AMENDMENT
To Transfer Agency and Service Agreement
Between
Xxxxxxxx Series Trust
And
State Street Bank and Trust Company
This Amendment is made as of this 31st day of December 2003, between Xxxxxxxx
Series Trust and State Street Bank and Trust Company. In accordance with
Articles 10 (Additional Funds) and 12 (Amendment) of the Transfer Agency and
Service Agreement between Xxxxxxxx Series Trust (f/k/a WSIS Series Trust) and
State Street Bank and Trust Company dated as of October 27, 1993, as amended,
(the "Agreement") the parties desire to amend the Agreement as set forth herein.
NOW THEREFORE, the parties agree as follows:
1. Paragraph 3, is hereby amended and restated in its entirety as follows:
"WHEREAS, the Fund intends to offer series, such series shall be named
in the attached Schedule A which may be amended by the parties from time to
time (each such series, together with all other series subsequently
established by the Fund and made subject to this Agreement in accordance
with Article 10, being herein referred to as a "Portfolio", and
collectively as the "Portfolios");"
2. Article 10.01. Article 10.01 is hereby amended and restated in its entirety
as follows:
"10.01 In the event that the Fund establishes one or more series of
Shares, in addition to those listed on the attached Schedule A, with
respect to which it desires to have the Bank render services as transfer
agent under the terms hereof, it shall so notify the Bank in writing, and
if the Bank agrees in writing to provide such services, such series of
Shares shall become a Portfolio hereunder."
3. Schedule A. The Schedule A attached hereto and dated December 31, 2003 is
hereby incorporated into the Agreement.
4. All defined terms and definitions in the Agreement shall be the same in
this amendment (the "2003 Amendment") except as specifically revised by this
2003 Amendment.
IN WITNESS WHEREOF, the parties hereto have caused this 2003 Amendment to be
executed in their names and on their behalf by and through their duly authorized
officers, as of the day and year first above written.
XXXXXXXX SERIES TRUST STATE STREET BANK AND TRUST COMPANY
By: /s/ Xxxxxxxxx Xxxxx By: /s/ Xxxxxx X. Xxxxxx
------------------------------ -------------------------------
Name: Xxxxxxxxx Xxxxx Xxxxxx X. Xxxxxx
--------------------------- Executive Vice President
Title: President
---------------------------
SCHEDULE A
Dated: December 31, 2003
Xxxxxxxx Small Capitalization Value Fund
Xxxxxxxx MidCap Value Fund
Xxxxxxxx Municipal Bond Fund
Xxxxxxxx Short-Term Municipal Bond Fund
Xxxxxxxx Fixed-Income Fund
XXXXXXXX SERIES TRUST STATE STREET BANK AND TRUST COMPANY
By: /s/ Xxxxxxxxx Xxxxx By: /s/ Xxxxxx X. Xxxxxx
------------------------------ -------------------------------
Name: Xxxxxxxxx Xxxxx Xxxxxx X. Xxxxxx
--------------------------- Executive Vice President
Title: President
---------------------------
