Pages where confidential treatment has been requested are stamped: “Confidential treatment has been requested. Redacted material has been separately filed with the Commission.” All redacted material has been marked by the symbol: [***]. Exhibits and...
Exhibit 10.23(b)
Pages where confidential treatment has been requested are stamped:
“Confidential treatment has been requested.
Redacted material has been separately filed with the Commission.”
All redacted material has been marked by the symbol: [***].
“Confidential treatment has been requested.
Redacted material has been separately filed with the Commission.”
All redacted material has been marked by the symbol: [***].
Exhibit 10.23(b) —
Exhibits and Schedules to Second Lien Loan and Security Agreement among Sankaty Advisors,
LLC, The Bon-Ton Department Stores, Inc., The Xxxxx-Xxxxxxx Stores Corp. and the other credit
parties and lender parties thereto
LLC, The Bon-Ton Department Stores, Inc., The Xxxxx-Xxxxxxx Stores Corp. and the other credit
parties and lender parties thereto
-1-
Schedule 1.1(b)
Restricted Investments Existing on the Closing Date
None.
-2-
Confidential treatment has been requested.
Redacted material has been separately filed with the Commission.
Redacted material has been separately filed with the Commission.
Schedule 7.2.1
Secondary Operating Deposit Accounts
Deposit Accounts for which daily funds consolidation into the Borrower’s account is not required:
Bank Name | Account Name | Account Number | ||
XX Xxxxxx Chase Bank, N.A.
|
The Bon-Ton Giftco Inc | [***] | ||
M & T Bank
|
The Bon Ton Stores Inc | [***] | ||
National City Bank (1)
|
The Bon Ton Dept Stores ARP | [***] | ||
Wachovia Bank
|
The Bon Ton Trade Corp | [***] |
1 | Due to the recent acquisition of National City Bank by PNC Bank and the on-going merger of their operations, this account will be converted to a PNC Bank account in April 2010. At that time, the account number will be changed by PNC Bank to conform to the account number structure in the PNC Bank system. |
-3-
Schedule 7.3
Mortgaged Real Estate
Store | ||||||
Number | Nameplate | Store Name | Address | |||
4
|
Bon-Ton | Lewistown | 000 Xxxx Xxxxxx Xxxxxx, Xxxxxxxxx, XX 00000 |
|||
00
|
Xxx-Xxx | Xxxx Xxxx | 0000 Xxxxxxxxxx Xxxx, Xxxx Xxxx, XX 00000 |
|||
00
|
Xxx-Xxx | Xxxxxxxxxx | Xxxxxxxxxxxx Mall, 0000 Xxxxx 00, Xxxxxxxxxx, XX 00000 |
|||
00
|
Xxx-Xxx | Xxxxxxxxxx | Xxxxxxxxxx Xxxx, Xxxxxxxxxx, XX 00000 | |||
000
|
Xxxxx-Xxxxxxx | Xxxxxxxxxx | 0000 Xxxx Xxxx Xxxxxxxxx, Xxxxxxxx, XX 00000 |
|||
188
|
Xxxxx-Xxxxxxx | Salem Furniture | 0000 Xxxxx Xxxxxx, Xxxxxx, XX 00000 | |||
327
|
Herberger’s | Holiday Village — Great Falls | 0000 00xx Xxxxxx X, Xxxxx Xxxxx, XX 00000 |
|||
000
|
Xxxxxxxx | Xxxxx Xxx Distribution Facility |
0000 Xxxxx Xxxxxx Xxxxxx, Xxxxx Xxx, XX 00000 |
|||
501
|
Xxxxxxx’x | Xxxxxxxx Mall | 0000 Xxxxxx Xxxxxx, Xxxxxxxxxxx, XX 00000 | |||
503
|
Xxxxxxx’x | East Court Village | 0000 Xxxxx Xxxxxx, Xxxxx, XX 00000 | |||
507
|
Xxxxxxx’x | Xxxxxx Mall | 0000 Xxxxxxxx, Xxxxxx, XX 00000 | |||
508
|
Xxxxxxx’x | Hickory Point Mall | 0000 Xxxxxxx Xxxxx Xxxx, Xxxxxxx, XX 00000 |
|||
514
|
Xxxxxx Xxxxx Xxxxx | Northgate Shopping Center | 000 Xxxxx Xxxx Xxxxxx, Xxxxxx, XX 00000 | |||
549
|
Xxxxxx Xxxxx Xxxxx | Xxxxxxxxx Mall | 000 Xxxx XX Xxxxxxx 00, Xxxxxxxx Xxxx, XX 00000 |
|||
000
|
Xxxxxxxx | Xxxxxxxxxxx Xxxxxxx | 000 Xxxxx Xxxxx Xxxx, Xxxxxxxxx Xxxxx, XX 00000 |
|||
000
|
Xxxxxxxx | Xxxxxxxxx Xxxxx | 00000 Xxxx Xxxx, Xxxxxxx, XX 00000 |
-4-
Schedule 8.2.1
Existing Credit Card Arrangements
1. | The Purchase and Sale Agreement between The Bon-Ton Stores, Inc. and HSBC Bank Nevada, N.A., dated June 20, 2005, as amended. | |
2. | The Credit Card Program Agreement between The Bon-Ton Stores, Inc. and HSBC Bank Nevada, N.A., dated June 20, 2005, as amended on March 5, 2006, December 15, 2006 and August 4, 2009. | |
3. | The Bank Card Merchant Agreement between The Bon-Ton Department Stores, Inc. and Fifth Third Bank, dated May 13, 2004, as amended. | |
4. | The Agreement for American Expressâ Card Acceptance between The Bon-Ton Department Stores, Inc. and American Express Travel Related Services Company, Inc., dated December 13, 2005, as amended. | |
5. | The Merchant Services Agreement between The Bon-Ton Department Stores, Inc. and Discover Financial Services LLC, dated March 3, 2006, as amended. |
-5-
Confidential treatment has been requested.
Redacted material has been separately filed with the Commission.
Redacted material has been separately filed with the Commission.
Schedule 8.5
Deposit Accounts
Account Name | ||||
Bank Name | (as it appears on bank statement) | Account Number | ||
Ameriserv Financial
|
The Bon Ton Department Stores Inc | [***] | ||
Bank of America, NA
|
The Bon-Ton Dept Stores Inc FBO Bank of America, N.A. | [***] | ||
Bank of America, NA
|
The Bon-Ton Department Stores, Inc | [***] | ||
Bank of America NA
|
Bon Ton Dept Str.-G/L Dept FBO Bank of America, N.A. | [***] | ||
Bank of America NA
|
The Xxxxx-Xxxxxxx Stores Corp. | [***] | ||
Baylake Bank
|
Bon-Ton Department Stores Inc | [***] | ||
Berkshire Bank
|
The Bon Ton Department Stores Inc | [***] | ||
Canandaigua National Bank & Trust
|
The Bon-Ton Department Stores, Inc. #96 Eastview | [***] | ||
Central State Bank
|
The Bon-Ton Department Stores Inc Younkers Store 173 | [***] | ||
Century National Bank
|
The Elder Xxxxxxx Stores Corp | [***] | ||
Chemical Bank
|
General Electric Capital Corporation Re: The Xxxxx-Xxxxxxx Stores Corp | [***] | ||
Chemung Canal Trust Company
|
The Bon Ton Stores Inc 84 Elmira | [***] | ||
Chemung Canal Trust Company
|
The Bon Ton Dept Stores Inc | [***] | ||
Xxxxxxxxxx Bank
|
The Bon Ton Department Store Inc | [***] | ||
Citizens Bank
|
Citibank N A Re The Xxxxx-Xxxxxxx Stores Corp | [***] | ||
Citizens Bank
|
The Bon-Ton Stores Inc | [***] | ||
Citizens Bank
|
The Bon Ton Dept Stores | [***] | ||
Clearfield Bank & Trust Company
|
The Bon-Ton Department Stores Inc Re: The Xxxxx-Xxxxxxx Stores Corp | [***] | ||
Dollar Bank
|
The Bon Ton Department Stores, Inc FBO Bank of America NA | [***] | ||
Fairfield National Bank
|
The Xxxxx-Xxxxxxx Stores Corp Store #125 | [***] | ||
Farmers & Merchants Bank & Trust
|
Bon-Ton Dept Stores Inc | [***] | ||
Fifth Third
|
The Elder Xxxxxxx Stores Corp FBO Bank of America NA | [***] | ||
First Bank Richmond
|
Elder Xxxxxxx Stores Corp For Benef Bank of America | [***] | ||
First Columbia Bank & Trust Co.
|
The Bon-Ton Department Stores Inc #28 Bloomsburg | [***] | ||
First Financial Bank
|
Elder Xxxxxxx Indiana LP | [***] | ||
First Midwest Bank
|
Xxxxx-Xxxxxx Stores Corp | [***] | ||
First National Bank
|
The Bon-Ton Dept. Stores Inc. | [***] | ||
First National Bank of Pennsylvania
|
BonTon Department Stores Inc #04 Lewistown | [***] | ||
First United Bank & Trust
|
The Bon Inc | [***] |
-6-
Confidential treatment has been requested.
Redacted material has been separately filed with the Commission.
Redacted material has been separately filed with the Commission.
Bank Name | Account Name | Account Number | ||
Xxxxxx Bank XX
|
Xxxxx-Xxxxxxx Stores Corp | [***] | ||
Heartland Business Bank
|
The Xxxxx-Xxxxxxx Stores Corp Boston Store #140 | [***] | ||
Hometown National Bank
|
The Bon-Ton Dept Stores Inc | [***] | ||
HSBC
|
The Bon Ton Department Stores Inc #63 Sheridan | [***] | ||
HSBC
|
The Bon Ton Department Stores Inc R #62 Eastern Hills | [***] | ||
XX Xxxxxx Xxxxx Bank, N.A.
|
The Bon-Ton Dept Stores Inc | [***] | ||
XX Xxxxxx Chase Bank, N.A.
|
The Bon-Ton Department Stores Inc | [***] | ||
XX Xxxxxx Xxxxx Bank, N.A.
|
The Bon-Ton Department Stores Inc | [***] | ||
XX Xxxxxx Chase Bank, N.A.
|
The Bon-Ton Giftco Inc | [***] | ||
XX Xxxxxx Xxxxx Bank, N.A.
|
The Bon-Ton Dept Stores Inc Expense | [***] | ||
XX Xxxxxx Chase Bank, N.A.
|
The Bon-Ton Dept Stores Inc Merchandise | [***] | ||
XX Xxxxxx Xxxxx Bank, N.A.
|
The Bon-Ton Dept Stores Inc Payroll | [***] | ||
XX Xxxxxx Chase Bank, N.A.
|
The Bon-Ton Department Stores Inc | [***] | ||
XX Xxxxxx Xxxxx Bank, NA
|
General Electric Capital Corp RE: The Xxxxx-Xxxxxxx Stores Corp | [***] | ||
Key Bank
|
The Bon Ton Dept Stores Inc | [***] | ||
Keystone Nazareth Bank & Trust
|
The Bon Ton Department Stores Inc #40 & #77 Frackville | [***] | ||
Lake City Bank
|
Xxxxx-Xxxxxxx Stores Corp FBO Bank of America N A | [***] | ||
M & T Bank
|
The Bon-Ton Dept Stores Inc DBA The Bon-Ton #27 | [***] | ||
M & T Bank
|
The Bon-Ton Stores Inc | [***] | ||
M & T Bank
|
The Bon Ton Stores Inc | [***] | ||
M & T Bank
|
The Bon Ton Stores Inc | [***] | ||
M & T Bank
|
The Bon Ton Dept Store Inc | [***] | ||
M & T Bank
|
Bon Ton Inc | [***] | ||
M & T Bank
|
The Bon Ton Stores Inc | [***] | ||
Xxxxxxxx & Ilsley Bank
|
The Xxxxx-Xxxxxxx Stores Corp FBO Bank of America | [***] | ||
Monroe Bank & Trust
|
The Xxxxx-Xxxxxxx Stores Corp | [***] | ||
National City Bank (1)
|
The Bon Ton Stores Inc 15 | [***] | ||
National City Bank
|
General Electric Capital Corp RE: The Elder Xxxxxxx Stores Corp | [***] | ||
National City Bank (1)
|
The Bon Ton Stores Inc | [***] | ||
National City Bank
|
Elder Xxxxxxx | [***] | ||
National City Bank
|
The Bon Ton Dept Stores ARP | [***] | ||
National Exchange Bank & Trust
|
The Xxxxx-Xxxxxxx Stores Corporation FBO Bank of America NA | [***] | ||
Nittany Bank
|
The Bon Ton Department Stores Inc State College Store #70 | [***] | ||
Northwest Savings Bank
|
The Bon-Ton Department Stores Inc | [***] |
-7-
Confidential treatment has been requested.
Redacted material has been separately filed with the Commission.
Redacted material has been separately filed with the Commission.
Bank Name | Account Name | Account Number | ||
Park National Bank
|
The Elder Xxxxxxx Stores FBO Bank of America, N.A. | [***] | ||
Pennstar Bank
|
The Bon Ton Department Store 41 Steamtown | [***] | ||
Peoples Bancorp/Peoples Bank N.A.
|
General Electric Capital Corp RE: The Xxxxx-Xxxxxxx Stores Corp | [***] | ||
PNC Bank
|
The Bon Ton Dept Store Inc # 80 Phillipsburg | [***] | ||
PNC Bank (1)
|
The Bon Ton Dept Stores Inc | [***] | ||
Regions Bank
|
The Elder Xxxxxxx Stores Corp | [***] | ||
S & T Bank
|
The Bon-Ton Department Stores Inc FBO Bank of America NA #36 Greensburg | [***] | ||
Southern Michigan Bank & Trust
|
The Xxxxx-Xxxxxxx Stores Corp FBO Bank of America N A | [***] | ||
Sovereign Bank
|
The Bon Ton Department Stores Inc #35 Reading | [***] | ||
Star Financial Bank
|
Elder Xxxxxxx Stores Corp Fbo Bank of America Na | [***] | ||
Susquehanna Bank
|
The Bon Ton Stores Inc | [***] | ||
Susquehanna Bank
|
The Bon-Ton Department Stores Inc #6 | [***] | ||
TD Bank, N.A.
|
The Bon Ton Department Stores Inc | [***] | ||
TD Banknorth N.A.
|
The Bon Ton Department Stores Inc | [***] | ||
TD Banknorth, N.A.
|
The Bon Ton Department Stores Inc No 33 Concord | [***] | ||
The Huntington National Bank
|
General Electric Capital Corp RE Elderbeerman Stores Corp | [***] | ||
The Huntington National Bank
|
The Bon Ton Deptmnt Stores Inc | [***] | ||
The Huntington National Bank
|
General Electric Capital Corp | [***] | ||
The State Bank & Trust Company
|
Elder Xxxxxxx | [***] | ||
Trustco Bank
|
The Bon Ton Department Store Inc Store #19 | [***] | ||
U.S. Bank, N.A.
|
The Bon-Ton Dept Stores Inc | [***] | ||
United Bank
|
Xxxxx-Xxxxxxx West Virginia Inc | [***] | ||
US Bank
|
The Xxxxx-Xxxxxxx Store | [***] | ||
US Bank
|
The Bon-Ton Trade, LLC | [***] | ||
Wachovia
|
The Bon-Ton Dept Stores Inc Bon Ton Store #29 Doing-Bus-As | [***] | ||
Wachovia
|
The Bon-Ton Department Stores Inc | [***] | ||
Wachovia
|
The BonTon Department Stores Inc | [***] | ||
Wachovia
|
The Bon Ton Trade Corp | [***] | ||
Washington Federal Savings Bank
|
The Bon-Ton Department Stores | [***] | ||
Xxxxx Fargo Bank, N.A.
|
The Bon-Ton Department Stores, Inc. | [***] | ||
Xxxxx Fargo Bank, N.A.
|
The Xxxxx-Xxxxxxx Stores Corp General Electric Capital Corp-Agent | [***] | ||
WoodTrust Bank, N.A.
|
General Electric Capital Corp The Xxxxx-Xxxxxxx Stores Corp | [***] |
-8-
Confidential treatment has been requested.
Redacted material has been separately filed with the Commission.
Redacted material has been separately filed with the Commission.
1 | These two National City Bank accounts will be closed by the end of November, 2009. The store deposit activity for which they are currently being used will be moved to PNC Bank account number [***] (also listed above). |
-9-
Confidential treatment has been requested.
Redacted material has been separately filed with the Commission.
Redacted material has been separately filed with the Commission.
Schedule 8.5 (a)
Excluded Deposit and Disbursement Accounts
(i) | Deposit Accounts used exclusively for payroll, payroll taxes and employee benefits: |
Bank Name | Account Name | Account Number | ||
XX Xxxxxx Xxxxx Bank, N.A.
|
The Bon-Ton Dept Stores Inc Payroll | [***] |
(ii) | Disbursement accounts of the Obligors: |
Bank Name | Account Name | Account Number | ||
XX Xxxxxx Chase Bank, N.A.
|
The Bon-Ton Dept Stores Inc Expense | [***] | ||
XX Xxxxxx Xxxxx Bank, N.A.
|
The Bon-Ton Dept Stores Inc Merchandise | [***] | ||
Wachovia Bank
|
The XxxXxx Department Stores Inc | [***] |
-10-
Confidential treatment has been requested.
Redacted material has been separately filed with the Commission.
Redacted material has been separately filed with the Commission.
