AMENDMENT NO. 3 AND WAIVER TO CREDIT AGREEMENT (Multicare) AMENDMENT NO. 3 AND WAIVER TO CREDIT AGREEMENT, dated as of February 11, 1999, (this "Amendment No. 3") by and among: The Multicare Companies, Inc. and certain Subsidiaries identified on the...
AMENDMENT NO. 3 AND WAIVER TO CREDIT AGREEMENT
(Multicare)
AMENDMENT NO. 3 AND WAIVER TO CREDIT AGREEMENT, dated as of
February 11, 1999, (this "Amendment No. 3") by and among: The Multicare
Companies, Inc. and certain Subsidiaries identified on the signature pages
hereto as "Borrowers"; the institutions identified on the signature pages hereto
as "Lenders"; Mellon Bank, N.A. as Issuer of Letters of Credit and as
Administrative Agent; Citicorp USA, Inc. as Syndication Agent; First Union
National Bank as Documentation Agent; and Bank of America (as successor by
merger to NationsBank, N.A.) as Syndication Agent.
Background
A Credit Agreement, dated as of October 9, 1997, was entered
into by and among The Multicare Companies, Inc. and certain of its Subsidiaries
as Borrowers, Mellon Bank, N.A. as Issuer of Letters of Credit and
Administrative Agent, Citicorp USA, Inc. as Syndication Agent, First Union
National Bank as Documentation Agent, NationsBank, N.A. as Syndication Agent,
and the Lenders and other Agents identified therein and was amended pursuant to
that certain Amendment No. 1 thereto, dated as of March 5, 1998 and was further
amended pursuant to that certain Amendment No. 2 thereto, dated as of August 28,
1998. The Credit Agreement, as so amended, is referred to herein as the "Current
Credit Agreement". The Current Credit Agreement, as the same may be amended,
modified, restated or supplemented from time to time is herein referred to as
the "Credit Agreement" or the "Agreement". Terms are used in this Amendment No.
3 as defined in the Current Credit Agreement unless otherwise specified.
The Borrowers have requested that the Adjusted Total Debt/Cash
Flow Ratio, the Adjusted Senior Debt/Cash Flow Ratio and the Fixed Charge
Coverage Ratio set forth in the Current Credit Agreement be modified for a
limited period and that the maximum amount of permitted rental payments in the
Current Credit Agreement be increased. The Lenders are willing to make such
changes to the Current Credit Agreement subject to the condition that the
Applicable Margin on LIBO Rate Loans be increased and subject to such other
terms and conditions as are more fully set forth below.
NOW THEREFORE, the parties hereto, intending to be legally
bound, hereby agree as follows.
Agreement
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1. Amendments to Current Credit Agreement on Amendment No. 3
Effective Date. The Current Credit Agreement is amended in each of the following
respects, as of the Amendment No. 3 Effective Date (as defined in Section 3
below).
1.1 Timing of Prepayments in Connection with Net Proceeds of
Dispositions. In order to provide for the prepayment of Loans with asset sale
proceeds promptly after the asset sale (rather than 364 days thereafter) and
eliminate the existing right to use proceeds of a disposition to effect an
acquisition, the first four sentences of paragraph (ii) of Section 1.5(b) are
deleted in their entirety and replaced with the following:
Promptly (but in no event more than ten Business Days) after
the date of any sale, assignment, transfer or other
disposition by any Borrower of any assets (other than pursuant
to paragraphs (a), (b), (c) or (e) of Section 8.5 below)
whether now owned or hereafter acquired (including a
disposition of equity, collectively, a "disposition"),
Multicare, on behalf of the Borrowers, shall prepay the Loans
by an amount equal to the amount of the Net Cash Proceeds of
such disposition. No more than five (5) Business Days before
any proposed disposition, Multicare, on behalf of the
applicable Borrower, shall notify the Administrative Agent in
writing (1) that such disposition is anticipated, (2) the
anticipated date of such disposition, (3) the anticipated date
of prepayment of the Loans pursuant to this paragraph (ii) and
(4) the amount of Net Cash Proceeds anticipated in connection
therewith. At least five (5) Business Days before the actual
prepayment, Multicare, on behalf of the Borrowers, shall
either confirm or correct the information provided in such
notice. Such confirmation or correction shall be deemed to be
an irrevocable notice of prepayment.
1.2 Adjusted Total Debt/Cash Flow Ratio. The covenant set
forth in Section 7.1(c) of the Current Credit Agreement is amended to provide
that, for the period commencing 10/1/98 and ending on 12/30/99, the Adjusted
Total Debt/Cash Flow Ratio shall be no greater than 7.25 to 1. At all other
times, the maximum permitted Adjusted Total Debt/Cash Flow Ratio shall be as set
forth in the Current Credit Agreement.
1.3 Adjusted Senior Debt/Cash Flow Ratio. The covenant set
forth in Section 7.1(d) of the Current Credit Agreement is amended to provide
that, for the period commencing 10/1/98 and ending on 12/30/99, the Adjusted
Senior Debt/Cash Flow Ratio shall be no greater than 5.25 to 1. At all other
times, the maximum permitted Adjusted Senior Debt/Cash Flow Ratio shall be as
set forth in the Current Credit Agreement.
1.4 Delivery of Status Letters. A new paragraph (l) shall be
added to Section 6.1 of the Current Credit Agreement immediately following
paragraph (k) thereof as follows:
On each of June 30, 1999 and September 30, 1999, Multicare, on
behalf of the Borrowers, shall deliver to the Administrative
Agent and each Lender a letter advising them of its plans and
the status of the implementation of those plans to cause an
event to occur or condition to exist which would result in
compliance with the required December 31, 1999 Adjusted Total
Debt/Cash Flow Ratio and required December 31, 1999 Adjusted
Senior Debt/Cash Flow Ratio.
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1.5 Adjustment to Permitted Rental Expense. In order to allow
the Borrowers to incur additional rental expense, clause (c) of Section 8.7 of
the Current Credit Agreement (Leases) is amended in its entirety to read as
follows:
(c) Other leases which are not Capitalized
Leased or Synthetic Leases but only to the extent that the
aggregate Rental Expense of the Surety and the Borrowers with
respect to all such other leases does not exceed (i) during
the fiscal year ending September 30, 1999, $25,000,000.00 and
(ii) during each fiscal year thereafter, an amount equal to
the amount permitted in the preceding year plus an additional
$2,000,000.00 (e.g., $27,000,000.00 in the fiscal year ending
September 30, 2000).
1.6 Applicable Margin Definition. In order to increase the
Applicable Margin on LIBO Rate Loans and add two additional pricing tiers, the
definition of Applicable Margin is amended in its entirety to read as follows:
"Applicable Margin" means a marginal rate of
interest which is added to the LIBO Rate or Prime Rate, as the
case may be, to determine the effective rate of interest on
Loans and other payments as specified in the Loan Documents.
Until the Officer's Compliance Certificate for the fiscal
quarter ending March 31, 1999 is delivered to the
Administrative Agent and Lenders pursuant to Section 6.1
above, the Applicable Margin (a) for LIBO Rate Loans shall be
the following: 3.0% for RC Loans or Tranche A Term Loans;
3.25% for Tranche B Term Loans; and 3.5% for Tranche C Term
Loans, and (b) for Prime Rate Loans shall be the following:
.75% for RC Loans and Tranche A Term Loans; 1.0% for Tranche B
Term Loans; and 1.25% for Tranche C Term Loans. Thereafter,
the Applicable Margin shall be determined in the following
manner:
(a) For any RC Loans or Tranche A Term
Loans, the Applicable Margin shall be the percentage amount
set forth below under the caption "Applicable Margin for RC
Loans and Tranche A Term Loans" opposite the relevant Adjusted
Total Debt/Cash Flow Ratio:
Adjusted Total Applicable Margin for RC Loans
Debt/Cash Flow Ratio and Tranche A Term Loans
-------------------- ---------------------------------
Prime Rate Loans LIBO Rate Loans
---------------- ---------------
below 3.0 0 1.00%
> 3.0 < 3.5 0 1.25%
-
> 3.5 < 4.0 0 1.50%
-
> 4.0 < 4.5 0 1.75%
-
> 4.5 < 5.0 0 2.00%
-
> 5.0 < 5.5 .25% 2.25%
-
> 5.5 < 6.0 .50% 2.50%
-
> 6.0 < 6.5 .75% 2.75%
-
>6.5 < 7.00 .75% 3.00%
-
>7.00 .75% 3.25%
-
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(b) For any Tranche B Term Loan, the
Applicable Margin at all times after the Amendment No. 3
Effective Date shall be 1.0% for Prime Rate Loans and 3.25%
for LIBO Rate Loans.
(c) For any Tranche C Term Loan, the
Applicable Margin at all times after the Amendment No. 3
Effective Date shall be 1.25% for Prime Rate Loans and 3.5%
for LIBO Rate Loans.
