Xxxxx and Great Britain) ToExp-
$10,406
3891 Expires 7/21/2006 (EP0231346) 2000-$1048
ToExp-
$8889
3891 Expires 7/21/2006 2000-$365
ToExp-
$4908
--------------------- ---------------- ---------------------------------- ----------- ------------
Technology Docket # e Product Next
e Comments Name Annuity
TM Fee/Date
3892 Expires 4/18/2006 none
3892 Expires 3/12/2008 2000-$115
To Exp-
$1456
3892 Expires 3/31/2007 (designating 0000-x0000
Xxxxxx, Xxxxx, and Great Britain) To Exp-
$11,709
3892 Expires 3/31/2007 (EP0273042) 2000-$904
To Exp-
$9793
3892 Expires 3/31/2007 2000-$264
To Exp-
$3662
3893 Expires 11/20/2006 2000-$2918
3893 Expires 12/4/2007 2000-$150
To Exp-
$1340
3893 Expires 11/19/2007 (designating 0000-x0000
Xxxxxx, Xxxxx, and Great Britain) To Exp-
$11,709
3893 Expires 11/19/2007 (EP0293436) 2000-$904
To Exp-
$9793
3893 Expires 11/19/2007 2000-$264
To Exp-
$3662
3901 Expires 9/27/2010 2000-$948
2004-$1908
2010-$2918
--------------------- ---------------- ---------------------------------- ----------- ------------
Technology Docket # e Product Next
e Comments Name Annuity
TM Fee/Date
3901 Expires 9/11/2011 2000-$115
To Exp-
$2335
3982 Expires 4/3/2010 2002-$2918
3982 Request for exam filed 2000-$186
approximately 3/98 (Coudert Bros. To Exp-
Handled) $3115
3982 Expires 3/26/2011 (designating 0000-x000
Xxxxxx, Xxxxx & Great Britain) To Exp-
$15,516
3982 Expires 3/26/2011 (EP0523173) 2000-$355
To Exp-
$11,995
3982 Expires 3/26/2011 2000-$277
To Exp-
$7149
4582 As of 6/24/99 notice to withdraw
abandonment has been granted, as
of 9/14/99 status check no OA has
issued. 2/4/00 to CJ per Xxxxxxx
w/issue branch since 1/13/00, no
issue date yet.
4582 published under 0695198A on 2000-$806
1/4/96; as of 10/27/99 EPIDOS To Exp-
watch no OAs or other actions $16,245
--------------------- ---------------- ---------------------------------- ----------- ------------
Technology Docket # e Product Next
e Comments Name Annuity
TM Fee/Date
4582 Request for exam due 2/6/2002, 2000-$186
filed 1/26/00 To Exp-
$3861
4582 Request for exam due 2/6/02; 2000-$277
published under laid open app To Exp-
10-508212 on 8/18/98 $10,019
4582 Expires 9/22/2015 (Divisional of 2002-$948
DIV1 8/192,894) 2006-$1908
2010-$2918
4582 5/21/99 status check; no OA
DIV2 assigned in March 99 to Exam.
Xxxxxx,
Xxxx
Xxxxxx;
filing
receipt
sent
to
old
address,
lost,
prepared
change
of
address
for
new
filing
receipt
9/19/99
--------------------- ---------------- ---------------------------------- ----------- ------------
Technology Docket # e Product Next
e Comments Name Annuity
TM Fee/Date
4589 Expires 2/10/2014 2003-$1908
2007-$2918
4589 Request for exam filed 1/26/00 2000-$186
To Exp-
$3861
4589 (designating Xxxxxx, Xxxxxxx, 0000-x000
Xxxxx and Great Britain) To Exp-
published under 0743863A on $16,245
10/21/96; as of 10/27/99 EPIDOS
watch, no OAs or other actions
have issued
4589 Request for exam due 2/9/2002; 2000-$277
published under laid open - To Exp-
publication 09-508833 on 9/9/97 $10,019
4589 Expires 2/10/2014 2000-$948
CON 2004-$1908
2008-$2918
5399 (x-ref: NC-4582/4582DIV);
expires 11/13/18
5399 designated all PCT countries and
regions including US; Chapter 11
--------------------- ---------------- ---------------------------------- ----------- ------------
Technology Docket # e Product Next
e Comments Name Annuity
TM Fee/Date
Xxxxxxx
Demand
due
6/13/00;
20
month
due
7/13/00;
30
month
due
5/13/01;
invitation
to
correct
defects
and
change
of
applicant
form
filed
4/5/00
5409 supplemental IDS filed 9/29/99;
filed assignment on 12/7/99;
2/4/00 to CJ Appl. W/group since
11/4/99 not assigned to
examiner. Not allowed yet.