Schedule 8.5 (b)
Excluded Trust Accounts
Trust Account of The Bon-Ton Trade, LLC:
Bank Name | Account Name | Account Number | ||
US Bank
|
The Bon-Ton Trade, LLC | [***] |
-11-
Schedule 8.6.1
Chief Executive Offices and Other Locations of Collateral
Chief Executive Offices:
Obligor and Subsidiaries | Chief Executive Office | |
The Bon-Ton Stores, Inc. |
0000 Xxxx Xxxxxx Xxxxxx, Xxxx, XX 00000 | |
The Bon-Ton Department Stores, Inc. |
0000 Xxxx Xxxxxx Xxxxxx, Xxxx, XX 00000 | |
The Bon-Ton Giftco, Inc. |
0000 Xxxx Xxxxxx Xxxxxx, Xxxx, XX 00000 | |
The Bon-Ton Stores of Lancaster, Inc. |
0000 Xxxx Xxxxxx Xxxxxx, Xxxx, XX 00000 | |
The Bon-Ton Trade, LLC |
000 Xxxxxxxx Xxxxxx, Xxxxx 00000, Xxxxxxxxxx, XX 00000 | |
The Xxxxx-Xxxxxxx Stores Corp. |
0000 Xxxx Xxxxxx Xxxxxx, Xxxx, XX 00000 | |
Bon-Ton Distribution, Inc. |
0000 Xxxx Xxxxxx Xxxxxx, Xxxx, XX 00000 | |
McRIL, LLC |
0000 Xxxx Xxxxxx Xxxxxx, Xxxx, XX 00000 | |
Xxxxxx Xxxxx Xxxxx XX, Inc. |
0000 Xxxx Xxxxxx Xxxxxx, Xxxx, XX 00000 | |
The Bon-Ton Properties—Eastview G.P., Inc. |
0000 Xxxx Xxxxxx Xxxxxx, Xxxx, XX 00000 | |
The Bon-Ton Properties—Marketplace G.P., Inc. |
0000 Xxxx Xxxxxx Xxxxxx, Xxxx, XX 00000 | |
The Bon-Ton Properties — Greece Ridge G.P.,
Inc. |
0000 Xxxx Xxxxxx Xxxxxx, Xxxx, XX 00000 | |
The Bon-Ton Properties — Eastview, L.P. |
0000 Xxxx Xxxxxx Xxxxxx, Xxxx, XX 00000 | |
The Bon-Ton Properties — Marketplace, L.P. |
0000 Xxxx Xxxxxx Xxxxxx, Xxxx, XX 00000 | |
The Bon-Ton Properties — Greece Ridge, L.P. |
0000 Xxxx Xxxxxx Xxxxxx, Xxxx, XX 00000 | |
Bonstores Holdings One, LLC |
0000 Xxxx Xxxxxx Xxxxxx, Xxxx, XX 00000 | |
Bonstores Holdings Two, LLC |
0000 Xxxx Xxxxxx Xxxxxx, Xxxx, XX 00000 | |
Bonstores Realty One, LLC |
0000 Xxxx Xxxxxx Xxxxxx, Xxxx, XX 00000 | |
Bonstores Realty Two, LLC |
0000 Xxxx Xxxxxx Xxxxxx, Xxxx, XX 00000 |
Locations of Collateral:
Location | ||||||
Number | Nameplate | Location/Store Name | Address | |||
51
|
Bon-Ton | York Corporate Xxxxxx | 0000 Xxxx Xxxxxx Xxxxxx, Xxxx, XX 00000 | |||
599
|
N/A | Milwaukee Corporate Office | 000 Xxxx Xxxxxxxxx Xxxxxx, Xxxxxxxxx, XX 00000 | |||
Bon-Ton | Corporate Office of The Bon-Ton Trade, LLC | 000 Xxxxxxxx Xxxxxx, Xxxxx 00000, Xxxxxxxxxx, XX 00000 | ||||
53
|
Bon-Ton | Corporate Services Building | 000 Xxxxxxx Xxxx, Xxxx, XX 00000 |
-12-
Location | ||||||
Number | Nameplate | Location/Store Name | Address | |||
55
|
Bon-Ton | A/P/Payroll/Information Services | 000 Xxxxxx Xxxx, Xxxxxxxx X, Xxxx, XX 00000 | |||
191
|
Xxxxx-Xxxxxxx | Dayton Information Services Facility | 0000 Xx-Xxx Xxxx, Xxxxxx, XX 00000 | |||
399
|
Herberger’s | Administrative Facility | 000 Xxxx Xx. Xxxxxxx Xxxxxx, Xx Xxxxx, XX 00000 | |||
597
|
N/A | Milwaukee Photo Studio | 000 Xxxx Xxxxxx Xxx., Xxxxxxxxx, XX 00000 | |||
969
|
N/A | New York Buying Xxxxxx | 000 0xx Xxxxxx, 0xx Xxxxx, Xxx Xxxx, XX 00000 | |||
50/57
|
Bon-Ton | Whitehall Distribution Center | 0000 Xxxxx Xxxxxx Xx., Xxxxxxxxx, XX 00000 | |||
194/198
|
Xxxxx-Xxxxxxx | Fairborn Distribution Center | 0000 X. Xxxxxx-Xxxxxx Xxxxxxx Xxxx, Xxxxxxxx, XX 00000 | |||
193/590
|
Xxxxxx Xxxxx Xxxxx | Rockford Distribution Center | 0000 Xxxxxxxx Xxxxx, Xxxxxxxx, XX 00000 | |||
490
|
Younkers | Ankeny Distribution Facility (Facility not used in operations. Lease expires 12/31/10) | 000 Xxxxx Xxxx Xxxxxxxx Xxxxx, Xxxxxx, XX 00000 | |||
000
|
Xxxxxxxx | Xxxxx Xxx Distribution Facility | 0000 Xxxxx Xxxxxx Xxxxxx, Xxxxx Xxx, XX 00000 | |||
591
|
Xxxxxx Xxxxx Xxxxx | Naperville Furniture Distribution Facility | 0000 Xxxxxxxxx Xxxxxx, Xxxxxxxxxx, XX 00000 | |||
2
|
Bon-Ton | Hanover | 000 Xxxxxxxxxx Xxxxx, Xxxxxxx, XX 00000 | |||
3
|
Bon-Ton | Hagerstown | 00000 Xxxxxx Xxxx Xxxx, Xxxxxxxxxx, XX 00000 | |||
4
|
Bon-Ton | Lewistown | 000 X. Xxxxxx Xx., Xxxxxxxxx, XX 00000 | |||
5
|
Bon-Ton | Martinsburg | 000 Xxxxxxxx Xxxxxx, Xxxxxxxxxxx, XX 00000 | |||
0
|
Xxx-Xxx | Xxxxxxxxxxxx | 000 Xxxxxxxxxxxx Xxxx, Xxxxxxxxxxxx, XX 00000 | |||
0
|
Xxx-Xxx | Xxxx Xxxx Furniture Gallery | 000 Xxxxx Xxxxxxxxx, Xxxxxxxxx, XX 00000 | |||
0
|
Xxx-Xxx | Xxxx Xxxx | 000 Xxxx Xxxx Xxxxxx, Xxxxxxxxx, XX 00000 | |||
0
|
Xxx-Xxx | Xxxxxxxx | 000 X. Xxxx Xxxxxx, Xxxxxxxx, XX 00000 |
-13-
Location | ||||||
Number | Nameplate | Location/Store Name | Address | |||
00
|
Xxx-Xxx | Xxxx Xxxxxxxxxx | 0000 X. Xxxxxxxxxx Xxxx, Xxxx, XX 00000 | |||
00
|
Xxx-Xxx | Xxxxxxxxx | Xxxxxxxxx Xxxxx Mall, 0000 Xxxx Xxxxxxx Xxxxxx, Xxxxxxxxx, XX 00000 | |||
12
|
Bon-Ton | Cumberland | Country Club Mall, 0000 Xxxxx Xxxx, XxXxxx, XX 00000 | |||
00
|
Xxx-Xxx | Xxxxxxxx | 0 Xxxxxxxx Xxxx, Xxxx, XX 00000 | |||
00
|
Xxx-Xxx | Xxxxxxxxx | 0000 Xxxx Xxx Xxxx, Xxxxxxxxx, XX 00000 | |||
16
|
Bon-Ton | Selinsgrove | 0 Xxxxxxxxxxx Xxxxxx Xxxx, Xxxxxxxxxxx, XX 00000 | |||
17
|
Bon-Ton | Indiana | 0000 Xxxxxxx Xxx. Xxx 00, Xxxxxxx, XX 00000 | |||
18
|
Bon-Ton | Warren | 0000 Xxxxxx Xx. Xxx., Xxxxxx, XX 00000 | |||
19
|
Bon-Ton | Wilton | 0000 Xx. 00, Xxxxxxxx Xxxxxxx, XX 00000 | |||
21
|
Bon-Ton | Oil City | 0000 XX 000, Xxxxxxxxx, XX 00000 | |||
22
|
Bon-Ton | Brick | 00 Xxxxx Xxxxx, Xxxxx, XX 00000 | |||
23
|
Bon-Ton | Butler | 000 Xxxxxxxxx Xxxxxx, Xxxxxx, XX 00000 | |||
24
|
Bon-Ton | Hamden | 0000 Xxxxxxx Xxx., Xxxxxx, XX 00000 | |||
00
|
Xxx-Xxx | Xxxxxxxxxx | Xxxxxxx Mall, 000-000 Xxxxx X Xxxxx, Xxxxxxx Xxxx, XX 00000 | |||
00
|
Xxx-Xxx | Xxxxxxxxxx | 000 Xxxxxx Xx., X. Xxxxxxxxxx, XX, 00000 | |||
27
|
Bon-Ton | Williamsport | 000 Xxxxxxxx Xxxx Xxxxxx, Xxxxx 0000, Xxxxxxxxx, XX 00000 | |||
00
|
Xxx-Xxx | Xxxxxxxxxx | 000 Xxxxxxxx Xxxx Xx., Xxxxxxxxxx, XX 00000 | |||
00
|
Xxx-Xxx | Xxxxxxxxxx | 0000 Xxxxxxxxxx Xx., Xxxx, XX 00000 | |||
00
|
Xxx-Xxx | Xxxx Xxxx | 0000 Xxxxxxxxxx Xx., Xxxx Xxxx, XX 00000 | |||
00
|
Xxx-Xxx | Xxxxxxxx Xxxx | 0000 Xxxxxxxxx Xx., Xxxxxxxxxx, XX 00000 | |||
33
|
Bon-Ton | Concord | 000 Xxxxxx Xx., Xxxxxxx, XX 00000 |
-14-
Location | ||||||
Number | Nameplate | Location/Store Name | Address | |||
35
|
Bon-Ton | Reading | Berkshire Xxxx/0000 Xxxxx Xxxx Xx., Xxxxxxxxxx, XX 00000 | |||
00
|
Xxx-Xxx | Xxxxxxxxxx | Xxxxxxxxxxxx Mall, 0000 Xxxxx 00, Xxxxxxxxxx, XX 00000 | |||
37
|
Bon-Ton | Washington | 0000 X. Xxxxxxxx Xx., Xxxxxxxxxx, XX 00000 | |||
38
|
Bon-Ton | Midway | Xxxxxx Xxxxxxxx Xxxxxx, Xxxxxxx, XX 00000 | |||
00
|
Xxx-Xxx | Xxxxxx-Xxxxx | 00 Xxxxxxx Xxxxxx Xxxx, Xxxxxx-Xxxxx, XX 00000 | |||
40
|
Bon-Ton | Frackville | Xxxxxxxxxx Xxxx, Xxxxxxxxxx, XX 00000 | |||
41
|
Bon-Ton | Scranton | 000 Xxx Xxxx xx Xxxxxxxxx, Xxxxxxxx, XX 00000 | |||
00
|
Xxx-Xxx | Xxxxxx | 000 Xxx Xxxxxx Xx, Xxxxxx, XX 00000 | |||
00
|
Xxx-Xxx | Xxxxxxxx | 0000 Xxx. 000, Xxxxx 000, Xxxxxxxx, XX 00000 | |||
44
|
Bon-Ton | Ithaca | Pyramid Mall, 00 Xxxxxxxxxx Xx., Xxxxxx, XX 00000 | |||
45
|
Bon-Ton | Johnstown | 000 Xxxxxxxx Xxxxx, Xxxxxxxxx, XX 00000 | |||
00
|
Xxx-Xxx | Xxxxxxxxx | 000 X. Xxxxxxxxx Xxx., Xxxxxxxx, XX 00000 | |||
00
|
Xxx-Xxx | Xxxxxxxxx | 00000 Xxxxxx Xxx Xxxx Xxxx X., Xxxxxxxxx, XX 00000 | |||
00
|
Xxx-Xxx | Xxxxxxxxx | 000 X. Xxxx Xx., Xxxxxxxxx, XX 00000 | |||
00
|
Xxx-Xxx | Xxxxx Xxxxx | 000 Xxxxxxxx Xx., Xxxxxxxxxx, XX 00000 | |||
00
|
Xxx-Xxx | Xxxxxxx Xxxxx | 0000 Xxxxxxx Xx., Xxxxxxxxxxxxx, XX 00000 | |||
63
|
Bon-Ton | Sheridan | 0000 Xxxxxxxx Xx., Xxxxxxx, XX 00000 | |||
00
|
Xxx-Xxx | Xxxxxxxxx | 0000 Xxxxx Xx., Xxxx Xxxxxx, XX 00000 | |||
65
|
Bon-Ton | XxXxxxxx | 0000 XxXxxxxx Xxxxx., Xxxxxxxx, XX 00000 |
-15-
Location | ||||||
Number | Nameplate | Location/Store Name | Address | |||
67
|
Bon-Ton | Lockport | 0000 X. Xxxxxxx Xx., Xxxxxxxx, XX 00000 | |||
68
|
Bon-Ton | Olean | 000 X. Xxxxx Xx., Xxxxx, XX 00000 | |||
00
|
Xxx-Xxx | Xxxxxxx Xxxxx | 0000 Xxxxxxxx Xx., Xxxxxxx Xxxxx, XX 00000 | |||
70
|
Bon-Ton | State College | 0000 Xxxx Xxxxxxx Xxx., Xxxxx 000, Xxxxx Xxxxxxx, XX 00000 | |||
72
|
Bon-Ton | Bethlehem | 0000 Xxxxxxxxxxxxxx Xx, Xxxxxxxxx, XX 00000 | |||
00
|
Xxx-Xxx | Xxxxxxxxx Xxxxx | 0000 Xxxxxx Xxxxxx, Xxxxxxxxx, XX 00000 | |||
00
|
Xxx-Xxx | Xxxxxx | Xxxxxx Xxxx Xxxx, Xxxxx 000, 0000 Xxxx Xxxxxx, Xxxxxx, XX 00000 | |||
00
|
Xxx-Xxx | Xxxxxxxxxx | 000 XX Xxx Xxxx., Xxxxxxxxxx, XX 00000 | |||
00
|
Xxx-Xxx | Xxxxxxxxxxxx | 0000 Xxxxxxx 00 Xxxx, Xxxxxxxxxxxx, XX 00000 | |||
81
|
Bon-Ton | Doylestown | 000 Xxxxx Xxxx Xx, Xxxxxxxxxx, XX 00000 | |||
00
|
Xxx-Xxx | Xxxxxxxxxxx | 0000 Xxxxxxxx Xxxx., Xxxxxxxxxxx, XX 00000 | |||
00
|
Xxx-Xxx | Xxxxxxxxxxx | Xx 000 & Xxxxxx Xx., Xxxxxxxxxxx, XX 00000 | |||
84
|
Bon-Ton | Elmira | 0000 Xxxxxxxx Xx. Xxxxx 0000, Xxxxxxxxxx, XX 00000 | |||
91
|
Bon-Ton | Carousel | 0000 Xxxxxxxx Xxxxxx Xxxxx, Xxxxxxxx, XX 00000 | |||
92
|
Bon-Ton | Massena | Xx 00 & 000, Xxxxxxx, XX 00000 | |||
94
|
Bon-Ton | Camillus | 0000 X. Xxxxxxx, Xxxxxxxx, XX 00000 | |||
00
|
Xxx-Xxx | Xxxxxxxx | 0000 Xxxxxxxxx-Xxxxxx Xx., Xxxxxx, XX 00000 | |||
00
|
Xxx-Xxx | Xxxxxx Ridge | 00 Xxxxxx Xxxxx Xxxxxx, Xxxxxxxxx, XX 00000 | |||
00
|
Xxx-Xxx | Xxxxxxxxxxx | 00 Xxxxxxx Xxxx Xx., Xxxxxxxxx, XX 00000 |
-16-
Location | ||||||
Number | Nameplate | Location/Store Name | Address | |||
101
|
Xxxxx-Xxxxxxx | Dayton Mall | 0000 Xx. Xx. 000, Xxxxxx, XX 00000 | |||
107
|
Xxxxx-Xxxxxxx | Xxxxx Heights | 0000 Xxx Xxxx Xxxx, Xxxxx Xxxxxxx, XX 00000 | |||
115/115A
|
Xxxxx-Xxxxxxx | Beavercreek | 0000 Xxxxxxxxx Xxxxxxx, Xxxxxxxxxxx, XX 00000 | |||
116
|
Xxxxx-Xxxxxxx | Springfield | 0000 Xxxxx Xxxxxx Xxxx, Xxxxxxxxxxx, XX 00000 | |||
000
|
Xxxxx-Xxxxxxx | Xxxxx Xxxx | 000 X. Xxx Xxxxxx, Xxxxx, XX 00000 | |||
000
|
Xxxxx-Xxxxxxx | Xxxxxx | 0000 X. Xxxxx Xxxxxx, Xxxxxx, XX 00000 | |||
000
|
Xxxxx-Xxxxxxx | Xxx Xxxxxxxxxxxx | 000 Xxxx Xxxxxx, Xxx Xxxxxxxxxxxx, XX 00000 | |||
121
|
Xxxxx-Xxxxxxx | Kettering | 0000 X. Xxxxxxx Xxxx, Xxxxxx, XX 00000 | |||
000
|
Xxxxx-Xxxxxxx | Xxxxxxxxx | 0000 Xxxxxxxxxxxx Xxxxx, Xxxxxx, XX 00000 | |||
000
|
Xxxxx-Xxxxxxx | Xxxxxxxxxxx | 0000 X. Xxxx Xxxxxx, Xxxxxxxxxxx, XX 00000 | |||
125
|
Xxxxx-Xxxxxxx | Xxxxxxxxx | 0000 Xxxxx Xxxxxx Xxxxxx Xxxxx, Xxxxxxxxx, XX 00000 | |||