(d) The Applicable Margin for Swing Loans at
all times shall be zero.
The Applicable Margin shall be adjusted five Business Days
after receipt of the annual or quarterly Officer's Compliance
Certificate delivered pursuant to Section 6.1 and shall be
based on the Adjusted Total Debt/Cash Flow Ratio set forth
therein. At any time that such annual or quarterly Officer's
Compliance Certificate is required to be delivered pursuant to
said Section 6.1 and is not so delivered, then the Applicable
Margin shall be the highest rate specified for the subject
Loan until the Officer's Compliance Certificate is so
delivered.
1.7 Fixed Charge Coverage Ratio Definition. In order to
provide greater flexibility to the Borrowers for the period commencing on
October 1, 1998 and ending December 30, 1999, the definition of "Fixed Charge
Coverage Ratio" in Section 11.1 of the Existing Credit Agreement is amended by
adding the following two sentences at the end thereof:
Notwithstanding the foregoing, for calculations of the Fixed
Charge Coverage Ratio with respect to the period commencing
October 1, 1998 and ending December 30, 1999, there shall not
be added to the denominator "principal payments scheduled or
required to be made on Total Funded Indebtedness for the four
fiscal quarters ending on, or most recently prior to, such
date of determination". For calculations made with respect to
any period ending after December 30, 1999, the calculation
shall be made without regard to the adjustment set forth in
the preceding sentence.
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1.8 New Definition of Amendment No. 3 Effective Date. Section
11.1 of the Current Credit Agreement is amended by adding the following new
definition in its correct alphabetical location:
"Amendment No. 3 Effective Date" means the
date that Amendment No. 3 to this Agreement becomes effective
as more particularly set forth in said Amendment No. 3 hereto.
1.9 Amendment to Assignment Provisions. In order to allow
assignments by Lenders of smaller amounts, Section 12.9(c) of the Current Credit
Agreement is amended by replacing the phrase "Ten Million Dollars
($10,000,000.00)" in each of clauses (iii) and (iv) thereof with the phrase
"Five Million Dollars ($5,000,000.00)".
2. Representations and Warranties. In order to induce the Lenders,
the Issuer and the Agents to agree to amend the Current Credit Agreement, each
of the Borrowers, jointly and severally, makes the following representations and
warranties, which shall survive the execution and delivery of this Amendment No.
3.
(a) The execution, delivery and performance
of this Amendment No. 3 does not require any consent of,
notice to, or filing with any governmental entity or any other
third party, does not violate the terms of any agreement or
instrument binding on any Borrower (including, without
limitation, the constituent documents of such Borrower) or
violate any Law applicable to such Borrower. On and after the
Amendment No. 3 Effective Date, the Current Credit Agreement
as amended by the amendments hereunder to be effective on the
Amendment No. 3 Effective Date, shall be the legal, valid and
binding obligation of each Borrower enforceable against such
Borrower in accordance with its terms.
(b) No Default or Event of Default has
occurred and is continuing, after giving effect to the
amendments contained herein.
(c) Each of the representations and
warranties set forth in the Credit Agreement is true and
correct in all material respects both before and after giving
effect to the amendments and transactions contemplated hereby
as though each such representation and warranty were made at
and as of the date hereof and as of the Amendment No. 3
Effective Date.
3. Amendment No. 3 Effective Date; Waiver. The amendments set forth
in Section 1 (Amendments to Current Credit Agreement on Amendment No. 3
Effective Date) above shall be effective on the date (the "Amendment No. 3
Effective Date") that each of the following conditions is satisfied:
3.1 Execution of Amendment. Each of the Borrowers and the
Required Lenders shall have executed this Amendment No. 3 and the Surety shall
have executed the acknowledgement set forth below.
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3.2 Other Documents and Information. The Administrative Agent
shall have received such other documents and information as it shall reasonably
request.
Also effective on the Amendment No. 3 Effective Date, each Default or Event of
Default that would have existed had this Amendment No. 3 not become effective is
hereby waived to the extent and only to the extent that it does not exist or
would not exist after giving effect to this Amendment No. 3. This waiver is
limited in scope to its precise terms and does not imply any other or future
waivers.
4. Counterparts. This Amendment No. 3 may be executed in
counterparts and by different parties hereto in separate counterparts, each of
which, when executed and delivered, shall be deemed to be an original and all of
which, when taken together, shall constitute one and the same instrument. A
photocopied or facsimile signature shall be deemed to be the functional
equivalent of a manually executed original for all purposes.
5. Ratification. The Current Credit Agreement, as amended by this
Amendment No. 3, and the other Loan Documents, are, and shall continue to be, in
full force and effect and are hereby in all respects confirmed, approved and
ratified.
6. Payment of Fees and Expenses. Without limiting other payment
obligations of the Borrowers set forth in the Loan Documents, the Borrowers
hereby, jointly and severally, agree to pay (a) all costs and expenses incurred
by the Administrative Agent in connection with the preparation, execution and
delivery of this Amendment No. 3 and any other documents or instruments which
may be delivered in connection herewith, including, without limitation, the
reasonable fees and expenses of its counsel, Drinker Xxxxxx & Xxxxx LLP, (b) a
fee to each Lender who signs and returns a signature page hereto no later than
5:00 p.m. on February 11, 1999 in an amount equal to .2% of such Lender's total
Commitment under the Agreement and (c) such other fees as Multicare has agreed
to pay in connection herewith.
7. Authorization to Agent. The Lenders hereby authorize the
Administrative Agent to take such action (including, without limitation, signing
amendments to Loan Documents) as shall be consistent with the purposes hereof
and as it shall deem necessary or appropriate to carry out the purposes of this
Amendment No. 3.
8. Governing Law. This Amendment No. 3 shall be construed in
accordance with, and governed by, the laws of the Commonwealth of Pennsylvania,
without regard to choice of law principles.
9. References. From and after the Amendment No. 3 Effective Date,
each reference in the Credit Agreement to "this Agreement", "hereof",
"hereunder" or words of like import, and all references to the Credit Agreement
in any and all Loan Documents, other agreements, instruments, documents,
certificates and writings of every kind and nature, shall be deemed to mean the
Current Credit Agreement as modified and amended by this Amendment No. 3 and as
the same may be further amended, modified or supplemented in accordance with the
terms thereof.
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IN WITNESS WHEREOF, the parties have caused this Amendment No. 3 to
be duly executed as of the date first above written.
BORROWERS:
THE MULTICARE COMPANIES, INC., a
Delaware corporation
By____________________________
Name: Xxxxxxx X. Xxxxxxxx
Title: Treasurer
Address for notices:
000 Xxxx Xxxxx Xxxxxx
Xxxxxxx Xxxxxx, XX 00000
Attention: Xxx X. Xxxxxxxxx, Vice President
Chairman's Office & Corporate
Secretary
Telephone: (000) 000-0000
Facsimile: (000) 000-0000
7
ADS APPLE VALLEY LIMITED PARTNERSHIP, a Massachusetts limited partnership, by:
ADS Apple Valley, Inc. its General Partner
ADS DARTMOUTH GENERAL PARTNERSHIP, a Massachusetts general partnership, by ADS
Dartmouth ALF, Inc. and ADS Senior Housing, Inc., its General Partners
ADS HINGHAM LIMITED PARTNERSHIP, a Massachusetts limited partnership, by ADS
Hingham Nursing Facility, Inc., its General Partner
ADS RECUPERATIVE CENTER LIMITED PARTNERSHIP, a Massachusetts limited
partnership, by ADS Recuperative Center, Inc., its General Partner
CARE HAVEN ASSOCIATES LIMITED PARTNERSHIP, a West Virginia limited partnership,
by Glenmark Associates, Inc. and GMA Partnership Holding Company, Inc., its
General Partners
CUMBERLAND ASSOCIATES OF RHODE ISLAND, L.P., a Delaware limited partnership, by
Health Resources of Cumberland, Inc., its General Partner
GLENMARK PROPERTIES I, LIMITED PARTNERSHIP, a West Virginia limited partnership,
by Glenmark Associates, Inc. and GMA Partnership Holding Company, Inc., its
General Partners
GROTON ASSOCIATES OF CONNECTICUT, L.P., a Delaware limited partnership, by
Health Resources of Groton, Inc., its General Partner
MIDDLETOWN (RI) ASSOCIATES OF RHODE ISLAND, L.P., a Delaware limited
partnership, by Health Resources of Middletown (R.I.), Inc., its General Partner
POINT PLEASANT HAVEN LIMITED PARTNERSHIP, a West Virginia limited partnership,
by Glenmark Associates, Inc., its General Partner
RALEIGH MANOR LIMITED PARTNERSHIP, a West Virginia limited partnership, by
Glenmark Associates, Inc., its General Partner
ROMNEY HEALTH CARE CENTER LTD., LIMITED PARTNERSHIP, a West Virginia limited
partnership, by Glenmark Associates, Inc., its General Partner
SISTERVILLE HAVEN LIMITED PARTNERSHIP, a West Virginia limited partnership, by
Glenmark Associates, Inc., its General Partner
TEAYS VALLEY HAVEN LIMITED PARTNERSHIP, a West Virginia limited partnership, by
Glenmark Associates, Inc., its General Partner
THE XXXXXX GROUP - XXXXXXX HOUSE, L.P., a New Jersey limited partnership, by
Encare of Wyncote, Inc., its General Partner
THE XXXXXX GROUP - QUAKERTOWN MANOR, L.P., a New Jersey limited partnership, by
Encare of Quakertown, Inc., its General Partner
WALLINGFORD ASSOCIATES OF CONNECTICUT, L.P., a Delaware limited partnership, by
Health Resources of Wallingford, Inc., its General Partner
8
WARWICK ASSOCIATES OF RHODE ISLAND, L.P., a Delaware limited partnership, by
Health Resources of Warwick, Inc., its General Partner
By: ___________________________________
On behalf of each of the foregoing
General Partners by Xxxxxxx X. Xxxxxxxx,
Treasurer
XXXXX XXXXX ASSOCIATES OF NEW JERSEY, L.P., a Delaware limited partnership, by
Encare of Mendham, L.L.C., its General Partner, by Century Care Management,
Inc., its authorized manager
MERCERVILLE ASSOCIATES OF NEW JERSEY, L.P., a Delaware limited partnership, by
Breyut Convalescent Center, L.L.C., its General Partner, by Century Care
Management, Inc., its authorized manager
POMPTON ASSOCIATES, L.P., a New Jersey limited partnership, by Pompton Corp.,
L.L.C., its General Partner, by Century Care Management, Inc., its authorized
manager
THE XXXXXX GROUP - OLD BRIDGE, L.P., a New Jersey limited partnership, by Health
Resources of Xxxxx, L.L.C., its General Partner, by Century Care Management,
Inc., its authorized manager
THE XXXXXX GROUP - RIDGEWOOD, L.P., a New Jersey limited partnership, by Health
Resources of Ridgewood, L.L.C., its General Partner, by Century Care Management,
Inc., its authorized manager
By:__________________________
On behalf of each of the foregoing
General Partners by Xxxxxxx X.
