AMENDMENT NO. 1 TO INVESTMENT MANAGEMENT SERVICES AGREEMENT
AMENDMENT NO. 1 TO
INVESTMENT MANAGEMENT SERVICES AGREEMENT
THIS AMENDMENT NO. 1 TO INVESTMENT MANAGEMENT SERVICES AGREEMENT, dated as of February 28, 2011 (this “Amendment”), by and among Columbia Management Investment Advisers, LLC (the “Investment Manager”), a Minnesota limited liability company, and Columbia Funds Series Trust I (the “Registrant”), a Massachusetts business trust, on behalf of its underlying series listed in Schedule A to the Investment Management Services Agreement, dated as of May 1, 2010, as amended from time to time (the “Agreement”). Capitalized terms used herein but not defined herein shall have the meanings given to such terms in the Agreement.
WHEREAS, the parties have agreed to modify the fee rates payable under the Agreement for certain Funds, which modifications have previously been approved by the Registrant’s Board of Trustees and, when required, the Fund’s shareholders, and these fee changes will become effective on different dates; and
WHEREAS, the parties wish to modify Schedule A to reflect the new fee rates and the dates on which such fee rates will become effective;
NOW, THEREFORE, in consideration of the promises and for other good and valuable consideration (the receipt and sufficiency of which are hereby acknowledged), the parties hereto agree as follows:
SECTION 1. AMENDMENT
1.1 | Schedule A. Effective as of the date hereof, Schedule A to the Agreement shall be replaced with Schedule A hereto. |
SECTION 2. MISCELLANEOUS.
2.1. | Execution in Counterparts. This Amendment may be executed by the parties hereto in multiple counterparts, each of which shall be deemed to be an original and all of which together shall constitute one and the same agreement. |
2.2. | Governing Law. This Amendment shall be governed by the internal laws, and not by the laws regarding conflicts of laws, of the Commonwealth of Massachusetts. Each party hereby submits to the exclusive jurisdiction of the courts of such state, and waives any objection to venue with respect to actions brought in such courts. |
2.3. | Successors and Assigns. This Amendment shall be binding upon and shall inure to the benefit of the parties hereto and their respective successors and assigns. |
2.4. | Notice. This Amendment is executed by an officer of the Registrant, as an officer and not individually, and the obligations of this Amendment with respect to the Funds shall be binding upon the assets and properties of the Funds only and shall not be binding upon any of the trustees, officers, employees, agents or shareholders of the Funds individually. |
(Signature Page Follows)
IN WITNESS THEREOF, the parties hereto have executed the foregoing Agreement as of the day and year first above written.
COLUMBIA FUNDS SERIES TRUST I | ||
