FOURTH AMENDMENT TO THE WINTERGREEN FUND, INC. FUND ACCOUNTING SERVICING AGREEMENT
Exhibit (h) 1 (iv)
FOURTH AMENDMENT
TO THE WINTERGREEN FUND, INC.
FUND ACCOUNTING SERVICING AGREEMENT
THIS FOURTH AMENDMENT, dated as of the 24th day of March, 2014, to the Fund Accounting Servicing Agreement dated November 15, 2007, as amended March 1, 2010, March 15, 2011 and February 28, 2013 (the “Agreement”), is entered into by and between Wintergreen Fund, Inc., a Maryland corporation (the “Fund” or “Company”) and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company (“USBFS”).
RECITALS
WHEREAS, the Company and USBFS have entered into the Agreement; and
WHEREAS, the parties desire to amend the term of the Agreement; and
WHEREAS, the Company and USBFS desire to amend the fees of the Agreement; and
WHEREAS, Section 15 of the Agreement allows for its amendment by mutual written consent of the parties.
NOW, THEREFORE, the parties do hereby agree as follows:
Amended Exhibit A is superseded and replaced with Amended Exhibit A attached hereto.
Section 15, Term of Agreement; Amendment is hereby superseded and replaced with the following:
Section 15. Term of Agreement; Amendment. This Agreement shall become effective as of March 24, 2014 to each Fund for successive one-year periods, provided such continuance is specifically approved at least annually by the Company’s Board of Directors .This Agreement may be terminated by either party upon giving 90 days prior written notice to the other party or such shorter period as is mutually agreed upon by the parties. Notwithstanding the foregoing, this Agreement may be terminated by any party upon the breach of the other party of any material term of this Agreement if such breach is not cured within 15 days of notice of such breach to the breaching party. This Agreement may not be amended or modified in any manner except by written agreement executed by USBFS and the Company, and authorized or approved by the Board of Directors.
(Signatures on the following page)
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IN WITNESS WHEREOF, the parties hereto have caused this Fourth Amendment to be executed by a duly authorized officer on one or more counterparts as of the date and year first written above.
| WINTERGREEN FUND, INC. | U.S. BANCORP FUND SERVICES, LLC | |||||||
| By: | /s/ Xxxxxx Xxxxx | By: | /s/ Xxxxxxx X. XxXxx | |||||
| Name: | Xxxxxx Xxxxx | Name: | Xxxxxxx X. XxXxx | |||||
| Title: | Vice President | Title: | Executive Vice President | |||||
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Amended Exhibit A
to the
Fund Accounting Servicing Agreement – Wintergreen Fund, Inc.
| FUND ACCOUNTING AND FUND ADMINISTRATION ANNUAL FEE SCHEDULE at March 24, 2014 | ||
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Fund Administration
Global Equity & Fixed Income Funds Annual fee based upon assets per Fund Complex [ ] basis points on the first $[ ] [ ] basis point on the balance above $[ ] Includes: Monthly fund performance reporting and AIS reporting
Plus out-of-pocket expenses, including but not limited to: Postage, Stationery Programming, Special Reports Proxies, Insurance XXXXX filing Retention of records Federal and state regulatory filing fees (Blue Sky) Certain insurance premiums applicable to the Fund Expenses from board of directors meetings Auditing and legal expenses applicable to the Fund GICS (currently $[ ] /yr/fund family for Schedule of investments and $[ ] /yr/fund family for fact sheets. If used for fact sheets, Advisor must pay the fee.) MSCI (currently $[ ] /yr/fund for public and internal use. If using MSCI for fact sheets for web site, client must contact MSCI and setup a separate contract.) XBRL Filing - Currently $[ ] /fund/year Blue Sky conversion expenses (if necessary) PFIC Testing Charges – Currently $[ ] /PFIC run through the PFIC Analyser Program from previous year. NSAR Filing, currently $[ ] /filing
CCO Services - No Charge Daily Compliance, Xxxxxxx River - $[ ] /year Fees are billed monthly |
Fund Accounting
Global Equity & Fixed Income Funds Annual fee based upon assets per Fund Complex [ ] basis points on the first $[ ] [ ] basis points on the balance above $[ ] Pricing, corporate actions, and factor services (these fees are considered Out-of-pocket expenses):
• $[ ] Domestic and Canadian Equities • $[ ] Options • $[ ] Corp/Gov/Agency Bonds • $[ ] CMO’s • $[ ] International Equities • $[ ] Futures • $[ ] International Bonds • $[ ] Municipal Bonds • $[ ] Money Market Instruments • $[ ] Domestic Corporate High Yield Securities • $[ ] /fund/month – Mutual Fund Pricing • $[ ] /Fund/Day – Bank Loans • $[ ] /Fund/Day – Credit Default Swaps • $[ ] /Fund/Day – Basic Interest Rate Swaps • $[ ] /Foreign equity security/month corporate actions • $[ ] /Domestic equity security/month corporate actions • $[ ] /month Manual Security Pricing (>[ ] /day) • Factor Services (BondBuyer) • $[ ] /CMO/month • $[ ] /Mortgage Backed/month Fair Value Services (FT Interactive) $[ ] on the first [ ] securities per day $[ ] on the balance of securities per day CCO Services-No Charge | |
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