NOTICE OF CONTINUANCE OF INVESTMENT SUB-ADVISORY AGREEMENT
NOTICE OF CONTINUANCE OF INVESTMENT SUB-ADVISORY AGREEMENT
WHEREAS, Nuveen Fund Advisors, LLC, a Delaware limited liability company (the “Manager”) and Teachers Advisors, LLC, a Delaware limited liability company (the “Sub-Adviser”) have entered into Sub-Advisory Agreements as listed below (the “Agreements”) and continued to August 1, 2021, pursuant to which the Sub-Adviser furnishes investment advisory services to the Nuveen Funds listed; and
WHEREAS, pursuant to the terms of the Agreements, the Agreements shall continue in force from year to year after the initial effective period, provided that such continuance is specifically approved for each Portfolio (as defined in each Agreement) at least annually in the manner required by the Investment Company Act of 1940 and the rules and regulations thereunder.
NOW THEREFORE, this Notice memorializes between the parties that the Board of Trustees of the Nuveen Funds, including the independent Trustees, at a meeting called in part for the purpose of reviewing the Agreements, have approved the continuance of the Agreements with respect to each Portfolio until August 1, 2022, in the manner required by the Investment Company Act of 1940.
Dated as of July 30, 2021
| Fund | Effective Date of Contract | |
|
Nuveen (f/k/a NuShares) Enhanced Yield U.S. Aggregate Bond ETF |
8/2/16 | |
|
Nuveen (f/k/a NuShares) Short-Term REIT ETF |
12/5/16 | |
|
Nuveen (f/k/a NuShares) ESG Large-Cap Growth ETF |
12/7/16 | |
|
Nuveen (f/k/a NuShares) ESG Large-Cap Value ETF |
12/7/16 | |
|
Nuveen (f/k/a NuShares) ESG Mid-Cap Growth ETF |
12/7/16 | |
|
Nuveen (f/k/a NuShares) ESG Mid-Cap Value ETF |
12/7/16 | |
|
Nuveen (f/k/a NuShares) ESG Small-Cap ETF |
12/7/16 | |
|
Nuveen (f/k/a NuShares) Enhanced Yield 1-5 Year U.S. Aggregate Bond ETF |
3/9/17 | |
|
Nuveen (f/k/a NuShares) ESG Emerging Markets Equity ETF |
5/16/17 | |
|
Nuveen (f/k/a NuShares) ESG International Developed Markets Equity ETF |
5/16/17 | |
|
Nuveen (f/k/a NuShares) ESG U.S. Aggregate Bond ETF |
9/24/17 | |
|
Nuveen ESG Large-Cap ETF |
6/4/19 | |
|
Nuveen ESG High Yield Corporate Bond ETF |
9/20/19 | |
|
Nuveen Emerging Markets Debt 2022 Target Term Fund (JEMD) |
9/15/17 | |
|
Nuveen Mortgage and Income Fund (JLS) |
10/14/19 | |
