Exhibit (h)(2)(c) Addendum to Amended and Restated Transfer Agency and Services Agreement Dated June 3, 2009 Between ALPS Fund Services, Inc. and Forward Funds
Exhibit (h)(2)(c)
Addendum to Amended and Restated Transfer Agency and Services Agreement
Dated June 3, 2009
Between
ALPS Fund Services, Inc.
and
THIS ADDENDUM is made as of December 11, 2009 by and between ALPS Fund Services, Inc. (“ALPS”), and Forward Funds (the “Fund”).
WHEREAS, ALPS and the Fund have entered into an Amended and Restated Transfer Agency and Services Agreement (the “Agreement”) dated June 3, 2009 and effective June 15, 2009;
WHEREAS, the Board of Trustees of the Fund approved on September 25, 2009, the reorganization of the Accessor Limited Duration U.S. Government Fund, a series of the Fund, effective as of December 11, 2009;
WHEREAS, in light of the foregoing, ALPS and the Fund wish to modify the provisions of the Agreement to reflect a revised schedule A-2 – List of Portfolios.
NOW, THEREFORE, the parties hereto, intending to be legally bound, agree as follows:
1. | Schedule A-2 – List of Portfolios. Schedule A-2 is replaced in its entirety with the attached Schedule A-2. |
2. | Remainder of the Agreement. All other provisions of the Agreement shall remain unchanged. |
IN WITNESS WHEREOF, this Addendum has been executed by a duly authorized representative of each of the parties hereto as of the date of the Addendum first set forth above.
ALPS Fund Services, Inc. | Forward Funds | |||||||
By: | By: | |||||||
Name: | Xxxxxx X. May | Name: | ||||||
Title: | President | Title: |
SCHEDULE A-2
To the Amended and Restated Transfer Agency Service Agreement
Accessor Series Portfolio and Classes List
As of December 11, 2009
Portfolio |
Class of Shares | |
Accessor Aggressive Growth Allocation Fund |
Investor Class Institutional Class A Class C Class | |
Accessor Balanced Allocation Fund |
Investor Class Institutional Class A Class C Class | |
Accessor Frontier Markets Fund |
Investor Class Institutional Class Z Class | |
Accessor Growth Allocation Fund |
Investor Class Institutional Class A Class C Class | |
Accessor Growth & Income Allocation Fund |
Investor Class Institutional Class A Class C Class | |
Accessor Growth Fund |
Investor Class Institutional Class C Class Z Class | |
Accessor High Yield Bond Fund |
Investor Class Institutional Class C Class Z Class | |
Accessor Income Allocation Fund |
Investor Class Institutional Class A Class C Class | |
Accessor Income & Growth Allocation Fund |
Investor Class Institutional Class A Class C Class | |
Accessor International Equity Fund |
Investor Class Institutional Class C Class Z Class |
Accessor Investment Grade Fixed Income Fund |
Investor Class Institutional Class C Class Z Class | |
Accessor Mortgage Securities Fund |
Investor Class Institutional Class C Class Z Class | |
Accessor Small to Mid Cap Fund |
Investor Class Institutional Class C Class Z Class | |
Accessor Strategic Alternatives Fund |
Investor Class Institutional Class Z Class | |
Accessor U.S. Government Money Fund |
Investor Class Institutional Class A Class C Class Z Class | |
Accessor Value Fund |
Investor Class Institutional Class C Class Z Class |