By: | /s/ Xxxxxxx X. Xxxxxx | |
Name: | Xxxxxxx X. Xxxxxx | |
Title: | Chief Financial Officer |
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC | ||
By: | /s/ J. Xxxxx Xxxxxxxxxxx | |
Name: | J. Xxxxx Xxxxxxxxxxx | |
Title: | Senior Vice President |
Schedule A
Effective as of May 1, 2010, except as otherwise noted
Fund |
Assets (in Millions) | Rate of Fee(1) | ||||
Columbia Asset Allocation Fund |
$0 - $500 | 0.65 | % | |||
>$500 - $1,000 | 0.60 | % | ||||
>$1,000 - $1,500 |
0.55 | % | ||||
>$1,500 - $3,000 |
0.50 | % | ||||
>$3,000 - $6,000 |
0.48 | % | ||||
>$6,000 | 0.46 | % | ||||
Columbia Balanced Fund* |
All assets | 0.50 | % | |||
Columbia Blended Equity Fund |
$0 - $500 | 0.75 | % | |||
>$500 - $1,000 |
0.57 | % | ||||
>$1,000 - $1,500 |
0.52 | % | ||||
>$1,500 - $3,000 |
0.47 | % | ||||
>$3,000 - $6,000 |
0.45 | % | ||||
>$6,000 | 0.43 | % | ||||
Columbia Bond Fund* |
$0 - $500 | 0.65 | % | |||
>$500 - $1,000 |
0.35 | % | ||||
>$1,000 - $1,500 |
0.32 | % | ||||
>$1,500 - $3,000 |
0.29 | % | ||||
>$3,000 - $6,000 |
0.28 | % | ||||
>$6,000 | 0.27 | % | ||||
Columbia California Tax-Exempt Fund* |
$0 - $1,000 | 0.50 | % | |||
Columbia Connecticut Tax-Exempt Fund* |
>$1,000 - $3,000 |
0.45 | % | |||
Columbia Massachusetts Tax-Exempt Fund* |
>$3,000 | 0.40 | % | |||
Columbia New York Tax-Exempt Fund* |
||||||
Columbia Connecticut Intermediate Municipal Bond Fund* |
$0 - $500 | 0.48 | % | |||
>$500 - $1,000 |
0.43 | % | ||||
>$1,000 - $1,500 |
0.40 | % | ||||
>$1,500 - $3,000 |
0.37 | % | ||||
>$3,000 - $6,000 |
0.36 | % | ||||
>$6,000 | 0.35 | % |
Fund |
Assets (in Millions) |
Rate of Fee(1) | ||||
Columbia Conservative High Yield Fund |
$0 - $500 | 0.60 | % | |||
>$500 -$1,000 | 0.55 | % | ||||
>$1,000 - $1,500 | 0.52 | % | ||||
>$1,500 | 0.49 | % | ||||
Columbia Contrarian Core* |
$0 - $500 | 0.70 | % | |||
Columbia Disciplined Value Fund |
>$500 - $1,000 | 0.65 | % | |||
Columbia Dividend Income Fund* |
>$1,000 - $1,500 | 0.60 | % | |||
>$1,500 - $3,000 | 0.55 | % | ||||
>$3,000 - $6,000 | 0.53 | % | ||||
>$6,000 | 0.51 | % | ||||
Columbia Core Bond Fund |
$0 - $500 | 0.48 | % | |||
>$500 - $1,000 | 0.43 | % | ||||
>$1,000 - $1,500 | 0.40 | % | ||||
>$1,500 - $3,000 | 0.37 | % | ||||
>$3,000 - $6,000 | 0.36 | % | ||||
>$6,000 | 0.35 | % | ||||
Columbia Corporate Income Fund* |
$0 - $500 | 0.420 | % | |||
>$500 - $1,000 | 0.375 | % | ||||
>$1,000 - $1,500 | 0.370 | % | ||||
>$1,500 - $3,000 | 0.340 | % | ||||
>$3,000 - $6,000 | 0.330 | % | ||||
>$6,000 | 0.320 | % | ||||
Columbia Emerging Markets Fund* |
$0 - $750 | 1.15 | % | |||
>$750 - $1,000 | 1.00 | % | ||||
>$1,000 - $1,500 | 0.67 | % | ||||
>$1,500 - $3,000 | 0.62 | % | ||||
>$3,000 - $6,000 | 0.57 | % | ||||
>$6,000 | 0.52 | % | ||||
Columbia Energy and Natural Resources Fund* |
$0 - $500 | 0.60 | % | |||
