1
EXHIBIT 10.19
THIRD AMENDED AND RESTATED VOTING AGREEMENT
AGREEMENT, dated as of February 13, 1998 among Aspect Medical Systems,
Inc., a Delaware corporation (the "Company"); those persons whose names are set
forth under the heading "Preferred Shareholders" on SCHEDULE I hereto (the
"Preferred Shareholders"); those persons whose names are set forth under the
heading "Common Shareholders" on SCHEDULE I hereto (the "Common Shareholders");
and those persons who shall, after the date hereof, join in and become a party
to this Agreement by executing and delivering to the Company an Instrument of
Accession in the form of SCHEDULE II hereto.
WHEREAS, the Common Shareholders, certain of the Preferred Shareholders
and the Company are parties to a certain Second Amended and Restated Voting
Agreement dated February 26, 1997 (the "Old Voting Agreement"), pursuant to
which the Common Shareholders and certain of the Preferred Shareholders agreed
to vote their shares of capital stock of the Company in a certain manner with
respect to the election of the Board of Directors of the Company;
WHEREAS, pursuant to a Series D Convertible Preferred Stock Purchase
Agreement dated as of the date hereof between the Company and the purchasers
listed on SCHEDULE I thereto (the "Series D Purchase Agreement"), certain of the
Preferred Shareholders are purchasing Series D Convertible Preferred Stock, $.01
par value per share (the "Series D Preferred Stock"); and
WHEREAS, it is a condition to the obligations of the Preferred
Shareholders purchasing Series D Preferred Stock pursuant to the Series D
Purchase Agreement that this Agreement be executed by the parties hereto to
amend and restate the Old Voting Agreement as set forth herein, and the parties
are willing to execute this Agreement and to be bound by the provisions hereof.
NOW, THEREFORE, in consideration of the premises and mutual covenants
contained herein, the parties hereto agree as follows:
1. AMENDMENT TO OLD VOTING AGREEMENT. The Old Voting Agreement is
hereby amended and restated upon the terms and conditions contained in this
Agreement to read in its entirety as provided herein.
2. DEFINITIONS. As used in this Agreement, the term "Shares" shall
mean any voting securities of the Company currently owned (either beneficially
or of record) or subsequently acquired by any party to this Agreement, including
any securities which such party does not own (either beneficially or of record)
but as to
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which such party exercises voting control, and including, without limitation,
shares of Common Stock, $.01 par value per share, of the Company (the "Common
Stock") acquired upon conversion of shares of convertible preferred stock or
upon exercise of options or warrants to purchase Common Stock.
3. TERM. The term of this Agreement shall commence on the date hereof
and shall terminate upon the earlier of (i) the closing of a firm commitment
underwritten public offering of shares of Common Stock which (a) results in
aggregate gross proceeds of at least $20,000,000, and (b) is at a price per
share in excess of $12.00, which number shall be appropriately adjusted for
stock splits, stock dividends, combinations, reorganizations, recapitalizations
and other similar events involving a change in the capital structure of the
Company, or (ii) the tenth anniversary of the date of this Agreement.
4. BOARD OF DIRECTORS.
(a) Each party covenants and agrees that it shall vote all of
its Shares so that the Company's Board of Directors shall consist of no more
than eight members, unless the number of members of the Board of Directors of
the Company is expanded pursuant to paragraph (e) below.
(b) Each party covenants and agrees that at any and all meetings
(including any written action in lieu of a meeting of shareholders of the
Company at which directors are to be elected) each party shall at all such times
vote all of its Shares, to the extent permitted pursuant to the Company's Third
Restated Certificate of Incorporation (or successor thereto), to cause and
maintain the election to the Board of Directors of the Company of: (i) one
nominee selected by Xxxxxx X. Xxxxxxx ("Xxxxxxx"), subject to paragraph (c)
below, (ii) two nominees designated by a majority of the Series B-1 Convertible
Preferred Stock, $.01 par value per share (the "Series B-1 Preferred Stock") and
the Series B-2 Convertible Preferred Stock, $.01 par value per share (the
"Series B-2 Preferred Stock"), voting together as a single series, (iii) one
nominee designated by a majority of the Series A-1 Convertible Preferred Stock,
$.01 par value per share (the "Series A-1 Preferred Stock") and the Series A-2
Preferred Stock, $.01 par value per share (the "Series A-2 Preferred Stock"),
voting together as a single series, and acceptable to both Aeneas Venture
Corporation (for so long as it holds shares of Series A-1 Preferred Stock or
Series A-2 Preferred Stock) and New Enterprise Associates IV, Limited
Partnership (for so long as it holds shares of Series A-1 Preferred Stock or
Series A-2 Preferred Stock), (iv) one nominee selected by Polaris Venture
Partners, L.P. ("Polaris") (for so long as it holds shares of Series C
Convertible Preferred Stock, $.01 par value per share (the "Series C Preferred
Stock") or Series C-2 Convertible Preferred Stock, $.01 par value per share (the
"Series C-2 Preferred Stock") or, in the event that Polaris no longer holds
shares of Series C Preferred Stock or Series C-2 Preferred Stock, by the holders
of a majority of shares of Series C Preferred Stock and Series C-2 Preferred
Stock), (v) one nominee selected by
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the holders of a majority of the shares of Series D Preferred Stock and Series
D-2 Convertible Preferred Stock, $.01 par value per share (the "Series D-2
Preferred Stock"), voting together as a single series, (vi) one nominee selected
by a majority of the directors designated pursuant to clauses (ii) through (v)
of this Section 4(b), and (vii) an additional nominee who shall be agreed upon
by the management of the Company and a majority of the directors designated
pursuant to clauses (ii) through (v) of this paragraph (b); PROVIDED, HOWEVER,
that the nominee selected pursuant to this clause (vii) shall not be any person
affiliated with the Company's management, the holders of Series B-1 Preferred
Stock, Series A-1 Preferred Stock, Series C Preferred Stock, Series D Preferred
Stock, Series A-2 Preferred Stock, Series B-2 Preferred Stock, Series C-2
Preferred Stock or Series D-2 Preferred Stock (a "NonAffiliated Director") ;
PROVIDED FURTHER that each party agrees to vote their Shares to remove such a
Non-Affiliated Director if such removal is recommended by a majority of the
directors designated pursuant to clauses (ii) through (v) of this paragraph (b).