Xxxxxxxx as Treasurer of the
Authorized Manager
Address for notices:
000 Xxxx Xxxxx Xxxxxx
Xxxxxxx Xxxxxx, XX 00000
Attention: Xxx X. Xxxxxxxxx, Vice President
Chairman's Office & Corporate
Secretary
Telephone: (000) 000-0000
Facsimile: (000) 000-0000
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ACADEMY NURSING HOME, INC., a Massachusetts corporation
ADS APPLE VALLEY, INC., a Massachusetts corporation
ADS CONSULTING, INC., a Massachusetts corporation
ADS DANVERS ALF, INC., a Delaware corporation
ADS DARTMOUTH ALF, INC., a Delaware corporation
ADS HINGHAM ALF, INC., a Delaware Corporation
ADS HINGHAM NURSING FACILITY, INC., a Massachusetts corporation
ADS HOME HEALTH, INC., a Delaware corporation
ADS MANAGEMENT, INC., a Massachusetts corporation
ADS/MULTICARE, INC., a Delaware corporation
ADS RECUPERATIVE CENTER, INC., a Massachusetts corporation
ADS SENIOR HOUSING, INC., a Massachusetts corporation
ADS VILLAGE MANOR, INC., a Massachusetts corporation
ANR, INC., a Delaware corporation
APPLEWOOD HEALTH RESOURCES, INC., a Delaware corporation
AUTOMATED PROFESSIONAL ACCOUNTS, INC., a West Virginia corporation
BERKS NURSING HOMES, INC., a Pennsylvania corporation
BETHEL HEALTH RESOURCES, INC., a Delaware corporation
BRIGHTWOOD PROPERTY, INC., a West Virginia corporation
CENTURY CARE CONSTRUCTION, INC., a New Jersey corporation
CENTURY CARE MANAGEMENT, INC., a Delaware corporation
CHATEAU VILLAGE HEALTH RESOURCES, INC., a Delaware corporation
CHG INVESTMENT CORP., INC., a Delaware corporation
CHNR-I, INC., a Delaware corporation
COLONIAL HALL HEALTH RESOURCES, INC., a Delaware corporation
COLONIAL HOUSE HEALTH RESOURCES, INC., a Delaware corporation
CONCORD HEALTH GROUP, INC., a Delaware corporation
CONCORD HOME HEALTH, INC., a Pennsylvania corporation
CONCORD REHAB, INC., a Pennsylvania corporation
CONCORD SERVICE CORPORATION, a Pennsylvania corporation
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CVNR, INC., a Delaware corporation
DELM NURSING, INC., a Pennsylvania corporation
ELMWOOD HEALTH RESOURCES, INC., a Delaware corporation
ENCARE OF PENNYPACK, INC., a Pennsylvania corporation
ENCARE OF QUAKERTOWN, INC., a Pennsylvania corporation
ENCARE OF WYNCOTE, INC., a Pennsylvania corporation
ENR, INC., a Delaware corporation
GLENMARK ASSOCIATES, INC., a West Virginia corporation
GMA - BRIGHTWOOD, INC., a West Virginia corporation
GMA CONSTRUCTION, INC., a West Virginia corporation
GMA - MADISON, INC., a West Virginia corporation
GMA PARTNERSHIP HOLDING COMPANY, INC., a West Virginia corporation
GMA - UNIONTOWN, INC., a Pennsylvania corporation
HEALTH RESOURCES OF XXXXXXXX, INC., a Delaware corporation
HEALTH RESOURCES OF CEDAR GROVE, INC., a New Jersey corporation
HEALTH RESOURCES OF COLCHESTER, INC., a Connecticut corporation
HEALTH RESOURCES OF COLUMBUS, INC., a Delaware corporation
HEALTH RESOURCES OF CUMBERLAND, INC., a Delaware corporation
HEALTH RESOURCES OF EATONTOWN, INC., a New Jersey corporation
HEALTH RESOURCES OF FARMINGTON, INC., a Delaware corporation
HEALTH RESOURCES OF XXXXXXX, INC., a Delaware corporation
HEALTH RESOURCES OF GLASTONBURY, INC., a Connecticut corporation
HEALTH RESOURCES OF GROTON, INC., a Delaware corporation
HEALTH RESOURCES OF LAKEVIEW, INC., a New Jersey corporation
HEALTH RESOURCES OF LEMONT, INC., a Delaware corporation
HEALTH RESOURCES OF XXXX, INC., a New Jersey corporation
HEALTH RESOURCES OF KARMENTA AND MADISON, INC., a Delaware corporation
HEALTH RESOURCES OF XXXXXXXX, INC., a Delaware corporation
HEALTH RESOURCES OF MIDDLETOWN (R.I.), INC., a Delaware corporation
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HEALTH RESOURCES OF MORRISTOWN, INC., a New Jersey corporation
HEALTH RESOURCES OF NORFOLK, INC., a Delaware corporation
HEALTH RESOURCES OF NORWALK, INC., a Connecticut corporation
HEALTH RESOURCES OF PENNINGTON, INC., a New Jersey corporation
HEALTH RESOURCES OF ROCKVILLE, INC., a Delaware corporation
HEALTH RESOURCES OF SOUTH BRUNSWICK, INC., a New Jersey corporation
HEALTH RESOURCES OF XXXX HILLS, INC., a New Jersey corporation
HEALTH RESOURCES OF WALLINGFORD, INC., a Delaware corporation
HEALTH RESOURCES OF WARWICK, INC., a Delaware corporation
HEALTHCARE REHAB SYSTEMS, INC., a Pennsylvania corporation
HORIZON ASSOCIATES, INC., a West Virginia corporation
HORIZON MOBILE, INC., a West Virginia corporation
HORIZON REHABILITATION, INC., a West Virginia corporation
HR OF CHARLESTON, INC., a West Virginia corporation
HRWV Huntington, Inc., a West Virginia corporation
LAKEWOOD HEALTH RESOURCES, INC., a Delaware corporation
LAUREL HEALTH RESOURCES, INC., a Delaware corporation
LEHIGH NURSING HOMES, INC., a Pennsylvania corporation
LWNR, INC., a Delaware corporation
MABRI CONVALESCENT CENTER, INC., a Connecticut corporation
MARKGLEN, INC., a West Virginia corporation
MARSHFIELD HEALTH RESOURCES, INC., a Delaware corporation
XXXXXXXXXX NURSING HOMES, INC., a Pennsylvania corporation
MULTICARE AMC, INC., a Delaware Corporation
MULTICARE HOME HEALTH OF ILLINOIS, INC., a Delaware corporation
NURSING AND RETIREMENT CENTER OF THE ANDOVERS, INC., a Massachusetts corporation
PHC OPERATING CORP., a Delaware corporation
POCAHONTAS CONTINUOUS CARE CENTER, INC., a West Virginia corporation
PRESCOTT NURSING HOME, INC., a Massachusetts corporation
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PROGRESSIVE REHABILITATION CENTERS, INC., a Delaware corporation
PROVIDENCE HEALTH CARE, INC., a Delaware corporation
REST HAVEN NURSING HOME, INC, a West Virginia corporation
RIDGELAND HEALTH RESOURCES, INC., a Delaware corporation
RIVER PINES HEALTH RESOURCES, INC., a Delaware corporation
RIVERSHORES HEALTH RESOURCES, INC., a Delaware corporation
RLNR, INC., a Delaware corporation
ROSE HEALTHCARE, INC., a New Jersey corporation
ROSE VIEW MANOR, INC., a Pennsylvania corporation
RSNR, INC., a Delaware corporation
RVNR, INC., a Delaware corporation
SENIOR LIVING VENTURES, INC., a Pennsylvania corporation
SCHUYLKILL NURSING HOMES, INC., a Pennsylvania corporation
SCHUYLKILL PARTNERSHIP ACQUISITION CORP., a Pennsylvania corporation
SENIOR SOURCE, INC., a Massachusetts corporation
SNOW VALLEY HEALTH RESOURCES, INC., a Delaware corporation
SOLOMONT FAMILY FALL RIVER VENTURE, INC., a Massachusetts corporation