>$500 - $1,000 | 0.60 | % | ||||
>$1,000 - $1,500 | 0.52 | % | ||||
>$1,500 - $3,000 | 0.47 | % | ||||
>$3,000 - $6,000 | 0.45 | % | ||||
>$6,000 | 0.43 | % |
Fund |
Assets (in Millions) |
Rate of Fee(1) | ||||
Columbia Federal Securities Fund |
$0 - $500 | 0.53 | % | |||
>$500 - $1,000 | 0.48 | % | ||||
>$1,000 - $1,500 | 0.45 | % | ||||
>$1,500 - $3,000 | 0.42 | % | ||||
>$3,000 - $6,000 | 0.41 | % | ||||
>$6,000 | 0.40 | % | ||||
Columbia Greater China Fund* |
$0 - $500 | 0.95 | % | |||
>$500 - $1,000 | 0.95 | % | ||||
>$1,000 - $1,500 | 0.87 | % | ||||
>$1,500 - $3,000 | 0.82 | % | ||||
>$3,000 - $6,000 | 0.77 | % | ||||
>$6,000 | 0.72 | % | ||||
Columbia High Yield Municipal Fund* |
$0 - $100 | 0.450 | % | |||
>$100 - $200 | 0.425 | % | ||||
>$200 | 0.400 | % | ||||
Columbia High Yield Opportunity Fund* |
$0 - $500 | 0.60 | % | |||
>$500 - $1,000 | 0.55 | % | ||||
>$1,000 - $1,500 | 0.52 | % | ||||
>$1,500 | 0.49 | % | ||||
Columbia Intermediate Bond Fund* |
$0 - $500 | 0.35 | % | |||
>$500 - $1,000 | 0.35 | % | ||||
>$1,000 - $1,500 | 0.30 | % | ||||
>$1,500 - $3,000 | 0.29 | % | ||||
>$3,000 - $6,000 | 0.28 | % | ||||
>$6,000 | 0.27 | % | ||||
Columbia Intermediate Municipal Bond Fund* |
$0 - $500 | 0.48 | % | |||
>$500 - $1,000 | 0.43 | % | ||||
>$1,000 - $1,500 | 0.40 | % | ||||
>$1,500 - $3,000 | 0.37 | % | ||||
>$3,000 - $6,000 | 0.36 | % | ||||
>$6,000 | 0.35 | % |
Fund |
Assets (in Millions) |
Rate of Fee(1) | ||||
Columbia International Bond Fund* |
$0 - $500 | 0.55 | % | |||
>$500 - $1,000 | 0.50 | % | ||||
>$1,000 - $1,500 | 0.47 | % | ||||
>$1,500 | 0.44 | % | ||||
Columbia International Growth Fund |
$0 - $500 | 0.95 | % | |||
>$500 - $1,000 | 0.62 | % | ||||
>$1,000 - $1,500 | 0.57 | % | ||||
>$1,500 - $3,000 | 0.52 | % | ||||
>$3,000 - $6,000 | 0.50 | % | ||||
>$6,000 | 0.48 | % | ||||
Columbia International Stock Fund |
$0 - $500 | 0.87 | % | |||
>$500 - $1,000 | 0.82 | % | ||||
>$1,000 - $1,500 | 0.77 | % | ||||
>$1,500 - $3,000 | 0.72 | % | ||||
>$3,000 - $6,000 | 0.70 | % | ||||
>$6,000 | 0.68 | % | ||||
Columbia Large Cap Growth Fund* |
$0 - $200 | 0.700 | % | |||
>$200 - $500 | 0.575 | % | ||||
>$500 | 0.450 | % | ||||
Columbia Liberty Fund |
$0 - $1,000 | 0.55 | % | |||
>$1,000 - $1,500 | 0.50 | % | ||||
>$1,500 | 0.45 | % | ||||
Columbia Massachusetts Intermediate Municipal Bond Fund* |
$0 - $500 | 0.48 | % | |||
>$500 - $1,000 | 0.43 | % | ||||
>$1,000 - $1,500 | 0.40 | % | ||||
>$1,500 - $3,000 | 0.37 | % | ||||
>$3,000 - $6,000 | 0.36 | % | ||||
>$6,000 | 0.35 | % |
Fund |
Assets (in Millions) |
Rate of Fee(1) | ||||
Columbia Mid Cap Core Fund |
$0 - $500 | 0.65 | % | |||
>$500 - $1,000 | 0.65 | % | ||||
>$1,000 - $1,500 | 0.57 | % | ||||
>$1,500 - $3,000 | 0.52 | % | ||||
>$3,000 - $6,000 | 0.52 | % | ||||
>$6,000 | 0.52 | % | ||||
