FORM OF FOURTH AMENDMENT TO THE
Exhibit 99.h(iii)a
FORM OF FOURTH AMENDMENT TO THE
GLOBAL SECURITIES LENDING AGENCY AGREEMENT
This Amendment, dated March 17, 2021, hereby amends the Amended and Restated Global Securities Lending Agency Agreement (the “Agency Agreement”) dated as of October 1, 2019 as amended from time to time between (i) CITIBANK, N.A., a national banking organization (the “Agent”) and (ii) each of the registered investment companies identified on the signature page hereto (each a “Registrant” and collectively, the “Registrants”) on behalf of each of its respective series identified on Appendix A to the Agency Agreement (each a “Lender” and collectively, the “Lenders”). Capitalized terms used herein without definition shall have the meaning assigned thereto in the Agency Agreement.
WHEREAS, the Parties wish to amend the Agency Agreement to replace Appendix A and Exhibit A to the Agency Agreement;
NOW, THEREFORE, in consideration of the mutual promises and covenants contained herein, the Parties hereby agree as follows:
| 1. | The Amended and Restated Appendix A to the Agency Agreement is hereby deleted in its entirety and replaced with the Amended and Restated Appendix A attached hereto. |
| 2. | The Amended and Restated Exhibit A to the Agency Agreement is hereby deleted in its entirety and replaced with the Amended and Restated Exhibit A attached hereto. |
IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be executed as of the date set forth above.
| CITIBANK, N.A., Agent | The Hartford Mutual Funds, Inc., on behalf of its respective Lenders set forth on Amended and Restated Appendix A |
| The Hartford Mutual Funds II, Inc., on behalf of its respective Lenders set forth on Amended and Restated Appendix A | |
| Hartford Series Fund, Inc., on behalf of its respective Lenders set forth on Amended and Restated Appendix A | |
| Hartford HLS Series Fund II, Inc., on behalf of its respective Lenders set forth on Amended and Restated Appendix A | |
| Lattice Strategies Trust, on behalf of its respective Lenders set forth on Amended and Restated Appendix A | |
| Hartford Funds Exchange-Traded Trust, on behalf of its respective Lenders set forth on Amended and Restated Appendix A |
| By: | By: | |||
| Name: | Name: | |||
| Title: | Title: | |||
Amended and Restated
Appendix A
Lenders
| The Hartford Mutual Funds, Inc. |
| 1. The Hartford Balanced Income Fund |
| 2. Hartford AARP Balanced Retirement Fund |
| 3. The Hartford Capital Appreciation Fund |
| 4. Hartford Core Equity Fund |
| 5. The Hartford Dividend and Growth Fund |
| 6. Hartford Emerging Markets Equity Fund |
| 7. The Hartford Emerging Markets Local Debt Fund |
| 8. Hartford Climate Opportunities Fund |
| 9. The Hartford Equity Income Fund |
| 10. Hartford Global Impact Fund |
| 11. The Hartford Global Real Asset Fund |
| 12. The Hartford Healthcare Fund |
| 13. The Hartford Inflation Plus Fund |
| 14. Hartford International Equity Fund |
| 15. The Hartford International Growth Fund |
| 16. The Hartford International Opportunities Fund |
| 17. The Hartford International Value Fund |
| 18. The Hartford MidCap Fund |
| 19. The Hartford MidCap Value Fund |
| 20. Hartford Multi-Asset Income and Growth Fund |
| 21. Hartford Municipal Income Fund |
| 22. The Hartford Municipal Opportunities Fund |
| 23. Hartford Municipal Short Duration Fund |
| 24. The Hartford Short Duration Fund |
| 25. Hartford Small Cap Value Fund |
| 26. The Hartford Small Company Fund |
| 27. The Hartford Strategic Income Fund |
| 28. The Hartford Total Return Bond Fund |
| 29. The Hartford World Bond Fund |
| The Hartford Mutual Funds II, Inc. |
| 1. The Hartford Growth Opportunities Fund |
| 2. The Hartford Small Cap Growth Fund |
| 3. Hartford Quality Value Fund |
| 4. Hartford Schroders Emerging Markets Equity Fund |
| 5. Hartford Schroders Emerging Markets Multi-Sector Bond Fund |
| 6. Hartford Schroders International Multi-Cap Value Fund |
| 7. Hartford Schroders International Stock Fund |
| 8. Hartford Schroders Tax-Aware Bond Fund |
| 9. Hartford Schroders US Small Cap Opportunities Fund |
| 10. Hartford Schroders US MidCap Opportunities Fund |
| 11. Hartford Multifactor International Fund |
| 12. Hartford Multifactor Large Cap Value Fund |
| Hartford Series Fund, Inc. |
| 1. Hartford Balanced HLS Fund |
| 2. Hartford Capital Appreciation HLS Fund |
| 3. Hartford Disciplined Equity HLS Fund |
| 4. Hartford Dividend and Growth HLS Fund |
| 5. Hartford Healthcare HLS Fund |
| 6. Hartford International Opportunities HLS Fund |
| 7. Hartford MidCap HLS Fund |
| 8. Hartford Small Company HLS Fund |
| 9. Hartford Stock HLS Fund |
| 10. Hartford Total Return Bond HLS Fund |
| 11. Hartford Ultrashort Bond HLS Fund |
| Hartford HLS Series Fund II, Inc. |
| 1. Hartford Small Cap Growth HLS Fund |
| Lattice Strategies Trust |
| 1. Hartford Multifactor Developed Markets (ex-US) ETF |
| 2. Hartford Multifactor Emerging Markets ETF |
| 3. Hartford Multifactor Small Cap ETF |
| 4. Hartford Multifactor Diversified International ETF |
| 5. Hartford Multifactor US Equity ETF |
| 6. Hartford Longevity Economy ETF |
| Hartford Funds Exchange-Traded Trust |
| 1. Hartford Municipal Opportunities ETF |
| 2. Hartford Schroders Tax-Aware Bond ETF |
| 3. Hartford Short Duration ETF |
| 4. Hartford Total Return Bond ETF |
| 5. Hartford Core Bond ETF |
Amended and Restated Exhibit A
to the Global Securities Lending Agency Agreement,
Between CITIBANK, N.A., As the Agent
and each Registrant, on behalf of its respective Lenders
LIST OF DESIGNATED ACCOUNTS
[REDACTED]
