AMENDMENT NO. 26 TO TRANSFER AGENCY SERVICES AGREEMENT
AMENDMENT NO. 26
TO
TRANSFER AGENCY SERVICES AGREEMENT
This Amendment No. 26 to Transfer Agency Services Agreement, dated as of June 28, 2019 (“Amendment No. 26”), is being entered into by and between BNY Mellon Investment Servicing (US) Inc. (“BNYM”), Pacific Life Insurance Company (“Pacific Life”) and Pacific Funds Series Trust (“Trust”), on its own behalf and on behalf of each of series of the Trust listed on the Exhibit A attached to this Amendment No. 26 (Trust and each series are, individually, a “Fund” and, collectively, the “Funds”).
Background
BNYM, Pacific Life and the Trust previously entered into the Transfer Agency Services Agreement, dated as of August 1, 2001, and the amendments thereto listed on Exhibit F and dated prior to the date hereof (collectively, the “Agreement”). The aforementioned parties intend that the Agreement be amended in accordance with the terms of this Amendment No. 26.
In consideration of the mutual covenants contained herein and other good and valuable consideration, receipt of which is hereby acknowledged, the parties intending to be legally bound agree as set forth above and as follows:
1. Modifications to Agreement. The Agreement is amended as follows:
(a) Exhibit A is deleted and replaced in its entirety with the Exhibit A attached to this Amendment No. 26, dated as of June 28, 2019 between BNYM, Pacific Life and the Trust.
(b) Exhibit F is deleted and replaced in its entirety with the Exhibit F attached to this Amendment No. 26, dated as of June 28, 2019 between BNYM, Pacific Life and the Trust.
2. Adoption of Amended Agreement by Certain New Funds. Each Fund that has been added to Schedule A by virtue of this Amendment No. 26 acknowledges and agrees that (i) by virtue of its execution of this Amendment No. 26, it becomes and is a party to the Agreement as amended by this Amendment (“Amended Agreement”) as of the date first written above, or if BNYM commenced providing services to the Fund prior to the date first written above, as of the date BNYM first provided services to the Fund, and (ii) it is bound by all terms and conditions of the Amended Agreement as of such date.
3. Remainder of Agreement. Except as explicitly amended by this Amendment No. 26, the terms and provisions of the Agreement are hereby ratified, declared and remain in full force and effect.
4. Governing Law. The governing law provision of the Agreement shall be the governing law provision of this Amendment No. 26.
5. Entire Agreement. This Amendment No. 26 constitutes the final, complete, exclusive and fully integrated record of the agreement of the parties with respect to the subject matter herein and the amendment of the Agreement with respect to such subject matter, and supersedes all prior and contemporaneous proposals, agreements, contracts, representations and understandings, whether written, oral or electronic, between the parties with respect to the same subject matter.
6. Facsimile Signatures: Counterparts. This Amendment No. 26 may be executed in one more counterparts; such execution of counterparts may occur by manual signature, facsimile signature, manual signature transmitted by means of facsimile transmission or manual signature contained in an imaged document attached to an email transmission; and each such counterpart executed in accordance with the foregoing shall be deemed an original, with all such counterparts together constituting one and the same instrument. The exchange of executed copies of this Amendment No. 26 or of executed signature pages to this Amendment No. 26 by facsimile transmission or as an imaged document attached to an email transmission shall constitute effective execution and delivery hereof and may be used for all purposes in lieu of a manually executed copy of this Amendment No. 26.
IN WITNESS WHEREOF, the parties hereto have caused this Amendment No. 26 to be executed by their duly authorized officers as of the day and year first written above.
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BNY MELLON INVESTMENT SERVICING (US) INC. |
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By: /s/ J Xxxx |
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Name: Xxxxx Xxxx |
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Title: Vice President |
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PACIFIC LIFE INSURANCE COMPANY |
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By: /s/ Xxxxxx X. Xxxxxxxx |
By: /s/ Xxxx X. Xxxx |
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Name: Xxxxxx X. Xxxxxxxx |
Name: Xxxx X. Xxxx |
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Title: SVP, Fund Advisor Operations |
Title: Secretary |
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By: /s/ Xxxxxx X. Xxxxxxxx |
By: /s/ Xxxxxxx X. XxxXxxxx |
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Name: Xxxxxx X. Xxxxxxxx |
Name: Xxxxxxx X. XxxXxxxx |
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Title: Senior Vice President |
Title: VP & Assistant Secretary |
EXHIBIT A
THIS EXHIBIT A, amended and restated effective as of June 28, 2019, is Exhibit A to that certain Transfer Agency Services Agreement, dated as of August 1, 2001, by and among BNY Mellon Investment Servicing (US) Inc., Pacific Life Insurance Company, and Pacific Funds Series Trust, on its own behalf and on behalf of each of its series below.
