Exhibit h (xx)
Exhibit h (xx)
USAA Transfer Agency Company
0000 Xxxxxxxxxxxxxx Xxxx
San Antonio, TX 78288
Gentlemen:
Pursuant to Section 1(b) of the Amended and Restated Transfer Agency Agreement dated as of May 1, 2012, between USAA Mutual Funds Trust (the Trust), formerly known as USAA State Tax-Free Trust, and USAA Transfer Agency Company d/b/a Shareholder Account Services, (the Transfer Agent or SAS) please be advised that the Trust has established two new series (New Funds) and three new classes of its shares (New Classes) as set forth below:
_________________________________
USAA Target Retirement 2060 Fund
USAA Flexible Income Fund
USAA Global Managed Volatility Fund Shares
USAA Total Return Strategy Fund Institutional Shares
USAA Ultra Short-Term Bond Fund Institutional Shares
_________________________________
Please be further advised that the Trust desires to retain the Transfer Agent to render transfer agency services under the Transfer Agency Agreement to the New Funds and New Classes in accordance with the fee schedule attached hereto as Exhibit A.
Please state below whether you are willing to render such services in accordance with the fee schedule attached hereto as Exhibit A.
Attest: /S/ XXXXX X. XXXXXXX By: /S/ XXXXXX X. XXXXXXXX
Xxxxx X. Xxxxxxx Xxxxxx X. XxXxxxxx
Secretary President
Dated: July 12, 2013
We are willing to render services to the New Funds and New Classes in accordance with the fee schedule attached hereto as Exhibit A.
USAA TRANSFER AGENCY COMPANY
Attest: /S/ XXXXX X. XXXXXXX By: /S/ XXXXX XXXXXXXXX
Xxxxx X. Xxxxxxx Xxxxx Xxxxxxxxx
Secretary Vice President
Dated: July 12, 2013
Exhibit A
USAA Transfer Agency Company
Fee Information for Services as
Plan, Transfer, and Dividend Disbursing Agent
(formerly known as USAA State Tax-Free Trust)
_____________________________________________________
Transfer Agency Fee - The annual maintenance charge includes the processing of all transactions and correspondence. The fee is billable on a monthly basis at the rate of 1/12 of the annual fee. SAS will charge for each open and funded account as determined in SAS's sole discretion from the month the account is opened through January of the year following the year all funds are redeemed from the account. In its sole discretion, SAS can determine to charge or waive the applicable fee.
USAA Target Retirement 2060 Fund – charge per account $0
USAA Flexible Income Fund Shares – charge per account $25.50
USAA Flexible Income Fund Adviser Shares – charge per account $25.50
USAA Global Managed Volatility Fund Shares
– charge per account $23
The annual fee for the following includes the processing of all transactions and correspondence. The fee is calculated on average daily net assets at the rates noted below and are accrued daily and paid monthly.
USAA Flexible Income Fund – Institutional Shares 0.10%
USAA Total Return Strategy Fund Institutional Shares 0.10%
USAA Ultra Short-Term Bond Fund Institutional Shares 0.10%
USAA MUTUAL FUNDS TRUST USAA TRANSFER AGENCY COMPANY
By: /S/ XXXXXX X. XXXXXXXX By: /S/ XXXXX XXXXXXXXX
Xxxxxx X. XxXxxxxx Xxxxx Xxxxxxxxx
President Vice President
Dated: July 12, 2013 Dated: July 12, 2013
Exhibit h (xxi)
USAA Asset Management Company
0000 Xxxxxxxxxxxxxx Xxxx
San Antonio, TX 78288
Gentlemen:
Pursuant to paragraph 1(b) of the Administration and Servicing Agreement dated as of August 1, 2001, as amended, between USAA Mutual Funds Trust (the Trust), formerly known as USAA State Tax-Free Trust, and USAA Investment Management Company as transferred to USAA Asset Management Company (AMCO) (the Administrator), please be advised that the Trust has established two new series of its shares (New Funds) and three New Class (New Classes) of its shares as set forth below, and please be further advised that the Trust desires to retain the Administrator to render administration and shareholder servicing services under the Administration and Servicing Agreement to the New Funds and New Classes of shares at the fees stated below:
USAA Target Retirement 2060 Fund 0.00%
USAA Flexible Income Fund Shares 0.15%
USAA Flexible Income Fund Adviser Shares 0.15%
USAA Flexible Income Fund Institutional Shares 0.10%
USAA Global Managed Volatility Fund Shares 0.15%
USAA Total Return Strategy Fund Institutional Shares 0.10%
USAA Ultra Short-Term Bond Fund Institutional Shares 0.10%
In addition, revised Exhibit A to the Administration and Servicing Agreement reflecting the addition of the New Funds and New Classes to the Administration and Servicing Agreement is attached hereto as Exhibit A and is hereby approved.