000
|
Xxxxx-Xxxxxxx | Xxxxxx | 000 00xx Xxxxxx, Xxxxxx, XX 00000 | |||
127
|
Xxxxx-Xxxxxxx | Defiance | 0000 X. Xxxxxxx Xxxxxx, Xxxxxxxx, XX 00000 | |||
128
|
Xxxxx-Xxxxxxx | Zanesville | 0000 Xxxxx Xxxxxx, Xxxxxxxxxx, XX 00000 | |||
000
|
Xxxxx-Xxxxxxx | Xxxxxx, XX | 1475 Xxxxxx-Xxxxx, Xxxxxx, XX 00000 | |||
130
|
Xxxxx-Xxxxxxx | Chillicothe | 0000 X. Xxxxxx Xxxxxx, Xxxxxxxxxxx, XX 00000 | |||
000
|
Xxxxx-Xxxxxxx | Xxxxxxxx | 000 Xxxx Xxxx Xxxxxx, Xxxxxxxx, XX 00000 | |||
133
|
Xxxxx-Xxxxxxx | Lima | 0000 Xxxxx Xxxx, Xxxx, XX 00000 | |||
000
|
Xxxxx-Xxxxxxx | Xxxxxxxxxx | 0000 Xxxx Xxxx Xxxx., Xxxxxxxx, XX 00000 | |||
137
|
Xxxxx-Xxxxxxx | Xxxxxxxx | 0000 Xxxxx Xxxx, Xxxxxxxx, XX 00000 |
-17-
Location | ||||||
Number | Nameplate | Location/Store Name | Address | |||
138
|
Younkers | Plover | 0000 Xxxxxx Xxxx, Xxxxxx, XX 00000 | |||
140
|
Boston Store | Kohler | 0000 Xxxxxxx 00, Xxxxxx, XX 00000 | |||
000
|
Xxx-Xxx | Xxxxxx | 000 Xxxxxxx Xxxxx, XxXxxx, XX 00000 | |||
000
|
Xxxxxx Xxxxx | Xxxx Xxxx | 0000 X. Xxxxxxxx Xxxxx, Xxxx Xxxx, XX 00000 | |||
000
|
Xxxxx-Xxxxxxx | Xxxxxxxxx | 000 Xxxxx Xxxxxxxxxxx Xx., Xxxxx X, Xxxxxxxxx, XX 00000 | |||
144
|
Xxxxx-Xxxxxxx | Alliance | 0000 X. Xxxxx Xxxxxx, Xxxxxxxx, XX 00000 | |||
147
|
Xxxxx-Xxxxxxx | Xxxxxxx | 0000 Xxxxxxx Xxxx, Xxxxxxx, XX 00000 | |||
000
|
Xxxxx-Xxxxxxx | Xxxxxxxxxx Xxxx | 0000 Xxxx Xxxx, Xxxxxxxxxx, XX 00000 | |||
149
|
Bon-Ton | Erie | 000 Xxxx Xxxxx Xxxx Xxxx, Xxxx, XX 00000 | |||
150
|
Xxxxx-Xxxxxxx | Warsaw | 0000 Xxxxxxxx Xxxx, Xxxxxx, XX 00000 | |||
151
|
Xxxxx-Xxxxxxx | Frankfort | 000 Xxxxxxxxx Xxxxx, Xxxxxxxxx, XX 00000 | |||
000
|
Xxxxx-Xxxxxxx | Xxxxxxx Xxxxxxx Xxxx | 0000 Xxxxxx Xxxxxx, Xxxxxxx, XX 00000 | |||
000
|
Xxxxx-Xxxxxxx | Xxxxxxx Xxxxx | 0000 X. Xxxx Xxxxxx, Xxxxxxx Xxxxx, XX 00000 | |||
154
|
Xxxxx-Xxxxxxx | Xxxxxx | 0000 X. Xxxxx Xxxxx Xxxxxx, Xxxxxx, XX 00000 | |||
000
|
Xxxxx-Xxxxxxx | Xxxxxxxx | 0000 Xxxxx Xxxx, Xxxxxx, XX 00000 | |||
000
|
Xxxxx-Xxxxxxx | Xxxxxxxxx (Store closed 9/2009) | 0000 Xxxxxxxx Xxxx, Xxxxxx, XX 00000 | |||
158
|
Xxxxx-Xxxxxxx | Xxxxxx | 0000 X. Xxxx Xxxxxx, Xxxxxx, XX 00000 | |||
159
|
Xxxxx-Xxxxxxx | Monroe | 0000 X. Xxxxxx Xxxxxx, Xxxxxx, XX 00000 | |||
000
|
Xxxxx-Xxxxxxx | Xxxxxx Xxxxxx | 0000 Xxxxxxxxx Xxxx, Xxxxxx Xxxxxx, XX 00000 | |||
000
|
Xxxxx-Xxxxxxx | Xxxxxxx Xxxx | 0000 Xxxxxxx Xxxxxx, Xxxxxxx, XX 00000 | |||
163
|
Xxxxx-Xxxxxxx | Xxxxxxx | 0000 X. Xxxxxxxx Xxxxxx, Xxxxxxx, XX 00000 |
-18-
Location | ||||||
Number | Nameplate | Location/Store Name | Address | |||
164
|
Younkers | Muskegon Furniture Gallery | 0000 Xxxxxx Xxxxxx, Xxxxxxxx, XX 00000 | |||
165
|
Xxxxx-Xxxxxxx | Beloit | 00 Xxxxxxx Xxxxxx, Xxxxxx, XX 00000 | |||
171
|
Xxxxxx Xxxxx Xxxxx | Dekalb | 0000 Xxxxxxxx Xxxx, Xxxxxx, XX 00000 | |||
000
|
Xxxxx-Xxxxxxx | Xxxxxx, XX | 0000 X. Xxxxxxx, Xxxxxx, XX 00000 | |||
173
|
Younkers | Muscatine | 0000 Xxxx Xxxxxx, Xxxxxxxxx, XX 00000 | |||
174
|
Xxxxx-Xxxxxxx | Anderson | 0000 Xxxxx Xxxxxxxxxxxx Xxxx, Xxxxxxxx, XX 00000 | |||
175
|
Xxxxx-Xxxxxxx | Mattoon | 000 Xxxxxxxx Xxxxxx Xxxx, Xxxxxxx, XX 00000 | |||
177
|
Xxxxx-Xxxxxxx | Danville | 0000 X. Xxxxxxxxxx, Xxxxxxxx, XX 00000 | |||
178
|
Xxxxx-Xxxxxxx | Jasper | 0000 Xxxxxx Xxxxxx, Xxxxxx, XX 00000 | |||
000
|
Xxxxx-Xxxxxxx | Xxxxx Xxxxx | 0000 Xxxxx XX Xxx 00, Xxxxx Xxxxx, XX 00000 | |||
180
|
Xxxxx-Xxxxxxx | Paducah | 0000 Xxxxxxxxxxx Xxxx #000, Xxxxxxx, XX 00000 | |||
181
|
Xxxxx-Xxxxxxx | Columbus | 0000 00xx Xxxxxx, Xxxxxxxx,XX 00000 | |||
182
|
Xxxxx-Xxxxxxx | Muncie | 0000 X. Xxxxxxxxx Xxxxxx, Xxxxxx, XX 00000 | |||
184
|
Xxxxx-Xxxxxxx | Kokomo | 0000 Xxxx Xxxxxxxxx, Xxxxxx, XX 00000 | |||
185
|
Xxxxx-Xxxxxxx | Elkhart | 0000 Xxxxx Xxxx, Xxxxxxx, XX 00000 | |||
000
|
Xxxxxxxx | Xxxxx Xxx Furniture Gallery | 000 Xxx Xxxx Xxxxxx, Xxxxx Xxx, XX 00000 | |||
188
|
Xxxxx-Xxxxxxx | Salem Furniture Gallery (to close in December 2009) | 0000 Xxxxx Xxxxxx, Xxxxxx, XX 00000 | |||
000
|
Xxxxx-Xxxxxxx | Xxxxx Xxxxx Furniture | 0000 Xxxxx Xxxxx 000, Xxxxxx, XX 00000 | |||
202
|
Xxxxx-Xxxxxxx | Huntington | Huntington Mall, 000 Xxxx Xx. #000, Xxxxxxxxxxxxx, XX 00000 | |||
000
|
Xxxxx-Xxxxxxx | Xxxxxxxxxx | 0000 Xxxxxxxxxxx Xxxx, Xxxxxxxxxx, XX 00000 | |||
000
|
Xxxxx-Xxxxxxx | Xxxxxxxxxxx | 000 Xxxxx Xxxxxxx, Xxxxxxxxxxx, XX 00000 | |||
205
|
Xxxxx-Xxxxxxx | Ashland | 00000 XX Xxxxx 00, Xxxxxxx, XX 00000 |
-19-
Location | ||||||
Number | Nameplate | Location/Store Name | Address | |||
206
|
Xxxxx-Xxxxxxx | Kanawha | 000 Xxxxxxx Xxxx, Xxxxxxxxxx, XX 00000 | |||
000
|
Xxxxx-Xxxxxxx | Xx. Xxxxxxxxxxx | 00000 Xxxx Xxxx, Xx. Xxxxxxxxxxx, XX 00000 | |||
000
|
Xxxxx-Xxxxxxx | Xxxxxxxx | 000 Xxxxxxx Xx. Xxxxxxxx Xxxxxx, Xxxxxxxxx, XX 00000 | |||
216
|
Xxxxx-Xxxxxxx | Beckley | 00 Xxxxxxx Xxxx, Xxxxxxx, XX 00000 | |||
310
|
Herberger’s | Centre Square | 000 X. Xxxxx Xxxxxxx Xxxxxx, Xx. Xxxxx, XX 00000 | |||
311
|
Herberger’s | Thunderbird Mall | 0000 Xxxxx 00xx Xxxxxx, Xxxxxxxx, XX 00000 | |||
312
|
Herberger’s | Cedar Mall | 0000 Xxxxx Xxxx, Xxxx Xxxx, XX 00000 | |||
313
|
Herberger’s | Westridge Mall | 0000 Xxxx Xxxxxxx Xxx, Xxxxxx Xxxxx, XX 00000 | |||
314
|
Herberger’s | Marketplaz Mall | 000 Xxxxx Xxxxxxxxx Xxxxxx, Xxx Xxx, XX 00000 | |||
315
|
Herberger’s | Watertown Mall | 0000 0xx Xxxxxx XX, Xxxxxxxxx, XX 00000 | |||
316
|
Herberger’s | Viking Plaza | 0000 Xxx 00 X, Xxxxx 0000, Xxxxxxxxxx, XX 00000 | |||
317
|
Herberger’s | Holiday Village Shopping Center — Havre | 0000 Xxxxxxx 0 XX, Xxxxx, XX 00000 | |||
318
|
Herberger’s | Valley View Mall | 0000 Xxxxx Xxxx 00, XxXxxxxx, XX 00000 | |||
319
|
Herberger’s | Northbridge Mall | 0000 Xxxxxx Xxxxxx, Xxxxxx Xxx, XX 00000 | |||
320
|
Herberger’s | Moorhead Center Mall | 000 Xxxxxx Xxxxxx, Xxxxxxxx, XX 00000 | |||
321
|
Herberger’s | Kirkwood Mall | 000 Xxxxxxxx Xxxx, Xxxxxxxx, XX 00000 | |||
323
|
Herberger’s | Westgate Mall/Brainerd | 00000 Xxxxxx Xxxxx, Xxxxx 0, Xxxxxx, XX 00000 | |||
325
|
Xxxxxxxxx’x | Rimrock Mall | 000 X. 00xx Xxxxxx Xxxx, Xxxxxxxx, XX 00000 | |||
326
|
Xxxxxxxxx’x | Xxxxxx Place Shopping Center | 0000 Xxxxxx Xxxxxx, Xxxxxxx, XX 00000 | |||
327
|
Herberger’s | Holiday Village Shopping Center — Great Falls | 0000 00xx Xxxxxx X, Xxxxx Xxxxx, XX 00000 |
-20-
Location | ||||||
Number | Nameplate | Location/Store Name | Address | |||
328
|
Herberger’s | Rushmore Mall | 0000 Xxxxx Xxxxx, Xxxxx Xxxx, XX 00000 | |||
329
|
Herberger’s | White Mountain Mall | 0000 Xxxxxxxx Xxxxxxxxx, Xxxx Xxxxxxx, XX 00000 | |||
330
|
Herberger’s | Prairie Hills Mall | 0000 0xx Xxxxxx X., Xxxxxxxxx, XX 00000 | |||
331
|
Xxxxxxxxx’x | Dakota Square | 0000 00xx Xxxxxx XX, Xxxxx, XX 00000 | |||
332
|
Xxxxxxxxx’x | Xxxxx Mall | 0000 0xx Xxxxxx Xxxxx, Xxxxxxx, XX 00000 | |||
000
|
Xxxxxx Xxxxx | Xxxxxx Xxx Xxxx | 0000 Xxxxx Xxxxxx Xxxxxx, Xxxxxx Xxx, XX 00000 | |||
334
|
Herberger’s | Sunset Plaza | 0000 Xxxxxx Xxxx, Xxxxxxx, XX, 00000 | |||
335
|
Herberger’s | Imperial Mall Shopping Center | 0000 Xxxx 00xx, Xxxxx 0, Xxxxxxxx, XX, 00000 | |||
336
|
Herberger’s | The Mall | 0000 Xxxxx Xxxxx, Xxxxx Xxxxxx, XX, 00000 | |||
338
|
Herberger’s | Hilltop Mall | 0000 0xx Xxxxxx, Xxxxxxx, XX, 00000 | |||
339
|
Herberger’s | Monument Mall | 0000 Xxxxxxxx Xxxx, Xxx 00, Xxxxxxxxxxx, XX, 00000 | |||
340
|
Herberger’s | Kalispell Center Mall | 00 Xxxxx Xxxx, Xxxxxxxxx, XX 00000 | |||
341
|
Xxxxxxxxx’x | Xxxxxx | 000 Xxxxxxxxx Xxxxx Xxxxxxxxx, Xxxxxx, XX 00000 | |||
342
|
Herberger’s | Stillwater | 0000 Xxxxxxxxxx Xxxxxx, Xxxxxxxxxx, XX 00000 | |||
343
|
Herberger’s | Lakewood Mall | 0000 0xx Xxx XX, Xxxxx 0, Xxxxxxxx, XX 00000 | |||
344
|
Xxxxxxxxx’x | Grand Junction/Mesa Mall | 0000 XX Xxx 0 & 00, Xxxxx Xxxxxxxx, XX 00000 | |||
345
|
Herberger’s | River Hills Mall | 0000 Xxxxx Xxxxxx, Xxxxxxx, XX 00000 | |||
348
|
Herberger’s | Xxxx Xxxxxx Mall | 0000 Xxxx Xxxxxx Xxxxx, Xxxxxxx, XX 00000 | |||
349
|
Herberger’s | Butte Plaza Mall | 0000 Xxxxxxxx Xxxxxx, Xxxxx 0X, Xxxxx, XX 00000 |
-21-
Location | ||||||
Number | Nameplate | Location/Store Name | Address | |||
351
|
Herberger’s | Southgate Mall | 0000 Xxxxxx Xxxxxx, Xxxxxxxx, XX 00000 | |||
352
|
Herberger’s | West Acres Shopping Center | 0000 00xx Xxxxxx X, Xxxxx, XX 00000 | |||
353
|
Herberger’s | Rosedale Shopping Center | 000 Xxxxxxxx Xxxxxxxx Xxxxxx, Xxxxxxxxx, XX 00000 | |||
354
|
Herberger’s | Midway Marketplace | 0000 Xxxxxxxxxx Xxxxx, Xx. Xxxx, XX 00000 | |||
355
|
Herberger’s | Southtown Mall | 0000 Xxxxxxxxx Xxxxxx, Xxxxxxxxxxx, XX 00000 | |||
357
|
Herberger’s | Apache Mall | 0000 00xx Xxxxxx XX, Xxxxxxxxx, XX 00000 | |||
000
|
Xxxxxxxx | Xxxxx Xxxxx Xxxx | 0000 Xxxxx Xxxxx Xxxx, Xxxx, XX 00000 | |||
000
|
Xxxxxxxx | Xxxxxxxxxxx Xxxx | 000 Xxxxx Xxxxxxxx, Xxxxx Xxxx, XX 00000 | |||
403
|
Younkers | Crossroads Mall | US Xxx 00 & Xxxxx 00xx Xx, Xxxx Xxxxx, XX 00000 | |||
404
|
Xxxxxxxx | Xxxxxxxx Town Center | 0000 Xxxxx Xxxxxx Xxxxxx, Xxxxxxxxxxxx, XX 00000 | |||
000
|
Xxxxxxxx | Xxxxxxx Xxxx | 0000 Xxxxx 000xx Xxxxxx, Xxxxx, XX, 00000 | |||
000
|
Xxxxxxxx | Xxxxxxx Xxxxxx Xxxx | 0000 Xxxxxxxxxx Xxxxxx, Xxxxx Xxxxx, XX 00000 | |||
000
|
Xxxxxxxx | Xxxxxxxxxx Xxxxxx | 0000 Xxxxxxxxxx Xxxxxxxxx, Xxxxxxxx, XX 00000 | |||
000
|
Xxxxxxxx | Xxx Xxxx Mall | Highway 000 & 00xx Xx. Xxxxxxxxx, Xxxxxx, XX 00000 | |||
410
|
Younkers | Xxxxx Xxx Mall | 0000 Xxxxx Xxx Xx, Xxxxx 000, Xxx Xxxxxx, XX 00000 | |||
000
|
Xxxxxxxx | Xxxxx Xxxxx Xxxx | 0000 Xxxxx Xxxxx Xxxxxx, Xxxxxxxxxx, XX 00000 | |||
000
|
Xxxxxxxx | Xxxxxxx Xxxx | 0000 0xx Xxxxxx XX, Xxxxx Xxxxxx, XX 00000 | |||
414
|
Younkers | Jordan Creek | 000 Xxxxxx Xxxxx Xxxxxxx, Xxxxx 0000, Xxxx Xxx Xxxxxx, XX 00000 | |||
418
|
Younkers | Xxxxxxx Mall | 000 Xxxx X. Xxxxxxx Xxxx, Xxxxxxx, XX 00000 |
-22-
Location | ||||||
Number | Nameplate | Location/Store Name | Address | |||
419
|
Younkers | Westroads Mall | 000 X. 000xx Xx., Xxxxx, XX, 00000 | |||
000
|
Xxxxxxxx | Xxxxxxxxx Xxxx | 000 Xxxx Xxxxxxxx Xxxx, Xxxxxxxxx, XX 00000 | |||
