FIRST AMENDMENT TO THE BRIDGEWAY FUNDS, INC. AMENDED AND RESTATED DISTRIBUTION AGREEMENT
EX-28.e.3
FIRST AMENDMENT TO THE BRIDGEWAY FUNDS, INC.
AMENDED AND RESTATED DISTRIBUTION AGREEMENT
This First Amendment (the “Amendment”) to the Bridgeway Funds, Inc. Amended and Restated Distribution Agreement (the “Agreement”) dated as of November 12, 2010, by and between Bridgeway Funds, Inc., a Maryland Corporation, with its principal office and place of business at 0000 Xxxxx Xxxxx, Xxxxx 000, Xxxxxxx, XX 00000 (the “Client”), and Foreside Fund Services, LLC, a Delaware limited liability company, with its principal office and place of business at Three Xxxxx Xxxxx, Xxxxx 000, Xxxxxxxx, XX 00000 (“Distributor”) is effective as of December 31, 2010 (the “Effective Date”).
WHEREAS, the Client is adding a new Fund to the existing Funds subject to the Agreement and the Distributor desires to update Schedule I of the Agreement;
NOW THEREFORE, for good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, the parties hereto agree as follows:
| I. | Capitalized terms not otherwise defined herein shall have the meanings set forth in the Agreement. |
| II. | Schedule I to the Agreement is hereby amended and restated as provided on Appendix A attached hereto. |
| III. | All other terms and conditions of the Agreement remain in effect and are hereby incorporated herein by reference. |
IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be executed in their names and on their behalf by and through their duly authorized officers, as of the date set forth above.
| BRIDGEWAY FUNDS, INC. | ||
| By: | /s/ Xxxxx X. Xxxxxxx | |
| Name: | Xxxxx X. Xxxxxxx | |
| Title: | Chief Compliance Officer | |
| FORESIDE FUND SERVICES, LLC | ||
| By: | /s/ Xxxxxxx X. Xxxxxx | |
| Name: | Xxxxxxx X. Xxxxxx | |
| Title: | Vice President | |
1
APPENDIX A
SCHEDULE I
Funds and Classes of the Client
| Funds |
Effective Date |
Class(es) | ||
| Bridgeway Ultra-Small Company Fund |
November 12, 2010 | Class N | ||
| Bridgeway Ultra-Small Company Market Fund |
November 12, 2010 | Class N | ||
| Bridgeway Micro-Cap Limited Fund |
November 12, 2010 | Class N | ||
| Bridgeway Aggressive Investors 1 Fund |
November 12, 2010 | Class N | ||
| Bridgeway Aggressive Investors 2 Fund |
November 12, 2010 | Class N | ||
| Bridgeway Small-Cap Growth Fund |
November 12, 2010 | Class N | ||
| Bridgeway Small-Cap Value Fund |
November 12, 2010 | Class N | ||
| Bridgeway Large-Cap Growth Fund |
November 12, 2010 | Class N | ||
| Bridgeway Large-Cap Value Fund |
November 12, 2010 | Class N | ||
| Bridgeway Blue Chip 35 Index Fund |
November 12, 2010 | Class N | ||
| Bridgeway Managed Volatility Fund (formerly the Bridgeway Balanced Fund) |
November 12, 2010 | Class N | ||
| Bridgeway Small-Cap Momentum Fund |
November 12, 2010 | Class N | ||
| Bridgeway Omni Small-Cap Value Fund |
December 31, 2010 | Class N |