(c) Notwithstanding paragraph (b) above, Xxxxxxx shall be
entitled to designate one nominee to the Board of Directors of the Company only
if, at the time of any such nomination, he is then employed by the Company or
serving as a consultant to the Company at its request. Commencing with the date
Xxxxxxx'x relationship with the Company as an employee or consultant terminates
and thereafter, the nominee to which Xxxxxxx would otherwise have been entitled
to designate pursuant to clause (i) of paragraph (b) above, shall be such person
who is designated by the Chief Executive Officer of the Company and approved by
a majority of nominees or directors who were nominees designated pursuant to
clauses (ii) through (v) of paragraph (b) above.
(d) The parties agree that (i) the initial nominee designated by
Xxxxxxx is Xxxxxxx, (ii) the initial nominees designated by the majority of the
Series B-1 Preferred Stock are Xxxxxxx X. Xxxx and Xxxxx X. Xxxxx, Xx., (iii)
the initial nominee designated by the majority of the Series A-1 Preferred Stock
is X. Xxxxxxxxxxxx Eagle, (iv) the initial nominee designated by a majority of
the holders of Series C Preferred Stock is Xxxxxxxx XxXxxxx, (v) the initial
nominee designated by the directors pursuant to clause (v) of Section 4(b) is
Xxxxxx Xxxxxx, (vi) the initial nominee designated by the directors elected
pursuant to clauses (ii) through (v) of Section 4(b) above is Xxxxxx Xxxxxxx and
(vii) the initial nominee as a Non-Affiliated Director is Xxxxxx X. Xxxxx.
(e) The Board of Directors shall be expanded by up to two
additional members if it is deemed desirable by a majority of the Series A-1
Preferred Stock, Series B-1 Preferred Stock, Series C Preferred Stock, Series D
Preferred Stock, Series A-2 Preferred Stock, Series B-2 Preferred Stock, Series
C-2 Preferred Stock and Series D-2 Preferred Stock, voting together. The
nominees to fill the directorship(s) created by the expansion of the Board of
Directors shall be designated by a majority of the directors elected pursuant to
clauses (ii) through (v) of Section 4(b) above, PROVIDED,
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HOWEVER, that the nominee(s) designated pursuant to this paragraph (e) shall not
be any person affiliated with the Company's management, the holders of Series
B-1 Preferred Stock, Series A-1 Preferred Stock, Series C Preferred Stock,
Series D Preferred Stock, Series A-2 Preferred Stock, Series B-2 Preferred
Stock, Series C-2 Preferred Stock or Series D-2 Preferred Stock. The Board of
Directors will be enlarged and the designated nominees will be elected in
accordance with the Company's By-laws.
5. VACANCIES. Subject to paragraph (c) of Section 4 above, any
vacancy in the Board of Directors of the Company (occurring due to the
resignation, death or removal of a director or due to the expansion of the Board
of Directors pursuant to paragraph (e) above) shall be filled by a nominee
elected by the parties who had the right to elect the nominee for such vacant
directorship pursuant to Section 4 (b) above or pursuant to paragraph (e) above,
as applicable.
6. MISCELLANEOUS.
(a) This Agreement sets forth the entire agreement of the
parties with respect to the subject matter hereof and may not be amended,
modified or terminated, and no rights or provisions herein may be waived,
without the written consent of (i) the holders of at least 85% of the then
outstanding shares of Series B-1 Preferred Stock, Series A-1 Preferred Stock,
Series C Preferred Stock and Series D Preferred Stock, Series A-2 Preferred
Stock, Series B-2 Preferred Stock, Series C-2 Preferred Stock and Series D-2
Preferred Stock, voting together as a single class, and (ii) the holders of a
majority of the outstanding shares of Common Stock of the Company held by those
who are or have become a party to this Agreement.
(b) This Agreement shall be governed by and construed and
enforced in accordance with the laws of the Commonwealth of Massachusetts. This
Agreement shall be binding upon and inure to the benefit of the parties
signatory hereto and their respective heirs, personal representatives,
successors or assigns and any transferee of any of the Shares.