000
|
Xxxxxxxx | Xxxxxxxxx Xxxx | 0000 00xx Xxxxxx, Xxxxxx, XX 00000 | |||
000
|
Xxxxxxxx | Xxxxxxxxxx Xxxx | 0000 X Xxxx Xxxx Xxxx, Xxxxx 0000, Xxx Xxxxxx, XX 00000 | |||
424
|
Younkers | Empire Mall | 0000 Xxxxxx Xxxx, Xxxxx Xxxxx, XX 00000 | |||
000
|
Xxxxxxxx | Xxxxxxxx Xxxx | 0000 Xxxxxxxx Xxxx XX, Xxxxx Xxxxxx, XX 00000 | |||
000
|
Xxxxxxxx | Xxxxxxxx Xxxxx Xxxx | 0000 Xxxxxxxx Xxxx, Xxxxx Xxxx, XX 00000 | |||
000
|
Xxxxxxxx | Xxxxxxxx Xxxx | 000 Xxxxx Xxxx, Xxxx Xxxxxxxxxx, XX 00000 | |||
000
|
Xxxxxxxx | Xxxxxxx Xxxx | 0000 Xxxx Xxxx, Xxx Xxxxxx, XX 00000 | |||
000
|
Xxxxxxxx | Xxxxxx Xxxx Xxxx | 0000 Xxxxxx Xxxx Xxxxx, Xxxx Xxx Xxxxxx, XX 00000 | |||
000
|
Xxxxxxxx | Xxxxx Xxxx | 0000 Xxxxxx Xxxxxx, Xxxxxxxx, XX 00000 | |||
000
|
Xxxxxxxx | Xxxxxxxx Xxxxxxxx Xxxxxxxx Xxx | 00 Xxxxx 0xx Xxxxxx, Xxxxxxxx Xxx, XX 00000 | |||
000
|
Xxxxxxxx | Xxxxxxxxx Crossings | 0000 Xxxxxxxxx Xxxxxxx, Xxxxxxxxxx, XX 00000 | |||
442
|
Younkers | Westwood Mall | 0000 XX Xxx 00 Xxxx, Xxxxxxxxx, XX 00000 | |||
000
|
Xxxxxxxx | Xxxxxxxxxx Xxxxxx | 0000 Xxxxx Xxxxxxxx Xxxxxx, Xxxxxxxx Xxxx, XX 00000 | |||
000
|
Xxxxxxxx | Xxxxxxx Xxxx | 0000 Xxxx Xxxxxxx Xxxxxxx, Xxxxxxx, XX 00000 | |||
000
|
Xxxxxxxx | Xxxxxxx Xxxx | 0000 X Xxxxxx, Xxxxxxx, XX, 00000 | |||
448
|
Younkers | Shoppes at Woodridge | 000 Xxxx Xxxx Xxxxxx, Xxxxxxxxxx, XX 00000 | |||
000
|
Xxxxxxxx | Xxxxxx Xxxx Xxxx | 0000 Xxxxxx Xxxxx Xxxxxxx, Xxxxxx, XX 00000 | |||
451
|
Younkers | Conestoga Mall | 0000 Xxxx 00xx Xxxxxx, Xxxxx Xxxxxx, XX, 00000 | |||
000
|
Xxxxxxxx | Xxxxxx Xxxx | 000 Xxxxxx Xxxxxx, Xxxxxx, XX 00000 |
-23-
Location | ||||||
Number | Nameplate | Location/Store Name | Address | |||
000
|
Xxxxxxxx | Xxxxxx Xxxx | 000 Xxxx Xxxxxxx Xxxxxx, Xxxx Xx Xxx, XX 00000 | |||
000
|
Xxxxxxxx | Xxx Xxxx Xxxxxx | 000 Xxx Xxxx Xxxxxx, Xxxxx Xxx, XX 00000 | |||
000
|
Xxxxxxxx | Xxxxxxxxx Xxxxx | 000 X Xxxxxxxx Xxxxxx, Xxxxxxxxx, XX 00000 | |||
000
|
Xxxxxxxx | Xxx Xxxxx Xxxx | 0000 X. Xxxxxxxxx Xxxxxx, Xxxxxxxx, XX 00000 | |||
000
|
Xxxxxxxx | Xxxxxxxxx Xxxx | 00000 Xxxxx Xxxxxx, Xxxxxxx, XX 00000 | |||
464
|
Younkers | Merridian | 0000 X. Xxxxx Xxxxx Xxxxxx, Xxxxxx, XX 00000 | |||
000
|
Xxxxxxxx | Xxxxxxxxx Xxxx | 0000 00xx Xxxxxx, Xxxx Xxxxxxx, XX 00000 | |||
000
|
Xxxxxxxx | Xxxx Xxxx Xxxx | 0000 Xxxxxxxxx Xxxx, Xxxxxxxxx, XX 00000 | |||
000
|
Xxxxxxxx | Xxxxxx Xxxx | 000 Xxxx Xxxxx Xxxxxx, Xxxxxxxxx Xxxxxx, XX 00000 | |||
469
|
Younkers | Mariner Mall | 00 Xxxxx 00xx Xx. Xxxx, Xxxxxxxx, XX 00000 | |||
000
|
Xxxxxx Xxxxx | Xxxxxx Xxxxxx | 000 Xxxxx 0xx Xxxxxx, Xxxxxxxxx, XX 00000 | |||
000
|
Xxxxxxxx | Xxx Xxxx Xxxx | 0000 X. Xxxxxx Xxxx, Xxx Xxxx, XX 00000 | |||
501
|
Xxxxxxx’x | Eastland Mall | 0000 Xxxxxx Xxxxxx, Xxxxxxxxxxx, XX 00000 | |||
502
|
Xxxxxxx’x | Peru Mall | 0000 Xxxxx 000, Xxxxx 00, Xxxx, XX 00000 | |||
503
|
Xxxxxxx’x | East Court Village | 0000 Xxxxx Xxxxxx, Xxxxx, XX 00000 | |||
504
|
Xxxxxxx’x | Marketplace Mall | 0000 Xxxxx Xxxx Xxxxxx, Xxxxxxxxx, XX 00000 | |||
505
|
Bergner’s | Xxxxxxxx Mall | 0000 Xxxx Xxxx Xxxxxxxx Xxxxx, Xxxxxxxxx, XX 00000 | |||
506
|
Xxxxxxx’x | Xxxxxxxx Village | 0000 Xxxxx Xxxxxxxx Xxxx, Xxxxxx, XX 00000 | |||
507
|
Xxxxxxx’x | Xxxxxx Mall | 0000 Xxxxxxxx, Xxxxxx, XX 00000 | |||
508
|
Xxxxxxx’x | Hickory Point Mall | 0000 Xxxxxxx Xxxxx Xxxx, Xxxxxxx, XX 00000 |
-24-
Location | ||||||
Number | Nameplate | Location/Store Name | Address | |||
000
|
Xxxxxx Xxxxx | Xxxxxxxxxx Xxxx | 0000 Xxxxxx Xxxxxx, Xxxxxxxxxx, XX 00000 | |||
511
|
Xxxxxxx’x | Northland Mall | 0000 Xxxx Xxxxxxxxxx, Xxxxxxxx, XX 00000 | |||
512
|
Xxxxxxx’x | Cherryvale Mall | 0000 Xxxxxxxx Xxxxxx, Xxxxxxxx, XX 00000 | |||
513
|
Xxxxxxx’x | Machesney Mall | 0000 Xxxxx 0xx Xxxxxx, Xxxxxxxxx Xxxx, XX 00000 | |||
514
|
Xxxxxx Xxxxx Xxxxx | Northgate Shopping Center | 000 Xxxxx Xxxx Xxxxxx, Xxxxxx, XX 00000 | |||
515
|
Xxxxxx Xxxxx Xxxxx | Joliet | 0000 Xxxx Xxxx Xxxxx, Xxxxxx, XX 00000 | |||
000
|
Xxxxxx Xxxxx Xxxxx | Xxxxxx Xxxx Xxxx | 0000 Xxxxxx Xxxx Xxxx, Xxxxxx, XX 00000 | |||
517
|
Xxxxxx Xxxxx Xxxxx | Randhurst Mall | 000 Xxxxx Xxxxxxxx Xxxx, Xxxxx Xxxxxxxx, XX 00000 | |||
518
|
Xxxxxxx’x | White Oaks Mall | 0000 Xxxx Xxxxxx, Xxxxxxxxxxx, XX 00000 | |||
000
|
Xxxxxx Xxxxx | Xxxxx Xxxxxx Xxxx | 000 Xxxx Xxxxxxxxx Xxxxxx, Xxxxxxxxx, XX 00000 | |||
000
|
Xxxxxx Xxxxx | Xxx Xxxxx Xxxx | 0000 X. Xxxx Xxxxxxxxxx Xxxx, Xxxxxxxxx, XX 00000 | |||
521
|
Boston Store | Regency Mall | 0000 Xxxxxx Xxxxxx, Xxxxxx, XX 00000 | |||
000
|
Xxxxxx Xxxxx | Xxxxxxxxxx Xxxxxx | 00000 Xxxx Xxxxxxxxx Xxxx, Xxxxxxxxxx, XX 00000 | |||
000
|
Xxxxxx Xxxxx | Xxxxxxxxxx Xxxx | 0000 Xxxxx 00xx Xxxxxx, Xxxxxxxxx, XX 00000 | |||
526
|
Boston Store | Xxxx Xxxxx Xxxx | 00 Xxxx Xxxxx Xxxx, Xxxxxxx, XX 00000 | |||
527
|
Boston Store | Mayfair Mall | 0000 Xxxxx Xxxxxxx Xxxx, Xxxxxxxxx, XX 00000 | |||
528
|
Boston Store | Xxxx Xxxxx Xxxx | 00 Xxxx Xxxxx Xxxx, Xxxxxxx, XX 00000 | |||
529
|
Boston Store | Brookfield Furniture Gallery | 00000 Xxxx Xxxxxxxxx Xxxx, Xxxxxxxxxx, XX 00000 | |||
530
|
Xxxxxx Xxxxx Xxxxx | Evergreen Mall | 0000 Xxxxx Xxxxxxx Xxxxxx, Xxxxxxxxx Xxxx, XX 00000 |
-25-
Location | ||||||
Number | Nameplate | Location/Store Name | Address | |||
531
|
Xxxxxx Xxxxx Xxxxx | Yorktown Mall | 000 Xxxxxxxx Xxxx, Xxxxxxx, XX 00000 | |||
532
|
Xxxxxx Xxxxx Xxxxx | Woodmar Mall | 0000 Xxxxxxxxxxxx Xxxxxxxxx, Xxxxxxx, XX 00000 | |||
533
|
Xxxxxx Xxxxx Xxxxx | Xxxx’x Plaza | 0000 Xxxx Xxxxxx, Xxxxxxxx, XX 00000 | |||
535
|
Xxxxxx Xxxxx Xxxxx | Xxxxxxxxx Square | 0 Xxxxxxxxx Xxxxxx, Xxxxxxxxxxxx, XX 00000 | |||
000
|
Xxxxxx Xxxxx Xxxxx | Xxxxxxx Xxxx | 000 Xxxxx Xxxxxxxxx Xxxxx, Xxxxxxx, XX 00000 | |||
000
|
Xxxxxx Xxxxx Xxxxx | Xxxxxxx Xxxxx Xxxx | 0000 Xxxxx Xxxxxxxxx Xxxxxx, Xxxxxxx Xxxxx, XX 00000 | |||
539
|
Xxxxxx Xxxxx Xxxxx | Harlem-Irving Mall | 0000 X. Xxxxxx Xxxxxx, Xxxxxxxx, XX 00000 | |||
540
|
Xxxxxx Xxxxx Xxxxx | Xxxxxxx Mall | 000 Xxxxxxx Xxxx, Xxxxxxxx, XX 00000 | |||
000
|
Xxxxxx Xxxxx Xxxxx | Xxxxx Xxxxxxxxx Xxxx Mall | 0000 Xxxx Xxxxxx Xxxx, Xxxxx Xxxxxxxxx, XX 00000 | |||
542
|
Xxxxxx Xxxxx Xxxxx | Xxxxxxxxx Shoppingtown/Southlake | 0000 Xxxxxxxxx Xxxx, Xxxxxxxxxxxx, XX 00000 | |||
543
|
Xxxxxx Xxxxx Xxxxx | Xxxxxx Square | 0 Xxxxxx Xxxxxx, Xxxxxx Xxxx, XX 00000 | |||
000
|
Xxxxxx Xxxxx Xxxxx | Xxxxx Xxxx Xxxx | 000 Xxxxx Xxxx Xxxxx, Xxxxxxx Xxxx, XX 00000 | |||
546
|
Xxxxxx Xxxxx Xxxxx | Yorktown Furniture | 0 Xxxxxxxx Xxxx, Xxxxxxx, XX 00000 | |||
547
|
Xxxxxx Xxxxx Xxxxx | Xxxx Furniture Gallery | 0000 Xxxx Xxxxxx, Xxx 000, Xxxxxxxx, XX 00000 | |||
548
|
Xxxxxx Xxxxx Xxxxx | Xxxxxxxxxx Furniture Gallery | 000 Xxxx Xxxx Xxxx, Xxxxxxxxxx, XX 00000 | |||
549
|
Xxxxxx Xxxxx Xxxxx | Xxxxxxxxx Mall | 000 Xxxx XX Xxx 00, Xxxxxxxx Xxxx, XX 00000 | |||
550
|
Xxxxxx Xxxxx Xxxxx | Xxxxxxxxx Shoppingtown/Hawthorn | 0 Xxxxxxxxx Xxxxxx, Xxxxxx Xxxxx, XX 00000 | |||
000
|
Xxxxxx Xxxxx Xxxxx | Xxxx Xxxx Xxxx | 0000 Xxxxx Xxxxxx Xxxxxx, Xxxxxxx, XX 00000 | |||
552
|
Xxxxxx Xxxxx Xxxxx | Lincolnwood Town Center | 0000 Xxxx Xxxxx, Xxxxxxxxxxx, XX 00000 |
-26-
Location | ||||||
Number | Nameplate | Location/Store Name | Address | |||
553
|
Xxxxxx Xxxxx Xxxxx | Northfield Square Mall | 0000 Xxxxx Xxxxx Xx. 00, Xxxxxxxxxxx, XX 00000 | |||
554
|
Xxxxxx Xxxxx Xxxxx | Charlestowne Mall | 0000 Xxxx Xxxx Xxxxxx, Xx. Xxxxxxx, XX 00000 | |||
555
|
Xxxxxx Xxxxx Xxxxx | Xxxxxxxx Furniture Gallery | 000 Xxxx Xxxxx, Xxxxxx Xxxxx, XX 00000 | |||
556
|
Xxxxxx Xxxxx Xxxxx | Xxx Valley Mall | 0 Xxx Xxxxxx Xxxxxx, Xxxxxx, XX 00000 | |||
560
|
Xxxxxx Xxxxx Xxxxx | Xxx Valley Furniture Gallery | 000 Xxxxx Xxxxx 00, Xxxxx 000, Xxxxxxxxxx, XX 00000 | |||
561
|
Xxxxxx Xxxxx Xxxxx | Xxxxxx Square Furniture Gallery | 00 Xxxxxx Xxxxxx, Xxxxxx Xxxx, XX 00000 | |||
562
|
Xxxxxx Xxxxx Xxxxx | Streets of Woodfield | 000 Xxxxx Xxxxxxxxxx Xxxx, Xxxxxxxxxx, XX 00000 | |||
563
|
Bergner’s | The Shoppes at Grand Prairie | 0000 Xxxx Xxx Xxxxxxxx Xxxxx, Xxxxxx, XX 00000 | |||
564
|
Xxxxxx Xxxxx Xxxxx | Circle Centre | 0 Xxxx Xxxxxxxxxx Xxxxxx, Xxxxxxxxxxxx, XX 00000 | |||
000
|
Xxxxxxxx | Xxxxxx Xxxx Place | 00000 Xxxxxxxx Xxxx, Xxxxxxx, XX 00000 | |||
000
|
Xxxxxxxx | Xxxxxxxxxxx Xxxxxxx | 000 Xxxxx Xxxxx Xxxx, Xxxxxxxxx Xxxxx, XX 00000 | |||
000
|
Xxxxxxxx | Xxxxxxxxx Xxxxx | 00000 Xxxx Xxxx, Xxxxxxx, XX 00000 | |||
579
|
Xxxxxx Xxxxx Xxxxx | Naperville Furniture Clearance Center | 0000 Xxxxxxxxx Xxxxxx, Xxxxxxxxxx, XX 00000 | |||
972
|
N/A | Huntington | 000-000 Xxxxx Xxxxxx, Xxxxxxxxxx, XX 00000 |
-27-
Schedule 9.1.4
Names and Capital Structure
Authorized | Number and/or | Holders | ||||||||||
Equity | % of Issued | of Equity | ||||||||||
Issuer | Jurisdiction | Securities | Interests | Securities | Interests | |||||||
Xxxxxx Xxxxx Xxxxx XX, Inc.
|
Mississippi | Common Stock | 30,000,000 shares | 153,818 shares | The Bon-Ton Department Stores, Inc. | |||||||
McRIL, LLC
|
Virginia | Limited Liability Company Interests |
N/A | 100% | Xxxxxx Xxxxx Xxxxx XX, Inc. | |||||||
Bon-Ton Distribution, Inc.
|
Illinois | Common Stock | 100,000 shares | 1,000 shares | Xxxxxx Xxxxx Xxxxx XX, Inc. | |||||||
The Bon-Ton Department Stores, Inc.
|
Pennsylvania | Common Stock | 40,000,000 shares | 10 shares | The Bon-Ton Stores, Inc. | |||||||
Class A Common Stock | 20,000,000 shares | 0 shares | N/A | |||||||||
Preferred Stock | 5,000,000 shares | 0 shares | N/A | |||||||||
The Bon-Ton Giftco, Inc.
|
Florida | Common Stock | 100 shares | 10 shares | The Bon-Ton Department Stores, Inc. | |||||||
The Bon-Ton Properties — Eastview GP, Inc.
|
New York | Common Stock | 1,000 shares | 10 shares | The Bon-Ton Department Stores, Inc. | |||||||
The Bon-Ton Properties — Eastview, L.P.
|
Delaware | Limited Partnership Interests |
N/A | 99% | The Bon-Ton Department Stores, Inc. | |||||||
Limited Partnership Interest and General Partner |
N/A | 1% | The Bon-Ton Properties - Eastview GP, Inc. | |||||||||
The Bon-Ton Properties — Greece Ridge GP,
Inc.
