REORGANIZATION AGREEMENT Dated as of July 29, 2015
Exhibit 10.1
Dated as of July 29, 2015
TABLE OF CONTENTS
Pages
Article I DEFINITIONS | 1 | |
1.1 | Certain Defined Terms | 1 |
1.2 | Terms Defined Elsewhere in this Agreement | 3 |
1.3 | Other Definitional and Interpretative Provisions | 3 |
Article II THE REORGANIZATION | 4 | |
2.1 | Reorganization Transactions | 4 |
2.2 | Other Transactions | 6 |
2.3 | Consent to Transactions | 7 |
2.4 | No Liabilities in Event of Termination; Certain Covenants | 7 |
Article III REPRESENTATIONS AND WARRANTIES | 8 | |
3.1 | Representations and Warranties | 8 |
Article IV MISCELLANEOUS | 9 | |
4.1 | Amendments and Waivers | 9 |
4.2 | Successors and Assigns | 9 |
4.3 | Notices | 9 |
4.4 | Further Assurances | 10 |
4.5 | Entire Agreement | 10 |
4.6 | Governing Law | 11 |
4.7 | Jurisdiction | 11 |
4.8 | WAIVER OF JURY TRIAL | 11 |
4.9 | Severability | 11 |
4.10 | Enforcement | 11 |
4.11 | Counterparts; Facsimile Signatures | 11 |
4.12 | Expenses | 11 |
Schedules
Schedule 1 - Contributed Assets
Schedule 2 - Employee Benefit Plans of vTvx I and vTvx II
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THIS REORGANIZATION AGREEMENT (this “Agreement”), dated as of July 29, 2015, by and among vTv Therapeutics Inc., a Delaware corporation (“Pubco”), vTv Therapeutics LLC, a Delaware limited liability company (the “Company”), vTvx Holdings I LLC, a Delaware limited liability company (“vTvx I”), vTvx Holdings II LLC, a Delaware limited liability company (“vTvx II”), and vTv Therapeutics Holdings LLC, a Delaware limited liability company (“Holdings”).
RECITALS
WHEREAS, the Board of Directors of Pubco (the “Board”) has determined to effect an underwritten initial public offering (the “IPO”) of Pubco’s Class A Common Stock (as defined below);
WHEREAS, the parties hereto desire to effect the Transactions (as defined below), including the Reorganization Transactions (as defined below), in contemplation of the IPO; and
WHEREAS, in connection with the IPO, the applicable parties hereto intend to enter into the Transactions.
NOW, THEREFORE, in consideration of the foregoing recitals and of the mutual promises hereinafter set forth, the parties hereto hereby agree as follows:
Article I
DEFINITIONS
1.1 Certain Defined Terms. As used herein, the following terms shall have the following meanings:
“Business Day” means a day, other than Saturday, Sunday or other day on which commercial banks in New York, New York are authorized or required by applicable law to close.
“Class A Common Stock” shall mean Class A Common Stock, par value $0.01 per share, of Pubco, having the rights set forth in the Amended and Restated Certificate of Incorporation.
“Class B Common Stock” shall mean Class B Common Stock, par value $0.01 per share, of Pubco, having the rights set forth in the Amended and Restated Certificate of Incorporation.
“Class M Common Unit” shall mean the Class M Common Unit of the Company, having the rights set forth in the Amended and Restated Company LLC Agreement.
“Effective Time” means the date and time on which the Registration Statement becomes effective.
“Exchange Act” means the Securities Exchange Act of 1934, as amended.
“Existing Certificate of Incorporation” means the Certificate of Incorporation of Pubco, as filed with the Secretary of State of the State of Delaware on April 2, 2015.
“Existing Company LLC Agreement” means the Operating Agreement of the Company, dated as of April 15, 2015, by Holdings as the sole member.
“IPO Closing” means the initial closing of the sale of the Class A Common Stock in the IPO.
“IPO Price Per Share” means the per share public offering price for the Class A Common Stock.
“Nonvoting Common Units” shall mean Nonvoting Common Units of the Company, having the rights set forth in the Amended and Restated Company LLC Agreement.
“Person” means any individual, firm, corporation, partnership, limited liability company, trust, estate, joint venture, governmental authority or other entity.
“Pricing” means such date and time as the Board or the pricing committee thereof determines to price the IPO.
“Registration Statement” means the registration statement on Form S-1 (File No. 333-204951) filed by Pubco under the Securities Act with the SEC to register the IPO.
“Reorganization Documents” means the Amended and Restated Certificate of Incorporation, the Amended and Restated By-laws, the Amended and Restated Company LLC Agreement, the Exchange Agreement, the Investor Rights Agreement, the Tax Receivable Agreement, the 2015 Omnibus Incentive Plan and all other agreements and documents entered into in connection with the Transactions.
“SEC” means the Securities and Exchange Commission.
“Securities Act” means the Securities Act of 1933, as amended.
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1.2 Terms Defined Elsewhere in this Agreement(a). Each of the following terms is defined in the Section set forth opposite such term:
Term | Section |
2015 Omnibus Incentive Plan | 2.2(d) |
Agreement | Preamble |
Amended and Restated Certificate of Incorporation | 2.1(a) |
Amended and Restated Company LLC Agreement | 2.1(c) |
Board | Recitals |
Company | Preamble |
Contributed Assets | 2.1(d)(i) |
4.3 | |
Employee Transfer | 2.1(d)(ii) |
Exchange Agreement | 2.2(a) |
Holdings | Preamble |
Holdings Membership Interests | 2.1(d)(iii) |
Investor Rights Agreement | 2.2(b) |
IPO | Recitals |
Proceeds | 2.2(f) |
Pubco | Preamble |
Reorganization Transaction | 2.1 |
Reorganization Transactions | 2.1 |
Tax Receivable Agreement | 2.2(c) |
Transaction | 2.2 |
Transactions | 2.2 |
vTvx I | Preamble |
vTvx II | Preamble |
1.3 Other Definitional and Interpretative Provisions. The words “hereof”, “herein” and “hereunder” and words of like import used in this Agreement shall refer to this Agreement as a whole and not to any particular provision of this Agreement. The captions herein are included for convenience of reference only and shall be ignored in the construction or interpretation hereof. References to Articles, Sections, and Schedules are to Articles, Sections, and Schedules of this Agreement unless otherwise specified. All Schedules annexed hereto or referred to herein are hereby incorporated in and made a part of this Agreement as if set forth in full herein. The Reorganization Documents referred to herein are hereby incorporated in and made a part of this Agreement as if set forth in full herein. Any capitalized terms used in any Schedule but not otherwise defined therein, shall have the meaning as defined in this Agreement. Any singular term in this Agreement shall be deemed to include the plural, and any plural term the singular. Whenever the words “include”, “includes” or “including” are used in this Agreement, they shall be deemed to be followed by the words “without limitation”, whether or not they are in fact followed by those words or words of like import. “Writing”, “written” and comparable terms refer to printing, typing and other means of reproducing words (including electronic media) in a visible form. References to any statute shall be deemed to refer to such statute as amended from time to time and to any rules or regulations promulgated thereunder. References to any agreement or contract are to that agreement or contract as amended, modified or supplemented from time to time in accordance with the terms hereof and thereof. References to any Person include the successors and permitted assigns of that Person. References from or through any date mean, unless otherwise specified, from and including or through and including, respectively.
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Article II
THE REORGANIZATION
2.1 Reorganization Transactions. Subject to the terms and conditions hereinafter set forth, and on the basis of and in reliance upon the representations, warranties, covenants and agreements set forth herein, the parties hereto shall take the actions described in this Section 2.1 (each, a “Reorganization Transaction” and, collectively, the “Reorganization Transactions”), which shall be effective as of immediately after the Effective Time:
(a) Filing of Amended and Restated Certificate of Incorporation. Pubco shall adopt and file with the Secretary of State of the State of Delaware an amended and restated certificate of incorporation of Pubco, substantially in the form filed as Exhibit 3.1 to the Registration Statement (the “Amended and Restated Certificate of Incorporation”).
(b) Adoption of Amended and Restated By-laws. The Board shall adopt amended and restated by-laws of Pubco, substantially in the form filed as Exhibit 3.2 to the Registration Statement (the “Amended and Restated By-laws”).
(c) Adoption of Amended and Restated Company LLC Agreement. The Company shall adopt the amended and restated limited liability company agreement of the Company, substantially in the form filed as Exhibit 10.3 to the Registration Statement (the “Amended and Restated Company LLC Agreement”).
(d) Contribution of Contributed Assets and Employee Transfer. Immediately following the Reorganization Transactions described in Sections 2.1(a) through (c):
(i) vTvx I and vTvx II hereby contribute, assign, transfer and convey to Holdings all of the respective right, title, interest and obligations of vTvx I and vTvx II in their respective tangible and intangible assets set forth on Schedule 1 hereof, free and clear of all liens (other than those liens to be released pursuant to Section 2.2(e)), including all goodwill related to such assets and all goodwill of the businesses of vTvx I and vTvx II (such contributed assets, the “Contributed Assets”).
(ii) vTvx I and vTvx II hereby assign and transfer to Holdings the employment of all employees of vTvx I and vTvx II and (A) all employment-related rights and obligations, including each employment agreement between vTvx I or vTvx II, on the one hand, and each employee thereof, on the other hand, (B) noncompetition, nonsolicitation and nondisclosure agreements with respect to the employees and former employees of vTvx I and vTvx II and (C) all employee benefit plans set forth on Schedule 1 hereof (collectively, the “Employee Transfer”).
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(iii) In consideration for the Contributed Assets and the Employee Transfer, Holdings hereby issues 95 of its membership interests (“Holdings Membership Interests”) to vTvx I and 5 Holdings Membership Interests to vTvx II.
(iv) Holdings hereby acknowledges its right to receive the Contributed Assets from vTvx I and vTvx II and, for administrative convenience, hereby irrevocably directs vTvx I and vTvx II to contribute, assign, transfer and convey the Contributed Assets directly to the Company for and on behalf of Holdings in lieu of the Contributed Assets being contributed, assigned, transferred and conveyed to Holdings.
(v) Holdings acknowledges its rights to receive the Employee Transfer from vTvx I and vTvx II and, for administrative convenience, hereby irrevocably directs vTvx I and vTvx II to contribute, assign, transfer and convey the Employee Transfer directly to the Company for and on behalf of Holdings in lieu of the Employee Transfer being contributed, assigned, transferred and conveyed to Holdings. vTvx I, vTvx II and the Company acknowledge and agree that if the Company determines that in connection with the Employee Transfer, a transition service period not to exceed four months is necessary or desirable, then such employees shall be permitted to continue their participation in the employee benefit plans of vTvx I and vTvx II as set forth on Schedule 2 during such period and the Company, vTvx I and vTvx II will enter into a customary transition services agreement.
(vi) The Company hereby accepts and acquires the Contributed Assets and the Employee Transfer and all of the respective right, title, interest and obligations of vTvx I and vTvx II in the Contributed Assets and the Employee Transfer. In consideration for its receipt of the Contributed Assets and the Employee Transfer, the Company hereby: (A) issues (x) to Holdings 25,000,000 Nonvoting Common Units and (B) to Pubco, a wholly owned subsidiary of Holdings, one Class M Common Unit; (B) assumes all liabilities of vTvx I and vTvx II with respect to the Contributed Assets and the Employee Transfer; (C) covenants and agrees to discharge, perform and comply with and to be bound by all the terms, conditions, provisions, obligations, covenants and duties of vTvx I and vTvx II under all contracts and agreements included in the Contributed Assets and the Employee Transfer as if the Company were an original party thereto; and (D) agrees to indemnify and hold harmless vTvx I and vTvx II for any and all liabilities of vTvx I or vTvx II, known or unknown, that currently exist or may arise in the future with respect to the Contributed Assets and the Employee Transfer.
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(e) Issuance of Class B Common Stock to Holdings. In connection with the filing of the Amended and Restated Certificate of Incorporation, Pubco hereby issues to Holdings 25,000,000 shares of Class B Common Stock and all of the issued and outstanding common stock of Pubco held by MacAndrews & Forbes Incorporated pursuant to the Existing Certificate of Incorporation shall be cancelled.
2.2 Other Transactions. In connection with the Reorganization Transactions set forth above, the parties hereto shall, in connection therewith, take the following actions described in this Section 2.2 (together with the Reorganization Transactions, the “Transactions” and each a “Transaction”):
(a) Exchange Agreement. In connection with the issuance of Class B Common Stock and Nonvoting Common Units to Holdings as provided in Section 2.1, Holdings, the Company and Pubco hereby enter into that certain Exchange Agreement, substantially in the form filed as Exhibit 10.4 to the Registration Statement (the “Exchange Agreement”).
(b) Investor Rights Agreement. In connection with the issuance of Class B Common Stock and Nonvoting Common Units to Holdings as provided in Section 2.1, Holdings, Pubco, and the Company shall enter into an Investor Rights Agreement, substantially in the form filed as Exhibit 10.2 to the Registration Statement (the “Investor Rights Agreement”).