3/31/00 has been docketed but no
OA yet. (Tech Center
7300--703-306-5648)
--------------------- ---------------- ---------------------------------- ----------- ------------
Technology Docket # e Product Next
e Comments Name Annuity
TM Fee/Date
5409 designated all PCT countries and
regions including US; Chapter 11
Demand
due
11/20/00;
20
month
due
12/2/00;
30
month
due
10/2/01;
31
month
(Europe)
due
11/2/01;
response
to
invitation
filed
2/23/00
--------------------- ---------------- ---------------------------------- ----------- ------------
Technology Docket # e Product Next
e Comments Name Annuity
TM Fee/Date
XXXXX LICENSE 5191 Abandoned in favor of
AGREEMENT continuation (no file,
information form Xxxxxxx status
sheet)
XXXXX LICENSE 5191 CLOSED
AGREEMENT
XXXXX LICENSE 5191 (designating all of EP except 2000-$810
AGREEMENT Greece, Monaco & Ireland); To Exp-
entered national phase 5/22/98 $16,472
(per Xxxxxx at Xxxxxxx they pay
annuities and invoice Novacor or
Xxxxxx
XXXXX LICENSE 5191 info from INPADOC search run 2000-$176
AGREEMENT 11/02/99 (not on Xxxxxxx 7/99 To Exp-
status report) no file made up $3825
XXXXX LICENSE 5191 published under 10512176 on
AGREEMENT 11/24/98 - info from INPADOC
search run 11/02/99 (not on
Xxxxxxx 7/99 status report) no
file made up
XXXXX LICENSE 5191 Expires 10/28/2014 (per Xxxxxx at 2001-$948
AGREEMENT CON Xxxxxxx, they pay maintenance and 2005-$1908
invoice Novacor or Baxter 2009-$2918
XXXXX LICENSE 5191 Expires 4/29/2014; (per Xxxxxx at 2000-$948
AGREEMENT DIV1 Xxxxxxx, they pay maintenance and 2004-$1908
invoice Novacor or Baxter) 2008-$2918
--------------------- ---------------- ---------------------------------- ----------- ------------
Technology Docket # e Product Next
e Comments Name Annuity
TM Fee/Date
XXXXX LICENSE 5191 Expires 2/25/2014; (per Xxxxxx at 2000-$948
AGREEMENT DIV2 Xxxxxxx, they pay maintenance and 2004-$1908
invoice Novacor or Baxter) 2008-$2918
--------------------- --------------- ----------------------------------- ------------ -----------
Friday, May 12, 2000
Trademark List
Case Application Registration Renewal First Use
Trademark Name Number Type Attorneys Status Number/Filing Date Number/Date Date Date
NOVASYS 1RV1420 FS BC Unfiled
County: Brazil
Agent: XXXX XXXXXX & CIA. Remarks: 7/8/95--SEARCHED BY XXXXXX & CIA.
Business Unit: NOVA
NOVASYS 1RV1422 FS BC Registered 96/632718
96632718 02-Jan-2006
Country: France Owner: XXXXXX INTERNATIONAL I 03-Jul-1996 03-Jul-1996
Classes: 10 Agent: FEDI FEDIT-LORIOT S.A. Remarks: 11/18/96--LTR. FROM ASSOC.
ENCLOSING REGISTRATION
CERTIFICATE
Goods: Medical instruments, including instruments to record Business Unit: NOVA
electrocardiograms, instruments to read and record
cardiac rhythms, cardiac simulators, cardiac diagnostic
apparatus and artificial hearts.
SCHEDULE 1.1(c)(ii)
PERSONNEL
See attached list.
ID Name
490270 Xxxxx, Xxx A
490174 Xxxxxx, Xxxxx J
490217 Xxxxxxx, Xxxxx S
490153 Xxxxxxxx, Xxxxxxx X
490223 Xxx, Xxxxx E
302412 Bartolome, Armilina
490085 Xxxxx, Xxx Xxxxxx
490012 Xxxxxxx, Xxxxx K
490023 Xxxxxxx, Xxxx L
310401 Xxxxx, Xxxxxxxx P
490210 Xxxxxx, Xxxxx M
490151 Xxxxx, Xxxxx X
490090 Xxxxxxx, Xxxxxxx J
490291 Xxxxxxx, Xxx J
490028 Xxxxxxxxx, Xxxxx
490037 Xxxx-Xxxxxxxx, Xxxx M
490192 Xxxxxxx, Xxxxxx
490007 Xxxx, Xxxx
490010 Xxxxxx, Xxxxxxx X
490052 Xxxxxxxx, Xxxxxx
490282 Xxxxx, Xxxxxxx J
490277 Xxxx, Hac H
490170 Xxxxx, Xxxx Xxxxx
490147 Xxxxxx, Xxxxx F
490226 Xxxxxx, Xxxxxx X
310404 Xxxxx, Xxxxx
490079 Xxxxxxxxx, Xxxxxxx
302191 Xxxxxxxxxx, Xxxxxx C
490274 Xxxxxxxx, Xxxxxx C
490219 Xxxxxxx, Xxxx M
490183 Xxxxxxxxxx, Xxxxxxxxx
490188 Xxxxxx, Xxxxxx X
310402 Xxxxxxxx, Xxxxxx H
490002 Jassawalla, Jal S
490013 Xxxxxxx, Xxxxxxxxx
490003 Xxxxxxx, Xxxxx H
490305 Xxxxx, Xxxxxxx
490011 Xxx, Xxxxx
490259 Li, Li
490029 XxXxxxxx, Xxxxx
000000 Xxxxxx, Xxxxxxx X
490260 Molintas, A Xxxxxx
490236 Xxxxxxx, Xxxx S
ID Name
490138 Xxxxxxx, Xxxxxx H
490284 Xxxxx, Xxxxxxxx R
490269 Xxxx, Xxxxx L
490289 Xxxxxxx, Xxxx M
490166 Xxxxxxxxx, Xxxxxxx P
490292 Xxxx, Xxxxxxx X
490094 Xxxxxxxx, Xxxxx
490005 Xxxx, Xxxx
490212 Xxxxxxx, Xxxxxxxx
490245 Xxxx, Xxxxxxxx J
490014 Xxxxxxx, Xxxxx Xxxx