PORTFOLIOS
Pacific Funds SM Core Income
Pacific Funds SM Diversified Alternatives *
Pacific Funds SM Diversified Income **
Pacific Funds SM Floating Rate Income
Pacific Funds SM High Income
Pacific Funds SM Large-Cap
Pacific Funds SM Large-Cap Value
Pacific Funds SM Portfolio Optimization Aggressive-Growth
Pacific Funds SM Portfolio Optimization Conservative
Pacific Funds SM Portfolio Optimization Growth
Pacific Funds SM Portfolio Optimization Moderate
Pacific Funds SM Portfolio Optimization Moderate-Conservative
Pacific Funds XX Xxxxx Duration Income
Pacific Funds SM Small-Cap
Pacific Funds SM Small-Cap Growth
Pacific Funds SM Small-Cap Value
Pacific Funds SM Small/Mid-Cap
Pacific Funds SM Strategic Income
Pacific Funds SM Ultra Short Income **
PF Currency Strategies Fund
PF Developing Growth Fund
PF Emerging Markets Debt Fund
PF Emerging Markets Fund
PF Equity Long/Short Fund
PF Growth Fund
PF Inflation Managed Fund
PF International Large-Cap Fund
PF International Small-Cap Fund
PF International Value Fund
PF Large-Cap Value Fund
PF Managed Bond Fund
PF Multi-Asset Fund
PF Multi-Fixed Income Fund
PF Short Duration Bond Fund
PF Mid-Cap Equity Fund
PF Small-Cap Value Fund
PF Real Estate Fund
PF Global Absolute Return Fund ***
* Expected to be liquidated on or about July 31, 2019. Will not appear on future versions of Schedule B.
** Services expected to commence June 28, 2019
*** Liquidated January 31, 2019. Will not appear on future versions of Schedule B.
EXHIBIT F
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Name
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Date |
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Transfer Agency Services Amendment - Exhibit A |
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12/31/2001 |
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Anti-Money Laundering and Privacy Amendment |
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7/24/2002 |
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Amendment Number 1 To The Transfer Agency Services Agreement |
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7/31/2002 |
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Transfer Agency Services Amendment - Exhibit A |
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12/31/2002 |
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Amendment To The Transfer Agency Services Agreement |
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1/1/2003 |
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Amendment To The Transfer Agency Services Agreement |
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10/1/2003 |
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Customer Identification Services Agreement |
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10/1/2003 |
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Amendment To Transfer Agency Services Agreement |
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1/1/2007 |
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Transfer Agency Services Amendment - Exhibit A |
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7/1/2007 |
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Revised Exhibit A to the Transfer Agency Services Agreement |
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7/1/2008 |
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Red Flag Services Amendment |
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5/1/2009 |
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Amendment No. 12 to Transfer Agency Services Agreement |
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12/31/2009 |
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Amendment No. 13 to Transfer Agency Services Agreement |
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12/6/2010 |
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Amended and Restated Exhibit A to the Transfer Agency Services Agreement |
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6/30/2011 |
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Amended and Restated Exhibit A to the Transfer Agency Services Agreement |
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7/1/2012 |
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Amendment No. 14 to the Transfer Agency Services Agreement |
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12/7/2012 |
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Amendment No. 15 to the Transfer Agency Services Agreement |
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04/01/2013 |
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Amendment No. 16 to the Transfer Agency Services Agreement |
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7/31/2013 |
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Amendment No. 17 to the Transfer Agency Services Agreement |
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12/31/2013 |
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Amendment No. 18 to the Transfer Agency Services Agreement |
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12/31/2014 |
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Amendment No. 19 to the Transfer Agency Services Agreement |
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4/27/2015 |
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Amendment No. 20 to the Transfer Agency Services Agreement |
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6/30/2015 |
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Amendment No. 21 to the Transfer Agency Services Agreement |
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7/1/2015 |
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Amendment No. 22 to the Transfer Agency Services Agreement |
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1/11/2016 |
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Amendment No. 23 to the Transfer Agency Services Agreement |
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10/31/2016 |
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Amendment No. 24 to the Transfer Agency Services Agreement |
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1/31/2018 |
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Amendment No. 25 to the Transfer Agency Services Agreement |
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7/31/2018 |
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Amendment No. 26 to the Transfer Agency Services Agreement |
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6/28/2019 |