(c) Tax Receivable Agreement. In connection with the issuance of Class B Common Stock and Nonvoting Common Units to Holdings as provided in Section 2.1, Pubco and Holdings shall enter into a Tax Receivable Agreement, substantially in the form filed as Exhibit 10.5 to the Registration Statement (the “Tax Receivable Agreement”).
(d) 2015 Omnibus Incentive Plan. Pubco hereby enters into the 2015 Omnibus Equity Incentive Plan, substantially in the form filed as Exhibit 10.11 to the Registration Statement (the “2015 Omnibus Incentive Plan”).
(e) Intellectual Property Assignment Agreements and Lien Releases. Following the date hereof, vTvx I, vTvx II and the Company shall take all such steps and actions, and provide such cooperation and assistance to each such party and its respective successors, assigns and legal representatives, including the execution and delivery of any affidavits, declarations, oaths, exhibits, assignments, agreements, lien releases, powers of attorney, or other documents, as may be necessary to (i) release and terminate any and all liens and security interests filed against the patents, trademarks, copyrights, domain names (and any registrations or applications thereof) and any other intellectual property that is a Contributed Asset, or (ii) effect, evidence or perfect the transfer and assignment of the patents, trademarks, copyrights, domain names (and any registrations or applications thereof) and any other intellectual property that is a Contributed Asset from each of vTvx I and vTvx II to the Company or any assignee or successor thereto, including by executing and filing short-form intellectual property lien releases and/or short-form intellectual property assignment agreements in the United States Patent and Trademark Office, the United States Copyright Office and any applicable foreign intellectual property or equivalent office.
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(f) Issuance of Nonvoting Common Units to Pubco. Immediately following the IPO Closing, Pubco shall use the net proceeds (after payment of all fees and expenses in connection with the IPO) from the IPO (the “Proceeds”) to purchase from the Company a number of Nonvoting Common Units equal to the number of shares of Class A Common Stock issued in the IPO. Upon receipt of the Proceeds from Pubco, the Company shall issue to Pubco the number of Nonvoting Common Units set forth in the immediately preceding sentence.
2.3 Consent to Transactions.
(a) Each of the parties hereto hereby acknowledges, agrees and consents to all of the Transactions. Each of the parties hereto shall take all reasonable action necessary or appropriate in order to effect, or cause to be effected, to the extent within its control, each of the Transactions and the IPO.
(b) The parties hereto shall deliver to each other, as applicable, prior to or at the Effective Time, each of the Reorganization Documents to which it is a party, together with any other documents and instruments necessary or appropriate to be delivered in connection with the Transactions.
2.4 No Liabilities in Event of Termination; Certain Covenants.
(a) In the event that the IPO is abandoned or, unless the Board, the Company and Holdings otherwise agree, the IPO Closing has not occurred by September 30, 2015, (a) this Agreement shall automatically terminate and be of no further force or effect except for this Section 2.4 and Sections 4.1, 4.2, 4.3, 4.6, 4.7, 4.8, 4.9, 4.10, 4.11 and 4.12 and (b) there shall be no liability on the part of any of the parties hereto, except that such termination shall not preclude any party from pursuing judicial remedies for damages and/or other relief as a result of the breach by the other parties of any representation, warranty, covenant or agreement contained herein prior to such termination.
(b) In the event that this Agreement is terminated for any reason after the consummation of any Transaction, but prior to the consummation of all of the Transactions, the parties agree, as applicable, to cooperate and work in good faith to execute and deliver such agreements and consents and amend such documents and to effect such transactions or actions as may be necessary to re-establish the rights, preferences and privileges that the parties hereto had prior to the consummation of the Transactions, or any part thereof, including, without limitation, voting any and all securities owned by such party in favor of any amendment to any organizational document and in favor of any transaction or action necessary to re-establish such rights, powers and privileges and causing to be filed all necessary documents with any governmental authority necessary to reestablish such rights, preferences and privileges.
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(c) For the avoidance of doubt, each party hereto acknowledges and agrees that until the consummation of the Transactions: (i) the parties hereto shall not receive or lose any voting, governance or similar rights in connection with this Agreement or the Transactions and (ii) the rights of the parties hereto under the Existing Company LLC Agreement shall not be effected.
Article III
REPRESENTATIONS AND WARRANTIES
3.1 Representations and Warranties. Each party hereto hereby represents and warrants to all of the other parties hereto as follows:
(a) The execution, delivery and performance by such party of this Agreement and of the applicable Reorganization Documents, to the extent a party thereto, has been or prior to the Effective Time will be duly authorized by all necessary action. If such party is not an individual, such party is duly organized, validly existing and in good standing under the laws of its jurisdiction of organization or incorporation;
(b) Such party has or prior to the Effective Time will have the requisite power, authority, legal right and, if such party is an individual, legal capacity, to execute and deliver this Agreement and each of the Reorganization Documents, to the extent a party thereto, and to consummate the transactions contemplated hereby and thereby, as the case may be;
(c) This Agreement and each of the Reorganization Documents to which it is a party has been (or when executed will be) duly executed and delivered by such party and constitutes the legal, valid and binding obligation of such party, enforceable against such party in accordance with its terms, subject to (i) the effects of bankruptcy, insolvency, fraudulent conveyance, reorganization, moratorium and other similar laws relating to or affecting creditors’ rights generally, (ii) general equitable principles (whether considered in a proceeding in equity or at law) and (iii) an implied covenant of good faith and fair dealing; and
(d) Neither the execution, delivery and performance by such party of this Agreement and the applicable Reorganization Documents, to the extent a party thereto, nor the consummation by such party of the transactions contemplated hereby, nor compliance by such party with the terms and provisions hereof, will, directly or indirectly (with or without notice or lapse of time or both), (i) if such party is not an individual, contravene or conflict with, or result in a breach or termination of, or constitute a default under (or with notice or lapse of time or both, result in the breach or termination of or constitute a default under) the organizational documents of such party, (ii) constitute a violation by such party of any existing requirement of law applicable to such party or any of its properties, rights or assets or (iii) require the consent or approval of any Person, except, in the case of clauses (ii) and (iii), as would not reasonably be expected to result in, individually or in the aggregate, a material adverse effect on the ability of such party to consummate the transactions contemplated by this Agreement.
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Article IV
MISCELLANEOUS
4.1 Amendments and Waivers. This Agreement may be modified, amended or waived only with the written approval of Pubco, the Company, and Holdings; provided, however, that any modification, amendment or waiver that would affect any other party hereto in a manner materially and disproportionately adverse to such party shall be effective against such party so materially and adversely affected only with the prior written consent of such party, such consent not to be unreasonably withheld or delayed. The failure of any party to enforce any of the provisions of this Agreement shall in no way be construed as a waiver of such provisions and shall not affect the right of such party thereafter to enforce each and every provision of this Agreement in accordance with its terms. Notwithstanding anything to the contrary in this Section 4.1, nothing in this Section 4.1 shall be deemed to contradict the provisions of Section 2.4 hereof.
4.2 Successors and Assigns. This Agreement shall bind and inure to the benefit of and be enforceable by the parties hereto and their respective successors and permitted assigns. If and to the extent Holdings is dissolved or liquidated, MacAndrews & Forbes Incorporated and M&F TTP Holdings LLC and each of their respective affiliates (other than Pubco and its subsidiaries) holding shares of Pubco shall be the successors of Holdings, and references to “Holdings” herein shall be references to such successors of Holdings, collectively, and the Pubco shall (and shall cause its subsidiaries to) enter into such amendments and supplements hereto to effectuate the intent of this Section 4.2.
4.3 Notices. All notices, requests and other communications to any party hereunder shall be in writing (including facsimile transmission and electronic mail (“e-mail”) transmission, so long as a receipt of such e-mail is requested and not received by automated response). All such notices, requests and other communications shall be deemed received on the date of receipt by the recipient thereof if received prior to 5:00 p.m. on a Business Day in the place of receipt. Otherwise, any such notice, request or communication shall be deemed to have been received on the next succeeding Business Day in the place of receipt. All such notices, requests and other communications to any party hereunder shall be given to such party as follows:
If to Pubco or the Company addressed to it at:
Xxxxxxx X. Xxxxxxxx, President and CEO
0000 Xxxxxxxxxx Xxxx Xxxxxxx
Xxxx Xxxxx, XX 00000
Facsimile: (000) 000-0000
E-mail: xxxxxxxxx@xxxxxxxxxxxxxxx.xxx
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With copies (which shall not constitute notice) to:
Xxxx, Weiss, Rifkind, Xxxxxxx & Xxxxxxxx LLP
0000 Xxxxxx xx xxx Xxxxxxxx
Xxx Xxxx, XX 00000-0000
Facsimile No.: (000) 000-0000
Attention: Xxxxxx Xxxxxxx
Xxxxxxxx
X. Wee
E-mail: xxxxxxxx@xxxxxxxxx.xxx
xxxx@xxxxxxxxx.xxx
If to Holdings, vTvx I or vTvx II addressed to it at:
c/o MacAndrews & Forbes Incorporated
00 Xxxx 00xx Xxxxxx
Xxx Xxxx, XX 00000
Attention: Xxxx X. Xxxxx
Facsimile: (000) 000-0000
With copies (which shall not constitute notice) to:
Xxxx, Weiss, Rifkind, Xxxxxxx & Xxxxxxxx LLP
0000 Xxxxxx xx xxx Xxxxxxxx
Xxx Xxxx, XX 00000-0000
Facsimile No.: (000) 000-0000
Attention: Xxxxxx Xxxxxxx
Xxxxxxxx
X. Wee
E-mail: xxxxxxxx@xxxxxxxxx.xxx
xxxx@xxxxxxxxx.xxx
4.4 Further Assurances. At any time or from time to time after the date hereof, the parties agree to cooperate with each other, and at the request of any other party, to execute and deliver any further instruments or documents and to take all such further action as the other party may reasonably request in order to evidence or effectuate the consummation of the transactions contemplated hereby and to otherwise carry out the intent of the parties hereunder.
4.5 Entire Agreement. Except as otherwise expressly set forth herein, this Agreement, together with the Reorganization Documents, embodies the complete agreement and understanding among the parties hereto with respect to the subject matter hereof and supersedes and preempts any prior understandings, agreements or representations by or among the parties, written or oral, that may have related to the subject matter hereof in any way.
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4.6 Governing Law. This Agreement shall be governed in all respects by the laws of the State of Delaware, without regard to the conflicts of law rules of such State that would result in the application of the laws of any other State.
4.7 Jurisdiction. The parties hereto agree that any suit, action or proceeding seeking to enforce any provision of, or based on any matter arising out of or in connection with, this Agreement or the transactions contemplated hereby (whether brought by any party or any of its affiliates or against any party or any of its affiliates) shall be brought in the Delaware Chancery Court or, if such court shall not have jurisdiction, any federal court located in the State of Delaware or other Delaware state court, and each of the parties hereby irrevocably consents to the jurisdiction of such courts (and of the appropriate appellate courts therefrom) in any such suit, action or proceeding and irrevocably waives, to the fullest extent permitted by law, any objection that it may now or hereafter have to the laying of the venue of any such suit, action or proceeding in any such court or that any such suit, action or proceeding brought in any such court has been brought in an inconvenient forum. Process in any such suit, action or proceeding may be served on any party anywhere in the world, whether within or without the jurisdiction of any such court. Without limiting the foregoing, each party agrees that service of process on such party as provided in Section 4.3 shall be deemed effective service of process on such party.
4.8 WAIVER OF JURY TRIAL. EACH OF THE PARTIES HERETO HEREBY IRREVOCABLY WAIVES ANY AND ALL RIGHT TO TRIAL BY JURY IN ANY LEGAL PROCEEDING ARISING OUT OF OR RELATED TO THIS AGREEMENT OR THE TRANSACTIONS CONTEMPLATED HEREBY.
4.9 Severability. Whenever possible, each provision of this Agreement shall be interpreted in such manner as to be effective and valid under applicable law, but if any provision of this Agreement is held to be invalid, illegal or unenforceable in any respect under any applicable law or rule in any jurisdiction, such invalidity, illegality or unenforceability shall not affect any other provision or any other jurisdiction, but this Agreement shall be reformed, construed and enforced in such jurisdiction as if such invalid, illegal or unenforceable provision had never been contained herein.
4.10 Enforcement. Each party hereto acknowledges that money damages would not be an adequate remedy in the event that any of the covenants or agreements in this Agreement are not performed in accordance with its terms, and it is therefore agreed that in addition to and without limiting any other remedy or right it may have, the non-breaching party will have the right to an injunction, temporary restraining order or other equitable relief in any court of competent jurisdiction enjoining any such breach and enforcing specifically the terms and provisions hereof.
