Fourth Amendment to the Transfer Agent Interactive Client Services Agreement Dated December 3, 2004, by and among California Investment Trust and ALPS Fund Services, Inc.
to the Transfer Agent Interactive Client Services Agreement
Dated December 3, 2004, by and among
California Investment Trust and
ALPS Fund Services, Inc.
THIS AMENDMENT is made as of October 10, 2011, by and between CALIFORNIA INVESTMENT TRUST (the "Trust") and ALPS FUND SERVICES, INC. ("ALPS").
WHEREAS, the Funds and ALPS have entered into a Transfer Agent Interactive Client Services Agreement (the "Agreement") dated December 3, 2004, as amended from time to time.
WHEREAS, effective October 10, 2011, the parties desire to add the Xxxxxxx Greater China Fund as a party to the Agreement, and the Xxxxxxx Greater China Fund desires to become a party to the Agreement.
WHEREAS, the Trust and ALPS wish to modify the Agreement.
NOW, THEREFORE, the parties hereto, intending to be legally bound, agree as follows:
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1.
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Consolidation of Trusts. Effective October 10,2011, all references to "California Investment Trust" shall be deleted and replaced with references to both "California Investment Trust" and "Xxxxxxx Greater China Fund," which shall be defined collectively as the "Trusts" for purposes of the Agreement wherever the term "Trust" appears therein.
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2.
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Change in Incorporation. Effective October 10, 2011, all references to the Trusts as "Delaware statutory trusts" shall be deleted and replaced with "Massachusetts business trust" with respect to the Xxxxxxx Greater China Fund.
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3.
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Schedule I - List of Portfolios. Schedule I to the Agreement is hereby deleted and replaced in its entirety with the Schedule I attached hereto.
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4.
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Miscellaneous. Other than as amended hereby, all terms and conditions of the Agreement and related amendments are unchanged and remain in full force and effect. This Amendment shall be deemed to be an amendment to the Agreement and shall be governed by the laws of the State of Colorado.
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IN WITNESS WHEREOF, this Amendment has been executed by a duly authorized representative of each of the parties hereto as of the date of the Amendment first set forth above.
| CALIFORNIA INVESTMENT TRUST | XXXXXXX GREATER CHINA FUND | |
| By: /s/ Xxxxx Xxxxxx | By: /s/ Xxxxx Xxxxxx | |
| Name: Xxxxx Xxxxxx | Name: Xxxxx Xxxxxx | |
| Title: CEO | Title: CEO | |
| ALPS FUND SERVICES, INC. | ||
| By: /s/ Xxxxxx X. May | ||
| Name: | ||
| Title: |
SCHEDULE I- LIST OF PORTFOLIO
Dated as of October 10, 2011
CALIFORNIA TAX-FREE INCOME FUND
Investor Class
CALIFORNIA INSURED INTERMEDIATE FUND
Investor Class
CALIFORNIA TAX-FREE MONEY MARKET FUND
Investor Class
S&P 500 INDEX FUND
Investor Class
Class' K
S&P MIDCAP INDEX FUND
Investor Class
Class K
S&P SMALLCAP INDEX FUND
Investor Class
Class K
EQUITY INCOME FUND
Investor Class
Class K
Class A
Class B
NASDAQ-100 INDEX FUND
Investor Class
Class K
EUROPEAN GROWTH & INCOME FUND
Investor Class
Class K
U.S. GOVERNMENT SECURITIES FUND
Investor Class
Class K
Class A
Class B
SHORT-TERM U.S. GOVT. BOND FUND
Investor Class
Class K
THE UNITED STATES TREASURY TRUST
Investor Class
Class K
XXXXXXX GREATER CHINA FUND
Sole Share Class