(c) The parties acknowledge and agree that in the event of any
breach of this Agreement, remedies at law will be inadequate, and each of the
parties hereto shall be entitled to specific performance of the obligations of
the other parties hereto and to such appropriate injunctive relief as may be
granted by a court of competent jurisdiction.
(d) This Agreement may be executed in a number of
counterparts, all of which together shall for all purposes constitute one
Agreement, binding on all the parties hereto, notwithstanding that all such
parties have not signed the same counterpart.
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IN WITNESS WHEREOF, the parties hereto have executed this Agreement as
of the date and year first above written.
ASPECT MEDICAL SYSTEMS, INC.
By: /s/ Xxxxxx X. Xxxxxxx
----------------------------------------
Xxxxxx X. Xxxxxxx
President
/s/
--------------------------------------------
Xxxxx X. Xxxxxxx, Xxxxx Xxxxxxxx Xxxxxxx and
X. X. Xxxxxxxxxxxx, Trustees of the Xxxxx X.
Xxxxxxx Trust U/A dated 11/18/85
/s/
--------------------------------------------
X. X. Xxxxxxxxxxxx and Xxxxxx X. Xxxxxx,
Trustees U/A/T dated 8/28/68 for Juliet Xxx
Xxxxxxx
/s/
--------------------------------------------
X. X. Xxxxxxxxxxxx and Xxxxxx X. Xxxxxx,
Trustees U/A/T dated 8/28/68 for Xxxxxx
Xxxxxxxx Xxxxxxx
/s/
--------------------------------------------
X. X. Xxxxxxxxxxxx and Xxxxxx X. Xxxxxx,
Trustees U/A/T dated 8/28/68 for Xxxxxxx
Xxxxxxx Xxxxxxx
/s/
--------------------------------------------
X. X. Xxxxxxxxxxxx and Xxxxxx X. Xxxxxx,
Trustees U/A/T dated 8/28/68 for Xxxxx X.
Xxxxxxx, Xx.
[Third Amended and Restated Voting Agreement]
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VENHILL LIMITED PARTNERSHIP
By: /s/
----------------------------------
Name:
Title:
JULIET CHALLENGER, INC.
By: /s/
----------------------------------
Name:
Title:
BT XXXX XXXXX EMPLOYEE VENTURE FUND
By: /s/
----------------------------------
Name:
Title:
SECOND CENTURY GROWTH DEFERRED
COMPENSATION PLAN: Xxxxx Xxxxxxx, Inc.
By: /s/
----------------------------------
Name:
Title:
THE XXXX XXXXXXXXX SCHOOL
ENDOWMENT FUND
By: /s/
----------------------------------
Name:
Title:
[Third Amended and Restated Voting Agreement]
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/s/ Xxxxxx Xxxxxx
---------------------------------------
Xxxxxx Xxxxxx
/s/ Xxxxxxx Xxxxxxx
---------------------------------------
Xxxxxxx Xxxxxxx
POLARIS VENTURE PARTNERS, L.P.
By: Polaris Venture Management Co., LLC
Its General Partner
By: /s/
-----------------------------------
Member
POLARIS VENTURE PARTNERS
FOUNDERS' FUND, L.P.
By: Polaris Venture Management Co., LLC
Its General Partner
By: /s/
-----------------------------------
Member
ONE LIBERTY FUND III, L.P.
By: One Liberty Partners III, L.P.,
Its General Partner
By: /s/ Xxxxx X. Xxxxx, Xx.
-----------------------------------
Xxxxx X. Xxxxx, Xx.
General Partner
[Third Amended and Restated Voting Agreement]
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GILDE INTERNATIONAL B.V.
By: One Liberty Partners III, L.P.,
its Attorney-in-Fact
By: /s/ Xxxxx X. Xxxxx, Xx.
----------------------------------
Title: Xxxxx X. Xxxxx, Xx.
General Partner
XXXXXXX RIVER PARTNERSHIP VII,
LIMITED PARTNERSHIP
By: /s/
----------------------------------
Name:
Title:
NEW VENTURE PARTNERS III, LIMITED
PARTNERSHIP
By: /s/
----------------------------------
Name:
Title:
GENSTAR INVESTMENT CORPORATION
By: /s/
----------------------------------
Name:
Title:
[Third Amended and Restated Voting Agreement]
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HIGHLAND CAPITAL PARTNERS II, LIMITED
PARTNERSHIP
By: Highland Management Partners II Limited
Partnership, its General Partner
By: /s/
---------------------------------------
Name:
Title:
XXXXXXXX ASSOCIATES
By: /s/
---------------------------------------
Name:
Title:
XXXXXXXX MEDICAL PARTNERS
By: /s/
---------------------------------------
Name:
Title:
XXXXXXXX VI
By: /s/
---------------------------------------
Name:
Title:
[Third Amended and Restated Voting Agreement]
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MERRILL, PICKARD, XXXXXXXX & EYRE IV,
LIMITED PARTNERSHIP
By: MPAE IV Management Co., L.P.
