FOURTH AMENDMENT TO SECURITIES LENDING AUTHORIZATION AGREEMENT BETWEEN THOSE REGISTERED INVESTMENT COMPANIES LISTED ON SCHEDULE B, ON BEHALF OF EACH SERIES OF SUCH REGISTERED INVESTMENT COMPANIES LISTED ON SCHEDULE B AND STATE STREET BANK AND TRUST...
FOURTH AMENDMENT TO
SECURITIES LENDING AUTHORIZATION AGREEMENT
BETWEEN
THOSE REGISTERED INVESTMENT COMPANIES LISTED ON SCHEDULE B, ON BEHALF OF EACH SERIES OF SUCH REGISTERED INVESTMENT COMPANIES LISTED ON SCHEDULE B
AND
STATE STREET BANK AND TRUST COMPANY
This Fourth Amendment (this “Amendment”) dated as of , 2020, is between those REGISTERED INVESTMENT COMPANIES listed on Schedule B to the Agreement (as defined below), each a registered management investment company (organized as a Maryland corporation or Delaware statutory trust) (each, a “Company”) on behalf of each series of each such Company, as listed respectively on Schedule B (each such series, a “Fund” and collectively, the “Funds”), severally and not jointly, and STATE STREET BANK AND TRUST COMPANY (“State Street”).
Reference is made to a Securities Lending Authorization Agreement dated December 1, 2008, by and between the Funds and State Street, as amended and in effect on the date hereof prior to giving effect to this Amendment (the “Agreement”).
WHEREAS, the Funds and State Street desire to amend the Agreement as set forth below.
NOW THEREFORE, for value received, and for other good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, the parties mutually agree to amend the Agreement in the following respect:
1. Definitions. All terms used herein and not otherwise defined shall have the meanings set forth in the Agreement.
2. Amendment.
(i) Schedule B to the Agreement is hereby amended by deleting it in its entirety and replacing it with the revised Schedule B attached to this Amendment.
3. Representations and Warranties. Each party hereto represents and warrants that (a) it has the legal right, power and authority to execute and deliver this Amendment, to enter into the transactions contemplated hereby, and to perform its obligations hereunder; (b) it has taken all necessary action to authorize such execution, delivery, and performance; and (c) this Amendment constitutes a legal, valid, and binding obligation enforceable against it.
4. Miscellaneous. Except to the extent specifically amended by this Amendment, the provisions of the Agreement shall remain unmodified and in full force and effect.
5. Governing Law. This Amendment shall be governed by and construed in accordance with the laws of the Commonwealth of Massachusetts.
6. Effective Date. This Amendment shall be effective as of the date first written above.
Information Classification: Limited Access
IN WITNESS WHEREOF, the parties hereto execute this Amendment as an instrument under seal by their duly authorized officers by affixing their signatures below.
| EACH REGISTERED INVESTMENT COMPANY, listed on Schedule B on behalf of itself and its respective series as listed on Schedule B, severally and not jointly | ||
| Name: |
| |
| By: | Xxxxxx X. Xxxx | |
| Its: | Vice President | |
| STATE STREET BANK AND TRUST COMPANY | ||
| Name: |
| |
| By: |
| |
| Its: |
| |
Information Classification: Limited Access
Schedule B
This Schedule is attached to and made part of the Securities Lending Authorization Agreement, dated the 1st day of December, 2008, as amended to date, between THOSE REGISTERED INVESTMENT COMPANIES listed on SCHEDULE B, on behalf of each Series of such registered investment companies listed on SCHEDULE B, severally and not jointly (each such series, a “Fund” and collectively, the “Funds”) and STATE STREET BANK AND TRUST COMPANY (“State Street”).