4.11 Counterparts; Facsimile Signatures. This Agreement may be executed in any number of counterparts, each of which shall be an original, but all of which together shall constitute one instrument. This Agreement may be executed by facsimile, e-mail or .pdf format signature(s).
4.12 Expenses. Unless otherwise provided in the Reorganization Documents, all costs and expenses incurred in connection with the negotiation and execution of this Agreement and the transactions contemplated by this Agreement shall be paid by the party incurring such cost or expense.
[Signature Page Follows]
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IN WITNESS WHEREOF, the parties hereto have executed this Agreement as of the date first above written.
VTV THERAPEUTICS INC. | |||
By: | /s/ Xxxxxxx X. Xxxxxxxx | ||
Name: Xxxxxxx X. Xxxxxxxx | |||
Title: President and Chief Executive Officer | |||
VTV THERAPEUTICS LLC | |||
By: | /s/ Xxxxxxx X. Xxxxxxxx | ||
Name: Xxxxxxx X. Xxxxxxxx | |||
Title: President and Chief Executive Officer | |||
VTV THERAPEUTICS HOLDINGS LLC | |||
By: | /s/ Xxxxxxx X. Xxxxxxxx | ||
Name: Xxxxxxx X. Xxxxxxxx | |||
Title: President | |||
VTVX HOLDINGS I LLC | |||
By: | /s/ Xxxxxxx X. Xxxxxxxx | ||
Name: Xxxxxxx X. Xxxxxxxx | |||
Title: President | |||
VTVX HOLDINGS II LLC | |||
By: | /s/ Xxxxxxx X. Xxxxxxxx | ||
Name: Xxxxxxx X. Xxxxxxxx | |||
Title: President |
[Signature Page to the Reorganization Agreement]
Schedule 1
Contributed Assets
(See attached.)
Schedule 1
Contributed Assets
Assets Transferred from vTvx Holdings I LLC
INDs and Similar Assets:
Program | Compound | IND / File # | Xxxxxx |
XX | XXX000 | XXX 0000-X0000-00X | vTvx Holdings I LLC |
GK | TTP399 | IND 78,649 | vTvx Holdings I LLC |
GK | TTP547 | IND 101,790 | vTvx Holdings I LLC |
GLP | TTP054 | IND 107,972; and CTA 9727-T1006-25C | vTvx Holdings I LLC |
GLP | TTP273 | IND 115,859 | vTvx Holdings I LLC |
RAGE | TTP488 | IND 68,445; and CTA 9427-T1538-21C | vTvx Holdings I LLC |
XXX0X | XXX000 | XXX 0000-X0000-00X | vTvx Holdings I LLC |
RAGE | TTP4000 | IND 108,330 | vTvx Holdings I LLC |
Factor IX | TTP889 | IND 62,132; and IND 101,833 | vTvx Holdings I LLC |
AgRP | TTP435 | IND 103,677; and CTA 9427-T1006-24C | vTvx Holdings I LLC |
Trademarks:
Trademark | Applicant | Application No. | Status |
TTPREDICT | vTvx Holdings I LLC | 76/406,330 | Registered |
TTP TRANSLATIONAL TECHNOLOGY | vTvx Holdings I LLC | 76/406,371 | Registered |
TTPSPACE | vTvx Holdings I LLC | 76/406,372 | Registered |
TTPOSTGENE | vTvx Holdings I LLC | 76/406,409 | Registered |
TTPSCREEN | vTvx Holdings I LLC | 76/406,412 | Registered |
Copyrights:
Author | Title | Copyright Year | Registration Number | Owner |
Sawafta et al. | TTPScreen Software Program | 2002 | TXU1-052-385 | vTvx Holdings I LLC |
Sawafta et al. | TTPredict Software Program | 2002 | TXU1-040-852 | vTvx Holdings I LLC |
Domain Names:
Owner | Domain Name | Status |
vTvx Holdings I LLC | XXXXXXXXXX.XXX | Registered |
vTvx Holdings I LLC | XXXXXXXXXX.XXX | Registered |
vTvx Holdings I LLC | XXXXXXXXXX.XXXX | Registered |
vTvx Holdings I LLC | XXXXXXXXXX.XXX | Registered |
vTvx Holdings I LLC | XXXXXXXXXXXXXXX.XX | Registered |
vTvx Holdings I LLC | XXXXXXXXXXXXXXX.XXX | Registered |
vTvx Holdings I LLC | XXXXXXXXXXXXXXX.XXXX | Registered |
vTvx Holdings I LLC | XXXXXXXXXXXXXXX.XXX | Registered |
vTvx Holdings I LLC | XXXXXXXXXXXXXXX.XXX | Registered |
vTvx Holdings I LLC | XXXXXXXXXXXXXXX.XX | Registered |
vTvx Holdings I LLC | XXXXXXX.XXX | Registered |
vTvx Holdings I LLC | XXXXXXX.XXXX | Registered |
vTvx Holdings I LLC | XXXXXXX.XXX | Registered |
vTvx Holdings I LLC | XXXXXXX.XXX | Registered |
vTvx Holdings I LLC | XXXXXXX.XX | Registered |
vTvx Holdings I LLC | XXXXXXXXXXXXXXXXXXX.XX | Registered |
vTvx Holdings I LLC | XXXXXXXXXXXXXXXXXXX.XXX | Registered |
vTvx Holdings I LLC | XXXXXXXXXXXXXXXXXXX.XXXX | Registered |
vTvx Holdings I LLC | XXXXXXXXXXXXXXXXXXX.XXX | Registered |
vTvx Holdings I LLC | XXXXXXXXXXXXXXXXXXX.XXX | Registered |
vTvx Holdings I LLC | XXXXXXXXXXXXXXXXXXX.XX | Registered |
vTvx Holdings I LLC | XXXXXXXXX.XXX | Registered |
vTvx Holdings I LLC | XXXXXXXXX.XXX | Registered |
vTvx Holdings I LLC | XXXXXXXX.XXX | Registered |
vTvx Holdings I LLC | XXXXXXXXXXXXXXXXXXXXXXXXXX.XXX | Registered |
vTvx Holdings I LLC | XXX.XXX | Registered |
vTvx Holdings I LLC | XXXXXXXX.XXX | Registered |
vTvx Holdings I LLC | XXXXXXXX.XXX | Registered |
vTvx Holdings I LLC | XXXXXXXXXXXXXXX.XXX | Registered |
vTvx Holdings I LLC | XXXXXXXXXXXXXXX.XXX | Registered |
vTvx Holdings I LLC | XXXX.XXX | Registered |
Patents:
File No. | Country | Owner | Application No. | Patent No. |
2001-04-US-B | United States | vTvx Holdings I LLC | 12/901,133 | |
0000-00-XX-X | Xxxxxx Xxxxxx | vTvx Holdings I LLC | 10/411,568 | 7,146,384 |
0378.204-AU | Australia | vTvx Holdings I LLC | 2013262895 | |
0378.204-BR | Brazil | vTvx Holdings I LLC | BR1120140286221 | |
0378.204-CA | Canada | vTvx Holdings I LLC | 2872021 | |
0378.204-CN | China | vTvx Holdings I LLC | 201380024802.X | |
0378.204-EA | Eurasia | vTvx Holdings I LLC | 201492109 | |
0378.204-HK | Hong Kong | vTvx Holdings I LLC | 15103235.2 | |
0378.204-IL | Israel | vTvx Holdings I LLC | 235484 | |
0378.204-IN | India | vTvx Holdings I LLC | 9554/DELNP/2014 | |
0000.000-XX | Xxxxx | vTvx Holdings I LLC | 2015-512779 | |
0378.204-KR | South Korea | vTvx Holdings I LLC | 00-0000-0000000 | |
0378.204-MX | Mexico | vTvx Holdings I LLC | MX/a/2014/013105 | |
0378.204-NZ | New Zealand | vTvx Holdings I LLC | 701802 | |
0378.204-SG | Singapore | vTvx Holdings I LLC | 11201406987U | |
0378.204-US | United States | vTvx Holdings I LLC | 14/071,976 | |
0378.204-ZA | South Africa | vTvx Holdings I LLC | 2014/07864 | |
0378.205-EP | Europe | vTvx Holdings I LLC | 13726933.8 | |
0379.204-PCT | PCT Application | vTvx Holdings I LLC | PCT/US2014/019349 | |
2010-05-AU-A | Australia | vTvx Holdings I LLC | 2011258460 | 2011258460 |
0000-00-XX-X | Xxxxxx | vTvx Holdings I LLC | BR1120120298445 | |
2010-05-CA-A | Canada | vTvx Holdings I LLC | 2799591 | |
0000-00-XX-X | Xxxxx | vTvx Holdings I LLC | 201180025744.3 | ZL201180025744.3 |
2010-05-EA-A | Eurasia | vTvx Holdings I LLC | 201201617 | |
2010-05-EP-A | Europe | vTvx Holdings I LLC | 11787250.7 | |
2010-05-GCC-A | Gulf Cooperation Council | vTvx Holdings I LLC | GC 2011-18476 | |
2010-05-HK-A | Hong Kong | vTvx Holdings I LLC | 13108290.5 | |
2010-05-IL-A | Israel | vTvx Holdings I LLC | 223137 | |
0000-00-XX-X | Xxxxx | vTvx Holdings I LLC | 10658/CHENP/2012 | |
0000-00-XX-X | Xxxxx | vTvx Holdings I LLC | 2013-512164 | |
0000-00-XX-X | Xxxxx Xxxxx | vTvx Holdings I LLC | 00-0000-0000000 | |
2010-05-MX-A | Mexico | vTvx Holdings I LLC | MX/a/2012/013617 | |
2010-05-NZ-A | New Zealand | vTvx Holdings I LLC | 603614 | 603614 |
0000-00-XX-X | Xxxxxxxxx | vTvx Holdings I LLC | 201208508-0 | 185660 |
2010-05-TW-A | Taiwan | vTvx Holdings I LLC | 100118368 | |
2010-05-US-A | United States | vTvx Holdings I LLC | 13/114,964 | |
0000-00-XX-X | Xxxxx Xxxxxx | vTvx Holdings I LLC | 2012/08834 | |
2013-02-PCT | PCT Application | vTvx Holdings I LLC | PCT/US2014/019363 | |
File No. | Country | Owner | Application No. | Patent No. |
6694.214-US | United States | vTvx Holdings I LLC | 12/895,761 | 8,148,413 |
6808.205-BG | Bulgaria | vTvx Holdings I LLC | 5700554.8 | 1723128 |
6808.205-CY | Cyprus | vTvx Holdings I LLC | 5700554.8 | 1723128 (CY1113736) |
6808.205-EE | Estonia | vTvx Holdings I LLC | 5700554.8 | 1723128 |
6808.205-HK | Hong Kong | vTvx Holdings I LLC | 7107531.4 | XX0000000 |
6808.205-IS | Iceland | vTvx Holdings I LLC | 5700554.8 | 1723128 |
6808.205-LT | Lithuania | vTvx Holdings I LLC | 5700554.8 | 1723128 |
6808.205-LU | Luxembourg | vTvx Holdings I LLC | 5700554.8 | 1723128 |
6808.205-MC | Monaco | vTvx Holdings I LLC | 5700554.8 | 1723128 |
6808.205-RO | Romania | vTvx Holdings I LLC | 5700554.8 | 1723128 |
6808.205-SI | Slovenia | vTvx Holdings I LLC | 5700554.8 | 1723128 |
6808.205-SK | Slovakia | vTvx Holdings I LLC | 5700554.8 | 1723128 (E13998 T3) |
6937.204-MX | Mexico | vTvx Holdings I LLC | MX/a/2007/006420 | 303022 |
6937.204-US | United States | vTvx Holdings I LLC | 11/791,200 | 8,148,412 |
7112.204-AU | Australia | vTvx Holdings I LLC | 2006268589 | 2006268589 |
7112.204-BR | Brazil | vTvx Holdings I LLC | PI0612996-0 | |
7112.204-CA | Canada | vTvx Holdings I LLC | 2615938 | 2,615,938 |
7112.204-CN | China | vTvx Holdings I LLC | 200680033512.1 | ZL200680033512.1 |
7112.204-IL | Israel | vTvx Holdings I LLC | 188244 | 188244 |
7112.204-IN | India | vTvx Holdings I LLC | 10025/DELNP/2007 | |
7112.204-KR | South Korea | vTvx Holdings I LLC | 00-0000-0000000 | 00-0000000 |