Columbia Mid Cap Growth Fund* |
$0 - $500 | 0.82 | % | |||
>$500 - $1,000 | 0.75 | % | ||||
>$1,000 - $1,500 | 0.72 | % | ||||
>$1,500 | 0.67 | % | ||||
Columbia New Jersey Intermediate Municipal Bond Fund |
$0 - $500 | 0.48 | % | |||
>$500 - $1,000 | 0.43 | % | ||||
>$1,000 - $1,500 | 0.40 | % | ||||
>$1,500 - $3,000 | 0.37 | % | ||||
>$3,000 - $6,000 | 0.36 | % | ||||
>$6,000 | 0.35 | % | ||||
Columbia New York Intermediate Municipal Bond Fund* |
$0 - $500 | 0.48 | % | |||
>$500 - $1,000 | 0.43 | % | ||||
>$1,000 - $1,500 | 0.40 | % | ||||
>$1,500 - $3,000 | 0.37 | % | ||||
>$3,000 - $6,000 | 0.36 | % | ||||
>$6,000 | 0.35 | % | ||||
Columbia Oregon Intermediate Municipal Bond Fund* |
All assets | 0.50 | % | |||
Columbia Pacific/Asia Fund* |
$0 - $500 | 0.75 | % | |||
>$500 - $1,000 | 0.75 | % | ||||
>$1,000 - $1,500 | 0.67 | % | ||||
>$1,500 - $3,000 | 0.62 | % | ||||
>$3,000 - $6,000 | 0.57 | % | ||||
>$6,000 | 0.52 | % | ||||
Columbia Real Estate Equity Fund* |
All assets | 0.75 | % |
Fund |
Assets (in Millions) |
Rate of Fee(1) | ||||
Columbia Rhode Island Intermediate Municipal Bond Fund |
$0 - $500 | 0.48 | % | |||
>$500 - $1,000 | 0.43 | % | ||||
>$1,000 - $1,500 | 0.40 | % | ||||
>$1,500 - $3,000 | 0.37 | % | ||||
>$3,000 - $6,000 | 0.36 | % | ||||
>$6,000 | 0.35 | % | ||||
Columbia Select Large Cap Growth Fund* |
$0 - $500 | 0.75 | % | |||
>$500 - $1,000 | 0.75 | % | ||||
>$1,000 - $1,500 | 0.52 | % | ||||
>$1,500 - $3,000 | 0.47 | % | ||||
>$3,000 - $6,000 | 0.45 | % | ||||
>$6,000 | 0.43 | % | ||||
Columbia Select Opportunities Fund |
$0 - $500 | 0.75 | % | |||
>$500 - $1,000 | 0.57 | % | ||||
>$1,000 - $1,500 | 0.52 | % | ||||
>$1,500 - $3,000 | 0.47 | % | ||||
>$3,000 - $6,000 | 0.45 | % | ||||
>$6,000 | 0.43 | % | ||||
Columbia Select Small Cap Fund* |
$0 - $500 | 0.75 | % | |||
>$500 - $1,000 | 0.75 | % | ||||
>$1,000 - $1,500 | 0.62 | % | ||||
>$1,500 - $3,000 | 0.62 | % | ||||
>$3,000 - $6,000 | 0.62 | % | ||||
>$6,000 | 0.62 | % | ||||
Columbia Short-Intermediate Bond Fund |
$0 - $500 | 0.35 | % | |||
>$500 - $1,000 | 0.35 | % | ||||
>$1,000 - $1,500 | 0.30 | % | ||||
>$1,500 - $3,000 | 0.29 | % | ||||
>$3,000 - $6,000 | 0.28 | % | ||||
>$6,000 | 0.27 | % |
Fund |
Assets (in Millions) |
Rate of Fee(1) | ||||
Columbia Small Cap Core Fund* |
$0 - $500 | 0.75 | % | |||
>$500 - $1,000 | 0.70 | % | ||||
>$1,000 - $1,500 | 0.65 | % | ||||
>$1,500 - $2,000 | 0.60 | % | ||||
>$2,000 | 0.55 | % | ||||
Columbia Small Cap Growth Fund I* |
$0 - $500 | 0.87 | % | |||
>$500 - $1,000 | 0.82 | % | ||||
>$1,000 | 0.77 | % | ||||
Columbia Small Cap Value Fund I* |
$0 - $500 | 0.80 | % | |||
>$500 - $1,000 | 0.75 | % | ||||
>$1,000 | 0.70 | % | ||||
Columbia Strategic Income Fund* |
$0 - $500 | 0.60 | % | |||
>$500 - $1,000 | 0.55 | % | ||||
>$1,000 - $1,500 | 0.52 | % | ||||
