Amendment to Transfer Agency and Service Agreement
Amendment to Transfer Agency and Service Agreement
This Amendment to Transfer Agency and Service Agreement (this “Amendment”), dated September 8, 2014, between ALPS ETF Trust, a Delaware statutory trust (the “Trust”), and The Bank of New York Mellon (the “Bank”).
WHEREAS, the Trust and the Bank have entered into a Transfer Agency and Service Agreement dated March 26, 2008, as amended (the “Agreement”).
NOW, THEREFORE, in consideration of the mutual covenants herein contained and for good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, the parties hereby agree as follows:
1. Effective as of September 8, 2014, Annex I of Exhibit A of the Agreement is hereby deleted in its entirety and replaced with a new Annex I of Exhibit A attached hereto.
2. Except as specifically set forth herein, all other provisions of the Agreement shall remain in full force and effect. Any items not herein defined shall have the meaning ascribed to them in the Agreement.
IN WITNESS WHEREOF, the parties hereto have duly executed and delivered this Amendment as of the date first written above.
| THE BANK OF NEW YORK MELLON | ||||||||
| By: |
By: |
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| Name: |
Xxxxxx X. Xxxxxx |
Name: |
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| Title: |
President |
Title: |
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ANNEX I
TO
AUTHORIZED PARTICIPANT AGREEMENT
FOR ALPS ETF TRUST
Xxxxx & Steers Global Realty Majors ETF
ALPS Equal Sector Weight ETF
Jefferies | TR/J CRB Global Commodity Equity Index Fund
Alerian MLP ETF
ALPS Sector Dividend Dogs ETF
NYSE Arca U.S. Equity Synthetic Reverse Convertible Index Fund
U.S. Equity High Volatility Put Write Index Fund
ALPS/GS Momentum Builder Growth Markets Equities and US Treasuries Index ETF
ALPS/GS Momentum Builder Multi-Asset Index ETF
ALPS/GS Momentum Builder Asia ex-Japan Equities and US Treasuries Index ETF
ALPS/GS Risk-Adjusted Return US
VelocityShares Tail Risk Hedged Large Cap ETF
VelocityShares Volatility Hedged Large Cap ETF Large Cap Index ETF
VelocityShares Emerging Markets DR ETF
VelocityShares Russia Select DR ETF
VelocityShares Emerging Asia DR ETF
Xxxxxx’x 400 ETF
ALPS International Sector Dividend Dogs ETF
RiverFront Strategic Income Fund
ALPS/Alerian Energy Infrastructure ETF
Workplace Equality Fund
ALPS Emerging Sector Dividend Dogs ETF
Sprott Gold Miners ETF
ALPS STOXX Europe 600 ETF
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