7112.204-MX | Mexico | vTvx Holdings I LLC | MX/a/2008/000255 | 305666 |
7112.204-RU | Russia | vTvx Holdings I LLC | 0000000000 | 2443691 |
7112.204-ZA | South Africa | vTvx Holdings I LLC | 2008/00341 | 2008/00341 |
7112.205-HK | Hong Kong | vTvx Holdings I LLC | 8112906 | HK1121744 |
7127.204-US | United States | vTvx Holdings I LLC | 12/298,840 | 8,211,925 |
7209.204-US | United States | vTvx Holdings I LLC | 11/994,728 | 7,582,769 |
7563.204-AU | Australia | vTvx Holdings I LLC | 2008-204530 | 2008204530 |
7563.204-CA | Canada | vTvx Holdings I LLC | 2675111 | |
7563.204-IL | Israel | vTvx Holdings I LLC | 199615 | |
7563.204-IN | India | vTvx Holdings I LLC | 4486/DELNP/2009 | |
2008-03-AU-A | Australia | vTvx Holdings I LLC | 2009221722 | 2009221722 |
0000-00-XX-X | Xxxxxx | vTvx Holdings I LLC | PI0910282-5 | |
2008-03-CA-A | Canada | vTvx Holdings I LLC | 2716664 | |
0000-00-XX-X | Xxxxx | vTvx Holdings I LLC | 200980108115.X | ZL200980108115.X |
2008-03-EA-A | Eurasia | vTvx Holdings I LLC | 201071045 | 18225 |
2008-03-EP-A | Europe | vTvx Holdings I LLC | 9718287.7 | |
2008-03-HK-A | Hong Kong | vTvx Holdings I LLC | 11102525.7 | |
2008-03-IL-A | Israel | vTvx Holdings I LLC | 207570 | 207570 |
0000-00-XX-X | Xxxxx | vTvx Holdings I LLC | 6085/DELNP/2010 | |
File No. | Country | Owner | Application No. | Patent No. |
0000-00-XX-X | Xxxxx | vTvx Holdings I LLC | 2010-549910 | 5382952 |
0000-00-XX-X | Xxxxx Xxxxx | vTvx Holdings I LLC | 00-0000-0000000 | |
2008-03-ME-A | Montenegro | vTvx Holdings I LLC | P-2010-143 | 1018 |
2008-03-MO-A | Macau | vTvx Holdings I LLC | J/001523 | |
2008-03-MX-A | Mexico | vTvx Holdings I LLC | MX/a/2010/009752 | 300256 |
2008-03-NZ-A | New Zealand | vTvx Holdings I LLC | 587343 | 587343 |
0000-00-XX-X | Xxxxxxxxx | vTvx Holdings I LLC | 201006155-4 | 164144 [WO 2009/111700] |
0000-00-XX-X | Xxxxxx Xxxxxx | vTvx Holdings I LLC | 12/399,504 | 7,727,983 |
0000-00-XX-X | Xxxxxx Xxxxxx | vTvx Holdings I LLC | 12/759,010 | 7,790,714 |
0000-00-XX-X | Xxxxxx Xxxxxx | vTvx Holdings I LLC | 12/849,225 | 7,906,507 |
0000-00-XX-X | Xxxxxx Xxxxxx | vTvx Holdings I LLC | 12/872,580 | 8,524,708 |
0000-00-XX-X | Xxxxxx Xxxxxx | vTvx Holdings I LLC | 13/956,578 | 8,703,766 |
0000-00-XX-X | Xxxxxx Xxxxxx | vTvx Holdings I LLC | 14/197,771 | 8,933,222 |
0000-00-XX-X | Xxxxxx Xxxxxx | vTvx Holdings I LLC | 14/556,837 | |
0000-00-XX-X | Xxxxx Xxxxxx | vTvx Holdings I LLC | 2010/06367 | 2010/06367 |
2008-06-US-A | United States | vTvx Holdings I LLC | 12/936,434 | 8,718,994 |
2009-01-AU-A | Australia | vTvx Holdings I LLC | 2010232750 | |
0000-00-XX-X | Xxxxxx | vTvx Holdings I LLC | PI1013579-0 | |
2009-01-CA-A | Canada | vTvx Holdings I LLC | 2757084 | |
0000-00-XX-X | Xxxxx | vTvx Holdings I LLC | 201080015264.4 | ZL201080015264.4 |
2009-01-EA-A | Eurasia | vTvx Holdings I LLC | 201171197 | |
2009-01-EP-A | Europe | vTvx Holdings I LLC | 10779665.8 | |
2009-01-HK-A | Hong Kong | vTvx Holdings I LLC | 12104614.4 | |
2009-01-IL-A | Israel | vTvx Holdings I LLC | 214822 | |
0000-00-XX-X | Xxxxx | vTvx Holdings I LLC | 6636/DELNP/2011 | |
0000-00-XX-X | Xxxxx | vTvx Holdings I LLC | 2012-503599 | |
0000-00-XX-X | Xxxxx Xxxxx | vTvx Holdings I LLC | 00-0000-0000000 | |
0000-00-XX-X | Xxxxx | vTvx Holdings I LLC | J/001320 | J/1320 |
2009-01-MX-A | Mexico | vTvx Holdings I LLC | MX/a/2011/010347 | 320199 |
0000-00-XX-X | Xxxxxxxxx | vTvx Holdings I LLC | 201106311-2 | 174205 |
2009-01-US-A | United States | vTvx Holdings I LLC | 12/825,631 | 8,383,644 |
0000-00-XX-X | Xxxxxx Xxxxxx | vTvx Holdings I LLC | 13/707,265 | 8,987,295 |
0000-00-XX-X | Xxxxxx Xxxxxx | vTvx Holdings I LLC | 14/603,556 | |
0000-00-XX-X | Xxxxx Xxxxxx | vTvx Holdings I LLC | 2011/06441 | |
2011-01-US-A | United States | vTvx Holdings I LLC | 13/934,491 | |
2012-01-AU-A | Australia | vTvx Holdings I LLC | 2013235167 | |
0000-00-XX-X | Xxxxxx | vTvx Holdings I LLC | BR1120140227438 | |
2012-01-CA-A | Canada | vTvx Holdings I LLC | 2868033 | |
0000-00-XX-X | Xxxxx | vTvx Holdings I LLC | 201380015508.2 | |
2012-01-EA-A | Eurasia | vTvx Holdings I LLC | 201491749 | |
File No. | Country | Owner | Application No. | Patent No. |
2012-01-EP-A | Europe | vTvx Holdings I LLC | 13765015.6 | |
2012-01-HK-A | Hong Kong | vTvx Holdings I LLC | 14112910.6 | |
2012-01-IL-A | Israel | vTvx Holdings I LLC | 234615 | |
0000-00-XX-X | Xxxxx | vTvx Holdings I LLC | 7867/DELNP/2014 | |
0000-00-XX-X | Xxxxx | vTvx Holdings I LLC | 2015-501876 | |
0000-00-XX-X | Xxxxx Xxxxx | vTvx Holdings I LLC | 00-0000-0000000 | |
2012-01-MX-A | Mexico | vTvx Holdings I LLC | MX/a/2014/010366 | |
2012-01-NZ-A | New Zealand | vTvx Holdings I LLC | 629203 | |
0000-00-XX-X | Xxxxxxxxx | vTvx Holdings I LLC | 11201405353V | |
2012-01-US-A | United States | vTvx Holdings I LLC | 14/489,890 | |
0000-00-XX-X | Xxxxx Xxxxxx | vTvx Holdings I LLC | 2014/06521 | |
2013-01-AU-A | Australia | vTvx Holdings I LLC | 2014207748 | |
2013-01-CA-A | Canada | vTvx Holdings I LLC | ||
2013-01-NZ-A | New Zealand | vTvx Holdings I LLC | 709129 | |
0000-00-XX-X | Xxxxxxxxx | vTvx Holdings I LLC | ||
2000-02-US-A | United States | vTvx Holdings I LLC | 09/799,152 | 6,908,741 |
0000-00-XX-X | Xxxxxx Xxxxxx | vTvx Holdings I LLC | 10/091,759 | 7,423,177 |
2002-01-AT-A | Austria | vTvx Holdings I LLC | 3713918.5 | 1482931 (E529110) |
2002-01-AU-A | Australia | vTvx Holdings I LLC | 2003217943 | 2003217943 |
2002-01-AU-B | Australia | vTvx Holdings I LLC | 2007202350 | 2007202350 |
2002-01-AU-C | Australia | vTvx Holdings I LLC | 2009202814 | 2009202814 |
2002-01-BE-A | Belgium | vTvx Holdings I LLC | 3713918.5 | 1482931 |
2002-01-CA-A | Canada | vTvx Holdings I LLC | 2476594 | 2,476,594 |
0000-00-XX-X | Xxxxxxxxxxx | vTvx Holdings I LLC | 3713918.5 | 1482931 |
0000-00-XX-X | Xxxxx | vTvx Holdings I LLC | 3805204 | ZL 03805204.0 |
0000-00-XX-X | Xxxxxxx | vTvx Holdings I LLC | 3713918.5 | 1482931 (60338810.8) |
0000-00-XX-X | Xxxxxxx | vTvx Holdings I LLC | 3713918.5 | 1482931 (DK/EP1482931) |
2002-01-EP-A | Europe | vTvx Holdings I LLC | 3713918.5 | 1482931 |
2002-01-ES-A | Spain | vTvx Holdings I LLC | 3713918.5 | 1482931 (2373875) |
0000-00-XX-X | Xxxxxx | vTvx Holdings I LLC | 3713918.5 | 1482931 |
2002-01-GB-A | United Kingdom | vTvx Holdings I LLC | 3713918.5 | 1482931 |
2002-01-HK-A | Hong Kong | vTvx Holdings I LLC | 5103177.4 | XX0000000 |
2002-01-IE-A | Ireland | vTvx Holdings I LLC | 3713918.5 | 1482931 |
0000-00-XX-X | Xxxxx | vTvx Holdings I LLC | 3713918.5 | 1482931 (47615 BE/2012) |
0000-00-XX-X | Xxxxx | vTvx Holdings I LLC | 2003-574195 | 4481011 |
2002-01-LU-A | Luxembourg | vTvx Holdings I LLC | 3713918.5 | 1482931 |
2002-01-MC-A | Monaco | vTvx Holdings I LLC | 3713918.5 | 1482931 |
2002-01-MO-A | Macau | vTvx Holdings I LLC | J/000383 | J/000383 |
0000-00-XX-X | Xxxxxxxxxxx | vTvx Holdings I LLC | 3713918.5 | 1482931 |
File No. | Country | Owner | Application No. | Patent No. |
2002-01-SE-A | Sweden | vTvx Holdings I LLC | 3713918.5 | 1482931 |
2002-01-US-A | United States | vTvx Holdings I LLC | 10/382,203 | 7,361,678 |
0000-00-XX-X | Xxxxxx Xxxxxx | vTvx Holdings I LLC | 11/511,163 | 7,714,013 |
0000-00-XX-X | Xxxxxx Xxxxxx | vTvx Holdings I LLC | 11/800,085 | 7,737,285 |
2007-01-CA-A | Canada | vTvx Holdings I LLC | 2681864 | |
2007-01-US-A | United States | vTvx Holdings I LLC | 12/046,872 | 7,884,219 |
0000-00-XX-X | Xxxxxx Xxxxxx | vTvx Holdings I LLC | 12/982,775 | 8,372,988 |
2009-03-CA-A | Canada | vTvx Holdings I LLC | 2772797 | |
0000-00-XX-X | Xxxxxxxxxxx | vTvx Holdings I LLC | 10757925.2 | 2470510 |
0000-00-XX-X | Xxxxxxx | vTvx Holdings I LLC | 10757925.2 | 2470510 (602010016110.2) |
2009-03-EP-A | Europe | vTvx Holdings I LLC | 10757925.2 | 2470510 |
2009-03-ES-A | Spain | vTvx Holdings I LLC | 10757925.2 | 2470510 |
0000-00-XX-X | Xxxxxx | vTvx Holdings I LLC | 10757925.2 | 2470510 |
2009-03-GB-A | United Kingdom | vTvx Holdings I LLC | 10757925.2 | 2470510 |
2009-03-IE-A | Ireland | vTvx Holdings I LLC | 10757925.2 | 2470510 |
0000-00-XX-X | Xxxxx | vTvx Holdings I LLC | 10757925.2 | 2470510 (69561 BE/2014) |
0000-00-XX-X | Xxxxx | vTvx Holdings I LLC | 2012-532199 | |
2009-03-TW-A | Taiwan | vTvx Holdings I LLC | 99132288 | |
2009-03-US-A | United States | vTvx Holdings I LLC | 12/888,660 | 8,580,833 |
0000-00-XX-X | Xxxxxx Xxxxxx | vTvx Holdings I LLC | 14/049,261 | |
2010-01-CA-A | Canada | vTvx Holdings I LLC | 2788355 | |
0000-00-XX-X | Xxxxxxxxxxx | vTvx Holdings I LLC | 11745116.1 | |
0000-00-XX-X | Xxxxxxx | vTvx Holdings I LLC | 11745116.1 | |
2010-01-EP-A | Europe | vTvx Holdings I LLC | 11745116.1 | |
2010-01-ES-A | Spain | vTvx Holdings I LLC | 11745116.1 | |