>$1,500 | 0.49 | % | ||||
Columbia Strategic Investor Fund* |
$0 - $500 | 0.60 | % | |||
>$500 - $1,000 | 0.55 | % | ||||
>$1,000 | 0.50 | % | ||||
Columbia Tax-Exempt Fund* |
$0 - $500 | 0.55 | % | |||
>$500 - $1,000 | 0.50 | % | ||||
>$1,000 - $1,500 | 0.47 | % | ||||
>$1,500 - $3,000 | 0.44 | % | ||||
>$3,000 - $6,000 | 0.43 | % | ||||
>$6,000 | 0.42 | % | ||||
Columbia Technology Fund |
$0 - $500 | 0.87 | % | |||
>$500 - $1,000 | 0.82 | % | ||||
>$1,000 | 0.77 | % | ||||
Columbia U.S. Treasury Index Fund |
All assets | 0.10 | % |
Fund |
Assets (in Millions) |
Rate of Fee(1) | ||||
Columbia Value and Restructuring Fund* |
$0 - $10,000 | 0.60 | % | |||
>$10,000 - $10,500 | 0.43 | % | ||||
>$10,500 -$11,000 | 0.43 | % | ||||
>$11,000 - $12,500 | 0.43 | % | ||||
>$12,500 - $15,500 | 0.43 | % | ||||
>$15,500 | 0.43 | % | ||||
Columbia World Equity Fund |
$0 - $1,000 | 0.40 | % | |||
>$1,000 | 0.35 | % |
(1) | Annual rates based on a percentage of the Fund’s average daily net assets. |
* | Effective as of the dates indicated below, the fee rate(s) for the indicated Funds will be as set forth below: |
Fund |
Assets (in Millions) |
Rate of Fee(1) | Effective Date | |||||||
Columbia Balanced Fund |
$0 -
$500 >$500 - $1,000 >$1,000 - $1,500 >$1,500 - $3,000 >$3,000 - $6,000 >$6,000 |
|
0.660 0.615 0.570 0.520 0.510 0.490 |
% % % % % % |
March 1, 2011 | |||||
Columbia Bond Fund |
$0 -
$1,000 >$1,000 - $2,000 >$2,000 - $6,000 >$6,000 - $7,500 >$7,500 - $9,000 >$9,000 - $12,000 >$12,000 - $20,000 >$20,000 - $24,000 >$24,000 - $50,000 >$50,000 |
|
0.430 0.420 0.400 0.380 0.365 0.360 0.350 0.340 0.320 0.300 |
% % % % % % % % % % |
March 1, 0000 | |||||
Xxxxxxxx Xxxxxxxxxx Tax-Exempt Fund |
$0 -
$500 >$500 - $1,000 >$1,000 - $3,000 >$3,000 - $6,000 >$6,000 - $7,500 >$7,500 |
|
0.400 0.350 0.320 0.290 0.280 0.270 |
% % % % % % |
March 1, 2011 | |||||
Columbia Connecticut Intermediate Municipal Bond Fund |
$0 -
$500 >$500 - $1,000 >$1,000 - $3,000 >$3,000 - $6,000 >$6,000 - $7,500 >$7,500 |
|
0.400 0.350 0.320 0.290 0.280 0.270 |
% % % % % % |
March 1, 2011 |
Fund |
Assets (in Millions) |
Rate of Fee(1) | Effective Date | |||||||
Columbia Connecticut Tax-Exempt Fund |
$0 - $500 $500 - $1,000 $1,000 - $3,000 $3,000 - $6,000 $6,000 - $7,500 >$7,500 |
|
0.400 0.350 0.320 0.290 0.280 0.270 |
% % % % % % |
March 1, 2011 | |||||
Columbia Corporate Income Fund |
$0 -
$1,000 >$1,000 - $2,000 >$2,000 - $6,000 >$6,000 - $7,500 >$7,500 - $9,000 >$9,000 - $12,000 >$12,000 - $20,000 >$20,000 - $24,000 >$24,000 - $50,000 >$50,000 |
|
0.430 0.420 0.400 0.380 0.365 0.360 0.350 0.340 0.320 0.300 |
% % % % % % % % % % |
July 1, 2011 | |||||
Columbia Contrarian Core Fund |
$0 -
$500 >$500 - $1,000 >$1,000 - $1,500 >$1,500 - $3,000 >$3,000 - $6,000 >$6,000 |
|
0.710 0.665 0.620 0.570 0.560 0.540 |