|
New York | Common Stock | 1,000 shares | 10 Shares | The Bon-Ton Department Stores, Inc. |
-28-
Authorized | Number and/or | Holders | ||||||||||
Equity | % of Issued | of Equity | ||||||||||
Issuer | Jurisdiction | Securities | Interests | Securities | Interests | |||||||
The Bon-Ton Properties — Greece Ridge, L.P.
|
Delaware | Limited Partnership Interest |
N/A | 99% | The Bon-Ton Department Stores, Inc. | |||||||
Limited partnership Interest and General Partner |
N/A | 1% | The Bon-Ton Properties — Greece Ridge GP, Inc. | |||||||||
The Bon-Ton Properties — Marketplace GP,
Inc.
|
New York | Common Stock | 1,000 shares | 10 Shares | The Bon-Ton Department Stores, Inc. | |||||||
The Bon-Ton Properties — Marketplace, L.P.
|
Delaware | Limited Partnership Interests |
N/A | 99% | The Bon-Ton Department Stores, Inc. | |||||||
Limited Partnership Interest and General Partner |
N/A | 1% | The Bon-Ton Properties - Marketplace GP, Inc. | |||||||||
The Bon-Ton Stores of Lancaster, Inc.
|
Pennsylvania | Common Stock | 1,000 shares | 1,000 shares | The Bon-Ton Department Stores, Inc. | |||||||
The Bon-Ton Trade, LLC
|
Delaware | Limited Liability Company Interests |
N/A | 100% | The Bon-Ton Department Stores, Inc. | |||||||
The Xxxxx-Xxxxxxx Stores Corp.
|
Ohio | Common Stock | 1,000 shares | 1,000 shares | The Bon-Ton Department Stores, Inc. | |||||||
Bonstores Holdings One, LLC
|
Delaware | Limited Liability Company Interests |
N/A | 100% | The Bon-Ton Department Stores, Inc. |
-29-
Authorized | Number and/or | Holders | ||||||||||
Equity | % of Issued | of Equity | ||||||||||
Issuer | Jurisdiction | Securities | Interests | Securities | Interests | |||||||
Bonstores Holdings Two, LLC
|
Delaware | Limited Liability Company Interests |
N/A | 100 | % | The Bon-Ton Department Stores, Inc. | ||||||
Bonstores Realty One, LLC
|
Delaware | Limited Liability Company Interests |
N/A | 100 | % | Bonstores Holdings One, LLC | ||||||
Bonstores Realty Two, LLC
|
Delaware | Limited Liability Company Interests |
N/A | 100 | % | Bonstores Holdings Two, LLC |
-30-
Schedule 9.1.5
Former Corporate Names and Trade Names:
Former Corporate Names:
Legal Name | Type of | Termination | Surviving | |||||
of Entity | Organization | Jurisdiction | Date | Entity | ||||
BTRGP, Inc.
|
C-Corporation | Pennsylvania | 1/28/2006 | The Bon-Ton Department Stores, Inc. | ||||
The Bee-Gee Shoe Corp.
|
C-Corporation | Ohio | 1/28/2006 | The Xxxxx-Xxxxxxx Stores Corp. | ||||
The Bon-Ton Corp.
|
C-Corporation | Delaware | 4/1/2006 | The Bon-Ton Stores, Inc. | ||||
The Bon-Ton Operations, Inc.
|
C-Corporation | Pennsylvania | 08/28/2005 | The Bon-Ton Department Stores, Inc. | ||||
The Bon-Ton Properties — Irondequoit
G.P., Inc.
|
C-Corporation | New York | 12/31/2007 | The Bon-Ton Department Stores, Inc. | ||||
The Bon-Ton Properties — Irondequoit, L.P.
|
Limited Partnership | Delaware | 12/31/2007 | None | ||||
The Bon-Ton Receivables Partnership, L.P.
|
Limited Partnership | Pennsylvania | 1/28/2006 | The Bon-Ton Department Stores, Inc. | ||||
The Bon-Ton Trade Corp.
|
C-Corporation | Delaware | 4/1/2006 | The Bon-Ton Trade, LLC | ||||
Capital City Commons Realty, Inc.
|
C-Corporation | Pennsylvania | 2/3/2007 | The Bon-Ton Department Stores, Inc. | ||||
Xxxxxx Xxxxx Holdings, Inc.
|
C-Corporation | Delaware | 3/4/2006 | Parisian, Inc. | ||||
CP Holdings Virginia, LLC
|
Limited Liability Company |
Virginia | 3/4/2006 | Xxxxxx Xxxxx Holdings, Inc. | ||||
Xxxxxx Xxxxx Xxxxx, LLC
|
Limited Liability Company |
Alabama | 12/31/2007 | The Bon-Ton Department Stores, Inc. | ||||
Xxxxxx Xxxxx Xxxxx, Inc.
|
C-Corporation | Alabama | 10/28/2006 | Xxxxxx Xxxxx Xxxxx, LLC | ||||
CROP Reinsurance, LTD.
|
Non-USA Corporation | Turks & Caicos Islands, British West Indies | 1/28/2006 | None | ||||
The El-Bee Chargit Corp.
|
C-Corporation | Ohio | 1/28/2006 | The Xxxxx-Xxxxxxx Stores Corp. |
-31-
Legal Name | Type of | Termination | Surviving | |||||
of Entity | Organization | Jurisdiction | Date | Entity | ||||
The El-Bee Receivables Corporation
|
C-Corporation | Delaware | 1/28/2006 | The Xxxxx-Xxxxxxx Stores Corp. | ||||
Xxxxx-Xxxxxxx Holdings, Inc.
|
C-Corporation | Ohio | 12/31/2007 | The Xxxxx-Xxxxxxx Stores Corp. | ||||
Xxxxx-Xxxxxxx Indiana, L.P.
|
Limited Partnership | Indiana | 1/28/2006 | The Xxxxx-Xxxxxxx Stores Corp. | ||||
Xxxxx-Xxxxxxx Operations, LLC
|
Limited Liability Company |
Ohio | 12/31/2007 | The Xxxxx-Xxxxxxx Stores Corp. | ||||
Xxxxx-Xxxxxxx West Virginia, Inc.
|
C-Corporation | West Virginia | 12/31/2008 | The Xxxxx-Xxxxxxx Stores Corp. | ||||
Herberger’s Department Stores, LLC
|
Limited Liability Company |
Minnesota | 12/31/2007 | The Bon-Ton Department Stores, Inc. | ||||
XxXxx’x, Inc.
|
C-Corporation | Mississippi | 3/6/2006 | Xxxxxx Xxxxx Xxxxx XX, Inc. | ||||
Parisian, Inc.
|
C-Corporation | Alabama | 3/6/2006 | Xxxxxx Xxxxx Xxxxx, Inc. | ||||
Parisian Virginia, LLC
|
Limited Liability Company |
Virginia | 3/4/2006 | Parisian, Inc. | ||||
PMIN General Partnership
|
General Partnership | Virginia | 3/4/2006 | Parisian, Inc. | ||||
Saks Distribution Centers, Inc.
|
C-Corporation | Illinois | 3/6/2006 | Bon-Ton Distribution, Inc. |
Acquisitions
Xxxxx-Xxxxxxx: Effective October 24, 2003, pursuant to the Agreement and Plan of Merger
dated as of September 15, 2003, among The Bon-Ton Stores, Inc. (“Parent”), The Xxxxx-Xxxxxxx Stores
Corp. (''Xxxxx-Xxxxxxx’’) and Elder Acquisition Corp., an indirect wholly owned subsidiary of
Parent (''Merger Sub’’), Merger Sub was merged with and into Xxxxx-Xxxxxxx with Xxxxx-Xxxxxxx
continuing as the surviving corporation and as an indirect wholly owned subsidiary of Parent (the
''Merger’’). At the time of the Merger, Xxxxx-Xxxxxxx had seven direct and indirect subsidiaries:
The Bee-Gee Shoe Corp., The El-Bee Chargit Corp., The El-Bee Receivables Corp, Xxxxx-Xxxxxxx West
Xxxxxxxx, Inc., Elder Xxxxxxx Holdings, Inc., Xxxxx-Xxxxxxx Indiana, L.P. and Xxxxx-Xxxxxxx
Operations, LLC.
NDSG: Effective March 5, 2006, pursuant to a Purchase Agreement dated as of October 29,
2005, The Bon-Ton Stores, Inc. entered into a Purchase Agreement (as amended, the “Purchase
Agreement”) with Saks Incorporated (“Saks”) pursuant to which Bon-Ton purchased all of the
outstanding equity securities of two subsidiaries of Saks: Herberger’s Department Stores, LLC and
Parisian, Inc. and acquired, as subsidiaries of Parisian, Inc., XxXxx’x, Inc., Saks Distribution
Center, Inc. and McRIL, LLC.
-32-
Parisian: Effective October 31, 2006, pursuant to an Asset Purchase Agreement dated
October 25, 2006 between The Bon-Ton Stores, Inc. (“Parent”) and Xxxx, Inc., which was assigned by
Parent to The Bon-Ton Department Stores, Inc., The Bon-Ton Department Stores, Inc. acquired four
Parisian department stores and the rights for the construction of a fifth Parisian store.
Trade Names:
Entity | Trade Names Used | |
The Bon-Ton Department Stores, Inc.
|
Bon-Ton; Capital City Commons; Xxxxxx Xxxxx Xxxxx; Xxxxx-Xxxxxxx; Xxxxxxxxx’x; Parisian; Younkers | |
Bon-Ton Distribution, Inc.
|
Xxxxxx Xxxxx Xxxxx Furniture Clearance Center | |
The Bon-Ton Giftco, Inc.
|
Bon-Ton | |
The Bon-Ton Stores of Lancaster, Inc.
|
Bon-Ton | |
Xxxxxx Xxxxx Xxxxx XX, Inc.
|
Bon-Ton; Boston Store; Herberger’s; Younkers | |
The Xxxxx-Xxxxxxx Stores Corp.
|
Bon-Ton; Xxxxx-Xxxxxxx; Younkers | |
McRIL, LLC
|
Xxxxxxx’x; Xxxxxx Xxxxx Xxxxx; Xxxxxx Xxxxx Xxxxx Furniture Gallery; Younkers |
-33-
Schedule 9.1.12
Intellectual Property
Trademarks
Owner: The Bon-Ton Trade, LLC
Registration/Serial | Registration | |||||
Trademark Name | Number | Date/Filing Date | ||||
AUTHENTIC U
|
77,364,016 | 1/4/2008 | ||||
AUTHENTIC U
AUTHENTIC UNIVERSITY
GRADE A GOODS (DESIGN)
|
3,515,296 | 10/14/2008 | ||||
BOSTON STORE
|
Wisconsin 6,482 | 8/3/1988 | ||||
BOSTON STORE
|
3,666,012 | 8/11/2009 | ||||
BT JEWELED
|
77,814,203 | 8/27/2009 | ||||
CUDDLE BEAR
|
2,001,829 | 9/17/1996 | ||||
EBRIDE
|
2,789,053 | 12/02/2003 | ||||
EXERTEK
|
3,528,518 | 11/4/2008 | ||||
FLURRYVILLE COLLECTION
|
3,672,167 | 8/25/2009 | ||||
GAME DAY COLLECTION
(Sub-brand under
CONSENSUS)
|
3,684,153 | 9/15/2009 | ||||
GIVE * JOY (Design)
|
3,584,404 | 3/3/2009 | ||||
GIVE JOY
|
3,584,389 | 3/3/2009 | ||||
XXXXX XXXXXXXX
|
2,335,651 | 3/28/2000 | ||||
XXXXX XXXXXXXX
|
2,015,874 | 11/12/1996 | ||||
XXXXX XXXXXXXX
|
2,015,870 | 11/12/1996 | ||||
XXXXX XXXXXXXX
|
2,006,731 | 10/8/1996 | ||||
JUST CHILL
|
3,620,462 | 5/12/2009 | ||||
LIVING GREEN
|
77,648,515 | 1/13/2009 | ||||
LIVING GREEN
|
77,636,919 | 12/19/2008 | ||||
MADISON & MAX
|
2,856,632 | 6/22/2004 | ||||
ONE PHILOSOPHY
|
77,422,306 | 3/14/2008 | ||||
RAMPED UP
|
77,842,383 | 10/6/2009 | ||||
RU RAMPED UP (and design)
|
77,848,597 | 10/14/2009 | ||||
SUSQUEHANNA TRAIL
OUTFITTERS
|
1,397,712 | 6/17/1986 | ||||
SUSQUEHANNA TRAIL
OUTFITTERS
|
3,217,597 | 3/13/2007 | ||||
THE BON-TON
|
1,680,687 | 3/24/1992 | ||||
THE BON-TON (design)
|
1,661,242 | 10/15/1991 |
-34-
Owner: The Bon-Ton Trade Corp.
Registration/Serial | Registration | |||||
Trademark Name | Number | Date/Filing Date | ||||
SMART LOOK, SMART PRICES
|
2,905,339 | 11/23/2004 |
Owner: Xxxxxx Xxxxx Xxxxx XX, Inc.
Registration/Serial | Registration | |||||
Trademark Name | Number | Date/Filing Date | ||||
BRECKENRIDGE
|
966,580 | 8/21/1973 | ||||
BRECKENRIDGE
|
3,022,152 | 11/29/2005 | ||||
BRECKENRIDGE
(Canada)
|
TMA230293 | 9/15/1978; Assigned to Saks 10/16/03. Assigned to CPS II, Inc. | ||||
XXXXXX XXXXX XXXXX
|
1,143,734 | 12/16/1980 | ||||
CARSONS
|
1,395,289 | 5/27/1986 | ||||
CELEBRATION WEDDING &
GIFT REGISTRY
|
2,646,804 | 11/5/2002 | ||||
CELEBRATIONS REGISTRY
FOR VERY SPECIAL
OCCASIONS
|
3,628,605 | 5/26/2009 | ||||
CELEBRATIONS REGISTRY
FOR VERY SPECIAL
OCCASIONS
|
3,632,950 | 6/2/2009 | ||||
CEZANI
|
3,423,603 | 5/6/2008 | ||||
CEZANI
|
1,869,666 | 12/27/1994 | ||||
CHANTEUSE
|
3,069,447 | 3/14/2006 | ||||
CHARGE AGAINST BREAST
CANCER
|
2,412,363 | 12/12/2000 | ||||
COME TO THE RIGHT PLACE
|
2,021,357 | 12/3/1996 | ||||
CONSENSUS
|
2,363,348 | 6/27/2000 | ||||
CONSENSUS GOLF LOGO
|
2,852,867 | 6/15/2004 | ||||
FLURRYVILLE COLLECTION
|
2,772,645 | 10/7/2003 | ||||
HERBERGER’S
|
2,278,878 | 9/21/1999 | ||||
INTIMATE ESSENTIALS
|
3,483,180 | 8/12/2008 | ||||
XXXXXXX XXXXXXX
|
77,836,970 | 9/29/2009 | ||||
XXXXXXX XXXXXXX PLATINUM
|
3,436,925 | 5/27/2008 | ||||
LITTLE MISS ATTITUDE
|
3709384 | 11/10/2009 | ||||
LIVING QUARTERS
|
2,385,966 | 9/12/2000 |
-35-
Registration/Serial | Registration | |||||
Trademark Name | Number | Date/Filing Date | ||||
LIVING QUARTERS
|
2,493,154 | 9/25/2001 | ||||
LIVING QUARTERS (Canada)
|
Reg. No. 688504 | 5/29/2007 | ||||
MISS ATTITUDE
|
77,630,455 | 12/10/2008 | ||||
MISS ATTITUDE
|
3,002,529 | 9/27/2005 | ||||
MISS ATTITUDE
|
3,528,399 | 11/4/2008 | ||||
MISS ATTITUDE
|
2,934,265 | 3/15/2005 | ||||
MISS ATTITUDE
|
2,934,263 | 3/15/2005 | ||||
MISS ATTITUDE
|
3,046,737 | 1/17/2006; Amended 8/14/07. | ||||
MISS ATTITUDE
|
2,933,999 | 3/15/2005 | ||||
MISS ATTITUDE
|
2,934,000 | 3/15/2005 | ||||
MISS ATTITUDE
|
2,968,804 | 7/12/2005 | ||||
NORTHERN LODGE
|
3,485,550 | 8/12/2008 | ||||
NORTHERN LODGE
|
3,569,648 | 2/3/2009 | ||||
PAINT THE TOWN
|
2,958,408 | 5/31/2005 | ||||
PARADISE COLLECTION
|
3,292,860 | 9/18/2007 | ||||
PARADISE COLLECTION
Palm Tree Design
|
3,347,154 | 12/4/2007 | ||||
PURSUITS, LTD
|
2,589,337 | 7/2/2002 | ||||
RELATIVITY
|
2,813,306 | 2/10/2004 | ||||
RELATIVITY
|
2,384,258 | 9/5/2000 | ||||
(RELATIVITY)
|
2,635,572 | 10/15/2002 | ||||
STUDIO WORKS
|
3,570,064 | 2/3/2009 | ||||
STUDIO WORKS
|
2,407,600 | 11/28/2000 | ||||
TECH TREK
|
3,127,728 | 8/8/2006 | ||||
TRIP READY
|
3,587,976 | 3/10/2009 | ||||
URIT
|
2,450,127 | 5/8/2001 | ||||
YOUNKERS (Stylized)
|
1,795,407 | 9/28/1993 | ||||
(RELATIVITY) DESIGN LAB
|
2,765,740 | 09/16/2003 | ||||
RBM COLLECTION
|
2,322,844 | 02/29/2000 |
-36-
Owner: The Xxxxx-Xxxxxxx Stores Corp.
Registration/Serial | Registration | |||||
Trademark Name | Number | Date/Filing Date | ||||
AFFINITY
|
1,645,326 | 5/21/01 | ||||
XXXXXXXX XXXXXX (and design)
|
1,798,768 | 10/12/1993 | ||||
EB KIDS PLACE
|
1,573,311 | 12/26/1989 | ||||
Xxxxx-Xxxxxxx (Stylized)
|
1,332,638 | 4/23/1985 |
Owner: McRIL, LLC
Registration/Serial | Registration Date/Filing |
|||
Trademark Name | Number | Date | ||
XXXXXXX’X |
Illinois 095011 | 10/17/2005 | ||
XXXXXXX’X & Design |
Illinois 095012 | 10/17/2005 |
-37-
Copyrights
Owner: The Bon-Ton Department Stores, Inc.
