Third Amendment to the Transfer Agency and Service Agreement Dated December 3, 2004, by and among California Investment Trust and ALPS Fund Services, Inc.
Third Amendment
to the Transfer Agency and Service Agreement
Dated December 3, 2004, by and among
California Investment Trust and
ALPS Fund Services, Inc.
THIS AMENDMENT is made as of October 10, 2011, by and between CALIFORNIA INVESTMENT TRUST (the "Trust") and ALPS FUND SERVICES, INC. ("ALPS").
WHEREAS, the Trusts and ALPS have entered into a Transfer Agency and Service Agreement (the "Agreement") dated December 3, 2004, as amended from time to time.
WHEREAS, effective October 1 0, 2011, the parties desire to add the Xxxxxxx Greater China Fund as a party to the Agreement, and the Xxxxxxx Greater China Fund desires to become a party to the Agreement.
WHEREAS, the Trust and ALPS wish to modify the Agreement.
NOW, THEREFORE, the parties hereto, intending to be legally bound,·agree as follows:
|
I.
|
Consolidation of Trusts. Effective October 10,2011, all references to "California Investment Trust" shall be deleted and replaced with references to both "California Investment Trust" and "Xxxxxxx Greater China Fund," which shall be defined collectively as the "Trusts" for purposes of the Agreement wherever the term "Trust" appears therein.
|
|
2.
|
Change in Incorporation. Effective October 10, 2011, all references to the Trusts as "Delaware statutory trusts" shall be deleted and replaced with "Massachusetts business trust" with respect to the Xxxxxxx Greater China Fund.
|
|
3.
|
Appendix A - CIT Fund List. Appendix A to the Agreement is hereby deleted and replaced in its entirety with the Appendix A attached hereto.
|
|
4.
|
Miscellaneous. Other than as amended hereby, all terms and conditions of the Agreement and related amendments are unchanged and remain in full force and effect. This Amendment shall be deemed to be an amendment to the Agreement and shall be governed by the laws of the State of Colorado.
|
IN WITNESS WHEREOF, this Amendment has been executed by a duly authorized representative of each of the parties hereto as of the date of the Amendment first set forth above.
| CALIFORNIA INVESTMENT TRUST | XXXXXXX GREATER CHINA FUND | |
| By: /s/ Xxxxx Xxxxxx | By: /s/ Xxxxx Xxxxxx | |
| Name: Xxxxx Xxxxxx | Name: Xxxxx Xxxxxx | |
| Title: CEO | Title: CEO | |
| ALPS FUND SERVICES, INC. | ||
| By: /s/ Xxxxxx X. May | ||
| Name: | ||
| Title: |
APPENDIX A – CIT FUND LIST
Dated as of October 10, 2011
|
CALIFORNIA TAX-FREE INCOME FUND
|
|
|
Investor Class
|
|
CALIFORNIA INSURED INTERMEDIATE FUND
|
|
|
Investor Class
|
|
CALIFORNIA TAX-FREE MONEY MARKET FUND
|
|
|
Investor Class
|
|
S&P 500 INDEX FUND
|
|
|
Investor Class
|
|
|
Class K
|
|
S&P MIDCAP INDEX FUND
|
|
|
Investor Class
Class K
|
|
S&P SMALLCAP INDEX FUND
|
|
|
Investor Class
Class K
|
|
EQUITY INCOME FUND
|
|
|
Investor Class
|
|
|
Class K
|
|
|
Class A
Class B
|
|
NASDAQ-100 INDEX FUND
|
|
|
Investor Class
Class K
|
|
EUROPEAN GROWTH & INCOME FUND
|
|
|
Investor Class
Class K
|
|
U.S. GOVERNMENT SECURITIES FUND
|
|
|
Investor Class
Class K
Class A
Class B
|
|
SHORT-TERM U.S. GOVT. BOND FUND
|
|
|
Investor Class
Class K
|
|
THE UNITED STATES TREASURY TRUST
|
|
|
Investor Class
Class K
|
|
XXXXXXX GREATER CHINA FUND
|
|
|
Sole Share Class
|