VALIC COMPANY I
| Fund Name |
Taxpayer ID Number |
Tax Year-End |
Amount of Demand Spread | |||
| Asset Allocation Fund | 79-0215179 | May 31 | 12 basis points | |||
| Blue Chip Growth Fund | 00-0000000 | May 31 | 5 basis points | |||
| Capital Appreciation Fund | May 31 | 12 basis points | ||||
| Capital Conservation Fund | 00-0000000 | May 31 | 12 basis points | |||
| Core Bond Fund | May 31 | 12 basis points | ||||
| Core Equity Fund | 00-0000000 | May 31 | 5 basis points | |||
| Dividend Value Fund | 593824910 | May 31 | 12 basis points | |||
| Emerging Economies Fund | 00-0000000 | May 31 | 12 basis points | |||
| Global Real Estate Fund | 61-837251 | May 31 | 12 basis points | |||
| Global Strategy Fund | 00-0000000 | May 31 | 12 basis points | |||
| Government Securities Fund | 00-0000000 | May 31 | 12 basis points | |||
| Growth Fund | 00-0000000 | May 31 | 5 basis points | |||
| Health Sciences Fund | 760658009 | May 31 | 12 basis points | |||
| High Yield Bond Fund | May 31 | 12 basis points | ||||
| Inflation Protection Fund | 061735893 | May 31 | 12 basis points | |||
| International Equities Index Fund | 00-0000000 | May 31 | 5 basis points | |||
| International Government Bond Fund | 760345438 | May 31 | 12 basis points | |||
| International Growth Fund | 00-0000000 | May 31 | 12 basis points | |||
| International Opportunities Fund | May 31 | 12 basis points | ||||
Information Classification: Limited Access
| International Socially Responsible Fund (formerly, Global Social Awareness Fund) | 00-0000000 | May 31 | 5 basis points | |||
| International Value Fund (formerly, Foreign Value Fund) | 00-0000000 | May 31 | 12 basis points | |||
| Large Cap Core Fund | 00-0000000 | May 31 | 5 basis points | |||
| Large Capital Growth Fund | 00-0000000 | May 31 | 5 basis points | |||
| Mid Cap Index Fund | 00-0000000 | May 31 | 5 basis points | |||
| Mid Cap Strategic Growth Fund | 00-0000000 | May 31 | 12 basis points | |||
| Mid Cap Value Fund | May 31 | 12 basis points | ||||
| Nasdaq-100® Index Fund | 00-0000000 | May 31 | 5 basis points | |||
| Science & Technology Fund | 00-0000000 | May 31 | 12 basis points | |||
| Small Cap Aggressive Growth Fund | 00-0000000 | May 31 | 12 basis points | |||
| Small Cap Fund | 00-0000000 | May 31 | 12 basis points | |||
| Small Cap Growth Fund | May 31 | 12 basis points | ||||
| Small Cap Index Fund | 00-0000000 | May 31 | 5 basis points | |||
| Small Cap Special Values Fund | 00-0000000 | May 31 | 12 basis points | |||
| Small Cap Value Fund | May 31 | 12 basis points | ||||
| Small-Mid Growth Fund | 00-0000000 | May 31 | 12 basis points | |||
| Stock Index Fund | 00-0000000 | May 31 | 5 basis points | |||
| Systematic Core Fund (formerly, Growth & Income Fund) | 00-0000000 | May 31 | 12 basis points | |||
| Systematic Value Fund (formerly, Broad Cap Value Income Fund) | 00-0000000 | May 31 | 12 basis points | |||
| Value Fund | 760700142 | May 31 | 12 basis points | |||
| U.S. Socially Responsible Fund | May 31 | 5 basis points | ||||
Information Classification: Limited Access
VALIC COMPANY II
| Capital Appreciation Fund | 00-0000000 | Aug 31 | 12 basis points | |||
| Core Bond Fund | 00-0000000 | Aug 31 | 12 basis points | |||
| High Yield Bond Fund | 00-0000000 | Aug 31 | 12 basis points | |||
| International Opportunities Fund | 00-0000000 | Aug 31 | 12 basis points | |||
| Large Cap Value Fund | 00-0000000 | Aug 31 | 12 basis points | |||
| Mid Cap Growth Fund | 00-0000000 | Aug 31 | 12 basis points | |||
| Mid Cap Value Fund | 00-0000000 | Aug 31 | 12 basis points | |||
| Small Cap Growth Fund | 00-0000000 | Aug 31 | 12 basis points | |||
| Small Cap Value Fund | 00-0000000 | Aug 31 | 12 basis points | |||
| Strategic Bond Fund | 00-0000000 | Aug 31 | 12 basis points | |||
| U.S. Socially Responsible Fund (formerly, Socially Responsible Fund) | 00-0000000 | Aug 31 | 5 basis points | |||
Information Classification: Limited Access
