(m)(14)
Anti-Money Laundering Addendum dated as of July 30, 2002 to the One Group Fund
Alliance Agreement dated April 1, 2002 between One Group Mutual Funds, One
Group Dealer Services, Inc. and Xxxxxx Fiduciary Trust Company
ANTI-MONEY LAUNDERING ADDENDUM
TO THE ONE GROUP FUND ALLIANCE AGREEMENT
THIS ADDENDUM dated as of the 30/th/ of July, is hereby made to the
Fund Alliance Agreement (the "Agreement"), executed by and between One Group
Mutual Funds (the "Fund Company") and One Group Dealer Services, Inc. ("OGDS")
with their principal offices at 0000 Xxxxxxx Xxxxxxx, Xxxxxxxx, Xxxx 00000-0000,
and Xxxxxx Fiduciary Trust Company with its principal offices at Xxx Xxxx Xxxxxx
Xxxxxx, Xxxxxx, Xxxxxxxxxxxxx 00000 ("Plan Agent").
WHEREAS, Fund Company, OGDS, and Plan Agent entered into the Agreement
on April 1, 2002 with regard to certain employee benefit, profit-sharing and
retirement plans for which Plan Agent now performs or intends to perform
administrative and recordkeeping services.
NOW, THEREFORE, in consideration of the mutual covenants herein
contained, the parties hereto agree as follows:
1. Each party agrees to establish and maintain policies and procedures
required by federal, state or local law to detect and prevent money
laundering, and each party shall cooperate with the other to the extent
required by law to facilitate implementation of each other's anti-money
laundering program.
2. This Addendum shall become effective on the date first written above
and shall continue for so long as the Agreement between Fund Company,
OGDS, and Plan Agent remains in effect.
The Agreement, as amended, shall remain in full force and effect.
IN WITNESS WHEREOF, Fund Company, OGDS, and Plan Agent have caused this
Addendum to be executed by their duly authorized officers as of the date and
year first written above.
XXXXXX FIDUCIARY TRUST ONE GROUP MUTUAL FUNDS
COMPANY
By: /s/ Xxxx X. Xxxxxxxx By: /s/ Xxxx X. Xxxxxx
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Name: Xxxx X. Xxxxxxxx Name: Xxxx X. Xxxxxx
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Title: Senior Vice President Title: President
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Date: 11/19/02 Date: 11/13/02
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ONE GROUP DEALER SERVICES, INC.
By: /s/ Xxxxxx X. Xxxxx
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Name: Xxxxxx X. Xxxxx
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Title: COO
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Date: 11/13/02
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07/30/2002
