FORM OF AMENDMENT #2 TRANSFER AGENCY AND SERVICE AGREEMENT
Exhibit (h)(3)(ii)
FORM OF
AMENDMENT #2
TRANSFER AGENCY AND SERVICE AGREEMENT
AMENDMENT made this ___ day of ________, 2019 to the Transfer Agency and Service Agreement dated September 8, 2014 between ARK ETF Trust (“Trust”), a Delaware statutory trust, and The Bank of New York Mellon (“BNY Mellon”), a New York corporation authorized to do banking business (“Agreement”).
WHEREAS, on September 28, 2018, the Board of Trustees of the Trust ratified and approved the creation of a new series of the Trust, the ARK Fintech Innovation ETF (the “New Series”), and approved the fees payable by such Fund to BNY Mellon for its services under the Agreement; and
WHEREAS, the Trust desires to add the New Series to the Agreement under the same terms and conditions of the Agreement and BNY Mellon has agreed to add such New Series to the Agreement; and
WHEREAS, the Trust and BNY Mellon desire to amend Exhibit A to the Agreement to reflect these changes.
NOW THEREFORE, in consideration of the promises and covenants contained herein, the Trust and BNY Mellon agree to amend the Agreement as follows:
1. | Appendix A of the Agreement is hereby replaced with the attached Appendix A effective as of January 30, 2019. |
2. | All other terms and conditions of the Agreement not modified in this Amendment shall remain in full force and effect. |
IN WITNESS WHEREOF, the parties hereto have caused this instrument to be executed by their officers designated below as of the day and year first above written.
ARK ETF TRUST | ||
By: | ||
Name: | ||
Title: | ||
THE BANK OF NEW YORK MELLON | ||
By: | ||
Name: | ||
Title: |
Appendix A
To the Transfer Agency and Service Agreement
Between ARK ETF Trust and The Bank of New York Mellon
As of January 30, 2019
Funds
ARK Innovation ETF
ARK Genomic Revolution Multi-Sector ETF
ARK Industrial Innovation ETF
ARK Web x.0 ETF
ARK 3D Printing ETF
ARK Israeli Innovation ETF
ARK Fintech Innovation ETF