SOLOMONT FAMILY MEDFORD VENTURE, INC., a Massachusetts corporation
XXXXXXXX CONVALESCENT CENTER, INC., a Delaware corporation
S.T.B. INVESTORS, LTD., a New York corporation
SVNR, INC., a Delaware corporation
THE ADS GROUP, INC., a Massachusetts corporation
TRI-STATE MOBILE MEDICAL SERVICES, INC., a West Virginia corporation
WESTFORD NURSING AND RETIREMENT CENTER, INC., a Massachusetts corporation
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WILLOW MANOR NURSING HOME, INC., a Massachusetts corporation
By:______________________________
Xxxxxxx X. Xxxxxxxx as Treasurer on
behalf of each of the foregoing
Address for notices:
000 Xxxx Xxxxx Xxxxxx
Xxxxxxx Xxxxxx, XX 00000
Attention: Xxx X. Xxxxxxxxx, Vice President
Chairman's Office & Corporate
Secretary
Telephone: (000) 000-0000
Facsimile: (000) 000-0000
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BREYUT CONVALESCENT CENTER, L.L.C., a New Jersey limited liability company, by
Century Care Management, Inc., its authorized manager
ENCARE OF MENDHAM, L.L.C., a New Jersey limited liability company, by Century
Care Management, Inc., its authorized manager
HEALTH RESOURCES OF BRIDGETON, L.L.C., a New Jersey limited liability company,
by Century Care Management, Inc., its authorized manager
HEALTH RESOURCES OF CINNAMINSON, L.L.C., a New Jersey limited liability company,
by Century Care Management, Inc., its authorized manager
HEALTH RESOURCES OF CRANBURY, L.L.C., a New Jersey limited liability company, by
Century Care Management, Inc., its authorized manager
HEALTH RESOURCES OF XXXXX, L.L.C., a New Jersey limited liability company, by
Century Care Management, Inc., its authorized manager
HEALTH RESOURCES OF ENGLEWOOD, L.L.C., a New Jersey limited liability company,
by Century Care Management, Inc., its authorized manager
HEALTH RESOURCES OF EWING, L.L.C., a New Jersey limited liability company. by
Century Care Management, Inc., its authorized manager
HEALTH RESOURCES OF FAIR LAWN, L.L.C., a New Jersey limited liability company,
by Century Care Management, Inc., its authorized manager
HEALTH RESOURCES OF XXXXXXX, L.L.C., a New Jersey limited liability company, by
Century Care Management, Inc., its authorized manager
HEALTH RESOURCES OF RIDGEWOOD, L.L.C., a New Jersey limited liability company,
by Century Care Management, Inc., its authorized manager
HEALTH RESOURCES OF WEST ORANGE, L.L.C., a New Jersey limited liability company,
by Century Care Management, Inc., its authorized manager
POMPTON CARE, L.L.C., a New Jersey limited liability company, by Century Care
Management, Inc., its authorized manager
ROEPHEL CONVALESCENT CENTER, L.L.C., a New Jersey limited liability company, by
Century Care Management, Inc., its authorized manager
By:______________________________
On behalf of each of the foregoing Authorized
Managers by its Treasurer
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The foregoing Amendment No. 3
is acknowledged and agreed to
by the undersigned Surety (whether
in its capacity as Surety, pledgor
under the Pledge Agreement or
otherwise) as of the date
first above written.
GENESIS ELDERCARE CORP.
By:______________________
Name: Xxxxxxx X. Xxxxxxxx
Title: Treasurer
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AGENTS, ISSUER AND LENDERS:
MELLON BANK, N.A., as a Lender,
as Issuer and as Administrative Agent
By________________________________
Name: Xxxxxxx X. Xxx
Title: Vice President
Address for notices:
street address:
AIM 199-5220
Mellon Independence Center
000 Xxxxxx Xxxxxx
Xxxxxxxxxxxx, Xxxxxxxxxxxx 00000
mailing address:
AIM 199-5220
X.X. Xxx 0000
Xxxxxxxxxxxx, Xxxxxxxxxxxx 00000-0000
Attention: Xxxxx Xxxxxx,
Loan Administration
Telephone: 000-000-0000
Facsimile: 000-000-0000
17
With a copy to
Plymouth Meeting Executive Campus
000 X. Xxxxxxxxxx Xxxx, Xxxxx 000
Plymouth Meeting, Pennsylvania 19462
Attention: Xxxxxxx Xxx
Vice President
Telephone: 000-000-0000
Facsimile: 000-000-0000
With a copy for notices respecting assignments to:
MELLON BANK, N.A.
One Mellon Xxxx Xxxxxx
00xx Xxxxx
Xxxxxxxxxx, XX 00000-0000
Attention: Xxxx Xxxxxxxx
Telephone: 000-000-0000
Facsimile: 000-000-0000
18
CITICORP USA, INC., as a Lender and as Syndication
Agent
By________________________________
Name:
Title:
Address for notices:
000 Xxxx Xxxxxx
0xx Xxxxx, Xxxx 0
Xxx Xxxx, XX 00000
Attention: Xxxxxxxx X. Xxxxx
Telephone: 000-000-0000
Facsimile: 000-000-0000
19
FIRST UNION NATIONAL BANK, as a Lender and as
Documentation Agent
By________________________________
Name:
Title:
FIRST UNION NATIONAL BANK (as
successor to CORESTATES BANK, N.A.)
By________________________________
Name:
Title:
Address for notices:
Xxx Xxxxx Xxxxx Xxxxxx XX-0
Xxxxxxxxx, XX 00000-0000
Attention: Xxxxxxxx Xxxxx
Telephone: 000-000-0000
Facsimile: 000-000-0000
20
NATIONSBANK, N.A., as a Lender and as a
Syndication Agent
By_______________________________
Name:
Title:
Address for notices:
000 Xxxxx Xxxxx Xxxxxx
00xx Xxxxx Xxxxxxxxx,
XX 00000 NC1-001-15-11
Attention: Xxxxxxx Xxxx
Telephone: 000-000-0000
Facsimile: 000-000-0000
With a copy to
000 Xxxxx Xxxxx Xxxxxx
00xx Xxxxx Xxxxxxxxx,
XX 00000 NC1-007-1711
Attention: Xx. Xxxxx Xxxxxxxx
Telephone: 000-000-0000
Facsimile: 000-000-0000
e-mail: xxxxx.xxxxxxxx@xxxxxxxxxxx.xxx
21
CREDIT LYONNAIS NEW YORK BRANCH
By:_______________________________
Name:
Title:
Address for notices:
Credit Lyonnaise New York Branch
0000 Xxxxxx xx xxx Xxxxxxxx
Xxx Xxxx, XX 00000
Attention: Xxxx X. Xxxxxx
Telephone: (000) 000-0000
Facsimile: (000) 000-0000
22
FLEET NATIONAL BANK
By:_________________________
Name:
Title:
Address for notices:
Fleet National Bank
One Federal Street
MA OF D07B
Xxxxxx, XX 00000
Attention: Xxxxx Xxxxx
Telephone: (000) 000-0000
Facsimile: (000) 000-0000
23
THE INDUSTRIAL BANK OF JAPAN,
LIMITED
By:__________________________________
Name:
Title:
Address for notices:
The Industrial Bank of Japan, Limited
0000 Xxxxxx xx xxx Xxxxxxxx
Xxx Xxxx, XX 00000
Attention: Xxxxxxx Xxxxxx
Telephone: (000) 000-0000
Facsimile: (000) 000-0000
24
NATIONAL WESTMINSTER BANK Plc
By:____________________________
Name:
Title:
Address for notices:
National Westminster Bank Plc
00 Xxxx 00xx Xxxxxx, 00xx Xxxxx
Xxx Xxxx, XX 00000
Attention: Xxxxxx Xxxxxxxx
Phone: (000) 000-0000
Facsimile: (000) 000-0000
with a copy to:
Gleacher NatWest Inc.