Please state below whether you are willing to render such services at the fees stated above.
Attest: /S/ XXXXX X. XXXXXXX By: /S/ XXXXXX X. XXXXXXXX
Xxxxx X. Xxxxxxx Xxxxxx X. XxXxxxxx
Secretary President
Dated: July 12, 2013
We are willing to render services to the New Funds and New Classes at the fees stated above. In addition, we approve Exhibit A hereto as revised Exhibit A to the Administration and Servicing Agreement.
USAA ASSET MANAGEMENT COMPANY
Attest: /S/ XXXXX X. XXXXXXX By: /S/ XXXXXX XXXXXXXXXX
Xxxxx X. Xxxxxxx Xxxxxx Xxxxxxxxxx
Secretary President
Dated: July 12, 2013
EXHIBIT A - LISTING OF FUNDS AND FEES
Aggressive Growth Fund 0.25%
Aggressive Growth Fund – Institutional Shares 0.10%
Capital Growth Fund 0.15%
California Bond Fund 0.15%
California Money Market Fund 0.10%
Cornerstone Conservative Fund 0.00%
Cornerstone Moderately Conservative Fund 0.15%
Cornerstone Moderate Fund 0.15%
Cornerstone Moderately Aggressive Fund 0.15%
Cornerstone Aggressive Fund 0.15%
Cornerstone Equity Fund 0.00%
Emerging Markets Fund 0.15%
Emerging Markets Fund – Institutional Shares 0.10%
Extended Market Index Fund 0.25%*
First Start Growth Fund 0.15%
Flexible Income Fund 0.15%
Flexible Income Fund – Institutional Shares 0.10%
Global Managed Volatility Fund 0.15%
Global Managed Volatility Fund – Institutional Shares 0.05%
Government Securities Fund 0.15%
Growth & Income Fund 0.15%
Growth and Tax Strategy Fund 0.15%
Growth Fund 0.15%
Growth Fund – Institutional Shares 0.10%
High Income Fund 0.15%
High Income Fund – Institutional Shares 0.10%
Income Stock Fund 0.15%
Income Stock Fund – Institutional Shares 0.10%
Income Fund 0.15%
Income Fund – Institutional Shares 0.10%
Intermediate-Term Bond Fund 0.15%
Intermediate-Term Bond Fund – Institutional Shares 0.10%
International Fund 0.15%
International Fund – Institutional Shares 0.10%
Managed Allocation Fund 0.05%
Money Market Fund 0.10%
Nasdaq-100 Index Fund 0.15%
New York Bond Fund 0.15%
New York Money Market Fund 0.10%
Precious Metals and Minerals Fund 0.15%
Precious Metals and Minerals Fund – Institutional Shares 0.10%
Real Return Fund 0.15%
Real Return Fund – Institutional Shares 0.10%
S&P 500 Index Fund 0.06%
Science & Technology Fund 0.15%
Short-Term Bond Fund 0.15%
Short-Term Bond Fund – Institutional Shares 0.10%
Small Cap Stock Fund 0.15%
Small Cap Stock Fund – Institutional Shares 0.10%
Target Retirement Income Fund 0.00%
Target Retirement 2020 Fund 0.00%
Target Retirement 2030 Fund 0.00%
Target Retirement 2040 Fund 0.00%
Target Retirement 2050 Fund 0.00%
Target Retirement 2060 Fund 0.00%
Tax Exempt Intermediate-Term Fund 0.15%
Tax Exempt Long-Term Fund 0.15%
Tax Exempt Money Market Fund 0.10%
Tax Exempt Short-Term Fund 0.15%
Treasury Money Market Trust 0.10%
Total Return Strategy Fund 0.15%
Total Return Strategy Fund – Institutional Shares 0.10%
Ultra Short-Term Bond Fund 0.15%
Ultra Short-Term Bond Fund – Institutional Shares 0.10%
Value Fund 0.15%
Value Fund – Institutional Shares 0.10%
Xxxxxxxx Xxxx Fund 0.15%
Virginia Money Market Fund 0.10%
World Growth Fund 0.15%
* The fee is computed daily and paid monthly, at an annual rate equal to 0.25%, and up to 0.10% of this fee shall be paid to BlackRock Advisers for subadministrative services.
