Exhibit 77Q1(e)(1) - Second Amendment to the Amended and Restated
Investment Advisory Agreement between Registrant and PIC dated July 29,
2005, filed via XXXXX with Post-Effective Amendment No. 83 (File No.
002-16590) on October 25, 2005 and incorporated herein by reference.
Exhibit 77Q1(e)(2) - Subadvisory Agreement between Phoenix Investment
Counsel, Inc. and Acadian Asset Management, Inc., dated July 29, 2005,
On behalf of Phoenix Pathfinder Fund, filed via XXXXX with Post-Effective
Amendment No. 83 (File No. 002-16590) on October 25, 2005 and incorporated
herein by reference.
Exhibit 77Q1(e)(3) - Subadvisory Agreement between Phoenix Investment
Counsel, Inc. and Golden Capital Management, LLC, dated July 29, 2005, on
behalf of the Phoenix Relative Value Fund, filed via XXXXX with
Post-Effective Amendment No. 83 (File No. 002-16590) on October 25, 2005
and incorporated herein by reference.
Exhibit 77Q1(e)(4) - Subadvisory Agreement between Phoenix Investment
Counsel, Inc. and Acadian Asset Management, Inc., dated July 29, 0000,
Xx behalf of the Phoenix Total Value Fund, filed via XXXXX with Post-
Effective Amendment No. 83 (File No. 002-16590) on October 25, 2005
and incorporated herein by reference.
Exhibit 77Q1(e)(5) - Subadvisory Agreement between Phoenix Investment
Counsel, Inc. and Golden Capital Management, LLC, dated July 29, 2005, on
behalf of the Phoenix Total Value Fund, filed via XXXXX with Post-
Effective Amendment No. 83 (File No. 002-16590) on October 25, 2005
and incorporated herein by reference.
Exhibit 77Q1(e)(6) - Subadvisory Agreement between Phoenix Investment
Counsel, Inc. and Xxxxxx Investment Management, Inc., dated July 29,
2005, on behalf of the Phoenix Total Value Fund, filed via XXXXX with
Post-Effective Amendment No. 83 (File No. 002-16590) on October 25, 2005
and incorporated herein by reference.
Exhibit 77Q1(e)(7) - Subadvisory Agreement between Phoenix Investment
Counsel, Inc. and Acadian Asset Management, Inc., dated July 1, 2005, on
behalf of Phoenix Worldwide Strategies Fund, filed via XXXXX with
Post-Effective Amendment No. 83 (File No. 002-16590) on October 25, 2005
and incorporated herein by reference.
Exhibit 77Q1(e)(8) - Subadvisory Agreement between Phoenix Investment
Counsel, Inc. and New Star Institutional Managers Limited, dated July 1,
2005, on behalf of Phoenix Worldwide Strategies Fund, filed via XXXXX with
Post-Effective Amendment No. 82 (File No. 002-16590) on July 22, 2005 and
incorporated herein by reference.
Exhibit 77Q1(e)(9) - Subadvisory Agreement between Phoenix Investment
Counsel, Inc. and Xxxxxxxx Asset Management, dated January 1, 2005, on
behalf of the Phoenix Worldwide Strategies Fund, filed via XXXXX with
Post-Effective Amendment No. 82 (File No. 002-16590) on July 22, 2005 and
incorporated herein by reference.
Exhibit 77Q1(e)(10) - First Amendment to Subadvisory Agreement between
Phoenix Investment Counsel, Inc. and Xxxxxxxx Asset Management, dated
January 1, 2005, on behalf of the Phoenix Worldwide Strategies Fund,
Filed herewith.
[PAGE BREAK]
FIRST AMENDMENT
TO SUBADVISORY AGREEMENT
THIS AMENDMENT effective as of the 1st day of January, 2005
amends that certain Subadvisory Agreement effective as of
January 1, 2005 (the "Agreement") by and between Phoenix Equity
Trust, a Delaware statutory trust (the "Trust") and Xxxxxxxx
Asset Management, a California corporation (the "Subadviser") as
follows:
NOW, THEREFORE, in consideration of the foregoing premises
and other good and valuable consideration, the parties do hereby
agree to amend the Agreement as follows:
1. The name Phoenix-Aberdeen Worldwide Opportunities Fund has
been changed to Phoenix Worldwide Strategies Fund.
2. Section 13 of the Agreement is amended and restated as
follows:
13. Effective Date; Term. This Agreement shall
become effective on the date set forth on the first
page of this Agreement, and shall continue in effect
until December 31, 2005. The Agreement shall continue
from year to year thereafter only so long as its
continuance has been specifically approved at least
annually by the Trustees in accordance with Section
15(a) of the Act, and by the majority vote of the
disinterested Trustees in accordance with the
requirements of Section 15(c) thereof.
3. Schedule C to the Agreement is hereby deleted in its
entirety and Schedule C attached hereto substituted in its place.
4. Except as expressly amended hereby, all provisions of the
Agreement shall remain in full force and effect and are
unchanged in all other respects. All initial capitalized
terms used herein shall have such meanings as ascribed
thereto in the Agreement, as amended. All terms and
phrases in quotations shall have such meaning as ascribed
thereto in the Investment Company Act of 1940, as amended.
5. This Amendment may be executed in one or more counterparts,
each of which shall be deemed to be an original and, all of
which, when taken together, shall constitute but one and
the same instrument.
IN WITNESS WHEREOF, the parties hereto intending to be
legally bound have caused this Agreement to be executed by their
duly authorized officers of other representatives.
PHOENIX EQUITY TRUST
By: /s/ Xxxxxxx X. Xxxxxxx
Name: Xxxxxxx X. Xxxxxxx
Title: Senior Vice President
PHOENIX INVESTMENT COUNSEL, INC.
By: /s/ Xxxx X. Xxxxx
Name: Xxxx X. Xxxxx
Title: Vice President and Clerk
AGREED AND ACCEPTED BY SUBADVISER
XXXXXXXX ASSET MANAGEMENT
By: /s/ Xxxxxxx Xxxx
Name: Xxxxxxx Xxxx
Title: Chief Financial Officer
SCHEDULE C
SUBADVISORY FEE
(a) For services provided to the Series, the Adviser will
pay to the Subadviser, on or before the 10th day of each month,
a fee, payable in arrears at the annual rate stated below. The
fees shall be prorated for any month during which this Agreement
is in effect for only a portion of the month. In computing the
fee to be paid to the Subadviser, the net asset value of the
Fund and each Series shall be valued as set forth in the then
current registration statement of the Fund.
The fee to be paid to the Subadviser is to be 50% of the
gross investment management fee multiplied by the percentage of
assets of the Phoenix Worldwide Strategies Fund managed by the
Subadviser.