000 Xxxxxxx Xxxxxx, 00xx Xxxxx
Xxx Xxxx, XX 00000
Attention: Xxxxxx Xxxxxxxx
Telephone: (000) 000-0000
Facsimile: (000) 000-0000
25
THE SAKURA BANK, LIMITED
By:_____________________________
Name:
Title:
Address for notices:
The Sakura Bank, Limited
000 Xxxx Xxxxxx, 00xx Xxxxx
Xxx Xxxx, XX 00000
Attention: Xxxxxxxxx Xxxxxx
Telephone: (000) 000-0000
Facsimile: (000) 000-0000
26
BANK OF AMERICA NATIONAL
TRUST AND SAVINGS ASSOCIATION
By:_______________________________
Name:
Title:
Address for notices:
Bank of America National Trust
& Savings Associations
000 Xxxxx Xxxxx Xxxxxx, 00xx Xxxxx
Xxxxxxxxx, XX 00000
Attention: Xxxxxxx Xxxxx
Telephone: (000) 000-0000
Facsimile: (000) 000-0000
With copies to
NationsBank, N.A.
000 Xxxxx Xxxxx Xxxxxx, 00xx Xxxxx
Xxxxxxxxx, XX 00000
NC1-001-15-11
Attention: Xxxxxxx Xxxx
Telephone: 000-000-0000
Facsimile: 000-000-0000
and
NationsBank, N.A.
000 Xxxxx Xxxxx Xxxxxx, 00xx Xxxxx
Xxxxxxxxx, XX 00000
NC1-007-1711
Attention: Xx. Xxxxx Xxxxxxxx
Telephone: 000-000-0000
Facsimile: 000-000-0000
e-mail: xxxxx.xxxxxxxx@xxxxxxxxxxx.xxx
27
PARIBAS
By:__________________________
Name:
Title:
By:__________________________
Name:
Title:
Address for notices:
Paribas
000 Xxxxxxx Xxxxxx
Xxx Xxxx, XX 00000
Attention: Xxx Xxxxxxxxxx
Telephone: (000) 000-0000
Facsimile: (000) 000-0000
28
BANKBOSTON, N.A.
By:___________________________
Name:
Title:
Address for notices:
BankBoston, N.A.
000 Xxxxxxx Xxxxxx, 00-00-00
Xxxxxx, XX 00000
Attention: Xxxxxxx X. Xxxxxx
Telephone: (000) 000-0000
Facsimile: (000) 000-0000
00
XXX XXXX XX XXX XXXX
By:___________________________
Name:
Title:
Address for notices:
The Bank of New York
Xxx Xxxx Xxxxxx, 00xx Xxxxx
Xxx Xxxx, XX 00000
Attention: Xxxxx Xxxxxx
Telephone: (000) 000-0000
Facsimile: (000) 000-0000
30
BANK OF TOKYO-MITSUBISHI TRUST
COMPANY
By:___________________________
Name:
Title:
Address for notices:
Bank of Tokyo-Mitsubishi Trust Company
1251 Avenue of the Xxxxxxxx, 00xx Xxxxx
Xxx Xxxx, XX 00000-0000
Attention: Xxxxxxx Xxxx
Telephone: (000) 000-0000
Facsimile: (000) 000-0000
31
CRESTAR BANK
By:___________________________________
Name:
Title:
Address for Notices:
Crestar Bank
000 X. Xxxxxxxxx Xxxxxx, 00xx Xxxxx
Xxxxxxxxx, XX 00000
Attention: Xxxxxx Xxxxxxxx
Telephone: (000) 000-0000
Facsimile: (000) 000-0000
00
XXXXXXXX XXXX XX, XXX XXXX
BRANCH AND GRAND CAYMAN BRANCH
By:__________________________
Name:
Title:
By:__________________________
Name:
Title:
Address for notices:
Dresdner Bank AG, New York
00 Xxxx Xxxxxx, 00xx Xxxxx
Xxx Xxxx, XX 00000-0000
Attention: Xxxxx X. Xxxxxxx
Telephone: (000) 000-0000
Facsimile: (000) 000-0000
33
FINOVA CAPITAL CORPORATION
By:_________________________
Name:
Title:
Address for notices:
Finova Capital Corporation
000 X. Xxxxxx, Xxxxx 0000
Xxxxxxx, XX 00000
Attention: Xxxxx Xxxxxxxxxx
Telephone: (000) 000-0000
Facsimile: (000) 000-0000
34
KEY CORPORATE CAPITAL INC.
By:__________________________
Name:
Title:
Address for notices:
Key Corporate Capital Inc.
c/o Key Bank, N.A.
000 Xxxxxx Xxxxxx
Xxxxxxxxx, XX 00000
Attention: Xxxxxx Xxxx
OH-01-27-0605
Telephone: (000) 000-0000
Facsimile: (000) 000-0000
00
XXXXX XXXXXXXX XXXX XX XXXXXXXX
By:____________________________
Name:
Title:
Address for notices:
First National Bank of Maryland
00 X. Xxxxxxx Xxxxxx, 00xx Xxxxx
Xxxxxxxxx, XX 00000
Attention: Xxxxxx X. Xxxxxx
Telephone: (000) 000-0000
Facsimile: (000) 000-0000
36
NATEXIS BANQUE BFCE
By:__________________________
Name:
Title:
By:__________________________
Name:
Title:
Address for notices:
Natexis Banque BFCE
000 Xxxxx Xxxxxx, 00xx Xxxxx
Xxx Xxxx, XX 00000
Attention: Xxxxx Xxxxxx
Telephone: (000) 000-0000
Facsimile: (000) 000-0000
00
XXXXXXXX XXXX XXXX XX
XXXXXXXXXXXX
By:_______________________________
Name:
Title:
Address for notices:
National City Bank of Pennsylvania
00 Xxxxxxx Xxxxxx, 00-00-000
Xxxxxxxxxx, PA 15222
Loc. 00-00-000
Attention: Xxxxx X. Xxxxxxx
Telephone: (000) 000-0000
Facsimile: (000) 000-0000
38
THE SANWA BANK, LIMITED
By:___________________________
Name:
Title:
Address for notices:
The Sanwa Bank, Limited
00 X. 00xx Xxxxxx
Xxx Xxxx, XX 00000
Attention: Xxxx-Xxxxxx Xxxxxxx
Telephone: (000) 000-0000
Facsimile: (000) 000-0000
39
SUMMIT BANK
By:____________________________________
Name: Xxxxx X. Xxxxxxxx
Title: Vice President and Regional
Manager
Address for notices:
Summit Bank
000 Xxxxx Xxxxxx, 0xx Xxxxx
Xxxxxxxxxx, XX 00000
Attention: Xxx Xxxxxxxx
Telephone: (000) 000-0000
Facsimile: (000) 000-0000
00
XXX XXX-XXXX XXXXXX XXXX, LTD.
By:________________________________
Name:
Title:
Address for notices:
The Dai-Ichi Kangyo Bank, Ltd.
Xxx Xxxxx Xxxxx Xxxxxx, 00xx Xxxxx
Xxx Xxxx, XX 00000
Attention: Xxxxxxxx Xxxxxxx
Telephone: (000) 000-0000
Facsimile: (000) 000-0000
41
BANK AUSTRIA CREDITANSTALT
CORPORATE FINANCE, INC.
By:________________________________
Name:
Title:
By:________________________________
Name:
Title:
Address for notices:
Bank Austria Creditanstalt Corporate
Finance, Inc.
Two Xxxxxxxxx Xxxxx
Xxxxxxxxx, XX 00000
Attention: Xxxxx Xxxxx
Telephone: (000) 000-0000
Facsimile: (000) 000-0000
42
CREDIT SUISSE FIRST BOSTON
By:_____________________________
Name:
Title:
By:_____________________________
Name:
Title:
Address for notices:
Credit Suisse First Boston
00 Xxxxxxx Xxxxxx
Xxx Xxxx, XX 00000
Attention: Xxxxxxx X. Xxxxxxx
Telephone: (000) 000-0000
Facsimile: (000) 000-0000
00
XXXXX XXXXXXXX XXXX XX XXXXXXX
By:_____________________________
Name:
Title:
Address for notices:
First National Bank of Chicago
0 Xxxxx Xxxxxxxx Xxxxx
Xxxxxxx, XX 00000
Attention: Xxxxxxxx Xxxxxx
Telephone: (000) 000-0000
Facsimile: (000) 000-0000
44
SCOTIABANC, INC.
By:____________________________
Name:
Title:
Address for notices:
ScotiaBanc, Inc.
