1
Rockford Corporation Debenture Ownership
As of December 31, 1998
Number of Shares
Group Debenture Holder Amount On Conversion
------------------------------------------------------------------------------------------------------------------------------------
8.5% Debentures:
Xxxxxx Family Xxxxxx Cabling Corporation $500,000 204,762
Xxxxxxxx X. Xxxxxx $7,507.50 3,075
Xxxxxxx X. Xxxxxx $7,507.50 3,075
Xxx Xxxx Xxxxxx $7,507.50 3,075
Xxxxxx X. Xxxxxx $7,507.50 3,075
Xxxx Xxxxxxx Xxxx $7,507.50 3,075
Xxxxxxx Xxxx Xxxxxx $7,507.50 3,075
Xxxxxxx X. Xxxxxx $20,000.00 8,192
Xxxx X. Xxxxxx $39,000.00 15,970
Xxxxx X. Xxxxxx $10,000.00 4,094
Xxxx Xxxxxx and 3G The X. Xxxxxxxx Trust, $20,000.00 8,192
Xxxxx X. Xxxxxxxx, Trustee
Xxxxxx Brothers Investments LLC $21,000.00 8,600
Xxxxxx Brothers Investments LLC $31,500.00 12,900
2
Rockford Corporation Debenture Ownership
As of December 31, 1998
Number of Shares
Group Debenture Holder Amount On Conversion
------------------------------------------------------------------------------------------------------------------------------------
Xxx Xxxx $1,406.25 576
Xxxxxxx X. Xxxxxxxxx $1,406.25 576
Xxxxxx X'Xxxxxx $1,406.25 576
Xxxxxxx X. Xxxxxxxx $1,406.25 576
Xxxxx X. Xxxxxxx $1,406.25 576
Xxxxxx X. Xxxxx $1,406.25 576
Xxxxx X. Xxxxx $1,406.25 576
Xxxxxx X. Xxxx $1,406.25 576
Rockford Employees Xxxxxx X. Xxxxx & $4,922.00 2,017
Xxxxx Xxxxxxxx Trout, Community Property
The Principal Financial Group $10,000.00 4,094
(401K) Xxxxxx X. Xxxxx, Owner
The Principal Financial Group $15,755.00 6,450
(401K) Xxxx X. Xxxxxxxxx, Owner
Xxxxxxxxxxx X. Xxxxxx $2,817.00 1,152
The Principal Financial Group $3,521.00 1,441
(401K) Xxxx X. Xxxxxx, Owner
The Principal Financial Group $704.00 288
(401K) Xxxxxx X Xxxxxxx, Owner
3
Rockford Corporation Debenture Ownership
As of December 31, 1998
Number of Shares
Group Debenture Holder Amount On Conversion
------------------------------------------------------------------------------------------------------------------------------------
The Principal Financial Group $3,521.00 1,441
(401K) Xxxx Xxxx, Owner
The Principal Financial Group $3,521.00 1,441
(401K) Xxxxxxx X. Xxxxxx, Xx., Owner
The Principal Financial Group $11,056.00 4,528
(401K) Xxxxx Xxxxx, Owner
The Principal Financial Group $5,000.00 2,047
(401K) X. Xxxxxxxxxxx Xxxxxx, Owner
Xxxxx Xxxxxx $60,500.00 24,777
The Principal Financial Group $39,500.00 16,177
(401K) Xxxxx Xxxxxx, Owner
The Principal Financial Group $1,789.15 731
(401K) Xxxxxx X. Xxxxxxxx, Owner
Xxxxxxxxx Xxxxx $704.00 288
The Principal Financial Group $704.00 288
(401K) Xxxxxx Xxxxxxxx, Owner
The Principal Financial Group $1,760.00 722
(401K) Xxxxxxx X. Xxxxxx, Owner
The Principal Financial Group $2,112.00 864
(401K) Xxxx Xxxx, Owner
The Principal Financial Group $1,300.00 533
(401K) Xxxx X. Xxxxxxx, Owner
4
Rockford Corporation Debenture Ownership
As of December 31, 1998
Number of Shares
Group Debenture Holder Amount On Conversion
------------------------------------------------------------------------------------------------------------------------------------
Xxxxxxx Xxxxxx $1,760.00 722
The Principal Financial Group $5,000.00 2,047
(401K) Xxxxxx X. Xxxxxx, Owner
Xxxx Xxxxxx $1,760.00 722
The Principal Financial Group $3,520.00 1,441
(401K) Xxxx Xxxxxx, Owner
The Principal Financial Group $50,000.00 20,477
XXX - Xxxxx X. Xxxxxxx
The Principal Financial Group $7,042.00 2,885
(401K) - Xxxxx Xxxxxx, Owner
The Principal Financial Group $13,000.00 5,323
XXX - Xxxxx Xxxxxx, Owner
The Principal Financial Group $114.00 47
(401K) Xxxxxxxx X. Xxxxxx, Owner
The Principal Financial Group $4,250.39 1,742
(401K) Xxxxx Xxxxxxxx, Owner
Others Var & Co., $23,606.00 9,666
First Trust National Association
Xxxxxx Xxxxx $1,225.00 503
Xxxxxx X. Xx. & Xxxxx X. XxxXxxxx $1,531.00 628
Xxxx X. Xxxxx & $5,000.00 2,047
Xxxxxxx X Xxxxx, Joint Tenants
5
Rockford Corporation Debenture Ownership
As of December 31, 1998
Number of Shares
Group Debenture Holder Amount On Conversion
------------------------------------------------------------------------------------------------------------------------------------
Xxxx X. Xxxxx & $10,000.00 4,094
Xxxx X. Xxxxx, Joint Tenants
