EXHIBIT 4.5
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ATRIUM COMPANIES, INC.,
AS ISSUER,
THE GUARANTORS NAMED HEREIN,
AS GUARANTORS,
AND
STATE STREET BANK AND TRUST COMPANY,
AS TRUSTEE
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FIRST SUPPLEMENTAL INDENTURE
DATED AS OF OCTOBER 25, 2000
TO THE
INDENTURE
DATED AS OF MAY 17, 1999
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$175,000,000
10 1/2% SENIOR SUBORDINATED NOTES DUE 2009, SERIES A
10 1/2% SENIOR SUBORDINATED NOTES DUE 2009, SERIES B
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FIRST SUPPLEMENTAL INDENTURE, dated as of October 25, 2000 (the "First
Supplement"), by and among ATRIUM COMPANIES, INC. (the "Company"), as Issuer, D
AND W HOLDINGS, INC. (as surviving corporation of a merger with ATRIUM
CORPORATION), a Delaware corporation ("D and W Holdings"), ATRIUM DOOR AND
WINDOW COMPANY - WEST COAST, a Texas corporation, ATRIUM DOOR AND WINDOW COMPANY
OF THE NORTHEAST, a Connecticut corporation, ATRIUM DOOR AND WINDOW COMPANY OF
NEW YORK, a Connecticut corporation, ATRIUM DOOR AND WINDOW COMPANY OF ARIZONA,
a Delaware corporation, ATRIUM DOOR AND WINDOW COMPANY OF NEW ENGLAND, a
Connecticut corporation, DOOR HOLDINGS, INC., a Delaware corporation, X.X. XXXXX
COMPANY, INC., an Alabama corporation, X.X. XXXXX COMPANY - SOUTH, a Delaware
corporation, TOTAL TRIM, INC., an Alabama corporation, TOTAL TRIM, INC. - SOUTH,
a Delaware corporation, WING INDUSTRIES HOLDINGS, INC., a Delaware corporation,
WING INDUSTRIES, INC., a Texas corporation, HEAT, INC., a Delaware corporation,
H.I.G. VINYL, INC., a Delaware corporation, THERMAL INDUSTRIES, INC., a Delaware
corporation, BEST BUILT, INC., a Delaware corporation, CHAMPAGNE INDUSTRIES,
INC., a Colorado corporation (collectively, the "Existing Guarantors"), VES,
INC., a Delaware corporation doing business in North Carolina as XXXXXXX
EXTRUSION SYSTEMS, INC. (the "Additional Guarantor", and together with the
Existing Guarantors, the "Guarantors"), and STATE STREET BANK AND TRUST COMPANY,
as Trustee (the "Trustee").
Capitalized terms not otherwise defined herein shall have the meanings set
forth in the Indenture, dated as of May 17, 1999 (the "Indenture"), by and among
the Company, the Existing Guarantors and the Trustee (the "Indenture").
RECITALS:
WHEREAS, the Company and the Guarantors desire to amend the Indenture to
(i) evidence the succession, as a result of a merger, of D and W Holdings to
Atrium Corporation, and the assumption by D and W Holdings of the covenants of a
Guarantor under the Indenture and the Notes and (ii) add the Additional
Guarantor as a Guarantor of the Company's obligations thereunder, pursuant to
Section 8.01(b) and 9.01(a) thereof, with respect to (i) above, and Section
9.01(e) and Section 12.04 thereof, with respect to (ii) above.
NOW, THEREFORE:
1. Pursuant to Section 8.01(b) and Section 9.01(a) of the Indenture, the
parties hereby agree that D and W Holdings shall, effective as of the date
hereof, succeed to, and be substituted for, and may exercise every right and
power of, Atrium Corporation, as a Guarantor under the Indenture, the Notes, the
Guarantee of Atrium Corporation and the Registration Rights Agreement with the
same effect as if D and W Holdings had been named as Atrium Corporation in the
Indenture, the Notes, the Guarantee of Atrium Corporation and the Registration
Rights Agreement and D and W
Holdings hereby agrees (i) to be subject to the provisions of the Indenture as a
Guarantor by virtue of the execution of this First Supplement and (ii) to assume
all the obligations of Atrium Corporation under its Guarantee and the
performance and observance of the covenants of Atrium Corporation as a Guarantor
under the Indenture, the Notes and the Registration Rights Agreement.
2. Pursuant to Section 9.01(e) and Section 12.04 of the Indenture, the
parties hereby agree to add, effective as of the date hereof, the Additional
Guarantor as a Guarantor under the Indenture and the Additional Guarantor agrees
to be subject to the provisions of the Indenture as Guarantor by virtue of the
execution of this First Supplement and hereby agrees that the defined term
"Guarantor" contained in Section 1.01 of the Indenture shall be deemed amended
to include the Additional Guarantor. The Additional Guarantor shall execute and
deliver to the Trustee contemporaneously herewith, for the equal and ratable
benefit of the Holders of the Notes, its Guarantee in the form as attached as
Exhibit D to the Indenture.
3. Nothing contained herein shall be deemed or construed to relieve any
party to the Indenture of its obligations thereunder as in effect immediately
prior to the effectiveness of this First Supplement or to impair any of such
obligations in any way and, except to the extent the Indenture is amended
hereby, the Indenture shall remain in full force and effect and each of the
parties hereto hereby confirms all the terms and provisions of the Indenture as
amended hereby.
4. This First Supplement may be executed in counterparts, each of which
shall be deemed an original, but all of which shall together constitute one and
the same instrument.
5. This First Supplement shall be governed by, and construed in accordance
with, the laws of the State of New York, without giving effect to applicable
principles of conflict of laws thereunder.
6. The recitals contained in this First Supplemental Indenture shall be
taken as the statements of the Company and the Guarantors, and the Trustee
assumes no responsibility for their correctness. The Trustee makes no
representations as to the validity or sufficiency of this First Supplemental
Indenture.
IN WITNESS WHEREOF, the parties have caused this First Supplement to the
Indenture to be duly executed and attested as of the date and year first written
above.
ATRIUM COMPANIES, INC.
D AND W HOLDINGS, INC.
(as Surviving Corporation of Merger with
ATRIUM CORPORATION)
By:
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Name: Xxxx X. Xxxx
Title: President
[SIGNATURE PAGE FOLLOWS]
ATRIUM DOOR AND WINDOW COMPANY - WEST COAST
ATRIUM DOOR AND WINDOW COMPANY OF THE NORTHEAST
ATRIUM DOOR AND WINDOW COMPANY OF NEW YORK
ATRIUM DOOR AND WINDOW COMPANY OF ARIZONA
ATRIUM DOOR AND WINDOW COMPANY OF NEW ENGLAND
DOOR HOLDINGS, INC.
X.X. XXXXX COMPANY, INC.
X.X. XXXXX COMPANY - SOUTH
TOTAL TRIM, INC.
TOTAL TRIM, INC. - SOUTH
WING INDUSTRIES HOLDINGS, INC.
WING INDUSTRIES, INC.
HEAT, INC.
H.I.G. VINYL, INC.
THERMAL INDUSTRIES, INC.
BEST BUILT, INC.
CHAMPAGNE INDUSTRIES, INC.
VES, INC. (doing business in North Carolina as
XXXXXXX EXTRUSION SYSTEMS, INC.)
By:
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Name: Xxxx X. Xxxx
Title: Executive Vice President
[SIGNATURE PAGE FOLLOWS]
STATE STREET BANK AND TRUST COMPANY, as Trustee
By:
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Name:
Title: