Contract
Exhibit h.5
This Amendment dated as of September 12, 2016 (this “Amendment”) is to the Transfer Agency and Services Agreement dated September 12, 2011 (the “Agreement”), by and between Cortina Funds, Inc. (the “Fund”) organized as a corporation under the laws of the State of Wisconsin, and ALPS Fund Services, Inc. (“ALPS”), a Colorado corporation.
WHEREAS, the Fund and ALPS wish to amend the Agreement in certain respects as more fully set forth below effective as of the date of this Amendment.
NOW, THEREFORE, in consideration of the premises and mutual covenants hereinafter contained, the parties hereto agree as follows:
1. Effective as of the date of this Amendment, FEE SCHEDULE (COMPENSATION) of the Agreement is deleted in its entirety and replaced with the FEE SCHEDULE (COMPENSATION) attached hereto and incorporated by reference herein.
2. Except as specifically set forth herein, all other provisions of the Agreement shall remain in full force and effect. Any items not herein defined shall have the meaning ascribed to them in the Agreement.
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Exhibit h.5
IN WITNESS WHEREOF, the parties hereto have executed this Amendment as of the day and year first above written.
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On behalf of the Funds
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By:
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/s/ Xxxx Xxxx
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Name:
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Xxxx Xxxx
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Title:
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Secretary
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ALPS FUND SERVICES, INC.
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By:
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/s/ Xxxxxx X. May
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Name:
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Xxxxxx X. May
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Title:
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President
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