0000-00-XX-X | Xxxxxx | vTvx Holdings I LLC | 11745116.1 | |
2010-01-GB-A | United Kingdom | vTvx Holdings I LLC | 11745116.1 | |
2010-01-IE-A | Ireland | vTvx Holdings I LLC | 11745116.1 | |
0000-00-XX-X | Xxxxx | vTvx Holdings I LLC | 11745116.1 | |
0000-00-XX-X | Xxxxx | vTvx Holdings I LLC | 2012-553968 | |
2010-01-TW-A | Taiwan | vTvx Holdings I LLC | 100104976 | |
2010-01-US-A | United States | vTvx Holdings I LLC | 13/028,036 | 8,431,575 |
0000-00-XX-X | Xxxxxx Xxxxxx | vTvx Holdings I LLC | 13/772,685 | 8,741,900 |
0000-00-XX-X | Xxxxxx Xxxxxx | vTvx Holdings I LLC | 14/225,837 | 9,045,461 |
2012-02-AU-A | Australia | vTvx Holdings I LLC | 2013327450 | |
0000-00-XX-X | Xxxxxx | vTvx Holdings I LLC | BR1120150076416 | |
2012-02-CA-A | Canada | vTvx Holdings I LLC | 2886785 | |
0000-00-XX-X | Xxxxx | vTvx Holdings I LLC | 201380051206 | |
2012-02-EA-A | Eurasia | vTvx Holdings I LLC | 201590687 | |
File No. | Country | Owner | Application No. | Patent No. |
2012-02-EP-A | Europe | vTvx Holdings I LLC | ||
2012-02-IL-A | Israel | vTvx Holdings I LLC | 237730 | |
0000-00-XX-X | Xxxxx | vTvx Holdings I LLC | 3734/DELNP/2015 | |
0000-00-XX-X | Xxxxx | vTvx Holdings I LLC | ||
0000-00-XX-X | Xxxxx Xxxxx | vTvx Holdings I LLC | 00-0000-0000000 | |
2012-02-MX-A | Mexico | vTvx Holdings I LLC | MX/a/2015/003732 | |
2012-02-NZ-A | New Zealand | vTvx Holdings I LLC | 705813 | |
0000-00-XX-X | Xxxxxxxxx | vTvx Holdings I LLC | 11201502210V | |
2012-02-US-A | United States | vTvx Holdings I LLC | 14/059,529 | |
0000-00-XX-X | Xxxxx Xxxxxx | vTvx Holdings I LLC | 2015/01834 | |
2004-02-US-A | United States | vTvx Holdings I LLC | 11/110,499 | 7,820,704 |
0000-00-XX-X | Xxxxxx Xxxxxx | vTvx Holdings I LLC | 12/547,018 | 8,563,742 |
0000-00-XX-X | Xxxxxx Xxxxxx | vTvx Holdings I LLC | 10/913,216 | 7,459,472 |
0000-00-XX-X | Xxxxxx Xxxxxx | vTvx Holdings I LLC | 10/913,882 | 7,501,538 |
0000-00-XX-X | Xxxxxx Xxxxxx | vTvx Holdings I LLC | 10/913,168 | 7,544,699 |
0000-00/00-XX-X | Xxxxxx Xxxxxx | vTvx Holdings I LLC | 10/274,546 | 6,933,303 |
2006-01-AU-A | Australia | vTvx Holdings I LLC | 2007211319 | 2007211319 |
2006-01-CA-A | Canada | vTvx Holdings I LLC | 2637024 | 2,637,024 |
0000-00-XX-X | Xxxxx | vTvx Holdings I LLC | 200780003942.3 | ZL200780003942.3 |
2006-01-EA-A | Eurasia | vTvx Holdings I LLC | 200870218 | 19385 |
2006-01-EP-A | Europe | vTvx Holdings I LLC | 7763040.8 | |
2006-01-HK-A | Hong Kong | vTvx Holdings I LLC | 9104978.9 | HK1127342 |
0000-00-XX-X | Xxxxxx | vTvx Holdings I LLC | 192557 | 192557 |
0000-00-XX-X | Xxxxx | vTvx Holdings I LLC | 2008-553332 | 5180099 |
2006-01-MO-A | Macau | vTvx Holdings I LLC | J/000800 | J/000800 |
2006-01-MX-A | Mexico | vTvx Holdings I LLC | MX/a/2008/008929 | 316963 |
2006-01-NZ-A | New Zealand | vTvx Holdings I LLC | 569329 | 569329 |
0000-00-XX-X | Xxxxxxxxx | vTvx Holdings I LLC | 200804987-6 | 144278 [WO 2007/089857] |
0000-00-XX-X | Xxxxxx Xxxxxx | vTvx Holdings I LLC | 11/699,780 | 7,723,369 |
0000-00-XX-X | Xxxxxx Xxxxxx | vTvx Holdings I LLC | 12/685,178 | 8,404,731 |
0000-00-XX-X | Xxxxx Xxxxxx | vTvx Holdings I LLC | 2008/05648 | 2008/05648 |
2004-04-AU-A | Australia | vTvx Holdings I LLC | 2005271452 | 2005271452 |
2004-04-CA-A | Canada | vTvx Holdings I LLC | 2570324 | 2,570,324 |
0000-00-XX-X | Xxxxxxxxxxx | vTvx Holdings I LLC | 5778764 | 1781700 |
0000-00-XX-X | Xxxxx | vTvx Holdings I LLC | 200580025947.7 | |
0000-00-XX-X | Xxxxxxx | vTvx Holdings I LLC | 5778764 | 1781700 (602005043021.0) |
2004-04-EA-A | Eurasia | vTvx Holdings I LLC | 200700404 | 12082 |
2004-04-EP-A | Europe | vTvx Holdings I LLC | 5778764 | 1781700 |
File No. | Country | Owner | Application No. | Patent No. |
2004-04-ES-A | Spain | vTvx Holdings I LLC | 5778764 | 1781700 |
0000-00-XX-X | Xxxxxx | vTvx Holdings I LLC | 5778764 | 1781700 |
2004-04-GB-A | United Kingdom | vTvx Holdings I LLC | 5778764 | 1781700 |
2004-04-HK-A | Hong Kong | vTvx Holdings I LLC | 7108801.5 | |
2004-04-IE-A | Ireland | vTvx Holdings I LLC | 5778764 | 1781700 |
2004-04-IL-A | Israel | vTvx Holdings I LLC | 180554 | 180554 |
0000-00-XX-X | Xxxxx | vTvx Holdings I LLC | 0797/DELNP/2007 | 257473 |
0000-00-XX-X | Xxxxx | vTvx Holdings I LLC | 5778764 | 1781700 |
0000-00-XX-X | Xxxxx | vTvx Holdings I LLC | 2007-524978 | 5188804 |
0000-00-XX-X | Xxxxx Xxxxx | vTvx Holdings I LLC | 00-0000-0000000 | 00-0000000 |
2004-04-MX-A | Mexico | vTvx Holdings I LLC | MX/a/2007/001559 | 293182 |
2004-04-NZ-A | New Zealand | vTvx Holdings I LLC | 552128 | 552128 |
0000-00-XX-X | Xxxxxxxxx | vTvx Holdings I LLC | 200700364-3 | 129082 [WO 2006/017647] |
0000-00-XX-X | Xxxxxx Xxxxxx | vTvx Holdings I LLC | 11/197,038 | 7,901,688 |
0000-00-XX-X | Xxxxxx Xxxxxx | vTvx Holdings I LLC | 11/629,437 | 7,981,423 |
0000-00-XX-X | Xxxxxx Xxxxxx | vTvx Holdings I LLC | 12/983,604 | 8,877,192 |
0000-00-XX-X | Xxxxx Xxxxxx | vTvx Holdings I LLC | 2007/00643 | 2007/00643 |
0000-00-XX-X | Xxxxx Xxxxxx | vTvx Holdings I LLC | 2009/06459 | 2009/06459 |
2006-07-AU-A | Australia | vTvx Holdings I LLC | 2007248784 | 2007248784 |
2006-07-CA-A | Canada | vTvx Holdings I LLC | 2651348 | |
2006-07-EA-A | Eurasia | vTvx Holdings I LLC | 200870502 | 17291 |
2006-07-EP-A | Europe | vTvx Holdings I LLC | 7794379.3 | |
0000-00-XX-X | Xxxxx | vTvx Holdings I LLC | 2009-509615 | 5558810 |
2006-07-MX-A | Mexico | vTvx Holdings I LLC | MX/a/2008/013863 | 307987 |
2006-07-NZ-A | New Zealand | vTvx Holdings I LLC | 571692 | 571692 |
2006-07-US-A | United States | vTvx Holdings I LLC | 11/789,637 | 7,981,424 |
0000-00-XX-X | Xxxxxx Xxxxxx | vTvx Holdings I LLC | 13/158,748 | 8,344,120 |
0000-00-XX-X | Xxxxx Xxxxxx | vTvx Holdings I LLC | 2008/09394 | 2008/09394 |
2009-04-CA-A | Canada | vTvx Holdings I LLC | 2757079 | 2,757,079 |
2009-04-EP-A | Europe | vTvx Holdings I LLC | 10718284.2 | |
0000-00-XX-X | Xxxxx | vTvx Holdings I LLC | 2010-95600 | |
2009-04-US-A | United States | vTvx Holdings I LLC | 13/265,132 | 9,034,341 |
0000-00-XX-X | Xxxxxx Xxxxxx | vTvx Holdings I LLC | 14/686,352 | |
2010-02-CA-A | Canada | vTvx Holdings I LLC | 2789244 | |
2010-02-EP-A | Europe | vTvx Holdings I LLC | 10773766 | |
0000-00-XX-X | Xxxxx | vTvx Holdings I LLC | 2012-553874 | |
2010-02-US-A | United States | vTvx Holdings I LLC | 13/062,395 | |
00000-X | Xxxxxx Xxxxxx | Jointly owned by vTvx Holdings I LLC and The Trustees of Columbia University in the City of New York, each with a 1/2 undivided interest. | 11/197,644 |
Commercial Lease Transferred from vTvx Holdings I LLC:
· | Lease Agreement, dated as of September 20, 1999, by and between Liberty Property Limited Partnership and TransTech Pharma, Inc., as amended by that certain First Amendment thereto dated as of March 6, 2000, that certain Second Amendment thereto dated as of March 22, 2000, that certain Third Amendment thereto dated as of December 5, 2001, that certain Fourth Amendment thereto dated as of March 18, 2004, and that certain Fifth Amendment thereto dated as of May 30, 2013, which Lease Agreement, as amended, relates to 0000 Xxxxxxxxxx Xxxx Xxxx, Xxxx Xxxxx, XX. |
License Agreements and other Contracts Transferred from vTvx Holdings I LLC:
· | New Exclusive License Agreement, dated May 14, 2015, by and between The Trustees of Columbia University in the City of New York and vTvx I Holdings LLC. |
· | Agreement Concerning Glucokinase Activator Project, dated February 20, 2007, by and between Novo Nordisk A/S and vTvx I Holdings LLC. |
· | License and Research Agreement, dated as of March 5, 2015, by and among Calithera Biosciences Inc., vTvx I Holdings LLC, and vTvx II Holdings LLC. |
· | Biological Program Termination Agreement, dated as of May 8, 2009, by and between Pfizer, Inc. and vTvx I Holdings LLC. |
· | Assignment of Patent Applications, dated as of July 17, 2013, by and between Pfizer, Inc. and vTvx I Holdings LLC. |
· | All other valid and ongoing licenses, contracts and other agreements entered into by vTvx Holdings I LLC, but excluding the agreements set forth or referenced in the Excluded Assets section below. |
Personal Property Transferred from vTvx Holdings I LLC:
· | All personal property owned by vTvx Holdings I LLC, including (without limitation) the following: |
o | Laboratory equipment |
o | Leasehold improvements |
o | Computers and hardware |
o | Software |
o | Furniture and office equipment |
Transferred Employee Assets of vTvx Holdings I LLC:
The following employee benefit plans are, in respect of those employees of vTvx Holdings I LLC and vTvx Holdings II LLC whose employment is assigned and transferred to the Company and subject to any transition services period as set forth in Sections 2.1(d)(i) and 2.1(d)(v) of the Agreement, assigned and transferred to the Company.