% % % % % % |
March 1, 2011 | |||||
Columbia Dividend Income Fund |
$0 -
$500 >$500 - $1,000 >$1,000 - $1,500 >$1,500 - $3,000 >$3,000 - $6,000 >$6,000 |
|
0.660 0.615 0.570 0.520 0.510 0.490 |
% % % % % % |
July 1, 2011 | |||||
Columbia Emerging Markets Fund |
$0 -
$750 >$750 - $1,000 >$1,000 - $1,500 >$1,500 - $3,000 >$3,000 - $6,000 >$6,000 |
|
1.270 1.125 0.800 0.750 0.710 0.660 |
% % % % % % |
July 1, 2011 |
Fund |
Assets (in Millions) |
Rate of Fee(1) | Effective Date | |||||||
Columbia Energy and Natural Resources Fund |
$0 - $1,000 >$1,000 - $1,500 >$1,500 - $3,000 >$3,000 - $6,000 >$6,000 |
|
0.690 0.620 0.570 0.560 0.540 |
% % % % % |
May 1, 2011 | |||||
Columbia Greater China Fund |
$0 - $1,000 >$1,000 - $1,500 >$1,500 - $3,000 >$3,000 - $6,000 >$6,000 |
|
0.870 0.800 0.760 0.720 0.680 |
% % % % % |
July 1, 2011 | |||||
Columbia High Yield Municipal Fund |
$0 - $1,000 >$1,000 - $2,000 |
|
0.470 0.445 0.420 0.395 0.370 0.360 0.350 0.340 0.320 0.300 |
% % % % % % % % % % |
July 1, 2011 | |||||
Columbia High Yield Opportunity Fund |
$0 - $250 >$250 - $500 >$500 - $750 >$750 - $1,000 >$1,000 - $2,000 >$2,000 - $3,000 >$3,000 - $6,000 >$6,000 - $7,500 >$7,500 - $9,000 >$9,000 - $10,000 >$10,000 - $15,000 >$15,000 - $20,000 >$20,000 - $24,000 >$24,000 - $50,000 >$50,000 |
|
0.590 0.575 0.570 0.560 0.550 0.540 0.515 0.490 0.475 0.450 0.435 0.425 0.400 0.385 0.360 |
% % % % % % % % % % % % % % % |
July 1, 2011 |
Fund |
Assets (in Millions) |
Rate of Fee(1) | Effective Date | |||||||
Columbia Intermediate Bond Fund |
$0 -
$1,000 >$1,000 - $2,000 >$2,000 - $6,000 >$6,000 - $7,500 >$7,500 - $9,000 >$9,000 - $12,000 >$12,000 - $20,000 >$20,000 - $24,000 >$24,000 - $50,000 >$50,000 |
|
0.430 0.420 0.400 0.380 0.365 0.360 0.350 0.340 0.320 0.300 |
% % % % % % % % % % |
March 1, 2011 | |||||
Columbia Intermediate Municipal Bond Fund |
$0 -
$1,000 >$1,000 - $2,000 >$2,000 - $3,000 >$3,000 - $6,000 >$6,000 - $9,000 >$9,000 - $10,000 >$10,000 - $15,000 >$15,000 - $24,000 >$24,000 - $50,000 >$50,000 |
|
0.410 0.385 0.360 0.335 0.310 0.300 0.290 0.280 0.260 0.250 |
% % % % % % % % % % |
March 1, 2011 | |||||
Columbia International Bond Fund |
$0 -
$1,000 >$1,000 - $2,000 >$2,000 - $3,000 >$3,000 - $6,000 >$6,000 - $7,500 >$7,500 - $12,000 >$12,000 - $20,000 >$20,000 - $50,000 >$50,000 |
|
0.570 0.525 0.520 0.515 0.510 0.500 0.490 0.480 0.470 |
% % % % % % % % % |
July 1, 2011 |
Fund |
Assets (in Millions) |
Rate of Fee(1) | Effective Date | |||||||
Columbia Large Cap Growth Fund |
$0 - $500 >$500 - $1,000 >$1,000 - $1,500 >$1,500 - $3,000 >$3,000 - $6,000 >$6,000 |
|
0.710 0.665 0.620 0.570 0.560 0.540 |
% % % % % % |
April 1, 0000 | |||||
Xxxxxxxx Xxxxxxxxxxxxx Intermediate Municipal Bond Fund |
$0 - $500 >$500 -
$1,000 |
|
0.400 0.350 0.320 0.290 0.280 0.270 |
% % % % % % |