490176 Xxxxxx, Xxxxxxx A
490062 Xxxx, Xxxxx
490071 Xxxxxx, Xxxxx
310403 Xxxxxx, Xxxxx E
310400 Xxxxxxx, Xxxxx W
490303 Xxxxxxx, Xxxxxxx B
490288 Xxxxx, Xxxx L
490022 Xxxxxx, Xxxx
490139 Xxxxxxxx, Xxxxxx Y
490063 Xxxxxx, Xxxxxxx
490287 Xxxxxx, Xxxxx X
490322 Xxxx, Xxxxxxx
490162 Xxxxxxx, Xxxxxx
000000 Xxxxxxxxxxxxx, Xxxxxx
490208 Xxxxx, Xxxxxxx J
490283 Xxxxxxxx, Xxxx W
490039 Xxxxxxxxx, Xxxxx D
490213 Xxxxxxxxx, Xxxxxx G
SCHEDULE 1.1(d)(i)
ACCRUED LIABILITIES
None.
EXHIBIT A
INSTRUMENT OF ASSUMPTION
OF LIABILITIES
Instrument of Assumption of Liabilities made as of May __, 2000, by
Xxxxxxx Novacor LLC, a Delaware limited liability company ("Novacor LLC"), in
favor of Xxxxxxx Lifesciences LLC, a Delaware limited liability company
("Xxxxxxx") and Xxxxxxx Lifesciences Corporation ("Parent"), a Delaware
corporation, pursuant to the Transfer, Assignment and Assumption Agreement
("Transfer Agreement"), dated as of May __, 2000, by and among Xxxxxxx, Parent
and Novacor LLC. Certain capitalized terms used but not defined herein shall
have the meanings assigned to them in the Transfer Agreement.
In consideration of the transfer, pursuant to the Transfer Agreement,
by Xxxxxxx and Parent to Novacor LLC of the assets set forth in Section 1.1(a)
and (b) of the Transfer Agreement, Novacor LLC, pursuant to Section 1.3 of the
Transfer Agreement, hereby assumes the Liabilities of Xxxxxxx and Parent.
This assumption by Novacor LLC of the liabilities and obligations of
Xxxxxxx and Parent shall not be construed to defeat, impair or limit in any way
any rights or remedies of Novacor LLC to contest or dispute the validity or
amount thereof. Nothing contained in this instrument shall require Novacor LLC
to pay, perform or discharge any liability, debt or obligation so long as
Novacor LLC in good faith contests or causes to be contested the amount or
validity thereof.
For the consideration aforesaid, Novacor LLC, for itself and its
successors and assigns, has covenanted, and by this Instrument of Assumption of
Liabilities does covenant, with Xxxxxxx and Parent and their respective
successors and assigns, that Novacor LLC and its successors and assigns, will
do, execute and deliver, or will cause to be done, executed and delivered, all
such further acts and instruments which Xxxxxxx or Parent may reasonably request
in order to more fully effectuate the assumption of liabilities provided for in
this Instrument.
Nothing in this instrument, express or implied, is intended or shall
be construed to confer upon, or give to, any person, firm or corporation other
than Xxxxxxx and Parent and their respective successors and assigns, any remedy
or claim under or by reason of this instrument or any terms, covenants or
condition hereof, and all the terms, covenants and conditions, promises and
agreements in this instrument contained shall be for the sole and exclusive
benefit of Xxxxxxx and Parent and their respective successors and assigns.
This Agreement shall be governed by, interpreted under, and construed
in accordance with the internal laws of the State of New York, including,
without limitation, Sections 5-1401 of the New York General Obligations Law.
IN WITNESS WHEREOF, this Instrument of Assumption of Liabilities has
been duly executed and delivered by the duly authorized officers of Novacor LLC
as of date.
XXXXXXX NOVACOR LLC
Corporate Seal
By: _________________________
Name:
Title:
Attest:
--------------------------
Title:
State or Province of California }
County of } ss.
On this 30th day of June, 2000 before me the undersigned officer,
personally appeared _______________ known personally to me to be the
________________ of the above named corporation and acknowledged that he, as an
officer being authorized so to do, executed the foregoing instrument for the
purposes therein contained, by signing the name of the corporation by himself as
an officer.
IN WITNESS WHEREOF I have hereunto set my hand and official seal.
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Notary Public/Commissioner of Oaths
(SEAL) My Commission Expires
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