Copyright | Copyright No. | Registration Date | ||
Doing a good business: 100 years at the Bon-Ton
|
TX4880277 | 10/28/98 |
Owner: The Xxxxx-Xxxxxxx Stores Corp. (currently owned by Xxxxx-Xxxxxxx Stores Corporation)
Copyright | Copyright No. | Registration Date | ||
Xxxxx-Xxxxxxx Stores Corporation: A
Tradition of Success.
|
TX 1896055 | 7/1/86 |
Owner: Xxxxxx Xxxxx Xxxxx XX, Inc. (currently owned by XxXxx’x, Inc.)
Copyright | Copyright No. | Registration Date | ||
A Tale from Flurryville: The Xxxx’x Big
Surprise/written and illustrated by Xxxx
Xxxxxxxx
|
TX5900922 | 1/13/04 | ||
Wow! What a Cow: A Tale from Funky
Farm/written and illustrated by Xxxx Xxxxxxxx
|
TX5744198 | 4/29/03 | ||
A Tale from Flurryville: Arctic Bart Finds His
Happy Heart/written and illustrated by Xxxx
Xxxxxxxx
|
TX5638101 | 11/19/02 | ||
Holiday celebrations with recipes from Younkers
|
TX5658257 | 12/27/02 |
Owner: The Bon-Ton Stores, Inc.
Copyright | Copyright No. | Registration Date | ||
Xxxxxx shares his bear
|
TX6497902 | 1/9/07 |
-38-
Owner: Xxxxxx Xxxxx Xxxxx, Inc. (merged into The Bon-Ton Department Stores, Inc.)
Copyright | Copyright No. | Registration Date | ||
Parisian celebrating a century of service
(currently owned by Parisian, Inc.)
|
TX2217381 | 1/21/88 | ||
Presentation—a manual of standards and guidelines
(currently owned by Parisian, Inc.)
|
XX0000000 | 11/21/91 | ||
Riverchase Galleria, Parisian grand opening
(currently owned by Giancarlo Imiglia)
|
VA239074 | 9/5/86 | ||
Made in Wisconsin
(currently owned by Xxxxxx Xxxxx)
|
XX00000 | 2/23/81 | ||
Cratchits’ Christmas dinner*
(currently owned by Xxxxxx Xxxxxxx)
|
VA00006480 | 6/8/78 |
* | This copyright was registered under “Xxxxxx Xxxxx Xxxxx” instead of Xxxxxx Xxxxx Xxxxx, Inc.” |
-39-
Schedule 9.1.15
Environmental Matters
None.
-40-
Schedule 9.1.16
Restrictive Agreements
1. | Mortgage and Security Agreement between The Bon-Ton Properties — Eastview, L.P. and CS First Boston Mortgage Capital Corp (since transferred to Wachovia Bank, N.A.) dated as of May 17, 1996, as amended from time to time. | |
2. | Mortgage and Security Agreement between The Bon-Ton Properties — Greece Ridge, L.P. and CS First Boston Mortgage Capital Corp (since transferred to Wachovia Bank, N.A.) dated as of May 17, 1996, as amended from time to time. | |
3. | Mortgage and Security Agreement between The Bon-Ton Properties — Market Place, L.P. and CS First Boston Mortgage Capital Corp (since transferred to Wachovia Bank, N.A.) dated as of May 17, 1996, as amended from time to time. | |
4. | Commercial Industrial Revolving Loan Agreement between the City of Scranton and The Bon-Ton Department Stores, Inc. dated as of July 5, 2000. | |
5. | Senior Notes of The Bon-Ton Department Stores, Inc. due 2014. | |
6. | Loan and Security Agreement, dated as of March 6, 2006, as amended by Amendment No.1 dated as of November 20, 2007 and as further amended by Amendment No. 2 dated as of November ___, 2009, by and among The Bon-Ton Department Stores, Inc., a Pennsylvania corporation (“Bon-Ton”), The Xxxxx-Xxxxxxx Stores Corp., an Ohio corporation (“Xxxxx-Xxxxxxx” and together with Bon-Ton, the “Borrowers”), certain subsidiaries of the Borrowers party thereto as obligors, the lenders named therein, and Bank of America, N.A., as agent for the Lenders. | |
7. | Loan Agreement between Bank of America, N.A. and Bonstores Realty One, LLC dated as of March 6, 2006. | |
8. | Loan Agreement between Bank of America, N.A. and Bonstores Realty Two, LLC dated as of March 6, 2006. | |
9. | Capital lease agreements detailed on Schedule 10.2.1 (#4a – #4c) for store numbers 531, 535, 540, 541, 542 and 543. | |
10. | Capital lease agreements with Cisco Systems Capital Corporation and Verizon Credit Inc. detailed on Schedule 10.2.1 (#4d - #4e) for electronic equipment. |
-41-
Schedule 9.1.17
Litigation
None.
-42-
Schedule 9.1.22
Labor Contracts
Collective Bargaining Agreements
1. | Agreement, dated as of May 1, 2005, by and between Xxxxxx Xxxxx Xxxxx d/b/a Boston Store and Local 86 UNITE HERE (Union of Needletrades, Industry, Textiles Employees). | ||
2. | Agreement, dated as of May 1, 2004, by and between Xxxxxx Xxxxx Xxxxx & Co. and Local 134 of the International Brotherhood of Electrical Workers, AFL-CIO. | ||
3. | Agreement, dated as of June 8, 2003, by and between Local Union No. 147, affiliated with the International Brotherhood of Teamsters, and Saks Incorporated. | ||
4. | Terms of Agreement, ratified by union members on October 3, 2005, by and between Xxxxxx Xxxxx Xxxxx & Co., and International Union of Operating Engineers, Local Union No. 399, affiliated with the AFL-CIO. | ||
5. | Agreement, dated May 1, 2004, by and between Saks Incorporated and the Heartland Regional Counsel of Carpenters, Local Union No. 106, United Brotherhood of Carpenters & Joiners of America. | ||
6. | Agreement, dated January 1, 2002, between Saks Incorporated and Des Moines, Iowa Local Union #347 of the International Brotherhood of Electrical Workers, affiliates of the AFL-CIO, CLC. | ||
7. | Agreement, dated May 1, 1998, by and between Painters Local Union No. 246, affiliated with the Brotherhood of Painters and Allied Trades and Younkers. | ||
8. | Milwaukee Inside Wiremen Agreement, effective June 1, 1994, by and between the Electrical Contractors Association Milwaukee Chapter, N.E.C.A., Inc. and Local Union 494, I.B.E.W. | ||
9. | Agreement, dated as of June 1, 1984, between Milwaukee Boston Store Company and Electrical Workers Local Union 494, I.B.E.W., AFL-CIO, of Milwaukee, Wisconsin. |
Note: For Agreements (2) thru (9) listed above, there is no bargaining unit because the facilities to which they relate have been closed. It is the intent of the Company to terminate these agreements that have no active members. |
Material Consulting Agreements
The Bon-Ton Stores, Inc. and/or The Bon-Ton Department Stores, Inc. has entered into the following consulting agreements, which may be regarded as material: |
1. | Letter Agreement with Xxxxx Xxxxxxx Associates, Inc. | ||
2. | Letter Agreement with Directives West Consultants to Retail. |
-43-
3. | Letter Agreement with Xxxxxxx Xxxxx. | ||
4. | Letter Agreement with Lazard Frères & Company, LLC. | ||
5. | Letter Agreement with Xxxxxx Health & Benefits, LLC. | ||
6. | Letter Agreement with Kurt Salmon Associates. |
-44-
Schedule 10.2.1
Existing Debt
1. | Loan and Security Agreement, dated as of March 6, 2006, as amended by Amendment No.1 dated as of November 20, 2007 and as further amended by Amendment No. 2 dated as of November ___, 2009, by and among The Bon-Ton Department Stores, Inc., a Pennsylvania corporation (“Bon-Ton”), The Elder-Beerman Stores Corp., an Ohio corporation (“Elder-Beerman” and together with Bon-Ton, the “Borrowers”), certain subsidiaries of the Borrowers party thereto as obligors, the lenders named therein, and Bank of America, N.A., as agent for the Lenders. | |
2. | Mortgage Note Facility: On May 17, 1996, Bon-Ton entered into agreements with regard to twenty-year mortgage notes in an aggregate principal amount of $23.4 million secured by its four stores in Rochester, New York (store numbers 96, 97, 98 and 99). The Irondequoit property (store number 98) was sold on April 2, 2007, and the related mortgage note in the principal amount of $3.5 million was paid in full. The mortgage notes on the remaining three stores have principal payable in varying monthly installments through June 2016 and interest payable monthly at 9.62%. The mortgages are secured by land and buildings. As of October 31, 2009, there remained an aggregate amount of $10.0 million of mortgage notes outstanding. | |
3. | Scranton Loan: On July 5, 2000, The Bon-Ton Department Stores, Inc. entered into a $1.0 million commercial industrial revolving loan agreement with the City of Scranton for improvements to its store in Scranton, PA (store number 41, The Mall@Steamtown). Interest is payable monthly at a rate of 5% through January, 2011, when the entire principal balance is also due to be repaid. | |
4. | Capital Leases: |
a. | For store numbers 531, 540, 541 and 543, McRIL, LLC is a tenant under lease agreements originally between Chicago Title & Trust Company, Six Anchors Limited Partnership, and CPS Realty Partnership. The current landlords are C.R. Center, L.P. for store number 531, WEC 98C-5 LLC for store number 540, WEC 98C-4 LLC for store number 541 and WEC 98C-2 LLC for store number 543. The terms of all four leases are 10/31/1985 thru 01/31/2024 with five 5-year optional extensions and an option to purchase. | ||
b. | For store number 535, Carson Pirie Scott II, Inc. is a tenant under lease agreements originally between Chicago Title & Trust Company, Six Anchors Limited Partnership, and CPS Realty Partnership. WEC 98C-3, LLC is the current landlord. The term of the lease is 10/31/1985 thru 01/31/2024 with five 5-year optional extensions and an option to purchase. | ||
c. | For store number 542, The Bon-Ton Department Stores, Inc. is a tenant under a lease agreement originally between Lake County Trust Company, as Trustee, and CPS Realty Partnership. WEC 98C-6 LLC is the current landlord. The term of the lease is 10/31/1985 thru 01/31/2024 with five 5-year optional extensions and an option to purchase. |
The six capital lease agreements listed above had a $65.5 million principal balance outstanding as of October 31, 2009. |
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d. | Master Lease agreement between The Bon-Ton Department Stores, Inc. and Verizon Credit Inc. Schedule I is for electronic equipment used to upgrade the point-of-sale system in former NDSG stores. The Schedule I lease period commenced April 14, 2009 and has a term of 36 months. As of October 31, 2009, the Schedule I lease had a principal balance outstanding of $3.8 million. Schedule II is for electronic equipment used to upgrade the Company’s communications systems. It has a term of 36 months which commenced on October 27, 2009. As of October 31, 2009, the Schedule II lease had a principal balance outstanding of $1.9 million. | ||
e. | Lease agreement between The Bon-Ton Department Stores, Inc. and Cisco Systems Capital Corporation for electronic equipment used to upgrade the communications system in the Elder-Beerman stores. The lease commenced January 27, 2009 and has a term of 36 months. As of October 31, 2009, the lease had a principal balance outstanding of $0.5 million. |
-46-
Schedule 10.2.2
Existing Liens
1. | Mortgages pursuant to the Mortgage Loan Debt on the twenty-three retail store locations and one distribution facility owned by either Bonstores Realty One, LLC or Bonstores Realty Two, LLC. | ||
2. | Other Mortgages: |
Outstanding | ||||||||
Principal Balance | ||||||||
Entity Subject | As of 10/31/09 | |||||||
Mortgage Holder | Location | to the Mortgage | ($000s) | |||||
Wachovia
|
Marketplace Mall, N.Y. | The Bon-Ton Properties-Marketplace, L.P. | $ | 2,422 | ||||
Wachovia
|
Eastview Mall, N.Y. | The Bon-Ton Properties-Eastview, L.P. | $ | 3,590 | ||||
Wachovia
|
Greece Ridge Mall, N.Y. | The Bon-Ton Properties-Greece Ridge, L.P. | $ | 3,952 | ||||
City of Scranton
|
Mall at Steamtown, P.A. | The Bon-Ton Department Stores, Inc. | $ | 1,000 |
3. | Liens on six locations (store numbers 531, 535, 540, 541, 542, and 543) held as capital leases in favor of the following: C.R. Center, L.P., WEC 98C-2 LLC, WEC 98C-3 LLC, WEC 98C-4 LLC, WEC 98C-5 LLC, and WEC 98C-6 LLC. See #4 on Schedule 10.2.1 for additional information. | |
4. | Lien in favor of The Housing and Redevelopment Authority of the City of Saint Paul, Minnesota on the Real Property located at 1400 University Place, St. Paul, Minnesota 55104. | |
5. | Security interests in certain electronic equipment in favor of Verizon Credit, Inc. (see #4d on Schedule 10.2.1) and Cisco Systems Capital Corporation (see #4e on Schedule 10.2.1). |
These security interests cover the proceeds of the property as well as the property itself.
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Schedule 10.2.2(c)
Existing Tax Liens
Debtor | Jurisdiction | Secured | File Date | File Type | File # | Description | ||||||||
THE
ELDER-BEERMAN
STORES CORP.
|
OH — MONTGOMERY COUNTY OF COMMON PLEAS | State of Ohio | 8/26/2005 | State Tax Lien Search |
U/L-05-085928 | $ | 1,536.11 | |||||||
THE ELDER-BEERMAN
STORES CORP.
|
OH — MONTGOMERY COUNTY OF COMMON PLEAS | State of Ohio | 4/11/2006 | State Tax Lien Search |
U/L-06-031871 | $ | 1,326.73 | |||||||
THE ELDER-BEERMAN
STORES CORP.
|
OH — MONTGOMERY COUNTY OF COMMON PLEAS | State of Ohio | 6/16/2006 | State Tax Lien Search |
U/L-06-054910 | $ | 213.94 | |||||||
THE ELDER-BEERMAN
STORES CORP.
|
OH — MUSKINGUM COUNTY COURT OF COMMON PLEAS | State of Ohio | 1/5/1996 | State Tax Lien Search |
2/27 | $ | 37,177.21 |
-48-
Schedule 10.2.17
Existing Affiliate Transactions
1. | The Bon-Ton Department Stores, Inc. (“Bon-Ton”) leases its Oil City, Pennsylvania store from Nancy T. Grumbacher, Trustee of the 2002 Indenture of Trust of M. Thomas Grumbacher, pursuant to a lease entered into on January 1, 1981. The rental payments under this lease were $223,500 during fiscal 2008 and $167,625 during the 39 weeks ended October 31, 2009. The Oil City lease terminates on July 31, 2011, and Bon-Ton has four five-year renewal options. Ms. Grumbacher is the wife of Tim Grumbacher, Bon-Ton’s Executive Chairman of the Board. | |
2. | Michael L. Gleim, a non-employee director, provides services as a consultant to the Board of Directors and senior management of The Bon-Ton Department Stores, Inc. (“Bon-Ton”) and serves as chair of Bon-Ton’s retirement plan committee. On March 17, 2009, the Human Resources and Compensation Committee of the Board of Directors approved the continuation of this consulting arrangement. For his services, Bon-Ton pays Mr. Gleim an annual fee of $150,000, payable in equal monthly installments. The term of this continued consulting arrangement is January 1, 2009 through December 31, 2009. In addition, Mr. Gleim receives a $50,000 annual payment as a supplemental executive retirement plan benefit from Bon-Ton pursuant to the terms of an employment agreement with Mr. Gleim with respect to his employment as Vice Chairman of Bon-Ton from 1995 to 2002. | |
3. | Employment Agreements: | |
The Bon-Ton Stores, Inc. has entered into the following employment agreements: |
a. | Employment Agreement with Byron L. Bergren. | ||
b. | Employment Agreement with Anthony Buccina. | ||
c. | Employment Agreement with Stephen Byers. |
4. | The Bon-Ton Stores, Inc. entered into an Executive Transition Agreement with Tim Grumbacher. | |
5. | The Bon-Ton Stores, Inc. has entered into a Supplemental Executive Retirement Plan dated February 3, 2001 as well as various severance plans with certain executives. | |
6. | The Bon-Ton Stores, Inc. has entered into a Registration Rights Agreement dated October 31, 2003 with Tim Grumbacher. | |
7. | 1991 Shareholders’ Agreement by and among The Bon-Ton Stores, Inc., M. Thomas Grumbacher and certain restricted shareholders named therein. |
-49-
TERM NOTE
THE BON-TON DEPARTMENT STORES, INC., a Pennsylvania corporation (“Bon-Ton”) and THE
ELDER-BEERMAN STORES CORP., an Ohio corporation (“Elder-Beerman” and together with Bon-Ton,
collectively, the “Borrowers”), for value received, hereby unconditionally promise to pay,
on a joint and several basis, to the order of (“Lender”), in
Dollars and immediately available funds, the principal sum of DOLLARS
($ ), or if less, the unpaid principal sum of the Term Loan outstanding under the Loan
Agreement referred to below, which sum shall be due and payable in such amounts and on such dates
as are set forth in the Loan Agreement referred to below, together with all accrued and unpaid
interest thereon, and such amounts may not be reborrowed. Terms are used herein as defined in the
Second Lien Loan and Security Agreement dated as of November 18, 2009, as such agreement may be
amended, modified, renewed or extended from time to time (the “Loan Agreement”), among the
Borrowers, the affiliates of the Borrowers party thereto as guarantors, the lenders from time to
time party thereto as lenders (collectively, “Lenders”), SANKATY ADVISORS, LLC, a Delaware
limited liability company, as administrative agent for the Lenders (together with its successors
and assigns, “Agent”), GB MERCHANT PARTNERS, LLC, a Delaware limited liability company, as
collateral agent for the Lenders (together with its successors and permitted assigns,
“Collateral Agent”) and GA CAPITAL, LLC, a Delaware limited liability company, as
documentation agent for the Lenders (together with its successors and permitted assigns,
“Documentation Agent”).
Principal of and interest on this Term Note from time to time outstanding shall be due and
payable in such amounts and on such dates as provided in the Loan Agreement. This Term Note is
issued pursuant to and evidences Loans under the Loan Agreement, to which reference is made for a
statement of the rights and obligations of Lender and the duties and obligations of Borrowers. The
Loan Agreement contains provisions for acceleration of the maturity of this Term Note upon the
happening of certain stated events, and for the borrowing, prepayment and reborrowing of amounts
upon specified terms and conditions.