· | TransTech Pharma, LLC Retirement Plan |
o | Directed Trustee Agreement by and between TransTech Pharma, LLC and Mid Atlantic Trust Company, dated as of November 26, 2013 |
o | Investment Management Agreement by and between High Point Bank and Trust Company and TransTech Pharma, LLC & PharmaCore, Inc., dated as of November 26, 2013 |
o | Recordkeeping and Investment Account Services Agreement by and between EPIC Advisors, Inc. and TransTech Pharma, LLC, dated as of November 26, 2013 |
· | BlueOptions Medical Plan (BlueCross BlueShield of North Carolina) |
· | Delta Dental PPO Plus Premier (Dental Plan) |
· | COBRA Administration Arrangement with Xxxxxx & Associates, LLC |
· | Wingspan Cafeteria Plan (AFLAC supplemental insurance) |
· | Group Term Life Insurance (USAble Life) |
· | Group Voluntary Life Insurance (USAble Life) |
· | Group Accidental Death and Dismemberment Insurance (USAble Life) |
· | Group Long Term Disability Insurance (USAble Life) |
· | Group Short Term Disability Insurance (administered by USAble Life) |
Assets Transferred from vTvx Holdings II LLC
INDs and Similar Assets:
Program | Compound | IND / File # | Holder |
BACH1 | HPP971 | IND 119,328 | vTvx Holdings II LLC |
PDE4 | HPP737 | IND 116,186 | vTvx Holdings II LLC |
PPAR | HPP593 | IND 122,225; and IND 107,545 | vTvx Holdings II LLC |
11-Beta | HPP851 | IND 110,923 | vTvx Holdings II LLC |
PPAR | HPP5920 | IND 73,189 | vTvx Holdings II LLC |
BACE | HPP854 | IND 105,195 | vTvx Holdings II LLC |
H3 | HPP404 | IND 103,863 | vTvx Holdings II LLC |
Patents:
File No. | Country | Owner | Application No. | Patent No. |
3009.200-GCC | Gulf Cooperation Council | vTvx Holdings II LLC | GC 2011-17799 | |
3009.200-XX | Xxxxxx | vTvx Holdings II LLC | 47/2011 | |
3009.200-LB | Lebanon | vTvx Holdings II LLC | 1193 | 9286 |
3009.200-TW | Taiwan | vTvx Holdings II LLC | 100105506 | |
3009.200-US | United States | vTvx Holdings II LLC | 13/028,406 | 8,759,535 |
3009.204-AU | Australia | vTvx Holdings II LLC | 2011218316 | |
3009.204-BR | Brazil | vTvx Holdings II LLC | BR1120120207598 | |
3009.204-CA | Canada | vTvx Holdings II LLC | 2789950 | |
3009.204-CN | China | vTvx Holdings II LLC | 201180009915.3 | ZL 201180009915.3 |
3009.204-HK | Hong Kong | vTvx Holdings II LLC | 12112645 | |
3009.204-IL | Israel | vTvx Holdings II LLC | 220906 | |
3009.204-IN | India | vTvx Holdings II LLC | 6692/DELNP/2012 | |
0000.000-XX | Xxxxx | vTvx Holdings II LLC | 2012-553942 | |
3009.204-KR | South Korea | vTvx Holdings II LLC | 00-0000-0000000 | |
3009.204-MO | Macau | vTvx Holdings II LLC | J/001597 | |
3009.204-MX | Mexico | vTvx Holdings II LLC | MX/a/2012/009628 | |
3009.204-NZ | New Zealand | vTvx Holdings II LLC | 602395 | 602395 |
3009.204-SG | Singapore | vTvx Holdings II LLC | 201205373-2 | 182629 |
3009.204-ZA | South Africa | vTvx Holdings II LLC | 2012/05800 | |
3009.205-EA | Eurasia | vTvx Holdings II LLC | 201290808 | |
3009.205-EP | Europe | vTvx Holdings II LLC | 11745064.3 | |
3009.210-US | United States | vTvx Holdings II LLC | 14/215,873 | |
3017.204-US | United States | vTvx Holdings II LLC | 13/894,922 | |
3039.000-US | United States | vTvx Holdings II LLC | 62/082,706 | |
File No. | Country | Owner | Application No. | Patent No. |
3040.000-US | United States | vTvx Holdings II LLC | 62/085,875 | |
3036.000-US | United States | vTvx Holdings II LLC | 62/063,347 | |
3037.000-US | United States | vTvx Holdings II LLC | 62/063,352 | |
3038.000-US | United States | vTvx Holdings II LLC | 62/063,348 | |
XXX-00000 | Xxxxxx Xxxxxx | vTvx Holdings II LLC | 62/171,051 | |
3004.204-AU | Australia | vTvx Holdings II LLC | 2009206368 | 2009206368 |
3004.204-BR | Brazil | vTvx Holdings II LLC | PI0906809-0 | |
3004.204-CA | Canada | vTvx Holdings II LLC | 2711576 | |
3004.204-CN | China | vTvx Holdings II LLC | 200980102961 | ZL200980102961.0 |
3004.204-HK | Hong Kong | vTvx Holdings II LLC | 11102132.2 | |
3004.204-IL | Israel | vTvx Holdings II LLC | 206854 | 206854 |
3004.204-IN | India | vTvx Holdings II LLC | 5151/DELNP/2010 | |
0000.000-XX | Xxxxx | vTvx Holdings II LLC | 2010-544436 | 5406215 |
3004.204-KR | South Korea | vTvx Holdings II LLC | 00-0000-0000000 | |
3004.204-MO | Macau | vTvx Holdings II LLC | J/001596 | |
3004.204-MX | Mexico | vTvx Holdings II LLC | MX/a/2010/007768 | 313517 |
3004.204-NZ | New Zealand | vTvx Holdings II LLC | 586695 | 586695 |
3004.204-SG | Singapore | vTvx Holdings II LLC | 201005095-3 | 163680 [WO 2009/094528] |
3004.204-US | United States | vTvx Holdings II LLC | 12/532,861 | 7,964,608 |
3004.204-ZA | South Africa | vTvx Holdings II LLC | 2010/04818 | 2010/04818 |
3004.205-CH | Switzerland | vTvx Holdings II LLC | 9704760.9 | 2244574 |
3004.205-DE | Germany | vTvx Holdings II LLC | 9704760.9 | 2244574 (DE 60 2009 026 929.1) |
3004.205-EA | Eurasia | vTvx Holdings II LLC | 201070884 | 18462 |
3004.205-EP | Europe | vTvx Holdings II LLC | 9704760.9 | 2244574 |
3004.205-ES | Spain | vTvx Holdings II LLC | 9704760.9 | 2244574 |
3004.205-FR | France | vTvx Holdings II LLC | 9704760.9 | 2244574 |
3004.205-IE | Ireland | vTvx Holdings II LLC | 9704760.9 | 2244574 |
3004.205-IT | Italy | vTvx Holdings II LLC | 9704760.9 | 2244574 (IT 72239/BE/2014) |
3004.205-UK | United Kingdom | vTvx Holdings II LLC | 9704760.9 | 2244574 |
3004.214-US | United States | vTvx Holdings II LLC | 13/040,382 | 8,853,226 |
3004.224-US | United States | vTvx Holdings II LLC | 13/410,628 | 8,329,715 |
3004.234-US | United States | vTvx Holdings II LLC | 14/477,302 | |
3025.200-US | United States | vTvx Holdings II LLC | 14/478,594 | |
3025.204-PCT | PCT Application | vTvx Holdings II LLC | PCT/US2014/054303 | |
5697.200-US | United States | vTvx Holdings II LLC | 09/551,740 | 6,972,294 |
6134.210-US | United States | vTvx Holdings II LLC | 10/370,856 | 6,867,218 |
6310.200-US | United States | vTvx Holdings II LLC | 10/201,456 | 6,869,967 |
6569.200-US | United States | vTvx Holdings II LLC | 10/693,161 | 7,129,268 |
File No. | Country | Owner | Application No. | Patent No. |
6569.204-AU | Australia | vTvx Holdings II LLC | 2003273783 | 2003273783 |
6569.204-CN | China | vTvx Holdings II LLC | 200380102228.1 | ZL200380102228.1 |
6569.204-IN | India | vTvx Holdings II LLC | 1364/DELNP/2005 | 232024 |
0000.000-XX | Xxxxx | vTvx Holdings II LLC | 2005-501509 | 4708184 |
6569.204-MX | Mexico | vTvx Holdings II LLC | PA/a/2005/004402 | 254995 |
6569.204-RU | Russia | vTvx Holdings II LLC | 2005116243 | 2349582 |
6569.204-ZA | South Africa | vTvx Holdings II LLC | 2005/02814 | 2005/02814 |
6569.205-BE | Belgium | vTvx Holdings II LLC | 3757741.8 | 1558572 |
6569.205-CH | Switzerland | vTvx Holdings II LLC | 3757741.8 | 1558572 |
6569.205-DE | Germany | vTvx Holdings II LLC | 3757741.8 | 1558572 (60333211.0) |
6569.205-EP | Europe | vTvx Holdings II LLC | 3757741.8 | 1558572 |
6569.205-ES | Spain | vTvx Holdings II LLC | 3757741.8 | 1558572 (2345882) |
6569.205-FR | France | vTvx Holdings II LLC | 3757741.8 | 1558572 |
6569.205-GB | United Kingdom | vTvx Holdings II LLC | 3757741.8 | 1558572 |
6569.205-IE | Ireland | vTvx Holdings II LLC | 3757741.8 | 1558572 |
6569.205-IT | Italy | vTvx Holdings II LLC | 3757741.8 | 1558572 (27102 BE/2010) |
7186.200-TW | Taiwan | vTvx Holdings II LLC | 95123781 | I371446 |
7186.204-AU | Australia | vTvx Holdings II LLC | 2006265172 | 2006265172 |
7186.204-BR | Brazil | vTvx Holdings II LLC | XX0000000-4 | |
7186.204-CA | Canada | vTvx Holdings II LLC | 2613365 | 2,613,365 |
7186.204-IN | India | vTvx Holdings II LLC | 9775/DELNP/2007 | |
0000.000-XX | Xxxxx | vTvx Holdings II LLC | 2008-519909 | 5052511 |
7186.204-KR | South Korea | vTvx Holdings II LLC | 00-0000-0000000 | 00-0000000 |
7186.204-MX | Mexico | vTvx Holdings II LLC | MX/a/2007/016374 | 289941 |
7186.204-RU | Russia | vTvx Holdings II LLC | 2007147050 | 2412935 |
7186.204-US | United States | vTvx Holdings II LLC | 11/917,811 | 7,943,669 |
7186.205-CH | Switzerland | vTvx Holdings II LLC | 6763966.6 | 1899302 |
7186.205-DE | Germany | vTvx Holdings II LLC | 6763966.6 | 1899302 (602006025239.0) |
7186.205-EP | Europe | vTvx Holdings II LLC | 6763966.6 | 1899302 |
7186.205-ES | Spain | vTvx Holdings II LLC | 6763966.6 | 1899302 (2372617) |
7186.205-FR | France | vTvx Holdings II LLC | 6763966.6 | 1899302 |
7186.205-GB | United Kingdom | vTvx Holdings II LLC | 6763966.6 | 1899302 |
7186.205-IE | Ireland | vTvx Holdings II LLC | 6763966.6 | 1899302 |
7186.205-IT | Italy | vTvx Holdings II LLC | 6763966.6 | 1899302 (32046 BE/2011) |
7186.214-MX | Mexico | vTvx Holdings II LLC | MX/a/2011/008185 | 313342 |
7186.214-US | United States | vTvx Holdings II LLC | 13/080,425 | 8,217,086 |
7186.215-CH | Switzerland | vTvx Holdings II LLC | 10188181.1 | 2298742 |
7186.215-DE | Germany | vTvx Holdings II LLC | 10188181.1 | 2298742 (602006040041.1) |
File No. | Country | Owner | Application No. | Patent No. |
7186.215-EP | Europe | vTvx Holdings II LLC | 10188181.1 | 2298742 |
7186.215-ES | Spain | vTvx Holdings II LLC | 10188181.1 | 2298742 (2449618) |
7186.215-FR | France | vTvx Holdings II LLC | 10188181.1 | 2298742 |
7186.215-GB | United Kingdom | vTvx Holdings II LLC | 10188181.1 | 2298742 |
7186.215-IE | Ireland | vTvx Holdings II LLC | 10188181.1 | 2298742 |
7186.215-IT | Italy | vTvx Holdings II LLC | 10188181.1 | 2298742 (21081 BE/2014) |
7186.224-US | United States | vTvx Holdings II LLC | 13/466,191 | 8,426,473 |
7253.200-TW | Taiwan | vTvx Holdings II LLC | 95148358 | I389878 |
7253.204-AU | Australia | vTvx Holdings II LLC | 0000000000 | 0000000000 |
7253.204-BR | Brazil | vTvx Holdings II LLC | PI0620468-6 | |
7253.204-CA | Canada | vTvx Holdings II LLC | 2631390 | 2,631,390 |
