AMENDMENT NO. 3 TO THE PARTICIPATION AGREEMENT Among AVIVA LIFE AND ANNUITY COMPANY (Successor in Interest to Indianapolis Life Insurance Company), FIRST EAGLE VARIABLE FUNDS (formerly SoGen Variable Funds, Inc.,) and FIRST EAGLE FUNDS DISTRIBUTORS, A...
EXHIBIT 8(d)(iv)
AMENDMENT NO. 3 TO THE PARTICIPATION AGREEMENT
Among
AVIVA LIFE AND ANNUITY COMPANY
(Successor in Interest to Indianapolis Life Insurance Company),
(Successor in Interest to Indianapolis Life Insurance Company),
FIRST EAGLE VARIABLE FUNDS
(formerly SoGen Variable Funds, Inc.,)
(formerly SoGen Variable Funds, Inc.,)
and
FIRST EAGLE FUNDS DISTRIBUTORS, A DIVISION OF ASB SECURITIES LLC
The Participation Agreement, dated as of the 1st day of September, 1997 among IL Annuity and
Insurance Company, a Massachusetts insurance company, on its own behalf and on behalf of each
segregated asset account set forth on the attached Schedule A, First Eagle Variable Funds, Inc., a
corporation organized under the laws of Maryland, and Societe Generale Securities Corporation, a
New York corporation, is hereby further amended effective as of October 1, 2008:
Whereas, the Agreement was amended by Amendment No. 2 to Participation Agreement effective as
of June 30, 2003 to substitute ILICO for IL Annuity and Insurance Company as a result of the merger
of IL Annuity and Insurance Company into ILICO effective on June 30, 2003; and
Whereas, in connection with the merger of IL Annuity and Insurance Company into ILICO, the
separate account serving as an investment vehicle for individual deferred variable annuity
contracts issued by IL Annuity and Insurance Company changed its name from IL Annuity and Insurance
Co. Separate Account 1 to ILICO Separate Account 1 and became subject to the laws of the State of
Indiana;
Whereas, Indianapolis Life Insurance Company will merge with and into Aviva Life and Annuity
Company (“ALAC”) effective October 1, 2008, with ALAC as the surviving corporate entity; and
Whereas, in connection with the merger of ILICO into ALAC, ILICO Separate Account 1 will
change its name to ALAC Separate Account 1 and become subject to the laws of the State of Iowa;
Now, therefore, the Agreement as previously amended is hereby further amended by ALAC, the
First Eagle Overseas Variable Funds and First Eagle Funds Distributors, a division of ASB
Securities LLC as follows:
1. All references to Indianapolis Life Insurance Company are hereby changed to “Aviva Life and
Annuity Company” to reflect the statutory merger of Indianapolis Life Insurance Company with and
into Aviva Life and Annuity Company.
2. All references to ILICO Separate Account 1 are hereby changed to “ALAC Separate Account 1”
to reflect the name change of the separate account in connection with the merger of ILICO with and
into ALAC.
3. Article XI is hereby deleted in its entirety and replaced with the following Article XI:
Article XI. Notices
Any notice shall be sufficiently given when sent by registered or certified mail,
postage prepaid, return receipt requested, or by nationally recognized overnight courier,
charges prepaid, with evidence of delivery, to the other party at the address of such party
set forth below or at such other address as such party may from time to time specify in
writing to the other parties, and such notice will be effective upon delivery.
If to the Fund:
First Eagle Variable Funds, Inc.
0000 Xxxxxx xx xxx Xxxxxxxx
Xxx Xxxx, XX 00000
Attention: Xxxx Xxxxxxx
0000 Xxxxxx xx xxx Xxxxxxxx
Xxx Xxxx, XX 00000
Attention: Xxxx Xxxxxxx
If to the Company:
President
Aviva Life and Annuity Company
000 Xxxxxx Xxxxxx, Xxxxx 0000
Xxx Xxxxxx, XX 00000
Aviva Life and Annuity Company
000 Xxxxxx Xxxxxx, Xxxxx 0000
Xxx Xxxxxx, XX 00000
and
Ameritas Life Insurance Corp.
0000 X Xxxxxx
Xxxxxxx, Xxxxxxxx 00000
Attention: Xxxxx Xxxxxx
0000 X Xxxxxx
Xxxxxxx, Xxxxxxxx 00000
Attention: Xxxxx Xxxxxx
If to the Underwriter:
First Eagle Funds Distributors, a division of ASB Securities LLC
0000 Xxxxxx xx xxx Xxxxxxxx
Xxx Xxxx, XX 00000
Attn: Xxxx Xxxxxxx
0000 Xxxxxx xx xxx Xxxxxxxx
Xxx Xxxx, XX 00000
Attn: Xxxx Xxxxxxx
2
4. Schedule A is hereby deleted and replaced with the attached Schedule A.
IN WITNESS WHEREOF, each of the parties hereto has caused this Amendment to the Agreement to
be executed in its name and on its behalf by its duly authorized representative as of October 1,
2008.
COMPANY: | AVIVA LIFE AND ANNUITY COMPANY By its authorized officer |
|||
By: | /s/ Xxxxxxx Xxxxxx | |||
Name: | Xxxxxxx Xxxxxx | |||
Title: | Secretary | |||
FUND: | FIRST EAGLE VARIABLE FUNDS By its authorized officer |
|||
By: | /s/ Xxxxxxx Luzato | |||
Name: | Xxxxxxx Luzato | |||
Title: | AVP | |||
UNDERWRITER: | FIRST EAGLE FUNDS DISTRIBUTORS, A DIVISION OF ASB SECURITIES LLC (Distributor) By its authorized officer |
|||
By: | /s/ Xxxxxxx X. Xxxxxxx | |||
Name: | Xxxxxxx X. Xxxxxxx | |||
Title: | Senior Vice President |
3
SCHEDULE A
Segregated Asset Accounts of the Company
Contracts to be Issued by the Company
VCA-97
Designated Portfolio Shares to be Purchased
First Eagle Overseas Variable Fund
Other Funding Vehicles Available Under the Contract
The Xxxxx American Fund (Class O Shares)
Fidelity Variable Insurance Products Funds (Initial Class)
First Eagle Variable Funds, Inc.
Xxxxxxxxx Xxxxxx Advisers Management Trust (Class I)
Pioneer Variable Contracts Trust
PIMCO Variable Insurance Trust (Administrative Class)
Premier VIT
Royce Capital Fund (Investment Class)
X. Xxxx Price Fixed Income Series, Inc.
X. Xxxx Price International Series, Inc.
Xxx Xxx Worldwide Insurance Trust
Fidelity Variable Insurance Products Funds (Initial Class)
First Eagle Variable Funds, Inc.
Xxxxxxxxx Xxxxxx Advisers Management Trust (Class I)
Pioneer Variable Contracts Trust
PIMCO Variable Insurance Trust (Administrative Class)
Premier VIT
Royce Capital Fund (Investment Class)
X. Xxxx Price Fixed Income Series, Inc.
X. Xxxx Price International Series, Inc.
Xxx Xxx Worldwide Insurance Trust
4