The holder of this Term Note is hereby authorized by Borrowers to record on a schedule annexed
to this Term Note (or on a supplemental schedule) the amounts owing with respect to the Loans, and
the payment thereof. Failure to make any notation, however, shall not affect the rights of the
holder of this Term Note or any obligations of Borrowers hereunder or under any other Loan
Documents.
Time is of the essence of this Note. Each Borrower and all endorsers, sureties and guarantors
of this Term Note hereby severally waive demand, presentment for payment, protest,
A-1
notice of protest, notice of intention to accelerate the maturity of this Term Note, diligence in
collecting, the bringing of any suit against any party, and any notice of or defense on account of
any extensions, renewals, partial payments, or changes in any manner of or in this Term Note or in
any of its terms, provisions and covenants, or any releases or substitutions of any security, or
any delay, indulgence or other act of any trustee or any holder hereof, whether before or after
maturity.
In no contingency or event whatsoever shall the amount paid or agreed to be paid to the holder
of this Term Note for the use, forbearance or detention of money advanced hereunder exceed the
highest lawful rate permitted under Applicable Law. If any such excess amount is inadvertently
paid by Borrowers or inadvertently received by the holder of this Term Note, such excess shall be
returned to Borrowers or credited as a payment of principal, in accordance with the Loan Agreement.
It is the intent hereof that Borrowers not pay or contract to pay, and that holder of this Term
Note not receive or contract to receive, directly or indirectly in any manner whatsoever, interest
in excess of that which may be paid by Borrowers under Applicable Law.
This Term Note shall be governed by the laws of the State of New York, including, without
limitation, New York General Obligations Law Sections 5-1401 and 5-1402 (but giving effect to
federal laws relating to national banks).
This Term Note is being issued with OID. Information described in Regulation § 1.1275-3
promulgated under the IRC may be obtained by writing to: The Bon-Ton Department Stores, Inc., 2801
East Market Street, York, PA 17402.
[Remainder of this page intentionally left blank.]
A-2
IN WITNESS WHEREOF, this Term Note is executed as of the date set forth above.
THE BON-TON DEPARTMENT STORES, INC. |
||||
By | ||||
Name: | ||||
Title: | ||||
THE ELDER-BEERMAN STORES CORP. |
||||
By | ||||
Name: | ||||
Title: | ||||
A-3
Confidential treatment has been requested.
Redacted material has been separately filed with the Commission.
Redacted material has been separately filed with the Commission.
EXHIBIT B
Borrowing
Base Certificate for The Bon-Ton Department Stores, Inc.
(Period ending 10/24/09)
(Period ending 10/24/09)
Date:
Cert. No.
Tranche A
|
Cost | |
Ending S/L Inventory as of: |
10/17/2009 | |||||||
ADD |
Purchases at Retail | |||||||
LESS |
[***] | |||||||
[***] | ||||||||
[***] | ||||||||
[***] | ||||||||
[***] | ||||||||
Ending S/L Inventory as of: |
10/24/2009 |
Cost Complement (1-CMU%)
|
% | ||
Ending S/L Inventory at Cost
|
|||
Eligible L/C/ Inventory
|
|||
Eligible In-Transit Inventory
|
Total Inventory as of: 10/24/2009
LESS: Ineligibles
|
Unearned Discount Reserve | |||||
Private Brand Load Reseve | ||||||
Reserve for PO’s on LC by Received by EOM | ||||||
Advertising Reserve | ||||||
Damaged Inventory | ||||||
Sample Inventory | ||||||
RTV Inventory | ||||||
Total Ineligible
|
0.00 | |||||
Net Eligible Inventory |
0.00 | ||
Inventory Advance Rate: |
|||
NOLV |
|||
Inventory Availability |
0.00 | ||
Appraised Value of Eligible Real Estate
|
% | |||
Eligible Real Estate Advance Rate (steps down to 40% at 12/31/10)
|
||||
(Capped at $65MM) |
||||
Real Estate Availability
|
0.00 | |||
Credit Card Accounts Receivable
|
||||
Credit Card Accounts Receivable Advance Rate
|
% | |||
Credit Card Accounts Receivable Availability
|
0.00 | |||
B-1
Confidential treatment has been requested.
Redacted material has been separately filed with the Commission.
Redacted material has been separately filed with the Commission.
Total Availability before Reserves
|
0.00 | |||
LESS |
[*** | |||
[***] | ||||
[***] | ||||
[***] | ||||
[***] | ||||
Total Reserves |
0.00 |
|||
A Availability
|
0.00 | |||
Tranche A-1
A-1 Eligible Inventory |
0.00 | |
A-1 Advance Rate |
||
[***] |
||
A-1 Available Inventory |
||
Appraised Value of Eligible Real Estate |
0.00 | |
Eligible Real Estate Advance Rate |
% | |
A-1 Real Estate Availability |
A-1 Availability
Combined Availability
|
0.00 |
Availability Calculation
Prior Day End of Day Principal Balance |
|||||||
ADD | Current Day’s Advance | ||||||
Fees Charged Today | |||||||
LESS | Current Day’s | ||||||
Paydown |
Projected Current Day Ending Principal Balance
|
0 | |||
ADD
|
Estimated Documentary Letters of Credit | |||
Estimated Standby Letters of Credit | ||||
(Both of the above are calculated as Prior Day Balances plus projected | ||||
Current Day issuances/amendments and less projected Current Day payments) |
Total Projected Current Day Loan Balance
Projected Current Day Net Availability | 0.00 | ||
The foregoing information is delivered to Sankaty Advisors, LLC in accordance with a Second Lien Loan and Security Agreement between Sankaty Advisors, LLC and The
Bon-Ton Department Stores, Inc. dated as of . I hereby certify that the information contained herein is true and correct as of the dates shown
herein. Nothing contained herein shall constitute a waiver, modification, or limitation of any of the terms or conditions set forth in the referenced Loan and
Security Agreement.
Prepared by:
|
Approved by: | |||
Title: Treasury Manager
|
Title: Sr. VP and Treasurer | |||
Date:
|
Date: |
B-2
TERM LOANS AND PAYMENTS WITH RESPECT THERETO
Amount of | ||||||||
Principal or | Outstanding | |||||||
Amount of | Interest | Principal | ||||||
Term Loan | Paid This | Balance | ||||||
Date | Made | Date | This Date | Notation Made By | ||||
B-3
ASSIGNMENT AND ACCEPTANCE
Reference is made to the Second Lien Loan and Security Agreement dated as of November 18,
2009, as amended (“Loan Agreement”), among THE BON-TON DEPARTMENT STORES, INC., a
Pennsylvania corporation (“Bon-Ton”) and THE ELDER-BEERMAN STORES CORP., an Ohio
corporation (“Elder-Beerman” and together with Bon-Ton, collectively, the
“Borrowers”), the affiliates of the Borrowers party to the Loan Agreement as guarantors,
the lenders party to the Loan Agreement from time to time as lenders (collectively, the
“Lenders”), SANKATY ADVISORS, LLC, a Delaware limited liability company, as administrative
agent for the Lenders (together with its successors and permitted assigns, “Agent”) and the
other agents from time to time party thereto. Terms are used herein as defined in the Loan
Agreement.
(“Assignor”)
and
(“Assignee”) agree as follows:
1. Assignor hereby assigns to Assignee and Assignee hereby purchases and assumes from Assignor
(a) a principal amount of $ of Assignor’s outstanding Term Loan (the “Assigned
Interest”), together with any interest in the Loan Documents corresponding to the Assigned
Interest. This Agreement shall be effective as of the date (“Effective Date”). From and
after the Effective Date, Assignee hereby expressly assumes, and undertakes to perform, all of
Assignor’s obligations in respect of the Assigned Interest, and all principal, interest, fees and
other amounts which would otherwise be payable to or for Assignor’s account in respect of the
Assigned Interest shall be payable to or for Assignee’s account, to the extent such amounts accrue
on or after the Effective Date.
2. Assignor (i) represents that as of the date hereof, prior to giving effect to this
assignment, the outstanding balance of its Term Loan, together with principal and any outstanding
interest, is $ ; (ii) makes no representation or warranty and assumes no responsibility
with respect to any statements, warranties or representations made in or in connection with the
Loan Agreement or the execution, legality, validity, enforceability, genuineness, sufficiency or
value of the Loan Agreement or any other instrument or document furnished pursuant thereto, other
than that Assignor is the legal and beneficial owner of the interest being assigned by it hereunder
and that such interest is free and clear of any adverse claim; and (iii) makes no representation or
warranty and assumes no responsibility with respect to the financial condition of Borrowers or the
performance by Borrowers of their obligations under the Loan Documents. [Assignor is attaching the
Term Note[s] held by it and requests that Agent exchange such Term Note[s] for new Notes payable to
Assignee [and Assignor].]
3. Assignee (i) represents and warrants that it is legally authorized to enter into this
Assignment and Acceptance; (ii) confirms that it has received copies of the Loan Agreement and such
other Loan Documents and information as it has deemed appropriate to make its own credit
C-1
analysis and decision to enter into this Assignment and Acceptance; (iii) agrees that it
shall, independently and without reliance upon Assignor and based on such documents and information
as it shall deem appropriate at the time, continue to make its own credit decisions in taking or
not taking action under the Loan Documents; (iv) confirms that it is an Eligible Assignee; (v)
appoints and authorizes Agent to take such action as agent on its behalf and to exercise such
powers under the Loan Agreement as are delegated to Agent by the terms thereof, together with such
powers as are incidental thereto; and (vi) agrees that it will observe and perform all obligations
that are required to be performed by it as a “Lender” under the Loan Documents.
4. Assignee acknowledges and agrees that it will not sell or otherwise dispose of the Assigned
Interest or any portion thereof, or grant any participation therein, in a manner which, or take any
action in connection therewith which, would violate the terms of any Loan Documents.
5. This Agreement and all rights and obligations shall be interpreted in accordance with and
governed by the laws of the State of New York. If any provision hereof would be invalid under
Applicable Law, then such provision shall be deemed to be modified to the extent necessary to
render it valid while most nearly preserving its original intent; no provision hereof shall be
affected by another provision’s being held invalid.
6. Each notice or other communication hereunder shall be in writing, shall be sent by
messenger, by telecopy or facsimile transmission or by first-class mail, shall be deemed given when
sent and shall be sent as follows:
(a) | If to Assignee, to the following address (or to such other address as Assignee may designate from time to time): | ||
(b) | If to Assignor, to the following address (or to such other address as Assignor may designate from time to time): | ||
Payments hereunder shall be made by wire transfer of immediately available Dollars as follows:
If to Assignee, to the following account (or to such other account as Assignee may designate
from time to time):
ABA No. |
|||
C-2
Account No. |
|||
Reference: |
If to Assignor, to the following account (or to such other account as Assignor may designate
from time to time):
ABA No. |
|||
Account No. |
|||
Reference: |
[Signature page to follow]
C-3
IN WITNESS WHEREOF, this Assignment and Acceptance is executed as of .
By | ||||
Title: | ||||
By | ||||
Title: | ||||
Consented to and Agreed as of the date first
set forth above:
set forth above:
SANKATY ADVISORY, LLC, as Agent |
||||
By | ||||
Name: | ||||
Title: | ||||
[THE BON-TON DEPARTMENT STORES, INC., as Borrower Agent |
||||
By | ||||
Name: | ||||
Title: | ] |
C-4
FORM OF COMPLIANCE CERTIFICATE
Financial Statement Date: , 20__
(the “Statement Date”)
(the “Statement Date”)
To: Sankaty Advisors, LLC, as Agent
Ladies and Gentlemen:
Reference is made to that certain Second Lien Loan and Security Agreement dated as of November
18, 2009 (as amended, restated, supplemented and otherwise modified and in effect from time to
time, the “Loan Agreement”), among The Bon-Ton Department Stores, Inc., a Pennsylvania
corporation (“Bon-Ton”) and The Elder-Beerman Stores Corp., an Ohio corporation,
(“Elder-Beerman” and together with Bon-Ton, collectively, the “Borrowers”), the
affiliates of the Borrowers party thereto as guarantors, the lenders party thereto (the
“Lenders”), Sankaty Advisors, LLC, a Delaware limited liability company, as administrative
agent for the Lenders (together with its successors and permitted assigns, “Agent”) and the
other agents from time to time party thereto. Capitalized terms used herein without definition
shall have the meaning assigned to such terms in the Loan Agreement.
The undersigned, in the undersigned’s capacity as a Senior Officer of Borrower Agent, and not
in the undersigned’s individual capacity hereby certifies as of the date hereof that he/she is a
Senior Officer of the Borrower Agent, and that, as such, he/she is authorized to execute and
deliver this Certificate to the Agent on the behalf of the Borrowers, and that:
[Use following paragraph 1 for Fiscal Year-end financial statements]
1. Attached hereto are the year-end audited financial statements required by Section
10.1.2 of the Loan Agreement for the Fiscal Year of Parent ended as of the above date, together
with the report and opinion of an independent certified public accountant required by such section.
[Use following paragraph 1 for fiscal quarter-end financial statements]
1. Attached hereto are the unaudited financial statements required by Section 10.1.2
of the Loan Agreement for the fiscal quarter of the Parent ended as of the above date. Such
financial statements fairly present the financial condition and results of operations of the
Obligors and their Subsidiaries in accordance with GAAP as at such date and for such period,
subject only to normal year-end adjustments and the absence of footnotes.
2. A review of the activities of the Obligors during such fiscal period has been made under
the supervision of the undersigned with a view to determining whether during such fiscal period the
Obligors performed and observed all of their Obligations under the Loan Documents, and
FORM OF COMPLIANCE CERTIFICATE
D-1
[select one:]
[to the best knowledge of the undersigned during such fiscal period, no Default has occurred
and is continuing.]
—or—
[the following covenants or conditions have not been performed or observed and the following
is a list of each such Default and its nature and status:]
[Signatures appear on following page.]
FORM OF COMPLIANCE CERTIFICATE
D-2
IN WITNESS WHEREOF, the undersigned has executed this Certificate in his or her capacity as a
Senior Officer as of , 20___.
BORROWER AGENT: THE BON-TON DEPARTMENT STORES, INC. |
||||
By: | ||||
Title: | ||||
Address: Attn: Telecopy: |
||||
FORM OF COMPLIANCE CERTIFICATE
D-3
EXHIBIT E
Form of Credit Card Notification
CREDIT CARD NOTIFICATION
PREPARE ON BORROWER LETTERHEAD — ONE FOR EACH PROCESSOR
PREPARE ON BORROWER LETTERHEAD — ONE FOR EACH PROCESSOR
, 20__
To: | [Name and Address of Credit Card Processor] (the “Processor”) |
||
Re: | [Insert Obligor] Merchant Account Number: |
Dear Sir/Madam:
[Insert Obligor] a [ ] organized and existing under the laws of [ ], (the
“Company”), has entered into various financing agreements with Sankaty Advisors, LLC, a
Delaware limited liability company, as administrative agent (in such capacity herein and together
with its successors and permitted assigns, the “Agent”) for the benefit of certain lenders
(the “Lenders”), which financing agreements include that certain Second Lien Loan and
Security Agreement dated as of November 18, 2009 (as amended, restated, supplemented or otherwise
modified from time to time, and in effect from time to time, the “Loan Agreement”), among
The Bon-Ton Department Stores, Inc., a Pennsylvania corporation (“Bon-Ton”) and The
Elder-Beerman Stores Corp., an Ohio corporation (“Elder-Beerman” and together with Bon-Ton,
collectively, the “Borrowers”), the affiliates of the Borrowers party thereto as
guarantors, the Lenders, the Agent and the other agents from time to time party thereto, pursuant
to which the Lenders have made, or may from time to time make, loans or furnish certain other
financial accommodations to the Borrowers. [The Company is one of the
E-1
Borrowers under the Loan
Agreement and the Company’s obligations on account of such loans and financial accommodations are
secured by,]1 [As the Company and the Borrowers are members of a group of related
entities, the success of any one of which is dependent in part on the success of the other members
of such group, the Company has guaranteed the obligations of the Borrowers under the Loan Agreement
and has pledged its assets as security for such guaranty, which such pledge includes,]2 among other things, all credit card charges
submitted by the Company to the Processor for processing and the amounts which the Processor owes
to the Company on account thereof (the “Credit Card Proceeds”).
Until the Processor receives written notification from the Agent that the interest of the
Agent and the Lenders in the Credit Card Proceeds has been terminated, all amounts as may become
due from time to time from the Processor to the Company (including, without limitation, Credit Card
Proceeds, payments from any reserve account or the like, or other payments) shall continue to be
transferred only as follows:
By ACH, Depository Transfer Check, or Electronic Depository Transfer to:
ABA Number: [ ] Bank: [ ] Account Name: [ ] Account Number: [ ] Reference: [ ] |
|||
or |
As the Processor may be otherwise instructed from time to time in writing by an
officer of the Agent.
Upon the written request of the Agent, a copy of each periodic statement issued by the
Processor to the Company should be provided to the Agent at the following address (which address
may be changed upon seven (7) days written notice given to the Processor by the Agent):
If to the Agent:
1 | To be included if Company is a Borrower | |
2 | To be included if Company is a Guarantor |
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Sankaty Advisors, LLC [ ] [ ] Attention: [ ] Re: [Insert Obligor] |
The Processor shall be fully protected in acting on any order or direction by the Agent
respecting the Credit Card Proceeds and other amounts without making any inquiry whatsoever as to
the Agent’s right or authority to give such order or direction or as to the application of any
payment made pursuant thereto, provided that the Processor’s actions do not
constitute gross negligence, bad faith or willful misconduct. Nothing contained herein is intended
to, nor shall it be deemed to, modify the rights and obligations of the Company or the Agent under
the terms of the loan arrangement and the loan documents executed in connection therewith between,
among others, the Company and the Agent.
This Credit Card Notification may be amended only by the written agreement of the Company and
the Agent and may be terminated solely by written notice signed by an officer of the Agent. The
Company shall not have any right to terminate this Credit Card Notification or, except as provided
in this Credit Card Notification, amend it, it being understood, however, that this Credit Card
Notification shall automatically terminate upon until the occurrence of payment in full, in cash of
all accrued and unpaid principal, interest and fees, and any other Obligations (as defined in the
Loan Agreement) then due and owing under the Loan Agreement, the payment of any appropriate
collateral deposits in connection with other Obligations (as defined in the Loan Agreement) (other
than contingent indemnification Obligations with respect to which no claim has been asserted in
writing) and the occurrence of the Commitment Termination Date (as defined in the Loan Agreement).
