AMENDMENT NO. 1 TO AMENDED & RESTATED TRANSFER AGENCY SERVICES AGREEMENT
AMENDMENT NO. 1 TO AMENDED & RESTATED
TRANSFER AGENCY SERVICES AGREEMENT
Amendment No. 1 (this "Amendment No. 1"), dated as of February 12, 2021, by and between Atlantic Shareholder Services, LLC, a Delaware limited liability company ("Atlantic"), and The Advisors' Inner Circle Fund III, a statutory trust organized under the laws of the State of Delaware (the "Trust"), and Chiron Capital Allocation Fund, Ltd., a limited liability company incorporated in the Cayman Islands (the "CFC").
WITNESSETH:
WHEREAS, effective as of December 21, 2020, Atlantic and the Trust and the CFC entered into an Amended and Restated Transfer Agency Services Agreement (the "Agreement"), under which Agreement Atlantic directly or indirectly provides various transfer agency and administrative services to the Funds;
WHEREAS, pursuant to Section 15(a) of the Agreement, each of Atlantic and the Trust and the CFC desires that the Agreement be amended in accordance with the terms and conditions of this Amendment No. 1.
NOW, THEREFORE, in consideration of the premises and mutual agreements herein set forth, and intending to be legally bound hereby, the parties hereto agree that the Agreement shall be and hereby is amended as follows:
Section 1. Defined Terms. Capitalized terms used but not defined herein shall have the meanings ascribed thereto in the Agreement.
Section 2. Amendment of Appendix A. Appendix A to the Agreement is amended and restated to read in its entirety as set forth in the Appendix A attached hereto.
Section 3. Agreement as Amended. The term "Agreement" as used in the Agreement shall be deemed to refer to the Agreement as amended hereby and this Amendment No. 1 shall be effective as of the date first above written.
Section 4. Full Force and Effect. If any term, provision, covenant or restriction of this Amendment No. 1 is held by a court of competent jurisdiction or other authority to be invalid, void or unenforceable, the remainder of the terms, provisions, covenants and restrictions of this Amendment No. 1, and the Agreement, shall remain in full force and effect and shall in no way be affected, impaired or invalidated.
Section 5. Governing Law. This Amendment No. 1 shall be deemed to be a contract made under the laws of the State of Delaware without giving effect to the principles of conflicts of law thereof.
Section 6. Execution in Counterparts. This Amendment No. 1 may be executed in any number of counterparts and each of such counterparts shall for all purposes be deemed to be an original, and all such counterparts shall together constitute but one and the same instrument.
Section 7. Ratification, Adoption and Approval. In all respects not inconsistent with the terms and provisions of this Amendment No. 1, the Agreement is hereby ratified, adopted, approved and confirmed.
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IN WITNESS WHEREOF, the parties hereto have caused this Amendment No. 1 to be executed in their names and on their behalf by and through their duly authorized officers, as of the day and year first above written.
ATLANTIC SHAREHOLDER SERVICES, LLC | |||
By: | /s/ Xxxxxxxxxxx Xxxxx | ||
Name: Xxxxxxxxxxx Xxxxx | |||
Title: Chief Executive Officer | |||
THE ADVISORS’ INNER CIRCLE FUND III | |||
By: | /s/ Xxxxx Xxxxxxxxx | ||
Name: Xxxxx Xxxxxxxxx | |||
Title: Vice President & Secretary | |||
CHIRON CAPITAL ALLOCATION FUND, LTD. | |||
By: | /s/ Xxxxx Xxxxxxxxx | ||
Name: Xxxxx Xxxxxxxxx | |||
Title: Vice President & Secretary |
APPENDIX A: APPLICABLE FUNDS
Fund Name | Class Name | CUSIP | Symbol | Applicable Fee Schedule |
PineBridge Dynamic Asset Allocation Fund |
Institutional Class Shares Investor Servicing Shares |
0077IX575 00000X000 |
PDA1X PDAVX |
Schedule A |
Chiron Capital Allocation Fund | Class I Shares | 00000X000 | CCAPX | Schedule A |
Chiron Capital Allocation Fund, Ltd. | Single Share Class | None | None | Schedule B |
Chiron XXxx Opportunities Fund | Class I Shares | 007740403 | CSMOX | Schedule A |
CCT Thematic Equity Fund | Institutional Shares | 007740353 | TIMEX | Schedule A |
KBI Global Investors Aquarius Fund | Institutional Shares Investor Shares |
007740809 | KBIWX | Schedule A |
Southern Sun Small Cap Equity Fund | Class I Shares Class N Shares |
007740155 00000X000 |
SSSIX SSSFX |
Schedule A |
Southern Sun U.S. Equity Fund | Class 1 Shares Class N Shares |
007740171 007740189 |
SSEIX SSEFX |
Schedule A |