AMENDMENT NO. 2 TO THE AMENDED AND RESTATED MUTUAL FUNDS SERVICE AGREEMENT
Exhibit (h)(1)(A)(iii)
AMENDMENT NO. 2
TO THE
AMENDED AND RESTATED MUTUAL FUNDS SERVICE AGREEMENT
AMENDMENT NO. 2, effective as of September 1, 2015 (“Amendment No. 2”) to the Amended and Restated Mutual Funds Service Agreement dated as of April 1, 2015 (“Agreement”) between EQ Advisors Trust, a Delaware statutory trust (“Trust”) and AXA Equitable Funds Management Group, LLC a Delaware limited liability company (“FMG LLC” or “Administrator”).
WHEREAS, FMG LLC and the Trust desire to modify the fees paid with respect to the Hybrid Portfolios and ATM Portfolios, as shown on Schedule A.
NOW, THEREFORE, the Trust and FMG LLC agree to modify and amend the Agreement as follows:
Schedule A: Schedule A to the Agreement is hereby replaced in its entirety by Schedule A attached hereto.
Except as modified and amended hereby, the Agreement is hereby ratified and confirmed in full force and effect in accordance with its terms.
IN WITNESS WHEREOF, the parties have executed and delivered this Amendment No. 2 as of the date first above set forth.
| AXA EQUITABLE FUNDS MANAGEMENT GROUP, LLC | ||||||||
| By: | /s/ Xxxxx Xxxxx Xxxxx Xxxxx Chief Financial Officer and Treasurer |
By: |
/s/ Xxxxxx X. Xxxxx Xxxxxx X. Xxxxx Chairman, Chief Executive Officer and President | |||||
SCHEDULE A
AMENDMENT NO. 2 TO THE
AMENDED AND RESTATED
MUTUAL FUNDS SERVICE AGREEMENT
Fees and Expenses
Trust Administration, Accounting and Compliance Fees
Single-Advised Portfolios
The greater of $30,000 per Portfolio or 0.12% of the first $3 billion; 0.11% of the next $3 billion; 0.105% of the next $4 billion; 0.10% of the next $20 billion; 0.0975% of the next $10 billion; and 0.0950% thereafter (based on aggregate average daily net assets of the Single-Advised Portfolios)
| AXA/AB Short Duration Government Bond AXA/DoubleLine Opportunistic Core Plus Bond AXA Natural Resources AXA SmartBeta Equity AXA/Xxxxxx Xxxxxx Growth EQ/BlackRock Basic Value Equity EQ/Boston Advisors Equity Income EQ/Xxxxxxx Socially Responsible EQ/Capital Guardian Research EQ/Common Stock Index EQ/Core Bond Index EQ/Energy ETF EQ/Equity 500 Index EQ/GAMCO Mergers and Acquisitions EQ/GAMCO Small Company Value EQ/International Equity Index EQ/Intermediate Government Bond EQ/Invesco Xxxxxxxx |
EQ/JPMorgan Value Opportunities EQ/Large Cap Growth Index EQ/Large Cap Value Index EQ/Low Volatility Global ETF EQ/MFS International Growth EQ/Mid Cap Index EQ/Money Market EQ/Xxxxxx Xxxxxxx Mid Cap Growth EQ/Xxxxxxxxxxx Global EQ/PIMCO Global Real Return EQ/PIMCO Ultra Short Bond EQ/Small Company Index EQ/X. Xxxx Price Growth Stock EQ/UBS Growth and Income EQ/Xxxxx Fargo Omega Growth | |
Hybrid Portfolios*
The greater of $32,500 per Portfolio or 0.15% of the average daily net assets of the Portfolios for the first $14 billion; 0.11% of the next $6 billion; 0.10% of the next $5 billion; and 0.0975% thereafter (based on aggregate average daily net assets of the Hybrid Portfolios)
| AXA/Lord Xxxxxx Micro Cap AXA/AB Small Cap Growth AXA/Franklin Balanced Managed Volatility AXA/Horizon Small Cap Value AXA/Xxxxxx Xxxxxxx Small Cap Growth AXA/Mutual Large Cap Equity Managed Volatility AXA/Franklin Small Cap Value Managed Volatility AXA/Pacific Global Small Cap Value AXA/Templeton Global Equity Managed Volatility AXA Global Equity Managed Volatility AXA International Core Managed Volatility AXA International Value Managed Volatility AXA Large Cap Core Managed Volatility AXA Large Cap Growth Managed Volatility |
AXA Large Cap Value Managed Volatility AXA Mid Cap Value Managed Volatility EQ/Convertible Securities EQ/Quality Bond PLUS** EQ/Real Estate PLUS EQ/Emerging Markets Equity PLUS EQ/Global Bond PLUS** EQ/High Yield Bond Multimanager Aggressive Equity Multimanager Core Bond Multimanager Mid Cap Growth Multimanager Mid Cap Value Multimanager Technology |
ATM Portfolios*
The greater of $32,500 per Portfolio or 0.15% of the average daily net assets of the Portfolios for the first $14 billion; 0.11% of the next $6 billion; 0.10% of the next $5 billion; and 0.0975% thereafter (based on aggregate average daily net assets of the ATM Portfolios)
| ATM International Managed Volatility ATM Large Cap Managed Volatility ATM Mid Cap Managed Volatility ATM Small Cap Managed Volatility AXA 2000 Managed Volatility AXA 400 Managed Volatility AXA 500 Managed Volatility AXA International Managed Volatility |
AXA/AB Dynamic Moderate Growth AXA/AB Dynamic Growth AXA/Xxxxxxx Sachs Strategic Allocation AXA/Invesco Strategic Allocation |
Allocation Portfolios (Funds-of-Funds)*
The greater of $32,500 per Portfolio or 0.15% of the average daily net assets of the Portfolios for the first $20 billion; 0.125% of the next $5 billion, and 0.10% thereafter (based on aggregate average daily net assets of the Allocation Portfolios)
| All Asset Moderate Growth-Alt 15 All Asset Growth-Alt 20 All Asset Aggressive-Alt 25 All Asset Aggressive-Alt 50 All Asset Aggressive-Alt 75 AXA Aggressive Strategy AXA Balanced Strategy |
AXA Ultra Conservative Strategy AXA Conservative Strategy AXA Conservative Growth Strategy AXA Growth Strategy AXA Moderate Growth Strategy AXA/Franklin Xxxxxxxxx Allocation Managed Volatility |
| * | Assets of these Portfolios are not included in the calculation of the single-advised Portfolio asset based fee. |
| ** | Exchange-traded fund (ETF) allocated portion approved but not operational. |