Very truly yours, [INSERT OBLIGOR] |
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By: | ||||
Title: | ||||
Address: Attn: Telecopy: |
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cc: Sankaty Advisors, LLC, as Agent
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EXHIBIT F
to
Second Lien Loan and Security Agreement
Second Lien Loan and Security Agreement
FORM OF GUARANTY
This GUARANTY (this “Guaranty”), dated as of November 18, 2009, by the entities
signatory hereto (collectively, the “Guarantors” and each a “Guarantor”) in favor
of (i) Sankaty Advisors, LLC, a Delaware limited liability company, as administrative agent
(hereinafter in such capacity, together with its successors and permitted assigns in such capacity,
“Agent”) for the lenders (hereinafter, collectively, the “Lenders”) which from time
to time are or may become parties to that certain Second Lien Loan and Security Agreement dated as
of November 18, 2009 (as amended, restated, supplemented and otherwise modified and in effect from
time to time, the “Loan Agreement”), among The Bon-Ton Department Stores, Inc., a
Pennsylvania corporation, (“Bon-Ton”) and The Elder-Beerman Stores Corp., an Ohio
corporation (“Elder-Beerman” and together with Bon-Ton, collectively, the
“Borrowers”), the affiliates of the Borrowers party thereto as guarantors, the Lenders,
Agent and the other agents and arrangers from time to time party thereto, (ii) each of the Lenders
and (iii) each of the other Secured Parties (as defined in the Loan Agreement).
WHEREAS, the Borrowers and the Guarantors are members of a group of related entities, the
success of any one of which is dependent in part on the success of the other members of such group;
WHEREAS, each Guarantor expects to receive substantial direct and indirect benefits from the
extensions of credit to the Borrowers by the Lenders pursuant to the Loan Agreement (which benefits
are hereby acknowledged);
WHEREAS, it is a condition precedent to the Lenders making any loans or otherwise extending
credit to the Borrowers under the Loan Agreement that each Guarantor execute and deliver to Agent,
for the benefit of the Secured Parties, a guaranty substantially in the form hereof; and
WHEREAS, each Guarantor wishes to guaranty the payment and performance of the Obligations (as
defined in the Loan Agreement) to Agent, the Lenders and the other Secured Parties as provided
herein;
NOW, THEREFORE, for good and valuable consideration, the receipt and sufficiency of which is
hereby acknowledged, and in order to induce the Lenders and Agent to make loans and otherwise
extend credit to the Borrowers, the Guarantors hereby agree with the Lenders, Agent and the other
Secured Parties as follows:
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1. Definitions. The term “Obligations” and all other capitalized terms used
herein without definition shall have the respective meanings provided therefor in the Loan
Agreement.
2. Guaranty of Payment and Performance. Each Guarantor hereby jointly and severally
guarantees to Agent, for the benefit of the Secured Parties, the full and punctual payment when due
(whether at stated maturity, by required pre-payment, by acceleration or otherwise), as well as the
performance, of all of the Obligations including all such which would become due but for the
operation of the automatic stay pursuant to §362(a) of the Federal Bankruptcy Code and the
operation of §§502(b) and 506(b) of the Federal Bankruptcy Code. This Guaranty is an absolute,
unconditional and continuing guaranty of the full and punctual payment and performance of all of
the Obligations and not of their collectibility only and is in no way conditioned upon any
requirement that Agent or any other Secured Party first attempt to collect any of the Obligations
from any Borrower or any other Obligor or resort to any collateral security or other means of
obtaining payment. Payments by the Guarantors hereunder may be required by Agent on any number of
occasions. All payments by the Guarantors hereunder shall be made to Agent, in the manner and at
the place of payment specified therefor in the Loan Agreement, for the account of the Secured
Parties.
3. Guarantors’ Agreement to Pay Enforcement Costs, etc. Each Guarantor further
agrees, as the principal obligor and not as a guarantor only, to pay to Agent, on demand, all
reasonable and documented out-of-pocket costs, expenses or advances (including court costs and
legal expenses) incurred or expended by Agent or any other Secured Party which constitute a part of
the Obligations, this Guaranty and the enforcement thereof, together with interest on amounts
recoverable under this §3 from the time when such amounts become due until payment, whether before
or after judgment, at the rate of interest for overdue principal set forth in the Loan Agreement,
provided that if such interest exceeds the maximum amount permitted to be paid under
Applicable Law, then such interest shall be reduced to such maximum permitted amount.
4. Waivers by Guarantors; Lender’s Freedom to Act. Each Guarantor agrees that the
Obligations will be paid and performed strictly in accordance with their respective terms,
regardless of any law, regulation or order now or hereafter in effect in any jurisdiction affecting
any of such terms or the rights of Agent or any other Secured Party with respect thereto. Each
Guarantor waives promptness, diligence, presentment, demand, protest, notice of acceptance, notice
of any Obligations incurred and all other notices of any kind, all defenses which may be available
by virtue of any valuation, stay, moratorium law or other similar law now or hereafter in effect,
any right to require the marshalling of assets of any Obligor or any other entity or other person
primarily or secondarily liable with respect to any of the Obligations, and all suretyship defenses
generally. Without limiting the generality of the foregoing, each Guarantor agrees to the
provisions of any instrument evidencing, securing or otherwise executed in connection with any
Obligation and agrees that the obligations of such Guarantor hereunder shall not be released or
discharged, in whole or in part, or otherwise affected by (i) the failure of Agent or any Secured
Party to assert any claim or demand or to enforce any right or remedy against any Obligor or any
other entity or other person primarily or secondarily liable with respect to any of the
Obligations; (ii) any extensions, compromise, refinancing, consolidation or renewals of any
Obligation; (iii) any change in the time, place or manner of payment of any of the Obligations or
any rescissions, waivers, compromise, refinancing, consolidation or other amendments or
modifications of any of the terms or provisions of the Loan Agreement, the Term Notes, the
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other
Loan Documents or any other agreement evidencing, securing or otherwise executed in connection with
any of the Obligations, (iv) the addition, substitution or release of any entity or other person
primarily or secondarily liable for any Obligation; (v) the adequacy of any rights
which Agent or any other Secured Party may have against any collateral security or other means of
obtaining repayment of any of the Obligations; (vi) the impairment of any collateral securing any
of the Obligations, including without limitation the failure to perfect or preserve any rights
which Agent or any other Secured Party might have in such collateral security or the substitution,
exchange, surrender, release, loss or destruction of any such collateral security; or (vii) any
other act or omission which might in any manner or to any extent vary the risk of such Guarantor or
otherwise operate as a release or discharge of such Guarantor, all of which may be done without
notice to such Guarantor. To the fullest extent permitted by law, each Guarantor hereby expressly
waives any and all rights or defenses arising by reason of (A) any “one action” or
“anti-deficiency” law which would otherwise prevent Agent or any other Secured Party from bringing
any action, including any claim for a deficiency, or exercising any other right or remedy
(including any right of set-off), against such Guarantor before or after Agent’s or such other
Secured Party’s commencement or completion of any foreclosure action, whether judicially, by
exercise of power of sale or otherwise, or (B) any other law which in any other way would otherwise
require any election of remedies by Agent or any other Secured Party.
5. Unenforceability of Obligations Against Any Obligor. If for any reason any
Obligor has no legal existence or is under no legal obligation to discharge any of the Obligations,
or if any of the Obligations have become irrecoverable from any Obligor by reason of such Obligor’s
insolvency, bankruptcy or reorganization or by other operation of law or for any other reason, this
Guaranty shall nevertheless be binding on each Guarantor to the same extent as if such Guarantor at
all times had been the principal obligor on all such Obligations. In the event that acceleration
of the time for payment of any of the Obligations is stayed upon the insolvency, bankruptcy or
reorganization of any Obligor, or for any other reason, all such amounts otherwise subject to
acceleration under the terms of the Loan Agreement, the Term Notes, the other Loan Documents or any
other agreement evidencing, securing or otherwise executed in connection with any Obligation shall
be immediately due and payable by each Guarantor.
6. Subrogation; Subordination.
6.1. Waiver of Rights Against the Borrowers. Until the final payment and performance
in full of all of the Obligations (other than contingent indemnification Obligations with respect
to which no claim has been asserted in writing), no Guarantor shall exercise and each Guarantor
hereby waives any rights against each Obligor arising as a result of payment by such Guarantor
hereunder, by way of subrogation, reimbursement, restitution, contribution or otherwise, and will
not prove any claim in competition with Agent or any other Secured Party in respect of any payment
hereunder in any bankruptcy, insolvency or reorganization case or proceedings of any nature; no
Guarantor will claim any setoff, recoupment or counterclaim against any Obligor in respect of any
liability of such Guarantor to any Obligor; and each Guarantor waives any benefit of and any right
to participate in any collateral security which may be held by Agent or any other Secured Party.
6.2. Subordination. The payment of any amounts due with respect to any indebtedness
of any Obligor for money borrowed or credit received now or hereafter owed to
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any Guarantor is hereby subordinated to the prior payment in full of all of the Obligations (other than contingent
indemnification Obligations with respect to which no claim has been asserted in writing). Each
Guarantor agrees that, after the occurrence of, and during the continuance of, any
Default or Event of Default under the Loan Agreement no Guarantor will demand, sue for or otherwise
attempt to collect any such indebtedness of any Obligor to such Guarantor until all of the
Obligations (other than contingent indemnification Obligations with respect to which no claim has
been asserted in writing) shall have been paid in full. If, notwithstanding the foregoing
sentence, any Guarantor shall collect, enforce or receive any amounts in respect of such
indebtedness while any Obligations are still outstanding, subject to the Intercreditor Agreement,
such amounts shall be collected, enforced and received by such Guarantor as trustee for the Secured
Parties and be paid over to Agent, for the benefit of the Secured Parties, on account of the
Obligations without affecting in any manner the liability of such Guarantor under the other
provisions of this Guaranty.
6.3. Provisions Supplemental. The provisions of this §6 shall be supplemental to and
not in derogation of any rights and remedies of the Secured Parties under any separate
subordination agreement which Agent may at any time and from time to time enter into with any
Guarantor for the benefit of the Secured Parties.
7. Security; Setoff. Regardless of the adequacy of any collateral security or other
means of obtaining payment of any of the Obligations, each of Agent and the other Secured Parties
is hereby authorized at any time during an Event of Default, without notice to the Guarantors (any
such notice being expressly waived by each Guarantor) and to the fullest extent permitted by law,
to set off and apply such deposits and other sums against the accrued and unpaid obligations of
each Guarantor under this Guaranty, whether or not Agent or such other Secured Party shall have
made any demand under this Guaranty.
8. Further Assurances. Each Guarantor agrees that it will from time to time, at the
written request of Agent, do all such things and execute all such documents as Agent may consider
necessary to give full effect to this Guaranty and to perfect and preserve the rights and powers of
the Secured Parties hereunder. Each Guarantor acknowledges and confirms that such Guarantor itself
has established its own adequate means of obtaining from each Borrower on a continuing basis all
information desired by such Guarantor concerning the financial condition of such Borrower and that
such Guarantor will look to the Borrowers and not to Agent or any other Secured Party in order for
such Guarantor to keep adequately informed of changes in the Borrowers’ financial condition.
9. Termination; Reinstatement. This Guaranty shall remain in full force and effect
until the payment and performance in full of all of the Obligations (other than contingent
indemnification Obligations with respect to which no claim has been asserted in writing). This
Guaranty shall continue to be effective or be reinstated if at any time any payment made or value
received with respect to any Obligation is rescinded or must otherwise be returned by Agent or any
other Secured Party upon the insolvency, bankruptcy or reorganization of any Obligor, or otherwise,
all as though such payment had not been made or value received.
10. Successors and Assigns. This Guaranty shall be binding upon each Guarantor, its
successors and assigns, and shall inure to the benefit of Agent and the other Secured Parties and
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their respective successors, transferees and permitted assigns. Without limiting the generality of
the foregoing sentence, each Secured Party may, as and to the extent permitted in the Loan
Agreement, assign or otherwise transfer the Loan Agreement, the Term Notes, the other Loan
Documents or any other agreement or note held by it evidencing, securing or otherwise executed in
connection with the Obligations, or sell participations in any interest therein, to any other
entity or other person, and such other entity or other person shall thereupon become vested, to the
extent set forth in the agreement evidencing such assignment, transfer or participation, with all
the rights in respect thereof granted to such Secured Party herein, all in accordance with §13.2 of
the Loan Agreement. No Guarantor may assign any of its obligations hereunder.
11. Amendments and Waivers. No amendment or waiver of any provision of this
Guaranty nor consent to any departure by any Guarantor therefrom shall be effective unless the same
shall be in writing and signed by Agent with the consent of the Required Lenders and each Guarantor
party hereto. No failure on the part of Agent or any other Secured Party to exercise, and no delay
in exercising, any right hereunder shall operate as a waiver thereof; nor shall any single or
partial exercise of any right hereunder preclude any other or further exercise thereof or the
exercise of any other right.
12. Notices. All notices, requests and other communications by or to a party hereto
shall be made in accordance with Section 14.3 of the Loan Agreement.
13. Governing Law; Consent to Forum. THIS AGREEMENT AND THE OTHER LOAN DOCUMENTS,
UNLESS OTHERWISE SPECIFIED, SHALL BE GOVERNED BY THE LAWS OF THE STATE OF NEW YORK, INCLUDING,
WITHOUT LIMITATION, NEW YORK GENERAL OBLIGATIONS LAW SECTIONS 5-1401 AND 5-1402 (BUT GIVING EFFECT
TO FEDERAL LAWS RELATING TO NATIONAL BANKS). EACH GUARANTOR HEREBY CONSENTS TO THE NON-EXCLUSIVE
JURISDICTION OF ANY FEDERAL COURT SITTING IN OR WITH JURISDICTION OVER THE SOUTHERN DISTRICT OF NEW
YORK AND OF ANY STATE COURT OF THE STATE OF NEW YORK SITTING IN THE COUNTY OF MANHATTAN, IN ANY
PROCEEDING OR DISPUTE RELATING IN ANY WAY TO ANY LOAN DOCUMENTS, AND AGREES THAT ANY SUCH
PROCEEDING SHALL BE BROUGHT BY IT SOLELY IN ANY SUCH COURT. EACH GUARANTOR IRREVOCABLY WAIVES ALL
CLAIMS, OBJECTIONS AND DEFENSES THAT IT MAY HAVE REGARDING SUCH COURT’S PERSONAL OR SUBJECT MATTER
JURISDICTION, VENUE OR INCONVENIENT FORUM. Nothing herein shall limit the right of Agent or any
other Secured Party to bring proceedings against any Obligor in any other court. Nothing in this
Agreement shall be deemed to preclude enforcement by Agent of any judgment or order obtained in any
forum or jurisdiction.
14. Waiver of Jury Trial. To the fullest extent permitted by Applicable Law, each
Guarantor waives (a) the right to trial by jury (which Agent hereby also waives) in any proceeding,
claim or counterclaim of any kind relating in any way to this Guaranty; (b) presentment, demand,
protest, notice of presentment, default, non-payment, maturity, release, compromise, settlement,
extension or renewal of any commercial paper, accounts, contract rights, documents, instruments,
chattel paper and guaranties at any time held by Agent on which a Borrower may in any way be
liable, and hereby ratifies anything Agent
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may do in this regard; (c) notice prior to taking
possession or control of any Collateral; (d) any bond or security that might be required by a court
prior to allowing Agent to exercise any rights or remedies; (e) the benefit of all valuation,
appraisement and exemption laws; (f) any claim against Agent or any other Secured Party, on any theory of liability, for special,
indirect, consequential, exemplary or punitive damages (as opposed to direct or actual damages) in
any way relating to any Enforcement Action, Obligations, Loan Documents or transactions relating
thereto; and (g) notice of acceptance hereof. Each Guarantor acknowledges that the foregoing
waivers are a material inducement to Agent and the other Secured Parties entering into the Loan
Agreement and this Guaranty and that Agent and the other Secured Parties are relying upon the
foregoing in their dealings with Borrowers and Guarantors. Each Guarantor has reviewed the
foregoing waivers with its legal counsel and has knowingly and voluntarily waived its jury trial
and other rights following consultation with legal counsel. In the event of litigation, this
Guaranty may be filed as a written consent to a trial by the court.
15. Miscellaneous. This Guaranty constitutes the entire agreement of the Guarantors
with respect to the matters set forth herein. The rights and remedies herein provided are
cumulative and not exclusive of any remedies provided by law or any other agreement, and this
Guaranty shall be in addition to any other guaranty of or collateral security for any of the
Obligations. The invalidity or unenforceability of any one or more sections of this Guaranty shall
not affect the validity or enforceability of its remaining provisions. Captions are for the ease
of reference only and shall not affect the meaning of the relevant provisions. The meanings of all
defined terms used in this Guaranty shall be equally applicable to the singular and plural forms of
the terms defined.
16. Contribution. To the extent any Guarantor makes a payment hereunder in excess of
the aggregate amount of the benefit received by such Guarantor in respect of the extensions of
credit under the Loan Agreement (the “Benefit Amount”), then such Guarantor, after the payment in
full, in cash, of all of the Obligations, shall be entitled to recover from each other guarantor of
the Obligations such excess payment, pro rata, in accordance with the ratio of the Benefit Amount
received by each such other guarantor to the total Benefit Amount received by all guarantors of the
Obligations, and the right to such recovery shall be deemed to be an asset and property of such
Guarantor so funding; provided, that all such rights to recovery shall be subordinated and junior
in right of payment to the final and undefeasible payment in full in cash of all of the Obligations
(other than contingent indemnification Obligations with respect to which no claim has been asserted
in writing).
17. Intercreditor Agreement Prevails. Notwithstanding anything to the contrary
contained herein, all representations, warranties and covenants of the Guarantors hereunder, and
the rights and benefits granted to the Agent and the other Secured Parties hereunder, are expressly
subject to the terms and conditions of the Intercreditor Agreement and, in the event of any
conflict between the provisions of this Guaranty and the Intercreditor Agreement, the Intercreditor
Agreement shall prevail.
[Signatures appear on following page.
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