Exhibit (h)(4)(xx)
AMENDMENT NO. 11
AMENDED AND RESTATED PARTICIPATION AGREEMENT
Amendment No. 11, dated as of May 1, 2009 (“Amendment No. 11”), to the Amended and Restated Participation Agreement,
dated as of July 15, 2002, as amended (“Agreement”), by and among EQ Advisors Trust (“Trust”), AXA Equitable Life Insurance Company, AXA Distributors, LLC and AXA Advisors, LLC (collectively, the “Parties”).
The Parties hereby agree to modify and amend the Agreement as follows:
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1. |
New Portfolios. The Trust hereby includes the following new Portfolios in the Agreement from and after the date hereof for all purposes on the terms and conditions contained
in the Agreement: |
AXA Tactical Manager 500 Portfolio-I
AXA Tactical Manager 500 Portfolio-II
AXA
Tactical Manager 500 Portfolio-III
AXA Tactical Manager 2000 Portfolio-I
AXA Tactical Manager 2000 Portfolio-II
AXA
Tactical Manager 2000 Portfolio-III
AXA Tactical Manager 400 Portfolio-I
AXA Tactical Manager 400 Portfolio-II
AXA
Tactical Manager 400 Portfolio-III
AXA Tactical Manager International Portfolio I
AXA Tactical Manager International Portfolio-II
AXA Tactical Manager International Portfolio-III
AXA Growth Strategy Portfolio
(each, a “New Portfolio” and collectively, the “New Portfolios”)
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2. |
Name Changes. The names of the following Portfolios shall be changed as follows: |
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| Current Name |
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New Name |
| AXA Defensive Strategy Portfolio |
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AXA Conservative Strategy Portfolio |
| EQ/AllianceBernstein Common Stock Portfolio |
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EQ/Common Stock Index Portfolio |
| EQ/Evergreen International Bond Portfolio |
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EQ/Global Bond PLUS Portfolio |
| EQ/Franklin Income Portfolio |
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EQ/AXA Franklin Income Core Portfolio |
| EQ/Franklin Small Cap Value Portfolio |
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EQ/AXA Franklin Small Cap Value Portfolio |
| EQ/Franklin Xxxxxxxxx Founding Strategy Portfolio |
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EQ/AXA Franklin Xxxxxxxxx Founding Strategy Core Portfolio |
| EQ/Xxxxxxx Focus Portfolio |
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EQ/Focus PLUS Portfolio |
| EQ/Mutual Shares Portfolio |
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EQ/AXA Mutual Shares Core Portfolio |
| EQ/PIMCO Real Return Portfolio |
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EQ/PIMCO Ultra Short Bond Portfolio |
| EQ/Xxxxxxxxx Growth Portfolio |
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EQ/AXA Xxxxxxxxx Growth Core Portfolio |
| EQ/Xxx Xxxxxx Emerging Markets Equity Portfolio |
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EQ/Global Multi-Sector Equity Portfolio |
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3. |
Schedule B. Schedule B to the Agreement, setting forth the Portfolios of the Trust participating on behalf of which the Trust is entering into the Agreement is hereby
replaced in its entirety by Schedule B attached hereto. |
Except as modified and amended hereby, the Agreement is hereby ratified and confirmed in full force and
effect in accordance with its terms.
IN WITNESS WHEREOF, the parties have executed and delivered this Amendment No. 11 as of the date
first above set forth.