7253.204-IL | Israel | vTvx Holdings II LLC | 191655 | 191655 |
7253.204-IN | India | vTvx Holdings II LLC | 5418/DELNP/2008 | |
0000.000-XX | Xxxxx | vTvx Holdings II LLC | 2008-546470 | 5054028 |
7253.204-KR | South Korea | vTvx Holdings II LLC | 00-0000-0000000 | 00-0000000 |
7253.204-MX | Mexico | vTvx Holdings II LLC | MX/a/2008/008098 | 294461 |
7253.204-NZ | New Zealand | vTvx Holdings II LLC | 568488 | 568488 |
7253.204-US | United States | vTvx Holdings II LLC | 12/097,564 | 7,943,613 |
7253.204-ZA | South Africa | vTvx Holdings II LLC | 2008/04767 | 2008/04767 |
7253.205-AT | Austria | vTvx Holdings II LLC | 6830789.1 | 1979311 (E561921) |
7253.205-BE | Belgium | vTvx Holdings II LLC | 6830789.1 | 1979311 |
7253.205-CH | Switzerland | vTvx Holdings II LLC | 6830789.1 | 1979311 |
7253.205-DE | Germany | vTvx Holdings II LLC | 6830789.1 | 1979311 (602006030230.4) |
7253.205-EA | Eurasia | vTvx Holdings II LLC | 200870103 | 15717 |
7253.205-EP | Europe | vTvx Holdings II LLC | 6830789.1 | 1979311 |
7253.205-ES | Spain | vTvx Holdings II LLC | 6830789.1 | 1979311 (2386734) |
7253.205-FR | France | vTvx Holdings II LLC | 6830789.1 | 1979311 |
7253.205-GB | United Kingdom | vTvx Holdings II LLC | 6830789.1 | 1979311 |
7253.205-IE | Ireland | vTvx Holdings II LLC | 6830789.1 | 1979311 |
7253.205-IT | Italy | vTvx Holdings II LLC | 6830789.1 | 1979311 |
7253.214-CN | China | vTvx Holdings II LLC | 201310097997.2 | |
7253.214-HK | Hong Kong | vTvx Holdings II LLC | 14100388.4 | |
7253.214-US | United States | vTvx Holdings II LLC | 13/079,460 | 8,362,016 |
7253.224-US | United States | vTvx Holdings II LLC | 13/708,163 | 8,551,993 |
7253.234-US | United States | vTvx Holdings II LLC | 14/016,442 | |
3006.204-AU | Australia | vTvx Holdings II LLC | 2009316802 | 2009316802 |
3006.204-CA | Canada | vTvx Holdings II LLC | 2744383 | |
3006.204-EA | Eurasia | vTvx Holdings II LLC | 201170703 | 20496 |
File No. | Country | Owner | Application No. | Patent No. |
3006.204-IN | India | vTvx Holdings II LLC | 3778/DELNP/2011 | |
3006.204-KR | South Korea | vTvx Holdings II LLC | 00-0000-0000000 | |
3006.204-ME | Montenegro | vTvx Holdings II LLC | P-2011-89 | 1145 |
3006.204-MX | Mexico | vTvx Holdings II LLC | MX/a/2011/005037 | 322321 |
3006.204-US | United States | vTvx Holdings II LLC | 13/128,045 | 8,927,549 |
3006.204-ZA | South Africa | vTvx Holdings II LLC | 2011/04551 | 2011/04551 |
3006.205-EP | Europe | vTvx Holdings II LLC | 9828106.6 | |
3006.214-SG | Singapore | vTvx Holdings II LLC | 201308611-1 | |
3015.200-US | United States | vTvx Holdings II LLC | 13/189,640 | 8,513,430 |
6620.504-US | United States | vTvx Holdings II LLC | 11/254,125 | 7,501,405 |
7533.204-US | United States | vTvx Holdings II LLC | 12/528,227 | 8,334,305 |
7534.204-AU | Australia | vTvx Holdings II LLC | 2008219326 | 2008219326 |
7534.204-CA | Canada | vTvx Holdings II LLC | 2675669 | 2,675,669 |
7534.204-CN | China | vTvx Holdings II LLC | 200880005896.5 | |
7534.204-IL | Israel | vTvx Holdings II LLC | 199853 | |
0000.000-XX | Xxxxx | vTvx Holdings II LLC | 2009-550278 | 5243455 |
7534.204-KR | South Korea | vTvx Holdings II LLC | 00-0000-0000000 | 00-0000000 |
7534.204-MX | Mexico | vTvx Holdings II LLC | MX/a/2009/008228 | 310901 |
7534.204-US | United States | vTvx Holdings II LLC | 12/528,229 | 8,383,820 |
7534.204-ZA | South Africa | vTvx Holdings II LLC | 2009/04916 | 2009/04916 |
7534.205-EA | Eurasia | vTvx Holdings II LLC | 200970791 | 16951 |
7534.205-EP | Europe | vTvx Holdings II LLC | 8709090.8 | |
7534.205-HK | Hong Kong | vTvx Holdings II LLC | 10105670.4 | |
7534.214-US | United States | vTvx Holdings II LLC | 13/739,408 | 8,809,540 |
7534.224-US | United States | vTvx Holdings II LLC | 14/321,884 | 8,907,096 |
7545.204-CN | China | vTvx Holdings II LLC | 200880019488.5 | ZL200880019488.5 |
7545.204-US | United States | vTvx Holdings II LLC | 12/597,129 | 8,383,683 |
7545.205-BE | Belgium | vTvx Holdings II LLC | 8745501 | 2150109 |
7545.205-CH | Switzerland | vTvx Holdings II LLC | 8745501 | 2150109 |
7545.205-DE | Germany | vTvx Holdings II LLC | 8745501 | 2150109 (602008018859.0) |
7545.205-EP | Europe | vTvx Holdings II LLC | 8745501 | 2150109 |
7545.205-ES | Spain | vTvx Holdings II LLC | 8745501 | 2150109 (2393230) |
7545.205-FR | France | vTvx Holdings II LLC | 8745501 | 2150109 |
7545.205-GB | United Kingdom | vTvx Holdings II LLC | 8745501 | 2150109 |
7545.205-HK | Hong Kong | vTvx Holdings II LLC | 10106495.5 | HK1140377 |
7545.205-IE | Ireland | vTvx Holdings II LLC | 8745501 | 2150109 |
7545.205-IT | Italy | vTvx Holdings II LLC | 8745501 | 2150109 (52364 BE/2012) |
3002.204-AU | Australia | vTvx Holdings II LLC | 2006223070 | 2006223070 |
3002.204-CA | Canada | vTvx Holdings II LLC | 2600570 | 2,600,570 |
File No. | Country | Owner | Application No. | Patent No. |
3002.204-CN | China | vTvx Holdings II LLC | 200680008417.6 | ZL200680008417.6 |
3002.204-IL | Israel | vTvx Holdings II LLC | 185541 | 185541 |
3002.204-MO | Macau | vTvx Holdings II LLC | J/000923 | J/000923 |
3002.204-MX | Mexico | vTvx Holdings II LLC | MX/a/2007/011234 | 299183 |
3002.204-NZ | New Zealand | vTvx Holdings II LLC | 561029 | 561029 |
3002.204-US | United States | vTvx Holdings II LLC | 11/885,096 | 7,893,267 |
3002.205-AT | Austria | vTvx Holdings II LLC | 6738139.2 | 1863771 (E582940) |
3002.205-BE | Belgium | vTvx Holdings II LLC | 6738139.2 | 1863771 |
3002.205-CH | Switzerland | vTvx Holdings II LLC | 6738139.2 | 1863771 |
3002.205-DE | Germany | vTvx Holdings II LLC | 6738139.2 | 1863771 (602006032907.5) |
3002.205-EP | Europe | vTvx Holdings II LLC | 6738139.2 | 1863771 |
3002.205-ES | Spain | vTvx Holdings II LLC | 6738139.2 | 1863771 (2400287) |
3002.205-FR | France | vTvx Holdings II LLC | 6738139.2 | 1863771 |
3002.205-GB | United Kingdom | vTvx Holdings II LLC | 6738139.2 | 1863771 |
3002.205-HK | Hong Kong | vTvx Holdings II LLC | 8105884 | |
3002.205-IE | Ireland | vTvx Holdings II LLC | 6738139.2 | 1863771 |
3002.205-IT | Italy | vTvx Holdings II LLC | 6738139.2 | 1863771 (47770 BE/2013) |
3002.214-US | United States | vTvx Holdings II LLC | 12/950,718 | 8,598,353 |
3002.214-ZA | South Africa | vTvx Holdings II LLC | 2009/03300 | 2009/03300 |
3002.224-US | United States | vTvx Holdings II LLC | 14/064,737 | 8,946,259 |
3011.204-US | United States | vTvx Holdings II LLC | 13/214,434 | 8,350,039 |
3013.200-US | United States | vTvx Holdings II LLC | 13/052,544 | 8,450,354 |
3001.200-US | United States | vTvx Holdings II LLC | 11/255,000 | 7,582,673 |
5390.200-US | United States | vTvx Holdings II LLC | 09/548,081 | 6,908,926 |
6327.205-EP | Europe | vTvx Holdings II LLC | 2742851.5 | 1421071 |
6446.204-MX | Mexico | vTvx Holdings II LLC | PA/a/2004/007416 | 251269 |
6483.200-US | United States | vTvx Holdings II LLC | 10/453,106 | 6,906,060 |
6739.204-AU | Australia | vTvx Holdings II LLC | 2004259263 | 2004259263 |
6739.204-CA | Canada | vTvx Holdings II LLC | 2532236 | 2,532,236 |
6739.204-CN | China | vTvx Holdings II LLC | 200480021891.3 | ZL200480021891.3 |
6739.204-MX | Mexico | vTvx Holdings II LLC | PA/a/2006/001053 | 257494 |
6739.204-US | United States | vTvx Holdings II LLC | 11/334,207 | 7,294,626 |
6739.205-BE | Belgium | vTvx Holdings II LLC | 4738980.4 | 1651615 |
6739.205-CH | Switzerland | vTvx Holdings II LLC | 4738980.4 | 1651615 |
6739.205-DE | Germany | vTvx Holdings II LLC | 4738980.4 | 1651615 (602004026068.1) |
6739.205-EP | Europe | vTvx Holdings II LLC | 4738980.4 | 1651615 |
6739.205-ES | Spain | vTvx Holdings II LLC | 4738980.4 | 1651615 (2342605) |
6739.205-FR | France | vTvx Holdings II LLC | 4738980.4 | 1651615 |
File No. | Country | Owner | Application No. | Patent No. |
6739.205-GB | United Kingdom | vTvx Holdings II LLC | 4738980.4 | 1651615 |
6739.205-IE | Ireland | vTvx Holdings II LLC | 4738980.4 | 1651615 |
6739.205-IT | Italy | vTvx Holdings II LLC | 4738980.4 | 1651615 (24463 BE/2010) |
7213.204-AU | Australia | vTvx Holdings II LLC | 0000000000 | 0000000000 |
7213.204-CA | Canada | vTvx Holdings II LLC | 2614116 | |
7213.204-JP | Japan | vTvx Holdings II LLC | 2008-519917 | 5121707 |
7213.204-KR | South Korea | vTvx Holdings II LLC | 00-0000-0000000 | 00-0000000 |
7213.204-MX | Mexico | vTvx Holdings II LLC | MX/a/2007/015675 | 295147 |
7213.204-RU | Russia | vTvx Holdings II LLC | 2007147044 | 2442775 |
7213.204-US | United States | vTvx Holdings II LLC | 11/917,823 | 8,501,739 |
7213.214-RU | Russia | vTvx Holdings II LLC | 2011142654 | 2499795 |
7213.214-US | United States | vTvx Holdings II LLC | 13/472,090 | 8,846,677 |
7213.215-CH | Switzerland | vTvx Holdings II LLC | 10166493.6 | 2233470 |
7213.215-DE | Germany | vTvx Holdings II LLC | 10166493.6 | 2233470 (602006026313.9) |
7213.215-EP | Europe | vTvx Holdings II LLC | 10166493.6 | 2233470 |
7213.215-ES | Spain | vTvx Holdings II LLC | 10166493.6 | 2233470 (2375929) |
7213.215-FR | France | vTvx Holdings II LLC | 10166493.6 | 2233470 |
7213.215-GB | United Kingdom | vTvx Holdings II LLC | 10166493.6 | 2233470 |
7213.215-IE | Ireland | vTvx Holdings II LLC | 10166493.6 | 2233470 |
7213.215-IT | Italy | vTvx Holdings II LLC | 10166493.6 | 2233470 (19699 BE/2012) |
7397.204-AU | Australia | vTvx Holdings II LLC | 2007229492 | 2007229492 |
7397.204-CN | China | vTvx Holdings II LLC | 200780010971.2 | ZL200780010971.2 |
7397.204-KR | South Korea | vTvx Holdings II LLC | 00-0000-0000000 | 00-0000000 |
7397.204-MO | Macau | vTvx Holdings II LLC | J/000709 | J/000709 |
7397.204-MX | Mexico | vTvx Holdings II LLC | MX/a/2008/011123 | 288665 |
7397.204-NZ | New Zealand | vTvx Holdings II LLC | 570524 | 570524 |