000 Xxxxxxxxx Xxxxxx XX
Xxxxx 0000
Xxxxxxx, XX 00000
Attention: Xxxx Xxxxxxx
Telephone: (000) 000-0000
Facsimile: (000) 000-0000
45
CIBC INC.
By:_______________________________
Name:
Title:
Address for notices:
CIBC Inc.
000 Xxxxxxxxx Xxxxxx, 0xx Xxxxx
Xxx Xxxx, XX 00000
Attention: Xxxxxx Xxxxxxxx
Telephone: (000) 000-0000
Facsimile: (000) 000-0000
46
AMSOUTH BANK
By:__________________________
Name:
Title:
Address for notices:
AmSouth Bank
0000 0xx Xxx. X. XXX0XX
Xxxxxxxxxx, XX 00000
Attention: Xxx XxXxxxx
Telephone: (000) 000-0000
Facsimile: (000) 000-0000
47
PFL LIFE INSURANCE
COMPANY
By:_______________________________
Name:
Title:
Address for notices:
PFL Life Insurance Company
c/o Aegon USA Investment Management, Inc.
0000 Xxxxxxxx Xxxx, XX
Xxxxx Xxxxxx, XX 00000
Attention: Xxxx Xxxxxx, Securities Analyst
Telephone: (000) 000-0000
Facsimile: (000) 000-0000
48
MONUMENTAL LIFE INSURANCE
COMPANY (successor by merger to
PEOPLES SECURITY LIFE INSURANCE
COMPANY)
By:___________________________
Name:
Title:
Address for notices:
Monumental Life Insurance Company
c/o Aegon USA Investment Management, Inc.
0000 Xxxxxxxx Xxxx, XX
Xxxxx Xxxxxx, XX 00000
Attention: Xxxx Xxxxxx, Securities Analyst
Telephone: (000) 000-0000
Facsimile: (000) 000-0000
Payment Advice
Attention: Xxxxx Xxxxxxx
Monumental Life Insurance Company
c/o AEGON USA Investment Management,
Inc.
0000 Xxxxxxxx Xxxx, XX
Xxxxx Xxxxxx, XX 00000
Fax Number: (000) 000-0000
49
FLOATING RATE PORTFOLIO
By: INVESCO Senior Secured
Management, Inc., as attorney in fact
By:________________________________
Address for notices:
Floating Rate Portfolio
c/o INVESCO Senior Secured
Management, Inc.
1166 Avenue of the Xxxxxxxx, 00xx Xxxxx
Xxx Xxxx, XX 00000
Attention: Xxxxxxxx Xxxxxxxx
Telephone: (000) 000-0000
Facsimile: (000) 000-0000
50
XXXXXX XXXXXXX XXXX XXXXXX
PRIME INCOME TRUST
By:________________________________
Name:
Title:
Address for notices:
Xxxxxx Xxxxxxx Xxxx Xxxxxx
Prime Income Trust
c/o Morgan Xxxxxxx Xxxx Xxxxxx Advisors
72nd Floor
Two Xxxxx Xxxxx Xxxxxx
Xxx Xxxx, XX 00000
Attention: Xxxxx Xxxx
Telephone: (000) 000-0000
Facsimile: (000) 000-0000
51
DEEPROCK & COMPANY
By: Xxxxx Xxxxx Management
as Investment Advisor
By:______________________________
Name:
Title:
Address for notices:
State Street Bank & Trust Company
Corporate Trust Division
Xxx Xxxxxxxxxx Xxxxx
Xxxxx Xxxxxx, XX 00000
Attention: Xxxxxxx XxXxxxx
Telephone: (000) 000-0000
Facsimile: (000) 000-0000
Xxxxx Xxxxx Management
Attention: Prime Rate Reserves
00 Xxxxxxx Xxxxxx, 0xx Xxxxx
Xxxxxx, XX 00000
Attention: Xxxxxx Xxxxxxxxx
Telephone: (000) 000-0000
Telecopier: (000) 000-0000
Reference:
52
ING HIGH INCOME PRINCIPAL
PRESERVATION FUND HOLDINGS, LDC
By: ING Capital Advisors, Inc.,
As Investment Advisor
By:_________________________________
Name:
Title:
Address for notices:
ING High Income Principal Preservation
Fund Holdings, LDC
c/o ING Capital Advisors, Inc.
000 X. Xxxxxx Xxxxx #0000
Xxxxxxx, XX 00000
Attention: Xxxx Xxxxxx Xxxxxx
Telephone: (000) 000-0000
Facsimile: (000) 000-0000
53
SENIOR DEBT PORTFOLIO
BY: Boston Management and Research
as Investment Advisor
By:______________________________
Name:
Title:
Address for notices:
Xxxxx Xxxxx Management
Attention: Prime Rate Services
00 Xxxxxxx Xxxxxx, 0xx Xxxxx
Xxxxxx, XX 00000
Attention: Xxxxxx Xxxxxxxxx
Telephone: (000) 000-0000
Facsimile: (000) 000-0000
54
MASSACHUSETTS MUTUAL LIFE
INSURANCE CO.
By:______________________________
Name:
Title:
Address for notices:
Massachusetts Mutual Life Insurance Co.
0000 Xxxxx Xxxxxx
Xxxxxxxxxxx, XX 00000
Attention: Xxxx Xxxxxxx, Managing Director
Telephone: (000) 000-0000
Facsimile: (000) 000-0000
55
XXXXXXX XXXXX SENIOR FLOATING
RATE FUND, INC.
By:_______________________________
Name:
Title:
XXXXXXX XXXXX PRIME RATE
PORTFOLIO
By: Xxxxxxx Xxxxx Asset Management,
L.P., as Investment Advisor
By:_______________________________
Name:
Title:
Address for notices:
Xxxxxxx Xxxxx Senior Floating Rate Fund, Inc.
c/o Merrill Xxxxx Asset Management
000 Xxxxxxxx Xxxx Xxxx - Xxxx 0X
Xxxxxxxxxx, XX 00000
Attention: Xxxxxxx Xxxxxxxx
Telephone: (000) 000-0000
Facsimile: (000) 000-0000
56
XXXXXXX XXXXX GLOBAL INVESTMENT SERIES
Income Strategies Portfolio
By: Xxxxxxx Xxxxx Asset Management, L.P., as
Investment Advisor
As assignee
By:_______________________________
Name:
Title:
Address for notices:
Xxxxxxx Xxxxx Global Investment Series
c/o Merrill Xxxxx Asset Management, L.P.
000 Xxxxxxxx Xxxx Xxxx - Xxxx 0X
Xxxxxxxxxx, XX 00000
Attention: Xxxxxxx Xxxxxxxx
Telephone: (000) 000-0000
Facsimile: (000) 000-0000
57
METROPOLITAN LIFE INSURANCE
COMPANY
By:_____________________________
Name:
Title:
Address for notices:
Metropolitan Life Insurance Company
000 Xxxxxxx Xxxxxx
Xxxxxxx Xxxxxxx, XX 00000-0000
Attention: Xxxxx Xxxxxxx
Asst. Vice President
Telephone: (000) 000-0000
Facsimile: (000) 000-0000
58
THE NORTHWESTERN MUTUAL LIFE
INSURANCE COMPANY
By:________________________________
Name:
Title: Its Authorized Representative
Address for notices:
The Northwestern Mutual Life Insurance
Company
000 X. Xxxxxxxxx Xxxxxx
Xxxxxxxxx, XX 00000
Attention: Xxxxx X. Xxxxxx
Director-Investments
Northwestern Investment Management
Company
Telephone: (000) 000-0000
Facsimile: (000) 000-0000
59
NEW YORK LIFE INSURANCE
AND ANNUITY CORPORATION
By: New York Life Insurance Company
By:______________________________
Name:
Title:
Address for notices:
New York Life Insurance and Annuity
Corporation
c/o New York Life Insurance Company
00 Xxxxxxx Xxxxxx, Xxxx 000
Xxx Xxxx, XX 00000
Attention: Xxxx Xxxxxxx
Telephone: (000) 000-0000
Facsimile: (000) 000-0000
00
XXX XXXX SECURITIES FUND, L.P.
By: Oak Hill Securities GenPar, L.P.,
Its General Partner
By: Oak Hill Securities MGP, Inc.,
Its General Partner
By:_______________________________
Name:
Title:
Address for notices:
Oak Hill Securities Fund, L.P.
c/o X'Xxxxxxxx Graev & Karabell, LLP
00 Xxxxxxxxxxx Xxxxx
Xxx Xxxx, XX 00000
Attention: Xxxx Xxxxxxx, Esq.