By: /s/
---------------------------------------------
Name:
Title:
NEW ENTERPRISE ASSOCIATES IV, LIMITED
PARTNERSHIP
By: New Enterprise Associates IV, Limited
Partnership
By: NEA Partners IV, Limited Partnership
By: /s/ Xxxxx Xxxxxx
---------------------------------------------
Xxxxx Xxxxxx
General Partner
ORCHID & CO., nominee for
X. Xxxx Price Threshold Fund III, L.P.
By: X. Xxxx Price Threshold Fund Associates, Inc.
General Partner
By: /s/
---------------------------------------------
Name:
Title:
[Third Amended and Restated Voting Agreement]
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CHANCELLOR LGT PRIVATE CAPITAL
PARTNERS III, L.P.
By: CPCP Associates, L.P.,
its general partner
By: Chancellor LGT Venture Partners, Inc.,
its general partner
By: /s/
---------------------------------------------
Name:
Title:
HLM PARTNERS VII, L.P.
By: /s/
---------------------------------------------
Name:
Title:
XXXXXX HILL VENTURES, A CALIFORNIA LIMITED
PARTNERSHIP
By: /s/
---------------------------------------------
Name:
Title:
TOW PARTNERS, A CALIFORNIA LIMITED PARTNERSHIP
By: /s/
---------------------------------------------
Name:
Title:
[Third Amended and Restated Voting Agreement]
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/s/
---------------------------------------------
Xxxxxxx X. Xxxxxxx, Xx., Trustee of the
Younger Living Trust
/s/
---------------------------------------------
Xxxx X. and Xxxxxx X. Xxxxxx, Trustees of
the Wythes Living Trust
/s/ G. Xxxxxxx Xxxxx
---------------------------------------------
G. Xxxxxxx Xxxxx
/s/ Xxxxxx X. Xxxxxxx
---------------------------------------------
Xxxxxx X. Xxxxxxx
/s/ Xxxxx X. Xxxxxxx
---------------------------------------------
Xxxxx X. Xxxxxxx
/s/ Xxxxx X. Xxxxxxxx
---------------------------------------------
Xxxxx X. Xxxxxxxx
/s/ Xxxxx Xxxx
---------------------------------------------
Xxxxx Xxxx
/s/ Xxxxxx Xxxxxxxxx
---------------------------------------------
Xxxxxx Xxxxxxxxx
/s/ Xxxxxxxx and Xxxx Xxxxxxx
---------------------------------------------
Xxxxxxxx and Xxxx Xxxxxxx
[Third Amended and Restated Voting Agreement]
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H&D INVESTMENTS II
By: /s/
-----------------------------------------
Name: Xxxx X. Xxxxxxxx
Title: Partner
/s/ X. Xxxxxxxxxxxx Eagle
---------------------------------------------
X. Xxxxxxxxxxxx Eagle
/s/ Xxxxx X. Xxxx
---------------------------------------------
Xxxxx X. Xxxx
/s/ Xxxxx Xxxxx
---------------------------------------------
Xxxxx Xxxxx
/s/ J. Xxxx Xxxxxxxxx
---------------------------------------------
J. Xxxx Xxxxxxxxx
/s/ Xxxxxxx X. Xxxxxxx
---------------------------------------------
Xxxxxxx X. Xxxxxxx
/s/ Xxxx Xx Xxxxxx
---------------------------------------------
Xxxx Xx Xxxxxx
/s/ Xxxxxx X. Xxxxxxx
---------------------------------------------
Xxxxxx X. Xxxxxxx
[Third Amended and Restated Voting Agreement]
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THE XXXX CARDIOVASCULAR RESEARCH FOUNDATION
By: /s/
---------------------------------------------
Name:
Title:
/s/ Xxxx X. Xxxxxx
-------------------------------------------------
Xxxx X. Xxxxxx
ZED INTERNATIONAL, INC.
By: /s/
---------------------------------------------
Name:
Title:
BAYVIEW INVESTORS, LTD.
By: /s/
---------------------------------------------
Name:
Title:
INTERSTOCK ANSTALT FUR VERMOGENS UND TRUST
VERWALTUNG
By: /s/
---------------------------------------------
Authorized Signatory
[Third Amended and Restated Voting Agreement]
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SVE STAR VENTURE ENTERPRISES NO. V,
A GERMAN CIVIL LAW PARTNERSHIP
(WITH LIMITATION OF LIABILITY)
By: SVM Star Ventures
Managementgesellschaft mbH Nr. C
By: /s/
---------------------------------------------
Authorized Signatory
SVM STAR VENTURES
MANAGEMENTGESELLSCHAFT MBH NR.
