Exhibit 4.38
Confidential Treatment Requested:
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The portions of this document marked by "xxxxx" have been omitted pursuant to a
request for confidential treatment and have been filed separately with the
Securities and Exchange Commission
This AMENDMENT NO. 3, effective as of 5 November 2004 ("Effective Date"), to the
"SF Process Development and Cost Sharing Agreement" of November 26, 2002
(hereinafter referred to as the "2-Way Agreement"), as previously amended, is
made by and between International Business Machines Corporation ("IBM"),
incorporated under the laws of the State of New York, U.S.A. and having an
office for the transaction of business at 0000 Xxxxx 00, Xxxxxxxx Xxxxxxxx, XX
00000, U.S.A., and Chartered Semiconductor Manufacturing Ltd. ("Chartered"),
incorporated under the laws of Singapore and having an office for the
transaction of business at 00 Xxxxxxxxx Xxxxxxxxxx Xxxx X, Xxxxxx 0, Xxxxxxxxx
000000. IBM and Chartered may be individually referred to herein as a "Party",
or collectively as the "Parties."
WHEREAS, the Parties mutually desire to work together to facilitate the creation
of certain design kit models for the 300mm Wafer 90nm Bulk CMOS Process
Development Project under the 2-Way Agreement, as well as to establish a basis
for coordinating other related activities;
NOW THEREFORE, in consideration of the premises and mutual covenants contained
herein, as well as for other good and valuable consideration, the receipt and
sufficiency of which is hereby acknowledged, the Parties agree as follows:
1. The Parties acknowledge that as of the Effective Date, IBM has partially
developed xxxxx (collectively, "Design Kit Models") for the base 300mm Wafer
90nm Bulk CMOS process ("CMOS 9SF"), as well as the low power version ("CMOS
9SF-LP") of such process, that the Parties are developing together pursuant to
the 300mm Wafer 90nm Bulk CMOS Process Development Project.
2. The Parties agree to treat the Design Kit Models as they exist on the
Effective Date as Background Know-How for the 300mm Wafer 90nm Bulk CMOS Process
Development Project, pursuant to Section 3.4 of the 2-Way Agreement.
3. The Parties agree that any and all future changes or enhancements to the
Design Kit Models that they develop together pursuant to Attachment A -
Statement of Work of this Amendment 3 shall be considered part of the Specific
Results of the 300mm Wafer 90nm Bulk CMOS Process Development Project; provided,
however, that the specific staffing, objectives, and other requirements for the
development of the Design Kit Models shall be as set forth in Attachment A -
Statement of Work, and shall not be considered part of the staffing and other
aspects of the 300mm Wafer 90nm Bulk CMOS Process Development Project as set
forth in the various Exhibits to the 2-Way Agreement.
4. The Parties agree that any and all changes or extensions to their activities
as set forth in Attachment A - Statement of Work of this Amendment 3 shall be
agreed to by the Parties in writing. The Parties agree that such matters shall
be discussed at the quarterly meetings of the Management Committee for the 300mm
Wafer 90nm Bulk CMOS Process Development Project as set forth in Section 4.1.
5. For the Design Kit Models, the term of confidentiality as specified in
Section 7.3 shall instead run from the date of disclosure by the disclosing
party to the receiving party to January 1, 2007, or for two (2) years from the
date of such disclosure, whichever is longer.
6. For the avoidance of doubt, the Parties agree that:
a. the Design Kit Models shall be deemed aspects of Specific Results and
Background Know-How that Chartered may disclose to third parties pursuant to and
in furtherance of the purposes set forth in Section 7.8; provided, however, that
notwithstanding anything to the contrary in Section 7.8 or any other part of the
IBM/Chartered Confidential 1 Execution Copy
Agreement, in the case of disclosure of Design Kit Models to an EDA vendor
pursuant to Section 7.8, xxxxx; and
b. the provisions of Section 7.10.1 - 7.10.3, inclusive, shall not apply to the
Design Kit Models.
c. the provisions of Sections 6.1 and 6.2 shall apply as if the work to be
performed pursuant to Attachment A - Statement of Work of this Amendment 3 is a
Process Development Project, and the objectives and projected schedule set forth
in Attachment A - Statement of Work of this Amendment 3 were the Strategic
Technology Objectives and Development Schedule, respectively.
7. Notwithstanding anything to the contrary in Section 5 or any other provision
of the 2-Way Agreement as amended, save for Section 16, Chartered shall make
cost share payments to IBM for the joint development of such Design Kit Models
pursuant to Attachment A- Statement of Work of this Amendment 3, in the amount
of xxxxx.
All such payments shall be made by electronic funds transfer to the account
specified in Section 13.1.1 of the 2-Way Agreement. Section 16 of the 2-Way
Agreement shall apply to such payments.
The remainder of the 2-Way Agreement, as amended, shall remain unchanged.
IN WITNESS WHEREOF, the Parties hereto have caused this Agreement to be executed
by their duly authorized representatives as of the Effective Date.
CHARTERED SEMICONDUCTOR MANUFACTURING INTERNATIONAL BUSINESS MACHINES
LIMITED CORPORATION
By: /s/ Chia Song Hwee By: /s/ Xxxxxxx X. Xxxxxx
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Name: Chia Song Hwee Name: Xxxxxxx X. Xxxxxx
Title: President and CEO Title: Vice President, Alliances, IBM
Systems & Technology Group
Date: 4/11/2004 Date: 4/11/2004
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Enc: Attachment A, Statement of Work
IBM/Chartered Confidential 2 Execution Copy
ATTACHMENT A
STATEMENT OF WORK - xxxxx
Under this SOW, the Parties will work together to develop software models for
mutually agreed-to foundry macros, cores, and other circuit blocks targeted for
use by customers to augment their designs for manufacture in CMOS 9SF and CMOS
9SF-LP, for the following tools according to the following projected schedule:
xxxxx
IBM/Chartered Confidential 3 Execution Copy