Telephone: (000) 000-0000
Facsimile: (000) 000-0000
61
OCTAGON LOAN TRUST
By:____________________________
Name:
Title:
Address for notices:
Octagon Loan Trust
000 Xxxxxxx Xxxxxx, 00xx Xxxxx
Xxx Xxxx, XX 00000
Attention: Xxxxx X. Xxxxxxxx
Managing Director
Telephone: (000) 000-0000
Facsimile: (000) 000-0000
62
PARIBAS CAPITAL FUNDING LLC
By:____________________________
Name:
Title:
Address for notices:
Paribas Capital Funding LLC
000 Xxxxxxx Xxxxxx, 00xx Xxxxx
Xxx Xxxx, XX 00000
Attention: Xxxxxxx Xxxxxxxx
Telephone: (000) 000-0000
Facsimile: (000) 000-0000
with a copy to:
Xxxxx Xxxxxx Xxxx & Xxxxx Xx.
Xxxxxxxxx Trust Dept.
Attn: Xxxx Xxxxxxxx
Phone: (000) 000-0000
Fax: (000) 000-0000(67)(68)
63
ROYALTON COMPANY
By: Pacific Investment Management
Company, as its Investment Advisor
By:_____________________________
Name:
Title:
Address for notices:
Royalton Company
c/o Pacific Investment Management Co.
000 Xxxxxxx Xxxxxx Xxxxx
Xxxxxxx Xxxxx, XX 00000
Attention: Xxxxxxx Xxxxxxx
Telephone: (000) 000-0000
Facsimile: (000) 000-0000
64
NORTHERN LIFE INSURANCE
COMPANY
By: ____________________________
Name:
Title:
Address for notices:
Northern Life Insurance Company
c/o Reliastar Investment Research, Inc.
000 Xxxxxxxxxx Xxxxxx Xxxxx, Xxxxx 000
Xxxxxxxxxxx, XX 00000-0000
Attention: Xxxxx X. Xxxxxxx
Telephone: (000) 000-0000
Facsimile: (000) 000-0000
65
KZH SOLEIL LLC
By:________________________________
Name:
Title:
Address for notices:
KZH Soleil LLC
x/x Xxx Xxxxx Xxxxxxxxx Bank
000 Xxxx 00xx Xxxxxx - 00xx Xxxxx
Xxx Xxxx, XX 00000
Attention: Xxxxxxxx Xxxxxx
Telephone: (000) 000-0000
Facsimile: (000) 000-0000
66
KZH III LLC
By:_____________________________
Name:
Title:
Address for notices:
KZH III LLC x/x Xxx
Xxxxx Xxxxxxxxx Bank
000 Xxxx 00xx Xxxxxx - 00xx Xxxxx
Xxx Xxxx, XX 00000
Attention: Xxxxxxxx Xxxxxx
Telephone: (000) 000-0000
Facsimile: (000) 000-0000
00
XXX XXXXXXXX LLC
By:_____________________________
Name:
Title:
Address for notices:
KZH Crescent LLC
x/x Xxx Xxxxx Xxxxxxxxx Bank
000 Xxxx 00xx Xxxxxx - 00xx Xxxxx
Xxx Xxxx, XX 00000
Attention: Xxxxxxxx Xxxxxx
Telephone: (000) 000-0000
Facsimile: (000) 000-0000
68
XXX XXXXXX PRIME RATE INCOME
TRUST
By:__________________________
Name:
Title:
XXX XXXXXX CLO I, LIMITED
by: Xxx Xxxxxx Management, Inc., as
Collateral Manager
By:__________________________
Name:
Title:
XXX XXXXXX SENIOR INCOME TRUST
By:__________________________
Name:
Title:
Address for notices:
In care of:
Xxx Xxxxxx
Xxx Xxxxxxxx Xxxxx
Xxxxxxxx Xxxxxxx, XX 00000
Attention: Xxxxxxx Xxxxxxx
Telephone: (000) 000-0000
Facsimile: (000) 000-0000
69
CONTINENTAL ASSURANCE COMPANY
Separate Account (E)
By: TCW Asset Management Company as
attorney-in-fact
By:_______________________________
Name: Xxxx X. Gold
Title: Managing Director
By:_______________________________
Name: Xxxxxx X. Xxxxxxxx
Title: Senior Vice President
Address for notices:
Continental Assurance Company
c/o TCW Asset Management Company
000 Xxxx Xxxxxx, Xxxxx 0000
Xxx Xxxx, XX 00000-0000
Attention: Xxxx X. Gold/Xxxxxx X. Xxxxxxxx
Telephone: (000) 000-0000
Facsimile: (000) 000-0000
70
CANADIAN IMPERIAL BANK OF
COMMERCE
By:______________________________
Name:
Title:
Address for notices:
Canadian Imperial Bank of Commerce
000 Xxxxxxxxx Xxxxxx, 0xx Xxxxx
Xxx Xxxx, XX 00000
Attention: Xxxxxxx Xxxxxxx
Telephone: (000) 000-0000
Facsimile: (000) 000-0000
71
XXXXXX XXXXXXX SENIOR FUNDING,
INC.
By:_____________________________
Name:
Title:
Address for notices:
XXXXXX XXXXXXX SENIOR FUNDING,
INC.
0000 Xxxxxxxx, 00xx Xxxxx
Xxx Xxxx, Xxx Xxxx 00000
Attention: Xxxxx Xxxxxx
Telephone: (000) 000-0000
Facsimile: (000) 000-0000
72
CRESCENT/MACH I PARTNERS, L.P.
by: TCW Asset Management Company,
its Investment Manager
By:_____________________________
Name:
Title:
Address for notices:
Crescent/Mach I Partners L.P.
c/o State Street Bank & Trust Co.
Xxx Xxxxxxxxxxxxx Xxxxx
Xxxxxx, XX 00000
Attention: Xxxxxxxxx Xxxxxxx
Telephone: (000) 000-0000
Facsimile: (000) 000-0000
PLEASE COPY RATE SET NOTICE TO:
Xxxx X. Gold/Xxxxxx X. Xxxxxxxx
Trust Company of the West
000 Xxxx Xxxxxx
Xxx Xxxx, XX 00000
Telephone: (000) 000-0000
Fax: (000) 000-0000
73
NEW YORK LIFE INSURANCE COMPANY
By:______________________________
Name:
Title:
Address for notices:
New York Life Insurance and
Annuity Corporation
c/o New York Life Insurance Company
00 Xxxxxxx Xxxxxx
Xxxx 000
Xxx Xxxx, Xxx Xxxx 00000
Attention: Xxxx Xxxxxxx
Telephone: (000) 000-0000
Facsimile: (000) 000-0000
74
CITY NATIONAL BANK
By:______________________________
Name:
Title:
Address for notices:
City National Bank
000 X. Xxxxxxx Xxxxx, 0xx Xxxxx
Xxxxxxx Xxxxx, XX 00000
Attention: Xxxxxxx Xxxxxx
Telephone: 310/000-0000
Fax: 310/000-0000
00
XXXXXXX-XXXXXXXX (XXX XXXX),
INC.
By:_____________________________
Address for notices:
The Toronto-Dominion (New York), Inc.
000 Xxxxxx, Xxxxx 0000
Xxxxxxx, XX 00000
Attention: Xxxxx Xxxxxx
Telephone: 713/000-0000
Fax: 713/000-0000
76
XXXXXX COMMERCIAL PAPER INC.
By:________________________
Address for notices:
Xxxxxx Commercial Paper Inc.
0 Xxxxx Xxxxxxxxx Xxxxxx
Xxx Xxxx, XX 00000
Attention: Xxxxxxx Xxxxxxx
Telephone: 212/000-0000
Fax: 212/000-0000
77
CAPTIVA II FINANCE LTD.
By:___________________________
Address for notices:
Captiva II Finance Ltd.
c/o Deutsche Xxxxxx Xxxxxxxx (Cayman)
Limited
X.X. Xxx 0000XX, Xxxxxxxxxxx Xxxxxx
Xxxxx Xxxxxx, Xxxxxx Xxxxxxx
Attention: Director
Telephone: (000) 000-0000
Facsimile: (000) 000-0000
with a copy to:
Xxxxxxxxx Capital Partners
000 Xxxxxxx Xxxxxx, 00xx Xxx.
Xxx Xxxx, XX 00000
Attention: Xxxxxxxxxxx Xxxxx
Telephone: (000) 000-0000
Facsimile: (000) 000-0000
78
CERES FINANCE LTD.
By:____________________________
Address for notices:
Ceres Finance Ltd.
c/o Deutsche Xxxxxx Xxxxxxxx (Cayman)
Limited
X.X. Xxx 0000XX, Xxxxxxxxxxx Xxxxxx
Xxxxx Xxxxxx, Xxxxxx Xxxxxxx
Attention: Director
Telephone: (000) 000-0000
Facsimile: (000) 000-0000
with a copy to:
Xxxxxxxxx Capital Partners
000 Xxxxxxx Xxxxxx, 00xx Xxx.
Xxx Xxxx, XX 00000
Attention: Xxxxxxxxxxx Xxxxx
Telephone: (000) 000-0000
Facsimile: (000) 000-0000
79
COOPERATIEVE CENTRALE RAIFFEISEN-
BOERENLEENBANK B.A., "RABOBANK
NEDERLAND", NEW YORK BRANCH
By:___________________________
Name:
Title:
By:___________________________
Name:
Title:
Address for notices:
Rabobank Nederland
000 Xxxx Xxxxxx
Xxx Xxxx, XX 00000
Attention: M. Xxxxxxxxx Xxxxxx
Telephone: (000) 000-0000
Facsimile: (000) 000-0000
80
AMARA-2 FINANCE LTD.
