AMENDMENT NO. 9 TO THE MUTUAL FUNDS SERVICE AGREEMENT
Exhibit (h)(1)(xi)
AMENDMENT NO. 9
TO THE
MUTUAL FUNDS SERVICE AGREEMENT
AMENDMENT NO. 9 to the Mutual Funds Service Agreement dated as of January 1, 2009, between EQ Advisors Trust, a Delaware statutory trust (“Trust”) and AXA Equitable Life Insurance Company (“AXA Equitable”), a New York corporation (“AXA Equitable” or “Administrator”) (“Amendment No. 9”).
The Trust and AXA Equitable agree to modify and amend the Mutual Funds Service Agreement, dated as of May 1, 2000, as amended by previous Amendment Nos. 1 through 8 (“Agreement”), as follows:
1. | Schedule A. Schedule A to the Agreement, which sets forth the compensation to be paid by the Trust to AXA Equitable for services rendered pursuant to the Agreement, is hereby replaced in its entirety by Schedule A attached hereto. |
Except as modified and amended hereby, the Agreement is hereby ratified and confirmed in full force and effect in accordance with its terms.
IN WITNESS WHEREOF, the parties have executed and delivered this Amendment No. 9 as of the date first above set forth.
EQ ADVISORS TRUST | AXA EQUITABLE LIFE INSURANCE COMPANY | |||||||
By: | /s/ Xxxxx Xxxxx | By: | /s/ Xxxxxx X. Xxxxx | |||||
Xxxxx Xxxxx Chief Financial Officer and Treasurer |
Xxxxxx X. Xxxxx Senior Vice President |
SCHEDULE A
AMENDMENT NO. 9
MUTUAL FUNDS SERVICE AGREEMENT
Fees and Expenses
Trust Administration, Accounting and Compliance Fees
All Portfolios (except as noted below) |
0.12% of the first $3 billion; 0.11% of the next $3 billion; 0.105% of the next $4 billion; 0.10% of the next $20 billion; and 0.0975% thereafter, (based on average daily net assets) | |
All Asset Allocation Portfolio |
0.15% of the average daily net assets plus $35,000. | |
EQ/Franklin Xxxxxxxxx Founding Strategy Portfolio |
0.15% of the average daily net assets plus $35,000. | |
EQ/International Core PLUS Portfolio EQ/Mid Cap Value PLUS Portfolio EQ/Large Cap Core PLUS Portfolio EQ/Large Cap Growth PLUS Portfolio EQ/Quality Bond PLUS Portfolio EQ/Large Cap Value PLUS Portfolio (collectively, the “PLUS Portfolios”) |
0.15% of each PLUS Portfolio’s average daily net assets, plus $35,000 for each PLUS Portfolio and $35,000 for each allocated portion of a PLUS Portfolio. | |
Crossings Conservative Allocation Portfolio Crossings Conservative-Plus Allocation Portfolio Crossings Moderate Allocation Portfolio Crossings Moderate-Plus Allocation Portfolio Crossings Aggressive Allocation Portfolio (collectively, the “Crossings Portfolios”) |
0.15% of each Crossings Portfolio’s average daily net assets plus $35,000. | |
AXA Balanced Strategy Portfolio AXA Conservative Growth Strategy Portfolio AXA Defensive Strategy Portfolio AXA Moderate Growth Strategy Portfolio (collectively, the “AXA Strategic Allocation Portfolios”) |
0.15% of each AXA Strategic Allocation Portfolio’s average daily net assets plus $35,000. |