7397.204-US | United States | vTvx Holdings II LLC | 12/294,756 | 8,394,842 |
7397.204-ZA | South Africa | vTvx Holdings II LLC | 2008/06985 | 2008/06985 |
7397.205-BE | Belgium | vTvx Holdings II LLC | 7727226.8 | 1999120 |
7397.205-CH | Switzerland | vTvx Holdings II LLC | 7727226.8 | 1999120 |
7397.205-DE | Germany | vTvx Holdings II LLC | 7727226.8 | 1999120 (602007023602.9) |
7397.205-EA | Eurasia | vTvx Holdings II LLC | 200870376 | 15569 |
7397.205-EP | Europe | vTvx Holdings II LLC | 7727226.8 | 1999120 |
7397.205-ES | Spain | vTvx Holdings II LLC | 7727226.8 | 1999120 |
7397.205-FR | France | vTvx Holdings II LLC | 7727226.8 | 1999120 |
7397.205-GB | United Kingdom | vTvx Holdings II LLC | 7727226.8 | 1999120 |
7397.205-HK | Hong Kong | vTvx Holdings II LLC | 9107300.1 | HK1129102 |
File No. | Country | Owner | Application No. | Patent No. |
7397.205-IE | Ireland | vTvx Holdings II LLC | 7727226.8 | 1999120 |
7397.205-IT | Italy | vTvx Holdings II LLC | 7727226.8 | 1999120 (28597 BE/2012) |
7397.214-US | United States | vTvx Holdings II LLC | 13/660,045 | 8,772,285 |
7435.204-US | United States | vTvx Holdings II LLC | 12/301,919 | 8,318,927 |
7461.204-AU | Australia | vTvx Holdings II LLC | 2007267197 | 2007267197 |
7461.204-CA | Canada | vTvx Holdings II LLC | 2659570 | |
7461.204-EA | Eurasia | vTvx Holdings II LLC | 200870586 | 16026 |
7461.204-IL | Israel | vTvx Holdings II LLC | 194681 | 194681 |
0000.000-XX | Xxxxx | vTvx Holdings II LLC | 2009-000000 | 0000000 |
7461.204-MX | Mexico | vTvx Holdings II LLC | MX/a/2008/014766 | 297339 |
7461.204-NZ | New Zealand | vTvx Holdings II LLC | 571972 | 571972 |
7461.204-US | United States | vTvx Holdings II LLC | 12/302,132 | 8,378,097 |
7461.204-ZA | South Africa | vTvx Holdings II LLC | 2008/08730 | 2008/08730 |
7461.205-AL | Albania | vTvx Holdings II LLC | 7729379.3 | 2079732 |
7461.205-AT | Austria | vTvx Holdings II LLC | 7729379.3 | 2079732 (E538116) |
7461.205-BA | Bosnia & Herzegovina | vTvx Holdings II LLC | 7729379.3 | 2079732 |
7461.205-BE | Belgium | vTvx Holdings II LLC | 7729379.3 | 2079732 |
7461.205-BG | Bulgaria | vTvx Holdings II LLC | 7729379.3 | 2079732 (BG/EP2079732T3) |
7461.205-CH | Switzerland | vTvx Holdings II LLC | 7729379.3 | 2079732 |
7461.205-CY | Cyprus | vTvx Holdings II LLC | 7729379.3 | 2079732 (CY1112455) |
7461.205-CZ | Czech Republic | vTvx Holdings II LLC | 7729379.3 | 2079732 |
7461.205-DE | Germany | vTvx Holdings II LLC | 7729379.3 | 2079732 (602007019505.5) |
7461.205-DK | Denmark | vTvx Holdings II LLC | 7729379.3 | 2079732 (DK/EP2079732) |
7461.205-EE | Estonia | vTvx Holdings II LLC | 7729379.3 | 2079732 |
7461.205-EP | Europe | vTvx Holdings II LLC | 7729379.3 | 2079732 |
7461.205-ES | Spain | vTvx Holdings II LLC | 7729379.3 | 2079732 |
7461.205-FI | Finland | vTvx Holdings II LLC | 7729379.3 | 2079732 |
7461.205-FR | France | vTvx Holdings II LLC | 7729379.3 | 2079732 |
7461.205-GB | United Kingdom | vTvx Holdings II LLC | 7729379.3 | 2079732 |
7461.205-GR | Greece | vTvx Holdings II LLC | 7729379.3 | 2079732 (3077337) |
7461.205-HR | Croatia | vTvx Holdings II LLC | 7729379.3 | 2079732 (P20120227) |
7461.205-HU | Hungary | vTvx Holdings II LLC | 7729379.3 | 2079732 (E012931) |
7461.205-IE | Ireland | vTvx Holdings II LLC | 7729379.3 | 2079732 |
7461.205-IS | Iceland | vTvx Holdings II LLC | 7729379.3 | 2079732 |
7461.205-IT | Italy | vTvx Holdings II LLC | 7729379.3 | 2079732 (21629 BE/2012) |
7461.205-LT | Lithuania | vTvx Holdings II LLC | 7729379.3 | 2079732 |
7461.205-LU | Luxembourg | vTvx Holdings II LLC | 7729379.3 | 2079732 |
File No. | Country | Owner | Application No. | Patent No. |
7461.205-LV | Latvia | vTvx Holdings II LLC | 7729379.3 | 2079732 |
7461.205-MC | Monaco | vTvx Holdings II LLC | 7729379.3 | 2079732 |
7461.205-ME | Montenegro | vTvx Holdings II LLC | 7729379.3 | 1302 |
7461.205-MK | Macedonia | vTvx Holdings II LLC | 7729379.3 | 2079732 (P-403/11) |
7461.205-MT | Malta | vTvx Holdings II LLC | 7729379.3 | 2079732 |
7461.205-NL | Netherlands | vTvx Holdings II LLC | 7729379.3 | 2079732 |
7461.205-PL | Poland | vTvx Holdings II LLC | 7729379.3 | 2079732 |
7461.205-PT | Portugal | vTvx Holdings II LLC | 7729379.3 | 2079732 |
7461.205-RO | Romania | vTvx Holdings II LLC | 7729379.3 | 2079732 |
7461.205-RS | Serbia | vTvx Holdings II LLC | 7729379.3 | 2079732 (P-78/12) |
7461.205-SE | Sweden | vTvx Holdings II LLC | 7729379.3 | 2079732 |
7461.205-SI | Slovenia | vTvx Holdings II LLC | 7729379.3 | 2079732 |
7461.205-SK | Slovakia | vTvx Holdings II LLC | 7729379.3 | 2079732 (E11259 T3) |
7461.205-TR | Turkey | vTvx Holdings II LLC | 7729379.3 | 2079732 (TR201201949T4) |
7461.214-SG | Singapore | vTvx Holdings II LLC | 201004699-3 | 163547 [WO 2007/137968] |
7660.204-US | United States | vTvx Holdings II LLC | 12/663,103 | 8,344,001 |
License Agreements and other Contracts Transferred from vTvx Holdings II LLC:
· | License and Research Agreement, dated as of March 5, 2015, by and among Calithera Biosciences Inc., vTvx I Holdings LLC, and vTvx II Holdings LLC. |
· | All other valid and ongoing licenses, contracts and other agreements entered into by vTvx Holdings II LLC, but excluding the agreements set forth or referenced in the Excluded Assets section below. |
Transferred Employee Assets of vTvx Holdings II LLC:
None.
Know-How Transferred from both vTvx Holdings I LLC and vTvx Holdings II LLC:
All know-how associated with any of the foregoing transferred intellectual and other property, including all programs and the “Translational Technology”, including without limitation the following programs:
· | RAGE (TTP488) program |
· | GK (TTP399) program |
· | GLP (TTP273) program |
· | PPAR (HPP593) program |
· | BACH1 (HPP971) program |
· | HK2 program |
· | RAGE (TTP4000) program |
· | PDE4 program |
· | 11beta program |
· | BACE program |
· | GalR1 program |
· | H3 program |
Excluded Assets
List of vTvx Holdings I LLC assets that are NOT being assigned or transferred:
For the avoidance of doubt, the following assets are excluded from assignment or transfer by vTvx Holdings I LLC:
Category | Items | |
Commercial Lease |
Commercial Lease for 0000 Xxxxxxxxxx Xxxx Xxxx Xxxxxxxx
| |
Xxxx Property |
Lot 6 – 0000 Xxxxxxxxxx Xxxx Xxxx, Xxxx Xxxxx, XX (3.322 acres) Lot 8 – 0000 Xxxxxxxxxx Xxxx Xxxx, Xxxx Xxxxx, XX (3.060 acres) Lot 11-A – 0000 Xxxxxxxxxx Xxxx Xxxx, Xxxx Xxxxx, XX (10.346 acres)
| |
Financial |
1) Note receivable from Former Officer plus any accrued interest 2) Note receivable from PharmaCore, Inc. plus any accrued interest 3) Restricted cash to secure letter of credit for 0000 Xxxxxxxxxx Xxxx lease 4) Benefits and obligations described in the Letter Agreement with Former Officer dated December 31, 2014, including, but not limited to, cash payments and perpetual securities. 5) Note payable to M&F TTP Holdings LLC (“Uncommitted Advance Agreement”) plus any accrued interest 6) Note payable to High Point Bank plus any accrued interest 7) Accounts payable invoices to PharmaCore, Inc. prior to January 1, 2015
| |
Domain Names |
XXXXXXXXXXXXXXX.XXX XXXXXXXXXXXXXXX.XXX XXXXXXXXXXXXXXX.XXXX XXXXXXXXXXXXXXX.XXX XXXXXXXXXXXXXXX.XXX XXXXXXXXXXXXXXX.XX XXXXXXXXXXXXXXX.XXX XXXXXXXX.XXX XX-XXXXXX.XXX XXXXXXXX.XXX XXXXXXXX.XXXX XX-XXXXXX.XXXX XXXXXXXX.XXX XX-XXXXXX.XXX XXXXXXXX.XXX XX-XXXXXX.XXX XXXXXXXX.XX XX-XXXXXX.XX
| |
Trademarks | Trademark | Application No. |
TRANSTECH PHARMA | 76/406,577 | |
TRANSTECH PHARMA & DESIGN | 76/406,579 | |
AT THE FRONTIER OF TRANSLATING INNOVATIVE SCIENCE INTO MEDICINE | 76/404,964 | |
VTV THERAPEUTICS (Class 5) | 86/594,084 | |
VTV THERAPEUTICS (Class 42) | 86/594,096 | |
VTV THERAPEUTICS (Class 44) | 86/594,102 |
List of vTvx Holdings II LLC assets that are NOT being assigned or transferred:
For the avoidance of doubt, the following assets are excluded from assignment or transfer by vTvx Holdings II LLC:
Category | Items |
Financial |
1) Benefits and obligations described in the Letter Agreement with Former Officer dated December 31, 2014, including, but not limited to, cash payments and perpetual securities. 2) Note payable to M&F TTP Holdings LLC (“Uncommitted Advance Agreement”) plus any accrued interest 3) Accounts payable invoices to PharmaCore, Inc. prior to January 1, 2015
|
Domain Names |
XXXXXXXXXXXXXXXXXXXXXXX.XXX XXXXXXXX.XXX XXXXXXXXXXXXXXXX.XXX XXXXXXXXXXXXXXX.XXX XXXXXXXXXXXXXXX.XXX XXXXXXXXXXXXXXX.XXXX XXXXXXXXXXXXXXX.XXX XXXXXXXXXXXXXXX.XXX XXXXXXXXXXXXXXX.XX XXXXXXXXXXXXXXXXXXXXXXX.XXX XXXXXXXXXXXXXXXXXXXXXXXX.XXX XXXXXXXXXXXXXXXXXXXXXXXX.XXX XXXXXXXXXXXXXXXXXXXXXXXX.XXX XXXXXXXXXXXXXXXXX.XXX
|
Schedule 2
Employee Benefit Plans of vTvx I and vTvx II
(See attached.)
Schedule 2
Employee Benefit Plans of vTvx I and vTvx II
Employees of vTvx Holdings I LLC and vTvx Holdings II LLC whose employment is assigned and transferred pursuant to Sections 2.1(d)(ii) and 2.1(d)(v) of the Agreement may continue to participate in the following employee benefit plans of vTvx Holdings I LLC and vTvx Holdings II LLC, as applicable, for a period not to exceed four months pursuant to the terms of a customary transition services agreement.
· | BlueOptions Medical Plan (BlueCross BlueShield of North Carolina) |
· | Delta Dental PPO Plus Premier (Dental Plan) |
· | COBRA Administration Arrangement with Xxxxxx & Associates, LLC |
· | Wingspan Cafeteria Plan (AFLAC supplemental insurance) |
· | Group Term Life Insurance (USAble Life) |
· | Group Voluntary Life Insurance (USAble Life) |
· | Group Accidental Death and Dismemberment Insurance (USAble Life) |
· | Group Long Term Disability Insurance (USAble Life) |
· | Group Short Term Disability Insurance (administered by USAble Life) |