By:_____________________________
Name:
Title:
Address for notices:
Amara-2 Finance Ltd.
c/x Xxxxxxxxx Capital Partners LLC
000 Xxxxxxx Xxxxxx, 00xx Xxx.
Xxx Xxxx, XX 00000
Attention: Xxxxxxxxxxx Xxxxx
Telephone: (000) 000-0000
Facsimile: (000) 000-0000
81
MLCBO IV (CAYMAN) LTD.
BY: HIGHLAND CAPITAL MANAGEMENT
L.P., as Collateral Manager
By:______________________________
Name:
Title:
Address for notices:
MLCBO IV (CAYMAN) LTD.
c/o Highland Capital Management L.P.
as Collateral Manager
1150 Two Galleria Tower
00000 Xxxx Xxxx, XX #00
Xxxxxx, XX 00000
Attention: Xxxx Xxxxx
Telephone: (000) 000-0000
Facsimile: (000) 000-0000
82
XXXXXXX NATIONAL LIFE INSURANCE
COMPANY
By: PPM America, Inc., as attorney-
in-fact, on behalf of Xxxxxxx National
Life Insurance Company
By:______________________________
Name:
Title:
Address for notices:
PPM America, Inc.
000 X. Xxxxxx, Xxxxx 0000
Xxxxxxx, XX 00000
Attention: Xxxxxxx DiRe
Telephone: (000) 000-0000
Facsimile: (000) 000-0000
83
CYPRESSTREE INVESTMENT PARTNERS
I., Ltd.
By: CypressTree Investment Management
Company, Inc., as Portfolio Manager
By:____________________________
Name:
Title:
Address for notices:
CypressTree Investment Partners I, Ltd.
000 Xxxx Xxxxxx
Xxxxxx, XX 00000
Attention: Xxxx Xxxxxx
Telephone: (000) 000-0000
Facsimile: (000) 000-0000
84
INDOSUEZ CAPITAL FUNDING III,
LIMITED
By: Indosuez Capital, as Portfolio Advisor
By:______________________________
Name:
Title:
Address for notices:
Indosuez Capital Funding III, Limited
0000 Xxxxxx xx xxx Xxxxxxxx, 0xx Xxxxx
Xxx Xxxx, XX 00000-0000
Attention: Xxxxxxx Xxxxxx
Telephone: (000) 000-0000
Facsimile: (000) 000-0000
00
XXX XXXXX XXXX XX XXXXXXXX plc
By:___________________________
Name:
Title:
Address for notices:
The Royal Bank of Scotland plc
Wall Street Plaza
00 Xxxx Xxxxxx, 00xx Xxxxx
Xxx Xxxx, XX 00000
Attention: Xxxxx Xxxxxx
Telephone: (000) 000-0000
Facsimile: (000) 000-0000
86
ML CLO XX PILGRIM AMERICA
(CAYMAN) LTD.
By: Pilgrim Investments, Inc.
As its Investment Manager
By:_____________________________
Name:
Title:
Address for notices:
ML CLO XX Pilgrim America (Cayman) Ltd.
c/o Pilgrim Investments, Inc.
Two Renaissance Square
00 Xxxxx Xxxxxxx Xxxxxx, Xxxxx 0000
Xxxxxxx, XX 00000-0000
Attention: Xxx Xxxxxxx
Telephone: (000) 000-0000
Facsimile: (000) 000-0000
87
XXX CAPITAL FUNDING LP
BY: HIGHLAND CAPITAL MANAGEMENT
L.P., as Collateral Manager
By:_______________________________
Name:
Title:
Address for notices:
XXX Capital Funding LP
c/o Highland Capital Management L.P.
1150 Two Galleria Tower
00000 Xxxx Xxxx, XX #00
Xxxxxx, XX 00000
Attention: Xxxx Xxxxx
Telephone: (000) 000-0000
Facsimile: (000) 000-0000
88
XXXXX XXX & FARNHAM
INCORPORATED As Agent For
KEYPORT LIFE INSURANCE COMPANY
By:__________________________________
Name:
Title:
Address for notices:
Keyport Life Insurance Company
c/o Xxxxx Xxx & Xxxxxxx
Xxx Xxxxx Xxxxxx Xxxxx, 00xx Xxxxx
Xxxxxxx, XX 00000
Attention: Xxxxx X. Good
Telephone: (000) 000-0000
Facsimile: (000) 000-0000
89
CHASE SECURITIES INC., as Agent
For The Chase Manhattan Bank, as
Assignee
By:__________________________________
Name:
Title:
Address for notices:
Chase Securities, Inc.
000 Xxxx Xxxxxx, 0xx Xxxxx
Xxx Xxxx, XX 00000
Attention: Xxxxxxx Xxxxx
Telephone: (000) 000-0000
Facsimile: (000) 000-0000
90
ALLIANCE CAPITAL MANAGEMENT
L.P.,
As Manager on behalf of ALLIANCE CAPITAL
FUNDING, L.L.C.
By: ALLIANCE CAPITAL MANAGEMENT
CORPORATION, General Partner of Alliance
Capital Management L.P.
By:__________________________________
Name:
Title:
Address for notices:
Alliance Capital Funding, L.L.C.
Alliance Capital Management L.P.
0000 Xxxxxx xx xxx Xxxxxxxx, 00xx Xxxxx
Xxx Xxxx, XX 00000
Attention: Savitri Alex
Telephone: (000) 000-0000
Facsimile: (000) 000-0000
91
ALLIANCE INVESTMENTS, LIMITED,
As Assignee
By: Alliance Capital Management Corp.
By:__________________________________
Name:
Title:
Address for notices:
Alliance Capital Management L.P.
0000 Xxxxxx xx xxx Xxxxxxxx
Xxx Xxxx, XX 00000
Attention: Savitri Alex
Alliance Investments, Ltd.
Telephone: (000) 000-0000
Facsimile: (000) 000-0000
92
ML CLO XII PILGRIM AMERICA
(CAYMAN) LTD.
By: Pilgrim Investments, Inc.
As its Investment Manager
By:__________________________________
Name:
Title:
Address for notices:
ML CLO XII PILGRIM AMERICA
(CAYMAN) LTD.
c/o Pilgrim Investments, Inc.
Two Renaissance Square, Suite 1200
00 Xxxxx Xxxxxxx Xxxxxx
Xxxxxxx, XX 00000-0000
Attention: Xxx Xxxxxxx
Telephone: (000) 000-0000
Facsimile: (000) 000-0000
93
INTEGRITY LIFE INSURANCE COMPANY
By:__________________________________
Name:
Title:
Address for notices:
Integrity Life Insurance Company
000 X. Xxxxxx Xxxxxx
Xxxxxxxxxx, XX 00000-0000
Attention: Xxxxx Xxxxx
Telephone: (000) 000-0000
Facsimile: (000) 000-0000
94
LTCB TRUST COMPANY
By:__________________________________
Name:
Title:
Address for notices:
LTCB Trust Company
000 Xxxxxxxx, 00xx Xxxxx
Xxx Xxxx, XX 00000
Attention: Xxxxxxx Xxxxxxx
Telephone: (000) 000-0000
Facsimile: (000) 000-0000
00
XXX XXXXXXXX-0 LLC
By:__________________________
Name:
Title:
Address for notices:
KZH Crescent-3 LLC x/x
Xxx Xxxxx Xxxxxxxxx
Bank 000 Xxxx 00xx
Xxxxxx - 00xx Xxxxx
Xxx Xxxx, XX 00000
Attention: Xxxxxxxx Xxxxxx
Telephone: (000) 000-0000
Facsimile: (000) 000-0000
96
CAPTIVA III FINANCE, LTD.,
as advised by Pacific Investment Management Company
By:___________________________
Address for notices:
Captiva III Finance, Ltd.
c/o Pacific Investment Management Co.
000 Xxxxxxx Xxxxxx Xxxxx
Xxxxxxx Xxxxx, XX 00000
Attention: Xxxxxxx Xxxxxxx
Telephone: (000) 000-0000
Facsimile: (000) 000-0000
97
KZH APPALOOSA LLC
By:___________________________
Name:
Title:
Address for notices:
KZH Appaloosa LLC
x/x Xxx Xxxxx Xxxxxxxxx Bank
000 Xxxx 00xx Xxxxxx - 00xx Xxxxx
Xxx Xxxx, XX 00000
Attention: Xxxxxxxx Xxxxxx
Telephone: (000) 000-0000
Facsimile: (000) 000-0000
98