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| EQ ADVISORS TRUST |
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AXA EQUITABLE LIFE INSURANCE
COMPANY |
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| By: |
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/s/ Xxxxx Xxxxx |
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By: |
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/s/ Xxxxxx X. Xxxxx |
| Name: |
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Xxxxx Xxxxx |
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Name: |
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Xxxxxx X. Xxxxx |
| Title: |
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Chief Financial Officer and Treasurer |
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Title |
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Senior Vice President |
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| AXA DISTRIBUTORS, LLC |
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AXA ADVISORS, LLC |
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| By: |
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/s/ Xxxxx Xxxxxxxxxxx |
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By: |
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/s/ Xxxxxx XxXxxxx |
| Name: |
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Xxxxx Xxxxxxxxxxx |
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Name: |
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Xxxxxx XxXxxxx |
| Title: |
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Chief Executive Officer |
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Title: |
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Chairman |
SCHEDULE B
AMENDMENT NO. 11
AMENDED AND RESTATED PARTICIPATION AGREEMENT
All Asset Allocation Portfolio
AXA Balanced Strategy Portfolio
AXA Conservative Strategy Portfolio (formerly, AXA Defensive Strategy
Portfolio)
AXA Conservative Growth Strategy Portfolio
AXA Growth Strategy Portfolio
AXA Moderate Growth Strategy Portfolio
Crossings Aggressive Allocation Portfolio
Crossings
Conservative Allocation Portfolio
Crossings Conservative-Plus Allocation Portfolio
Crossings Moderate Allocation Portfolio
Crossings Moderate-Plus Allocation Portfolio
EQ/AllianceBernstein International Portfolio
EQ/AllianceBernstein Small Cap
Growth Portfolio
EQ/Ariel Appreciation II Portfolio
EQ/AXA Franklin Income Core Portfolio (formerly, EQ/Franklin Income Portfolio)
EQ/AXA Franklin Small Cap Value Core Portfolio (formerly, EQ/Franklin Small Cap Value Portfolio)
EQ/AXA Franklin Xxxxxxxxx Founding Strategy Core Portfolio (formerly, EQ/Franklin Xxxxxxxxx Founding Strategy Portfolio)
EQ/AXA Mutual Shares Core Portfolio (formerly, EQ/Mutual Shares Portfolio)
EQ/AXA Xxxxxxxxx Value Long/Short Equity Portfolio
EQ/AXA Xxxxxxxxx Growth Core Portfolio (formerly, EQ/Xxxxxxxxx Growth Portfolio)
EQ/BlackRock Basic Value Equity Portfolio
EQ/BlackRock International Value
Portfolio
EQ/Bond Index Portfolio
EQ/Boston Advisors Equity
Income Portfolio
EQ/Xxxxxxx Socially Responsible Portfolio
EQ/Capital Guardian Growth Portfolio
EQ/Capital Guardian Research Portfolio
EQ/Xxxxxxx-Xxxxxx High Yield Bond Portfolio
EQ/Common Stock Index Portfolio
(formerly, EQ/AllianceBernstein Common Stock Portfolio)
EQ/Core Bond Index Portfolio
EQ/Xxxxx New York Venture Portfolio
EQ/Equity 500 Index Portfolio
EQ/Evergreen Omega Portfolio
EQ/Focus PLUS Portfolio (formerly, EQ/Xxxxxxx Focus Portfolio)
EQ/GAMCO Mergers and Acquisitions Portfolio
EQ/GAMCO Small Company Value Portfolio
EQ/Global Bond PLUS Portfolio (formerly, EQ/Evergreen International Bond Portfolio)
EQ/Global Multi-Sector Equity Portfolio (EQ/Xxx Xxxxxx Emerging Markets Equity Portfolio)
EQ/Government Securities Portfolio
EQ/Intermediate Government Bond Index Portfolio
EQ/International Core PLUS
Portfolio
EQ/International ETF Portfolio
EQ/International
Growth Portfolio
EQ/JPMorgan Value Opportunities Portfolio
EQ/Large Cap Core PLUS Portfolio
EQ/Large Cap Growth Index Portfolio
EQ/Large Cap Growth PLUS Portfolio
EQ/Large Cap Value Index Portfolio
EQ/Large Cap Value PLUS Portfolio
EQ/Long Term Bond Portfolio
EQ/Lord Xxxxxx Growth and Income Portfolio
EQ/Lord Xxxxxx Large Cap Core
Portfolio
EQ/Lord Xxxxxx Mid Cap Value Portfolio
EQ/Mid Cap
Index Portfolio
EQ/Mid Cap Value PLUS Portfolio)
EQ/Money
Market Portfolio
EQ/Montag & Xxxxxxxx Growth Portfolio
EQ/Xxxxxxxxxxx Global Portfolio
EQ/Xxxxxxxxxxx Main Street Opportunity Portfolio
EQ/Xxxxxxxxxxx Main Street Small Cap Portfolio
EQ/PIMCO Ultra Short Bond Portfolio
(formerly, EQ/PIMCO Real Return Portfolio)
EQ/Quality Bond PLUS Portfolio
EQ/Short Duration Bond Portfolio
EQ/Small Company Index Portfolio
EQ/X. Xxxx Price Growth Stock Portfolio
EQ/UBS Growth and Income Portfolio
EQ/Xxx Xxxxxx Xxxxxxxx Portfolio
EQ/Xxx Xxxxxx Mid Cap Growth
Portfolio
EQ/Xxx Xxxxxx Real Estate Portfolio
AXA
Tactical Manager 500 Portfolio-I
AXA Tactical Manager 500 Portfolio-II
AXA Tactical Manager 500 Portfolio-III
AXA Tactical Manager 2000 Portfolio-I
AXA Tactical Manager 2000 Portfolio-II
AXA Tactical Manager 2000
Portfolio-III
AXA Tactical Manager 400 Portfolio-I
AXA Tactical Manager 400 Portfolio-II
AXA Tactical Manager 400 Portfolio-III
AXA Tactical Manager International Portfolio-I
AXA Tactical
Manager International Portfolio-II
AXA Tactical Manager International Portfolio-III