3 & CO. BETEILIGUNGS KG
By: SVM Star Ventures
Managementgesellschaft mbH Nr. C
By: /s/
---------------------------------------------
Authorized Signatory
/s/ Xxxxxxx and Xxxxx Xxxxxx
-------------------------------------------------
Xxxxxxx and Xxxxx Xxxxxx
/s/ Xxxxxxxx X. Xxxxxxx
-------------------------------------------------
Xxxxxxxx X. Xxxxxxx
AENEAS VENTURE CORPORATION
By: /s/
---------------------------------------------
Name:
Title:
[Third Amended and Restated Voting Agreement]
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CATALYST VENTURES, LIMITED PARTNERSHIP
By: New Enterprise Associates IV, Limited
Partnership
By: NEA Partners IV, Limited Partnership
By: /s/
---------------------------------------------
Name:
Title:
XXXXX FARGO BANK, TRUSTEE SHV M/P/T FBO
XXXXX X. XXXXXXXX
By: /s/
---------------------------------------------
Name:
Title:
XXXXX FARGO BANK, TRUSTEE SHV M/P/T FBO
XXXXX XXXX
By: /s/
---------------------------------------------
Name:
Title:
/s/ Xxxxxxxx X. Xxxxx
-------------------------------------------------
Xxxxxxxx X. Xxxxx
/s/ Xxxxx X. Xxxxxx
-------------------------------------------------
Xxxxx X. Xxxxxx
[Third Amended and Restated Voting Agreement]
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/s/ Xxxxxxx X. Xxxxxxxxx
-------------------------------------------------
Xxxxxxx X. Xxxxxxxxx
/s/ Xxxxxxxxx X. Xxxxxxxx
-------------------------------------------------
Xxxxxxxxx X. Xxxxxxxx
/s/ Xxxxxxx X. Xxxxxxx, Xx.
-------------------------------------------------
Xxxxxxx X. Xxxxxxx, Xx.
THE XXXXXXX RESEARCH FOUNDATION
By: /s/
---------------------------------------------
Name:
Title:
FISHERS ISLAND PARTNERS
By: /s/
---------------------------------------------
Name:
Title:
/s/ Xxxxxx X. Xxxxxxx
-------------------------------------------------
Xxxxxx X. Xxxxxxx
/s/ Xxxxxx X. Xxxxxxx
-------------------------------------------------
Xxxxxx X. Xxxxxxx
-------------------------------------------------
Ziad and Xxxx Xxxxxxx
[Third Amended and Restated Voting Agreement]
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/s/ Xxxxxx Xxxxxx
-------------------------------------------------
Xxxxxx Xxxxxx as Custodian for Xxxxxxx
Xxxxxxx Xxxxxx
/s/ Xxxxxx X. Xxxxx, M.D.
-------------------------------------------------
Xxxxxx X. Xxxxx, M.D.
-------------------------------------------------
Xxxxx X. Xxxxx
-------------------------------------------------
Xxxxxxx X. Xxxxx
-------------------------------------------------
Xxxx Xxx Young
/s/ Xxxxxx Xxxxxxx
-------------------------------------------------
Xxxxxx Xxxxxxx
LANDMARK VENTURES, LIMITED PARTNERSHIP
By: /s/
---------------------------------------------
Name:
Title:
/s/ Xxxx X. Rohrbasser
-------------------------------------------------
Xxxx X. Rohrbasser
/s/ Xxxxxxxx Xxxx
-------------------------------------------------
Xxxxxxxx Xxxx
[Third Amended and Restated Voting Agreement]
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/s/ Xxxxxxx Xxxxxx
-------------------------------------------------
Xxxxxxx Xxxxxx
CITIVENTURE 96 PARTNERSHIP, L.P.
By: Chancellor LGT Asset Management, Inc.
as investment advisor
By: /s/
---------------------------------------------
Name:
Title:
/s/ Xxxxxxx X. Xxxxxxx
-------------------------------------------------
Xxxxxxx X. Xxxxxxx
/s/ Xxxxxxx X. Xxxx
-------------------------------------------------
Xxxxxxx X. Xxxx
/s/ Xxxxxx X. Xxxx
-------------------------------------------------
Xxxxxx X. Xxxx
/s/ Xxxxxx X. Xxxxx
-------------------------------------------------
Xxxxxx X. Xxxxx
[Third Amended and Restated Voting Agreement]
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SCHEDULE I
PREFERRED SHAREHOLDERS
Xxxxx X. Xxxxxxx, Xxxxx Xxxxxxxx Xxxxxxx
and X. X. Xxxxxxxxxxxx, Trustees of the
Xxxxx X. Xxxxxxx Trust U/A dated
11/18/85
0000 Xxxxx Xxxxxxxx
Xxxxxxxxxx, XX 00000
X. X. Xxxxxxxxxxxx and Xxxxxx X. Xxxxxx, X. X. Xxxxxxxxxxxx and Xxxxxx X. Xxxxxx,
Trustees U/A/T dated 8/28/68 for Juliet Trustees U/A/T dated 8/28/68 for
Xxx Xxxxxxx Xxxxxx Xxxxxxxx Xxxxxxx
0000 Xxxxx Xxxxxxxx 0000 Xxxxx Xxxxxxxx
Xxxxxxxxxx, XX 00000 Xxxxxxxxxx, XX 00000
X. X. Xxxxxxxxxxxx and Xxxxxx X. Xxxxxx, X. X. Xxxxxxxxxxxx and Xxxxxx X. Xxxxxx,
Trustees U/A/T dated 8/28/68 for Trustees U/A/T dated 8/28/68 for
Xxxxxxx Xxxxxxx Xxxxxxx Xxxxx X. Xxxxxxx, Xx.
