FIRST AMENDMENT TO SECURITIES LENDING AGREEMENT
FIRST AMENDMENT TO
THIS FIRST AMENDMENT TO SECURITIES LENDING AGREEMENT ("First Amendment"), dated effective as of August 20, 2021, is made and entered into by and between U.S. BANK NATIONAL ASSOCIATION ("Bank") and THE ADVISORS' INNER CIRCLE FUND ("Fund"), on behalf of each respective series identified in Exhibit A to the Agreement (each such series hereinafter referred to as a separate "Customer").
WITNESSETH:
WHEREAS, U.S. Bank and Fund, on behalf of each of its Customers, are parties to that certain Securities Lending Agreement, dated effective as of October 26, 2020, as may be amended from time to time ("Agreement"); and
WHEREAS, the parties now desire to amend the Agreement as set forth herein.
NOW, THEREFORE, in consideration of the mutual premises, covenants and undertakings set forth herein, the parties hereto agree as follows:
1. Customer Information Sheet. The Customer Information Sheet attached as Exhibit A to the Agreement shall hereby be deleted and replaced by the Customer Information Sheet attached as Exhibit A to this First Amendment.
2. Approved Borrowers. The Approved Borrowers List attached as Exhibit B-2 to this First Amendment shall hereby be added as Exhibit B-2 to the Agreement. All references to Exhibit B in the Agreement shall be deemed to mean Exhibit B and Exhibit B-2 collectively.
3. Loan Fee Schedule. The Loan Fee Schedule attached as Exhibit C to the Agreement shall hereby be deleted and replaced by the Loan Fee Schedule attached as Exhibit C to this First Amendment.
4. Full Force and Effect. Except as specifically modified by this First Amendment, the Agreement shall remain in full force and effect. All references to the Agreement shall be deemed to mean the Agreement as modified by this First Amendment.
5. Counterparts. This First Amendment may be executed in counterparts, each of which shall be deemed an original, but all of which together shall constitute one and the same instrument.
[SIGNATURE PAGE FOLLOWS]
IN WITNESS WHEREOF, the undersigned parties have executed this First Amendment effective as of the day and year first above written.
| U.S. BANK NATIONAL ASSOCIATION | THE ADVISORS' INNER CIRCLE FUND | |||
| By: | /s/ Xxxx X. Xxxxxxxxx | /s/ Xxxx Xxxxxxxx | ||
| Name: Xxxx X. Xxxxxxxxx | Name: Xxxx Xxxxxxxx | |||
| Title: Vice President | Title: Vice President & Assistant Secretary | |||
|
Date: August 23, 2021 |
Date: August 20, 2021 | |||
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EXHIBIT A
CUSTOMER INFORMATION SHEET
Please provide the Bank with the following information:
Name: The Advisors' Inner Circle Fund
Tax identification number:________________________________________
(for multiple tax identification numbers, please use the bottom half of this page)
Principal place of business: Xxx Xxxxxxx Xxxxxx Xxxxx, Xxxx, XX 00000
State and nation of incorporation or organization: Massachusetts, USA
Address (or the address of
your registered agent) within
state of incorporation or organization: C/O CT CORPORATION SYSTEM, 000 XXXXXXX
XXXXXX XXX 000, XXXXXX, XX 00000 XXX
If multiple legal entities will be lending securities under this Customer Agreement, please list the name of each entity and its unique tax identification number below (attach additional pages if necessary):
| Name | Tax ID |
| Edgewood Growth Fund | [Redacted] |
| XxXxx International Equity Portfolio | [Redacted] |
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EXHIBIT B-2
APPROVED BORROWERS
The following entities are pre-approved as “Borrowers” pursuant to the Securities Lending Agreement unless the Customer places an “X” on the line across from a Borrower name.
| Banco Santander, X.X | Xxxxxxxxx LLC | |||
| Bank of Montreal | X.X. Xxxxxx Securities LLC | |||
| Bank of Nova Scotia (The) | Mizuho Securities USA LLC | |||
| Barclays Capital, Inc. | Xxxxxx Xxxxxxx & Co. LLC | |||
| BMO Capital Markets Corp. | MUFG Securities Americas Inc. | |||
| BMO Xxxxxx Xxxxx Inc. | National Bank of Canada Financial Inc. | |||
| BNP Paribas, New York Branch | National Financial Services LLC | |||
| BNP Paribas Prime Brokerage International, Limited | Nomura Securities International, Inc. | |||
| BNP Paribas Securities Corp. | Pershing, LLC | |||
| BofA Securities, Inc. | Xxxxxxx Xxxxx & Associates, Inc. | |||
| Canadian Imperial Bank of Commerce | RBC Capital Markets, LLC | |||
| Cantor Xxxxxxxxxx & Co. | RBC Dominion Securities Inc. | |||
| CF Secured, LLC | Royal Bank of Canada, New York Branch | |||
| CIBC World Markets Corp. | Scotia Capital (USA) Inc. | |||
| CIBC World Markets Inc. | SG Americas Securities, LLC | |||
| Citigroup Global Markets Inc. | Société Générale, New York Branch | |||
| Credit Agricole Securities (USA) Inc. | TD Ameritrade Clearing, Inc. | |||
| Credit Suisse Securities (USA) LLC | TD Prime Services LLC | |||
| Deutsche Bank Securities Inc. | TD Securities (USA) LLC | |||
| Xxxxxxx Sachs & Co. LLC | Truist Securities, Inc. | |||
| HSBC Bank plc | UBS Securities LLC | |||
| HSBC Securities (USA) Inc. | Xxxxx Fargo Clearing Services, LLC | |||
| ING Financial Markets LLC | Xxxxx Fargo Securities, LLC | |||
| Xxxxxx Xxxxxxxxxx Xxxxx LLC |
| Advisors' Inner Circle Fund on behalf of XxXxx International Equity Portfolio | Optional 2nd Signature: | ||||
| By: | /s/ Xxxx Xxxxxxxx | By: | |||
| Name: | Xxxx Xxxxxxxx | Name: | |||
| Title: | Vice President & Assistant Secretary | Title: | |||
| Date: | August 20, 2021 | Date: | |||
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EXHIBIT C
LOAN FEE SCHEDULE
[Redacted]
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