March 1, 2011 | |||||
Columbia Massachusetts Tax-Exempt Fund |
$0 - $500 >$500 -
$1,000 |
|
0.400 0.350 0.320 0.290 0.280 0.270 |
% % % % % % |
March 1, 2011 | |||||
Columbia Mid Cap Growth Fund |
$0 - $500 >$500 -
$1,000 |
|
0.760 0.715 0.670 0.620 |
% % % % |
April 1, 2011 | |||||
Columbia New York Intermediate Municipal Bond Fund |
$0 - $500 >$500 -
$1,000 |
|
0.400 0.350 0.320 0.290 0.280 0.270 |
% % % % % % |
March 1, 2011 |
Fund |
Assets (in Millions) |
Rate of Fee(1) | Effective Date | |||||||
Columbia New York Tax-Exempt Fund |
$0 - $500 >$500 - $1,000 >$1,000 - $3,000 >$3,000 - $6,000 >$6,000 - $7,500 >$7,500 |
|
0.400 0.350 0.320 0.290 0.280 0.270 |
% % % % % % |
March 1, 0000 | |||||
Xxxxxxxx Xxxxxx Intermediate Municipal Bond Fund |
$0 - $500 >$500 -
$1,000 |
|
0.400 0.350 0.320 0.290 0.280 0.270 |
% % % % % % |
July 1, 2011 | |||||
Columbia Pacific/Asia Fund |
$0 - $1,000 >$1,000 - $1,500 >$1,500 - $3,000 >$3,000 - $6,000 >$6,000 |
|
0.870 0.800 0.750 0.710 0.660 |
% % % % % |
July 1, 2011 | |||||
Columbia Real Estate Equity Fund |
$0 - $1,000 >$1,000 - $1,500 >$1,500 |
|
0.690 0.670 0.620 |
% % % |
March 1, 2011 | |||||
Columbia Select Large Cap Growth Fund |
$0 - $500 >$500 -
$1,000 |
|
0.710 0.665 0.620 0.570 0.560 0.540 |
% % % % % % |
July 1, 2011 | |||||
Columbia Select Small Cap Fund |
$0 - $500 >$500 -
$1,000 |
|
0.790 0.745 0.700 |
% % % |
July 1, 2011 |
Fund |
Assets (in Millions) |
Rate of Fee(1) | Effective Date | |||||||
Columbia Small Cap Core Fund |
$0 - $500 >$500 - $1,000 >$1,000 |
|
0.790 0.745 0.700 |
% % % |
July 1, 2011 | |||||
Columbia Small Cap Growth Fund I |
$0 - $500 >$500 - $1,000 >$1,000 |
|
0.790 0.745 0.700 |
% % % |
March 1, 2011 | |||||
Columbia Small Cap Value Fund I |
$0 - $500 >$500 - $1,000 >$1,000 |
|
0.790 0.745 0.700 |
% % % |
April 30, 2011 | |||||
Columbia Strategic Income Fund |
$0 - $500 >$500 - $1,000 |
|
0.530 0.525 0.515 0.495 0.480 0.455 0.440 0.431 0.419 0.409 0.393 0.374 0.353 |
% % % % % % % % % % % % % |
May 1, 2011 | |||||
Columbia Strategic Investor Fund |
$0 -
$500 >$500 - $1,000 >$1,000 - $1,500 >$1,500 - $3,000 >$3,000 - $6,000 >$6,000 |
|
0.710 0.665 0.620 0.570 0.560 0.540 |
% % % % % % |
March 1, 2011 |
Fund |
Assets (in Millions) |
Rate of Fee(1) | Effective Date | |||||||
Columbia Tax-Exempt Fund |
$0 - $1,000 >$1,000 - $2,000 >$2,000 - $3,000 >$3,000 - $6,000 >$6,000 - $9,000 >$9,000 - $10,000 >$10,000 - $15,000 >$15,000 - $24,000 >$24,000 - $50,000 >$50,000 |
|
0.410 0.385 0.360 0.335 0.310 0.300 0.290 0.280 0.260 0.250 |
% % % % % % % % % % |
March 1, 2011 | |||||
Columbia Value and Restructuring Fund |
$0 - $7,000 >$7,000 - $8,000 >$8,000 - $10,000 >$10,000 |
|
0.690 0.650 0.610 0.540 |
% % % % |
July 1, 2011 |
(1) | Annual rates based on a percentage of the Fund’s average daily net assets. |