1800 Xxxxx Building 0000 Xxxxx Xxxxxxxx
Xxxxxxxxxx, XX 00000 Xxxxxxxxxx, XX 00000
Venhill Limited Partnership Juliet Challenger, Inc.
c/o Xxxxxx X. Xxxxxxx 000 Xxxxxx Xxxxxx, Xxxxx 000
Autotrol Technology Xxxxxxxxxx, XX 00000
00000 X. Xxxxxxxxxx Xxxxxx Attn: Xxxxxx XxXxxxxxx
Xxxxxx, XX 00000-0000
with copy to:
Xxxxx Xxxxx
Taconic Group, Inc.
000 Xxxx Xxxxxx
Xxx Xxxxxx, XX 00000
[Third Amended and Restated Voting Agreement]
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ABS Employees' Venture Fund Limited Second Century Growth Deferred
Partnership Compensation Plan: Xxxxx Xxxxxxx, Inc.
c/o Xxx Xxxxxx c/o Buzz Xxxxxx
000 Xxxx Xxxxxxx Xx. 000 Xxxxx 0xx Xx., 00xx Xxxxx
Xxxxxxxx, XX 00000 Xxxxxxxxxxx, XX 00000
The Xxxx Xxxxxxxxx School Endowment Xxxxxx Afeyen
Fund c/o PerSeptive Biosystems
c/o Xxxxx Xxxxxx 000 Xxx Xxxxxxxxxxx Xxxx
000 Xxxxx Xxxxx Xxxx Xxxxxxxxxx, XX 00000
Xx. Xxxxx, XX 00000
Xxxxxxx Xxxxxxx Xxxxxxx Xxxxxx
c/o Exact Laboratories, Inc. 000 Xxxxxxxxx Xxxxx
00 Xxxxx Xxxx Xxxxxxxx, XX 00000
Xxxxxxx, XX 00000
Polaris Venture Partners, L.P. Landmark Ventures, Limited Partnership
Bay Colony Corporate Center 0000 Xx. Xxxx Xxxxxx
0000 Xxxxxx Xxxxxx, Xxxxx 0000 Xxxxxxxxx, XX 00000
Xxxxxxx, XX 00000
Polaris Venture Partners Founders' Fund, Aeneas Venture Corporation
L.P. x/x Xxxxxxx Xxxxxxxxxx
Xxx Xxxxxx Xxxxxxxxx Center Company, Inc.
0000 Xxxxxx Xxxxxx, Xxxxx 0000 000 Xxxxxxxx Xxxxxx
Xxxxxxx, XX 00000 Xxxxxx, XX 00000
One Liberty Fund III, L.P. Xxxxxxx X. Xxxxxxx, Xx.
One Liberty Square c/o Sutter Xxxx Ventures
Xxxxxx, XX 00000 000 Xxxx Xxxx Xxxx
Xxxxx X000
Xxxx Xxxx, XX 00000
[Third Amended and Restated Voting Agreement]
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Gilde International B.V. Genstar Investment Corporation
x/x Xxx Xxxxxxx Xxxxx Xxxxx, Xxxxx 0000
Partners III, L.P. Xxxxxx Xxxx, XX 00000
One Liberty Square Attn: Xx. X. X. Xxxxxxxx
Xxxxxx, XX 00000
Xxxxxxx River Partnership VII, Xxxxx Fargo Bank, Trustee
Limited Partnership SHV M/P/T FBO Xxxxx X. Xxxxxxxx
Ten Post Office Square, Attn: Xxxxx Xxxxxx
Suite 1330 MAC #0101-021
Xxxxxx, XX 00000 000 Xxxxxxxxxx Xxxxxx, 0xx Xxxxx
Xxx Xxxxxxxxx, XX 00000
New Enterprise Associates IV, Xxxxx Fargo Bank, Trustee
Limited Partnership SHV M/P/T FBO Xxxxx Xxxx
0000 Xx. Xxxx Xxxxxx Attn: Xxxxx Xxxxxx
Xxxxxxxxx, XX 00000 MAC #0101-021
000 Xxxxxxxxxx Xxxxxx, 0xx Xxxxx
Xxx Xxxxxxxxx, XX 00000
New Venture Partners III, Limited Catalyst Ventures, Limited
Partnership Partnership
0000 Xx. Xxxx Xxxxxx 0000 Xx. Xxxx Xxxxxx
Xxxxxxxxx, XX 00000 Xxxxxxxxx, XX 00000
Highland Capital Partners II, The Xxxxxxx Research Foundation
Limited Partnership Xx. Xxxxxxxx X. Xxxxxxx
One International Place Professor of Anesthesia
Xxxxxx, XX 00000 University of Utah
Medical School
Department of Anesthesia
00 Xxxxx Xxxxxxx Xxxxx
Xxxx Xxxx Xxxx, Xxxx 00000
Xxxxxxxx Associates Xxxxxx X. Xxxxxxx
0000 Xxxx Xxxx Xxxx 00 Xxxxx Xxxx
Xxxxx Xxxx, XX 00000 W. Xxxxxxx, XX 00000
[Third Amended and Restated Voting Agreement]
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Xxxxxxxx Medical Partners Ziad and Xxxx Xxxxxxx
0000 Xxxx Xxxx Xxxx 000X Xxxxx Xxxxxx
Xxxxx Xxxx, XX 00000 Xxxxxx, XX 00000
Xxxxxxxx VI Xxxxxxx X. Xxxx
0000 Xxxx Xxxx Xxxx 00 Xxxxxxxxx Xxxx
Xxxxx Xxxx, XX 00000 Xxxxxxxxx, XX 00000
Xxxxxx Xxxx Ventures, Xxxx Xx Xxxxxx
a California Limited Upstar Consulting
Partnership 00000 Xxxxxxxx Xxxx
x/x Xxxxxx Xxxx Xxxxxxxx Xxx Xxxxx, XX 00000
000 Xxxx Xxxx Xxxx
Xxxxx X000
Xxxx Xxxx, XX 00000
Tow Partners, a California Xxxxxx Xxxxxx as Custodian for
Limited Partnership Xxxxxxx Xxxxxxx Xxxxxx
x/x Xxxxxx Xxxx Xxxxxxxx 00 Xxxxxxxxxx Xxxx
000 Xxxx Xxxx Xxxx Xxxxxxxxx, XX 00000
Suite A200
Xxxx Xxxx, XX 00000
Xxxx X. and Xxxxxx X. Xxxxxx, Xxxxxx X. Xxxxx, M.D.
Trustees of the Wythes Living Trust 0 Xxxxx Xxxxxx
c/o Sutter Xxxx Ventures Xxxxxxxx Xxxx, XX 00000
000 Xxxx Xxxx Xxxx
Xxxxx X000
Xxxx Xxxx, XX 00000
G. Xxxxxxx Xxxxx, Xx. Xxxxx X. Xxxxx
c/o Sutter Xxxx Ventures 00 Xxxxx Xxxxxx
000 Xxxx Xxxx Xxxx Xxxxxxxxx, XX 00000
Suite A200
Xxxx Xxxx, XX 00000
[Third Amended and Restated Voting Agreement]
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Xxxxxxx X. Xxxxxxx, Xx., Xxxx Xxx Xxxxx
Trustee of the Younger Living Trust 000 Xxxxxx Xxxxxx
x/x Xxxxxx Xxxx Xxxxxxxx Xxx Xxxxx, XX 00000
000 Xxxx Xxxx Xxxx
Xxxxx X000
Xxxx Xxxx, XX 00000
Xxxxx Xxxx Zed International, Inc.
c/o Sutter Hill Ventures c/o Xxxxxx X. Xxxxxxxxx
755 Page Mill Road BankBoston, N.A.
Xxxxx X000 00-00-00
Xxxx Xxxx, Xx 00000 X.X. Xxx 0000
Xxxxxx, XX 00000
Xxxxx X. Xxxxxxxx Xxxxxxxx X. Xxxxxxx &
c/x Xxxxxx Xxxx Ventures Xxxx X. Xxxxxxx
000 Xxxx Xxxx Xxxx 0000 Xxx Xxxxxxx
Xxxxx X000 Xxxx Xxxx Xxxx, Xxxx 00000
Xxxx Xxxx, Xx 00000
Xxxxx X. Xxxxxxx The Xxxx Cardiovascular Fdn.
c/o Sutter Xxxx Ventures Xxxxxx Xxxx, Treasurer
000 Xxxx Xxxx Xxxx 000 Xxxxxx Xxxx
Xxxxx X000 Xxxxxxxx Xxxx, XX 00000
Xxxx Xxxx, Xx 00000
Xxxxxx X. Xxxxxxx Xxxxxx X. Xxxx
x/x Xxxxxx Xxxx Xxxxxxxx 0 Xxx Xxxxxx'x Xxx
000 Xxxx Xxxx Xxxx Xxxxx, XX 00000
Suite A200
Xxxx Xxxx, Xx 00000
Genstar Investment Corporation J. Xxxx Xxxxxxxxx
Xxxxx Xxxxx # 0000 00 Xxxxx Xxxxx Xxxx
000 Xxxxx Xxxx X. Xxxxxxxxx, XX 00000
Xxxxxx Xxxx, XX 00000-0000
[Third Amended and Restated Voting Agreement]
