Exhibit (9)(g)
AMENDMENT NO. 2 TO
TRANSFER AGENCY AND SERVICES AGREEMENT
This Amendment No. 2, dated as of March 5, 1998, is entered into
between THE GALAXY FUND (the "Fund"), a Massachusetts business trust, and FIRST
DATA INVESTOR SERVICES GROUP, INC. ("FDISG"), a Massachusetts corporation.
WHEREAS, the Fund and FDISG have entered into a Transfer Agency and
Services Agreement, dated as of June 1, 1997, as amended on February 27, 1998
(the "Transfer Agency Agreement"), pursuant to which the Fund appointed FDISG to
act as the transfer agent, dividend disbursing agent and agent in connection
with certain other activities for the Fund's portfolios; and
WHEREAS, Section 25.1 of the Transfer Agency Agreement provides, in
part, that no change, termination, modification or waiver of any term or
condition of the Transfer Agency Agreement shall be valid unless in writing
signed by each party;
NOW THEREFORE, the parties hereto, intending to be legally bound,
hereby agree as follows:
1. The following paragraph is added to Schedule A of the Transfer
Agency Agreement as Section 10:
"10. FULFILLMENT.
FDISG will process and mail Fund marketing literature. Tasks include
kit assembly, order processing and mailing of materials. This service may be
terminated by the Fund upon ninety (90) days' written notice to FDISG."
2. The following is added to Schedule B of the Transfer Agency
Agreement:
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"FULFILLMENT PRICING
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SHAREHOLDER KITS
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Self Mailer (68-71) .1480
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Bond, Equity and Asset Allocation Kits (53-59) .1480
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Fleet Payroll Kits - Money Market, Bond, Equity
(10, 11, 31-33) .3500
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Money Mkt., Variable Instit. Kits, A/P Form XXX
& Reg (12, 63, 72, 50, 62) .4300
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Annuity Kit, Exchange and Transfer (93-98) .4800
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XXX, VIP & Retirement Kits (61, 85, 89, 90, 91) .6100
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Total Service XXX Kit (91, 100) 1.3000
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Annuity Fulfillment (99) .4800
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College Investment Kit (100) 2.0000
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New Kits (102, 110, 13) .4000
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Net West S/H Kit (103) .3500
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New Kits (20, 200, 201, 220-222, 109) .3500
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New Kits (461A) .3500
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New Broker Kit (FND-FIS) 55.0000
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Investment Spec Report Dec. 1997 .1800
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PK (Pro Kit w/supplements) (1-313) .0500
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Individual Items - Components .0500
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OTHER FULFILLMENT CHARGES 9./pallet
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Warehouse Storage
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Transportation Charges - pass through/out-of-pocket
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Print Charges - pass through/out of pocket
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3. Appendix I to the Transfer Agency Agreement is amended and
restated in its entirety to read as set forth in Appendix I hereto.
4. The changes to the Transfer Agency Agreement effected by this
Amendment No. 2 shall be effective as of May 1, 1998. Except to the extent
amended hereby, the Transfer Agency Agreement shall remain unchanged and in full
force and effect and is hereby ratified and confirmed in all respects as amended
hereby.
IN WITNESS WHEREOF, the undersigned have executed this Amendment No. 2
as of the day and year first above written.
THE GALAXY FUND
By:
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Name: Xxxx X. X'Xxxxx
Title: President
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FIRST DATA INVESTOR
SERVICES GROUP, INC.
By:
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Name:
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Title:
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