AMENDMENT TO THE TRUST FOR ADVISED PORTFOLIOS FUND ACCOUNTING SERVICING AGREEMENT
AMENDMENT TO THE
THIS AMENDMENT dated as of the [ ] day for [ ], 2016, to the Fund Accounting Servicing Agreement dated as of January 1, 2014, as amended (the “Agreement”), is entered into by and between TRUST FOR ADVISED PORTFOLIOS, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
RECITALS
WHEREAS, the parties have entered into the Agreement; and
WHEREAS, the parties desire to amend the series of the Trust to add the
Xxxxxx Opportunity Trust and the Xxxxxx Income Fund; and
WHEREAS, Section 13 of the Agreement allows for its amendment by a written instrument executed by both parties.
NOW, THEREFORE, the parties agree to amend the Agreement and add the
following series of Trust for Advised Portfolios:
Exhibit M, the Xxxxxx Funds is hereby added and attached hereto.
Except to the extent amended hereby, the Agreement shall remain in full force and effect.
IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be executed by a duly authorized officer on one or more counterparts as of the date and year first written above.
By: ______________________________
Name: Xxxxxxxxxxx X. Xxxxxxxxxx
Title: President
.S. BANCORP FUND SERVICES, LLC
By: ________________________________
Name: Xxxxxxx X. XxXxx
Title: Executive Vice President
LMM
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Exhibit M to the Trust for Advised Portfolios Fund Accounting Servicing Agreement
Name of Series
Xxxxxx Opportunity Trust
Xxxxxx Income Fund
Fund Accounting, Fund Administration & Portfolio Compliance, and Chief Compliance Officer (CCO) Services Fee Schedule at [ ], 2016
Annual Fee Based Upon Average Net Assets Per Fund Complex (Assumes [ ] Funds [ ] Cusips)*
__basis points on the first $__
__basis points on the next $__
__basis points on the next $__
__ basis point on the balance above $__
Minimum monthly fee: $__per fund Complex
§ Includes up to __ classes of shares for each fund (addition classes at $__base)
Services Included in Annual Fee Per Fund
| § |
Advisor Information Source – On-line access to portfolio management and compliance information.
|
| § |
Daily Performance Reporting – Daily pre and post-tax fund and/or sub-advisor performance reporting.
|
| § | USBFS Legal Administration (e.g., registration statement update) |
Pricing Services
| § |
$__- Domestic Equities, Options, ADRs, Foreign Equities
|
| § |
$__- Domestic Corporates, Convertibles, Governments, Agencies, Futures, Forwards, Currency Rates, Mortgage Backed
|
| § |
$__- CMOs, Municipal Bonds, Money Market Instruments, Foreign Corporates, Convertibles, Governments, Agencies, Asset Backed, High Yield
|
| § |
$__- Interest Rate Swaps, Foreign Currency Swaps, Total Return Swaps, Total Return Bullet Swaps
|
| § |
$__ - Bank Loans
|
| § |
$__- Swaptions
|
| § |
$__- Credit Default Swaps
|
| § | $__ per Month Manual Security Pricing (>25per day) |
Fair Value Services (Charged at the Complex Level)
| § |
$__per security on the First __ Securities
|
| § | $__per security on the Balance of Securities |
NOTE: Prices above are based on using U.S. Bancorp primary pricing service which may vary by security type and are subject to change. Use of alternative and/or additional sources may result in additional fees.
Corporate Action Services
| § |
$__per Foreign Equity Security per Month
|
| § | $__per Domestic Equity Security per Month |
Factor Services (security paydown factor data)
| § | $__per CMOs, Asset Backed, Mortgage Backed Security per Month |
Chief Compliance Officer Annual Fees (Per Advisor Relationship per Fund)*
| § |
$__for the first fund (subject to Board approval)
|
| § |
$__for each additional fund (subject to change based on Board review and approval)
|
| § | $__per sub-advisor per fund |
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Third Party Administrative Data Charges (descriptive data for each security)
| § | $__ per security per month for fund administrative |
Legal Fees for the reorganization
| § | USBFS will charge $__for the reorganization of each fund plus trust (outside) counsel fees will apply |
Prices above are based on using U.S. Bancorp standard data pricing services and are subject to change.
Exhibit M (continued) to the Trust for Advised Portfolios Fund Accounting Servicing Agreement
Fund Accounting, Fund Administration & Portfolio Compliance, and Chief Compliance Officer (CCO) Services Fee Schedule at [ ], 2016
Miscellaneous Expenses
Including but not limited to, SWIFT processing, customized reporting, third-party data provider costs (including Bloomberg, S&P, Moody’s, Morningstar GICS, MSCI, Lipper, etc.), postage, stationery, programming, special reports, proxies, insurance, XXXXX/XBRL filing, retention of records, federal and state regulatory filing fees, expenses related to and including travel to and from Board of directors meetings, third party auditing and legal expenses, wash sales reporting (GainsKeeper), tax e-filing, PFIC monitoring, conversion expenses (if necessary) and CCO team travel related costs to perform due diligence reviews at advisor or sub-advisor facilities.
Additional Services
Available but not included above are the following services – additional legal administration (e.g., subsequent new fund launch), daily compliance testing, Section 18 compliance testing, Section 15(c) reporting, equity & fixed income attribution reporting, electronic Board book portal (BookMark), and additional services mutually agreed upon.
* Subject to annual CPI increase - All Urban Consumers - U.S. City Average.
Fees are calculated pro rata and billed monthly.
Advisor’s Signature below acknowledges approval of the Fund Accounting fee schedule on this Exhibit M
LMM LLC
By: ______________________________
Printed Name and Title: _____________________________ Date: ______________
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