-24-
25
Merrill, Pickard, Xxxxxxxx & X. Xxxxxxxxxxxx Eagle
Eyre IV Limited Partnership Box 1197
0000 Xxxxxx Xxxxxx Xxxxxxxxxxxx, XX 00000
Xxxxx 0000
Xxxxxxx, XX 00000
H&D Investments II Xxxx Xxxxxx, MD
x/x Xxxx xxx Xxxx XXX 00 Xxxxxxx Xxxx
00 Xxxxx Xxxxxx Xxxxxxxxx, XX 00000
Xxxxxx, XX 00000
Xxxxxx Xxxxxxxxx Xxxxxxx X. Xxxxxxx, MD
0 Xxxxxx Xxxx 00 Xxxxx Xxxx Xxxx
Xxxxxxxxx Xxxxx, XX 00000 Xxxxxxx, XX 00000
Xxxxx Xxxxx, M.D. Interstock Anstalt fur Vermogens und
00 Xxxxx Xxxxxx Xxxxx Xxxxxxxxxx
Xxxxxxxxx, XX 00000 x/x Xxxxx Xxxxxxxxxxxx
Xxxxxxxxxxx 00
FL-9490 Vaduz
Liechtenstein
Xxxxx X. Xxxx Xxxxxxx & Xxxxx Xxxxxx
7 Fanueil Hall 0 Xxxxxxx Xxxx
Xxxxxx, XX 00000 Xxxxx, XX 00000
Xxxxxxx X. Xxxxxxx Bayview Investors, Limited
00 Xxxxxx Xxxxxx Xxxxxxxxx Xxxxxxxx & Xx.
Xxxxxxx, XX 00000 000 Xxxxxxxxxx Xxxxxx
Xxx Xxxxxxxxx, XX 00000
Xxxxxx X Xxxxxxx Xxxxxxxx X. Xxxxxxx
80 Rollingwood Land 0000 Xxxxxxx Xxxx X000
Xxxxxxx, XX 00000 Xxxxxxxxxx, XX 00000
[Third Amended and Restated Voting Agreement]
-25-
26
HLM Partners VII, L.P. Orchid & Co., nominee for
HLM Management X. Xxxx Price Threshold
c/o Xxxxx Xxxx Fund III, L.P.
000 Xxxxxxxx Xxxxxx, #0000 x/x Xxxxxxxx Xxxxxxx
Xxxxxx, XX 00000 X. Xxxx Price Assoc. Inc.
000 Xxxx Xxxxx
Xxxxxxxxx, XX 00000
SVE Star Venture Enterprises Xxxxxx X. Xxxxxxx
No. V A German Civil Law c/o Aspect Medical Systems, Inc.
Partnership (with limitation of 2 Vision Drive
liability) Xxxxxx, XX 00000
c/o Xxxxxxx Xxxxxxxx
Star Venture Managment
Xxxxxxxxxx. 0
X-00000 Xxxxxx
Xxxxxxx
SVM StarVentures Chancellor LGT Private Capital Partners
Managementgesellschaft mbH Nr.3 III, L.P.
& Co. Beteilungs KG c/o Xxxx Xxxxxxxxxxxx
c/o Xxxxxxx Xxxxxxxx 1166 Avenue of the Americas
Star Venture Managment Xxx Xxxx, XX 00000
Xxxxxxxxxx. 0
X-00000 Xxxxxx
Xxxxxxx
Citiventure 96 Partnership, L.P. Fishers Island Partners
c/o Xxxx Xxxxxxxxxxxx c/o Xxxxxx Saint-Xxxxx, M.D.
1166 Avenue of the Americas 0 Xxxx 00xx Xxxxxx
Xxx Xxxx, XX 00000 Xxx Xxxx, XX 00000
Xxxxxxx X. Xxxxxxxxx Xxxxxxx X. Xxxxx
00 Xxxxxx Xxxxxx 00000 Xxxx Xxxxx Xxxxx
Xxxxxxxxxxx, XX 00000 Xxxxx Xxxxx, XX 00000-0000
Xxxxx X. Xxxxxx Xxxxxxxx Xxxxxx Xxxxx
00 Xxxxxxx Xxxx 000 Xxxxxx Xxxxx
Xxxxxxxxxx, XX 00000 Xxxxxxx, XX 00000
[Third Amended and Restated Voting Agreement]
-26-
27
Xxxxxx X. Xxxxxxx, M.D. Xxxxxxxx X. Xxxx
x/x Xxxx. xx Xxxxxxxxxx, Xx X-0000X c/o X. X. Xxxx & Co.
Stanford University Hospital 0 Xxxxxxx Xxxx
Xxxxxxxx, XX 00000 Xxxxxx, XX 00000
Nina Rohrbasser Xxxxxx X. Xxxxx
c/o X. X. Xxxx & Co. 0 Xxxxxxxxx Xxxx
0 Xxxxxxx Xxxx Xxxxxx, XX 00000
Xxxxxx, XX 00000
[Third Amended and Restated Voting Agreement]
-27-
28
Schedule II
ASPECT MEDICAL SYSTEMS, INC.
INSTRUMENT OF ACCESSION
The undersigned, ______________________, as a condition precedent to
becoming the owner or holder of record of _________________ ( ) shares
of the capital stock, of Aspect Medical Systems, Inc., a Delaware corporation
(the "Corporation"), hereby agrees to become a party to and bound by that
certain Third Amended and Restated Voting Agreement, dated as of February __,
1998, by and among the Corporation and other shareholders of the Corporation.
This Instrument of Accession shall take effect and shall become an integral part
of the said Third Amended and Restated Voting Agreement immediately upon
execution and delivery to the Corporation of this Instrument.
IN WITNESS WHEREOF, this INSTRUMENT OF ACCESSION has been duly executed
by or on behalf of the undersigned, as a sealed instrument under the laws of the
Commonwealth of Massachusetts, as of the date below written.
Signature: _____________________________
Print Name: ____________________________
Date: __________________________________
Address: _______________________________
________________________________________
________________________________________
Accepted by:
ASPECT MEDICAL SYSTEMS, INC.
By: ___________________________
Date: __________________________
[Third Amended and Restated Voting Agreement]
-28-