(a) The Trust shall pay AMCO a fee for each Fund, payable monthly in arrears, computed as a percentage of the average net assets of the Fund for such month at the rate set forth in this Exhibit.
(b) The "average net assets" of the Fund for any month shall be equal to the quotient produced by dividing (i) the sum of the net assets of such Fund, determined in accordance with procedures established from time to time by or under the direction of the Board of Trustees of the Trust, for each calendar day of such month, by (ii) the number of such days.
Exhibit h (xxii)
SCHEDULE A TO FACILITY AGREEMENT LETTER
FUNDS FOR WHOSE BENEFIT LOANS CAN BE BORROWED
UNDER FACILITY AGREEMENT LETTER AND BORROWING LIMIT
Borrower
|
Funds*
|
Maximum Percent of the Total Assets
|
|
Which Can Be Borrowed Under
|
|
Facility Agreement With CapCo
|
USAA Aggressive Growth
|
5% of Total Assets
|
USAA Growth & Income ²
USAA Income Stock ²
USAA Short-Term Bond ²
USAA Money Market ²
USAA Growth ²
USAA Income ²
USAA S&P 500 Index ²
USAA Science & Technology ²
USAA First Start Growth ²
USAA High Income ²
USAA Intermediate-Term Bond ²
USAA Small Cap Stock ²
USAA Extended Market Index ²
USAA Nasdaq-100 Index ²
USAA Capital Growth ²
USAA Value ²
USAA Cornerstone Moderately Aggressive
|
²
|
USAA Precious Metals and Minerals ²
USAA International ²
USAA World Growth ²
USAA Government Securities ²
USAA Treasury Money Market Trust ²
USAA Emerging Markets ²
USAA Growth and Tax Strategy ²
USAA Cornerstone Moderate ²
USAA Cornerstone Conservative “
USAA Cornerstone Moderately Conservative “
USAA Cornerstone Aggressive “
USAA Cornerstone Equity “
USAA Total Return Strategy ²
USAA Target Retirement 2020 Fund ²
USAA Target Retirement 2030 Fund ²
USAA Target Retirement 2040 Fund ²
USAA Target Retirement 2050 Fund ²
USAA Target Retirement 2060 Fund “
USAA Target Retirement Income Fund ²
USAA Global Managed Volatility Fund ²
USAA Managed Allocation Fund ²
USAA Ultra Short-Term Bond Fund “
USAA Real Return Fund “
USAA Flexible Income Fund “
USAA Tax Exempt Long-Term
|
²
|
USAA Tax Exempt Intermediate-Term ²
USAA Tax Exempt Short-Term ²
USAA Tax Exempt Money Market ²
USAA California Bond ²
USAA California Money Market ²
USAA New York Bond ²
USAA New York Money Market ²
USAA Xxxxxxxx Xxxx ²
USAA Virginia Money Market ²
*includes all share classes
Amended July 12, 2013
Schedule A
EXHIBIT B
EXHIBIT B TO FACILITY AGREEMENT LETTER
BORROWER INFORMATION SHEET
(BORROWER)
|
ADDRESS FOR NOTICES AND OTHER COMMUNICATIONS TO THE BORROWER:
0000 Xxxxxxxxxxxxxx Xxxx
San Antonio, Texas 78288 (for Federal Express, 78240)
Attention: X. Xxxxxxx Xxxxxx
Senior Vice President, Investment Portfolio Management
USAA Asset Management Company
Telephone: (000) 000-0000
Cell phone: (000) 000-0000
Fax: (000) 000-0000
e-mail: xxxxxxx.xxxxxx@xxxx.xxx
Attention: Xxxx X. Xxxxxx
Vice President, Equity Investments
USAA Asset Management Company
Telephone: (000) 000-0000
Fax: (000) 000-0000
e-mail: xxxx.xxxxxx@xxxx.xxx
Attention: Xxxxxxx Xxxxxxx, Xx.
Assistant Vice President
Portfolio Accounting & Financial Administration
USAA Asset Management Company
Telephone: (000) 000-0000
Cell phone: (000) 000-0000
Fax: (000) 000-0000
e-mail: xxx.xxxxxxx@xxxx.xxx
ADDRESS FOR BORROWING AND PAYMENTS:
0000 Xxxxxxxxxxxxxx Xxxx
San Antonio, Texas 78288 (for Federal Express, 78240)
Attention: Xxxxxxx Xxxxxxx, Xx.
Assistant Vice President
Portfolio Accounting & Financial Administration
USAA Asset Management Company
Telephone: (000) 000-0000
Fax: (000) 000-0000
e-mail: xxx.xxxxxxx@xxxx.xxx
INSTRUCTIONS FOR PAYMENTS TO BORROWER:
WE PAY VIA: X FED FUNDS _____ CHIPS
Exhibit B
TO: (PLEASE PLACE BANK NAME, CORRESPONDENT NAME (IF APPLICABLE), CHIPS AND/OR FED FUNDS ACCOUNT NUMBER BELOW)
State Street Bank and Trust Company, Boston, Massachusetts
ABA #000000000
USAA Aggressive Growth Fund Acct.# 0000-000-0
USAA Growth & Income Fund Acct.# 0000-000-0
USAA Income Stock Fund Acct.# 0000-000-0
USAA Short-Term Bond Fund Acct.# 0000-000-0
USAA Money Market Fund Acct.# 0000-000-0
USAA Growth Fund Acct.# 0000-000-0
USAA Income Fund Acct.# 0000-000-0
USAA Science & Technology Fund Acct.# 0000-000-0
USAA First Start Growth Fund Acct.# 0000-000-0
USAA High- Income Fund Acct.# 0000-000-0
USAA Intermediate-Term Bond Fund Acct.# 0000-000-0
USAA Small Cap Stock Fund Acct.# 0000-000-0
USAA Nasdaq-100 Index Fund Acct.# 0000-000-0
USAA Capital Growth Fund Acct.# 0000-000-0
USAA Value Fund Acct.# 0000-000-0
USAA Cornerstone Moderately Aggressive Fund Acct.# 0000-000-0
USAA Precious Metals and Minerals Fund Acct.# 0000-000-0
USAA International Fund Acct.# 0000-000-0
USAA World Growth Fund Acct.# 0000-000-0
USAA Government Securities Fund Acct.# 0000-000-0
USAA Treasury Money Market Trust Acct.# 0000-000-0
USAA Emerging Markets Fund Acct.# 0000-000-0
USAA Growth and Tax Strategy Fund Acct.# 0000-000-0
USAA Cornerstone Moderate Fund Acct.# 0000-000-0
USAA Cornerstone Conservative Fund Acct.# 0000-000-0
USAA Cornerstone Moderately Conservative Fund Acct.# 0000-000-0
USAA Cornerstone Aggressive Fund Acct.# 0000-000-0
USAA Cornerstone Equity Fund Acct.# 0000-000-0
USAA Total Return Strategy Fund Acct.# 0000-000-0
USAA Tax Exempt Long-Term Fund Acct.# 0000-000-0
USAA Tax Exempt Intermediate-Term Fund Acct.# 0000-000-0
USAA Tax Exempt Short-Term Fund Acct.# 0000-000-0
USAA Tax Exempt Money Market Fund Acct.# 0000-000-0
USAA California Bond Fund Acct.# 0000-000-0
USAA California Money Market Fund Acct.# 0000-000-0
USAA New York Bond Fund Acct.# 0000-000-0
USAA New York Money Market Fund Acct.# 0000-000-0
USAA Xxxxxxxx Xxxx Fund Acct.# 0000-000-0
USAA Virginia Money Market Fund Acct.# 0000-000-0
USAA Target Retirement Income Fund Acct.# 0000-000-0
USAA Target Retirement 2020 Fund Acct.# 0000-000-0
USAA Target Retirement 2030 Fund Acct.# 0000-000-0
USAA Target Retirement 2040 Fund Acct.# 0000-000-0
USAA Target Retirement 2050 Fund Acct.# 0000-000-0
USAA Target Retirement 2060 Fund Acct.#
USAA Global Managed Volatility Fund Acct.# 0000-000-0
USAA Managed Allocation Fund Acct.# 0000-000-0
USAA Ultra Short-Term Bond Fund Acct.# 0000-000-0
USAA Real Return Fund Acct.# 0000-000-0
USAA Flexible Income Fund Acct.#
Northern Trust Company, Chicago, Illinois
ABA #000000000
USAA S&P 500 Index Fund-Member Shares Acct.# 800138-20
X X Xxxxxx Xxxxx Bank, New York, NY
ABA #000000000
USAA Extended Market Index Fund Acct.# P83544
Exhibit B
Amended July 12, 2013